Mga Batayang Estadistika
| CIK | 1082198 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Praxis Funds - Praxis Impact Large Cap Growth ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| October 18, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on October 13, 2016 Registration No. |
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| October 18, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT Form S-1/A As filed with the Securities and Exchange Commission on October 13, 2016 Registration No. |
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| October 14, 2016 |
Form S-1/A As filed with the Securities and Exchange Commission on October 13, 2016 Registration No. |
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| October 13, 2016 |
Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-92445 PERNIX GROUP, INC. (Exact name of registrant as specified |
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| October 13, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 POS AM 1 prxgs8.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on October 13, 2016 Registration No. 333- 196460 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 FORM S-8 REGISTRATION STATEMENT NO. 333-196460; UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as spe |
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| September 30, 2016 |
Conversion Agreement with Bent Marketing Ltd. |
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| September 30, 2016 |
Amended and Restated Certificate of Designations, Series A Preferred Stock |
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| September 30, 2016 |
Preferred Shares Amendment Agreement with Halbarad Group LTD, BVI |
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| September 30, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2016 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction (Commission File Number) ( |
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| September 30, 2016 |
Amendment to the Restated Certificate of Incorporation |
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| September 30, 2016 |
EX-10.8 9 prxgex10z8.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, SERIES B CUMULATIVE CONVERTIBLE PREFERRED STOCK |
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| September 30, 2016 |
Common Stock Purchase Agreement with Ernil Continental, S.A., BVI |
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| September 30, 2016 |
Preferred Shares Amendment Agreement with Enril Continental SA., BVI |
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| September 30, 2016 |
EX-10.3 4 prxgex10z3.htm COMMON STOCK PURCHASE AGREEMENT WITH HALBARAD GROUP, LTD., BVI |
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| September 30, 2016 |
EX-10.9 10 prxgex10z9.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATION, SERIES C PREFERRED STOCK |
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| August 11, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT Post-Effective Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 10, 2016 |
8-K 1 prxg8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 10, 2016 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction (Commission |
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| August 9, 2016 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2016 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2016 |
Pernix Group, Inc. Announces Second Quarter 2016 Financial Results Form 8-K Exhibit 99.1 Pernix Group, Inc. Announces Second Quarter 2016 Financial Results LOMBARD, IL ? August 9, 2016 ? Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the quarter ended June 30, 2016. Financial Review The Company is very excited about its transformation and diversification in conjunction with our recent acquisitions. These acquisitions have diversified o |
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| August 9, 2016 |
Pernix Group FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D. |
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| May 16, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT Post-Effective Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2016 |
Pernix Group, Inc. Announces First Quarter 2016 Financial Results EX-99.1 2 prxgex99z1.htm PRESS RELEASE Exhibit 99.1 Pernix Group, Inc. Announces First Quarter 2016 Financial Results LOMBARD, IL — May 13, 2016 — Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the quarter ended March 31, 2016. Financial Review The Company is very excited about its transformation and diversification in conjunction with our recent acquisitions. These div |
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| May 13, 2016 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 13, 2016 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 13, 2016 |
Pernix Group FORM 10-Q (Quarterly Report) 10-Q 1 prxg10q.htm FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission fil |
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| April 4, 2016 |
Pernix Group POST-EFFECTIVE AMENDMENT Post-Effective Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 29, 2016 |
Pernix Group FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-92445 PERNIX GROUP, I |
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| March 29, 2016 |
List of Subsidiaries and Jurisdictions EX-21.0 2 prxgex21z0.htm LIST OF SUBSIDIARIES AND JURISDICTIONS Exhibit 21.0 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Pernix-Niger Niger, Africa Pernix-Serka Joint Venture- legal Limited Partnership United States, Illinois Pernix/SHBC Joint Venture United States, Illinois Pernix Techical Works Dubai, United Arab Emirates Pernix (Fiji), Limited Fiji Van |
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| March 29, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm Pernix Group, Inc. |
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| March 29, 2016 |
Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 29, 2016 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 29, 2016 |
Pernix Group, Inc. Announces Annual 2015 Financial Results EX-99.1 2 prxgex99z1.htm PRESS RELEASE Exhibit 99.1 Pernix Group, Inc. Announces Annual 2015 Financial Results LOMBARD, IL — March 29, 2016 — Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the year- ended December 31, 2015. Financial Review The Company is very excited about the BEK Building Group & dck acquisitions in 2015 as it expands the Pernix platform with an incre |
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| December 3, 2015 |
Pernix Welcomes Marco A. Martinez as Senior Vice President & CFO EX-99.1 2 prxgex99z1.htm PRESS RELEASE Pernix Welcomes Marco A. Martinez as Senior Vice President & CFO LOMBARD, IL — December 3, 2015 — Pernix Group, Inc. (OTCQB: PRXG) proudly announces Marco A. Martinez as its newly-appointed Senior Vice President & Chief Financial Officer. Mr. Martinez is responsible for managing all of Pernix’s finance activities, including supervising the accounting and fina |
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| December 3, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 30, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commissi |
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| December 2, 2015 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 12, 2015 |
Pernix Group SCHEDULE 14A - DEFINITIVE PROXY STATEMENT Schedule 14A - Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 10, 2015 |
Pernix Group POST-EFFECTIVE AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 6 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or organization) Classi |
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| November 6, 2015 |
Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 6, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 6, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERN |
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| November 6, 2015 |
Pernix Group, Inc. Announces Third Quarter 2015 Financial Results Earnings Release Pernix Group, Inc. Announces Third Quarter 2015 Financial Results LOMBARD, IL ? November 6, 2015 ? Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the third quarter ended September 30, 2015. Financial Review The Company is very excited about the impact of recent acquisitions on the overall Pernix platform in terms of increased diversification and critica |
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| September 17, 2015 |
Pernix Group POST-EFFECTIVE AMENDMENT NO. 5 Post-Effective Amendment No. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 5 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorp |
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| September 11, 2015 |
Financial Statements and Exhibits Amendment No. 1 to Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Juris |
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| September 11, 2015 |
Condensed Financial Statements Exhibit 99.2 KBR BUILDING GROUP, LLC CONDENSED FINANCIAL STATEMENTS For the quarterly period ended March 31, 2015 (unaudited) KBR BUILDING GROUP, LLC CONDENSED FINANCIAL STATEMENTS March 31, 2015 TABLE OF CONTENTS CONDENSED FINANCIAL STATEMENTS Condensed Balance Sheets 2-3 Condensed Statements of Operations 4 Condensed Statements of Stockholder?s Equity 5 Condensed S |
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| September 11, 2015 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Unaudited Pro-forma Condensed Combined Financial Statements Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements have been prepared to reflect the acquisition of all the outstanding limited liability company interests of KBR Building Group, LLC (“BEK BG”) from BE&K, Inc., a subsidiary of KBR, Inc., by Per |
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| September 11, 2015 |
Consolidated Financial Statements Exhibit 99.1 KBR BUILDING GROUP, LLC FINANCIAL STATEMENTS December 31, 2014 and 2013 (With Independent Auditors? Report Thereon) KBR BUILDING GROUP, LLC FINANCIAL STATEMENTS December 31, 2014 and 2013 TABLE OF CONTENTS Independent Auditors? Report 2 FINANCIAL STATEMENTS Balance Sheets 3-4 Statements of Operations 5 Statements of Stockholder?s Equity 6 Statements o |
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| August 7, 2015 |
Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 7, 2015 |
Pernix Group, Inc. Announces Second Quarter 2015 Financial Results Press Release Pernix Group, Inc. Announces Second Quarter 2015 Financial Results LOMBARD, IL ? August 7, 2015 ? Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the second quarter ended June 30, 2015. During this quarter the Company acquired KBR Building Group, now known as BE&K Building Group LLC (BEK BG) on June 30th, 2015, and certain assets of dck Pacific Guam, LLC an |
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| August 7, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERNIX GR |
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| July 7, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 7, 2015 |
Pernix Group, Inc. closes KBR Building Group acquisition Press Release Pernix Group, Inc. closes KBR Building Group acquisition LOMBARD, IL ? July 7, 2015 ? Pernix Group, Inc. (OTCQB: PRXG), a construction company recognized by Engineering News Record for being one of the Top 50 American Contractors working abroad for the last four years in a row, today announced that its acquisition of the KBR Building Group completed financial close on June 30, 2015. |
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| July 1, 2015 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities 8-K 1 prxg8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporati |
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| July 1, 2015 |
Amended and Restated Certificate of Designation PERNIX GROUP, INC. Amended and Restated Certificate of Designation Series C Preferred Stock Par Value $0.01 per share Pursuant to Section 242 of the General Corporation Law of the State of Delaware Pursuant to Section 242 of the General Corporation Law of the State of Delaware, the approval of the holders of the outstanding shares of Series C Preferr |
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| July 1, 2015 |
Series C Cumulative, Convertible Preferred Stock Purchase Agreement Preferred Stock Purchase Agreement Series C Cumulative, Convertible Preferred Stock Purchase Agreement This Series C Cumulative, Convertible Preferred Stock Purchase Agreement (?Agreement?) is made as of June 26, 2015 (the ?Effective Date?), between Pernix Group, Inc. |
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| July 1, 2015 |
Series C Cumulative, Convertible Preferred Stock Purchase Agreement Preferred Stock Purchase Agreement Series C Cumulative, Convertible Preferred Stock Purchase Agreement This Series C Cumulative, Convertible Preferred Stock Purchase Agreement (Agreement) is made as of June 26, 2015 (the Effective Date), between Pernix Group, Inc. |
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| June 16, 2015 |
Press Release Pernix Group, Inc. Acquires Certain Assets of dck pacific guam, LLC and a Membership Interest in dck-ecc pacific guam, LLC Joint Venture LOMBARD, IL ? June 15, 2015 ? Pernix Group, Inc. (OTCQB: PRXG), a construction company recognized by Engineering News Record for being one of the Top 50 American Contractors working abroad for the last four years in a row, today announced that it ha |
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| June 16, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 15, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 16, 2015 |
Certificate of Designations PERNIX GROUP, INC. Certificate of Designations Series C Preferred Stock Par Value $0.01 per share Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned Chief Executive Officer of Pernix Group, Inc., a Delaware corporation (hereinafter called the ?Corporation?), DOES HEREBY CERTIFY that the following resolution has been duly adop |
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| June 16, 2015 |
Series C Cumulative, Convertible Preferred Stock Purchase Agreement EX-10.2 4 prxgex10z2.htm PREFERRED STOCK PURCHASE AGREEMENT Series C Cumulative, Convertible Preferred Stock Purchase Agreement This Series C Cumulative, Convertible Preferred Stock Purchase Agreement (“Agreement”) is made as of June 10, 2015 (the “Effective Date”), between Pernix Group, Inc., a Delaware corporation (“Pernix” or “Seller”), and Halbarad Group, Ltd., BVI (“Buyer”). RECITALS Seller d |
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| June 16, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 16, 2015 |
Series C Cumulative, Convertible Preferred Stock Purchase Agreement Preferred Stock Purchase Agreement Series C Cumulative, Convertible Preferred Stock Purchase Agreement This Series C Cumulative, Convertible Preferred Stock Purchase Agreement (Agreement) is made as of June 10, 2015 (the Effective Date), between Pernix Group, Inc. |
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| June 15, 2015 |
Form 8-K UNITED STATESSECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORTPURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 9, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdictionof Incorporation) (Commission File N |
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| June 15, 2015 |
Purchase Agreement PURCHASE AGREEMENT dated as of June 9, 2015 by and between Pernix Guam, LLC, Pernix Group, Inc. |
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| June 10, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 4, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 10, 2015 |
EX-2.1 2 prnxex2z1.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT MEMBERSHIP INTEREST PURCHASE AGREEMENT BETWEEN BE&K, INC. AND PERNIX BUILDING GROUP, LLC DATED AS OF JUNE 4, 2015 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 1.1 Definitions 1 ARTICLE 2 PURCHASE AND SALE 6 2.1 Purchase and Sale 6 2.2 Estimated Working Capital; Closing Adjustment 7 2.3 Net Working Capital, Disputes and Procedures 7 2.4 Adj |
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| May 8, 2015 |
Exhibit 99.1 Pernix Group, Inc. Announces First Quarter 2015 Financial Results Results Reflect Improved Backlog and Revenue Diversification LOMBARD, IL May 8, 2015 Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the first quarter ended March 31, 2015. Financial Highlights All figures are in U.S. dollars; comparisons of performance are made between Q1 2015 and Q1 20 |
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| May 8, 2015 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D. |
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| April 24, 2015 |
Pernix Group POST-EFFECTIVE AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 4 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or organization) Classi |
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| March 20, 2015 |
Exhibit 99.1 Pernix Group, Inc. Announces Annual 2014 Financial Results Results Reflect Improved Gross Margin, Cash Flow, Backlog and Revenue Diversification LOMBARD, IL March 20, 2015 Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the years ended December 31, 2014 and 2013. Financial Highlights All figures are in U.S. dollars; comparisons of performance are made |
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| March 20, 2015 |
Loan Security Agreement |
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| March 20, 2015 | ||
| March 20, 2015 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 20, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 20, 2015 |
LOAN AND SECURITY AGREEMENT dated as of November 10, 2014 between PERNIX GROUP, INC. |
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| March 20, 2015 |
List of Subsidiaries and Jurisdictions Exhibit 21.0 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Pernix-Niger Niger, Africa Pernix-Serka Joint Venture- legal Limited Partnership United States, Illinois, Pernix/SHBC Joint Venture United States Pernix Techical Works Dubai, United Arab Emirates Pernix (Fiji), Limited Fiji Vanuatu Utilities and Infrastructure Limited Vanuatu Pernix-Serka Azerbaijan |
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| March 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-92445 PERNIX GROUP, I |
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| January 29, 2015 |
Exhibit 99.1 Pernix Group, Inc. Announces Award of U.S. Army Corps of Engineers Project at Camp Humphrey’s, South Korea LOMBARD, IL — January 29, 2014 — Pernix Group, Inc. (OTCQB: PRXG) today announced the award of a $11.6 million dollar contract to its joint venture, Pernix Kaseman Joint Venture, to construct a 4,600 square foot security facility communication center special area, including admin |
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| January 29, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2015 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 5, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 a14-2549018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorpo |
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| December 3, 2014 |
Pernix Group, Inc. Announces Partial Sale of Fijian Subsidiary Press Release Pernix Group, Inc. Announces Partial Sale of Fijian Subsidiary LOMBARD, IL — December 2, 2014 — Pernix Group, Inc. (OTCQB: PRXG) today announced the completion of a sale of a 25% ownership interest in Pernix (Fiji) Limited (“PFL”), which was a wholly-owned subsidiary of Pernix prior to the sale and is located in Fiji. The transaction closed on September 25, 2014, with cash proceeds f |
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| December 3, 2014 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 25, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 19, 2014 |
Exhibit 99.1 Pernix Group, Inc. Announces Third Quarter 2014 Financial Results Results Reflect Improved Gross Margin, Cash Flow, Backlog and Revenue Diversification LOMBARD, IL — November 19, 2014 — Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the third quarter ended September 30, 2013. Financial Highlights — All figures are in U.S. dollars; comparisons of performance |
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| November 19, 2014 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 18, 2014 |
PRXG / Pernix Group, Inc. POS AM - - POS AM Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or or |
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| November 14, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERN |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 23, 2014 |
PRXG / Pernix Group, Inc. DEF 14A - - DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| October 8, 2014 |
PRXG / Pernix Group, Inc. PRE 14A - - PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| September 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 22, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File |
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| September 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2014 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 333-92445 36-4025775 (State or other jurisdiction of (Commission file number) (IR |
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| September 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 8, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 12, 2014 |
EXHIBIT 10.1 Employee Stock Option Grant On September 8, 2014, as approved by the Compensation Committee of the Pernix Group, Inc. Board of Directors, employee stock option grants were awarded in the amount and upon the terms and conditions set forth below. General Terms of Grant: · Form of grant: Stock option award for President and Chief Executive Officer. · Term and vesting of stock options: Th |
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| September 12, 2014 |
Exhibit 10.2 Form of Employee Stock Option Award Notice and Agreement Pernix Group, Inc. Equity Incentive Plan (“EIP” or the “Plan”) STOCK OPTION AWARD AGREEMENT THE SECURITY REPRESENTED BY THIS CERTIFICATE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISPOSITION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION S |
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| August 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 19, 2014 |
Exhibit 99.1 Pernix Group, Inc. Announces Second Quarter 2014 Financial Results Results Reflect Improved Gross Margin, Cash Flow, Backlog and Revenue Diversification LOMBARD, IL ? August 18, 2014 ? Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the second quarter ended June 30, 2014. Financial Highlights ? All figures are in U.S. dollars; comparisons of performance are |
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| August 15, 2014 |
PRXG / Pernix Group, Inc. POS AM - - POS AM Registration No. 333-194860 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorpora |
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| August 14, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERNIX GR |
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| June 2, 2014 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 2, 2014 Registration Statement No. |
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| May 19, 2014 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 19, 2014 |
Pernix Group, Inc. Announces First Quarter 2014 Financial Results EX-99.1 2 a14-130741ex99d1.htm EX-99.1 Exhibit 99.1 Pernix Group, Inc. Announces First Quarter 2014 Financial Results LOMBARD, IL — May 19, 2014 — Pernix Group, Inc. (OTCQB: PRXG) today announced its financial results for the first quarter ended March 31, 2014. The Company generated consolidated revenue in the first quarter of 2014 of $15.0 million, as compared to $17.2 million in the comparable p |
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| May 15, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERNIX G |
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| May 15, 2014 |
Table of Contents Registration No. 333-194860 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-1 Registration Statement No. 333-194860 UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. |
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| May 7, 2014 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 May 7, 2014 United States Securities and Exchange Commission Mr. Leland Benton Division of Corporation Finance 100 F Street Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed May 7, 2014 File No. 333-194860 Dear Mr. Benton We respectfully request that the effective date of the Registration Sta |
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| May 7, 2014 |
S-1/A 1 a14-119852s1a.htm S-1/A Table of Contents As filed with the Securities and Exchange Commission on May 7, 2014 Registration No. 333-194860 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A Amendment No. 3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 |
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| May 6, 2014 |
Table of Contents As filed with the Securities and Exchange Commission on May 6, 2014 Registration No. |
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| April 30, 2014 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 April 30, 2014 United States Securities and Exchange Commission Craig Slivka Division of Corporation Finance 100 F Street Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1 Filed April 25, 2014 File No. 333-194860 Dear Mr. Slivka: We have received your letter via e-mail dated April 29, 2014 in referen |
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| April 29, 2014 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 April 29, 2014 United States Securities and Exchange Commission Craig Slivka Division of Corporation Finance 100 F Street Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed April 25, 2014 File No. 333-194860 Dear Mr. Slivka: In our correspondence letter to the Securities and Exchange Commissio |
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| April 25, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.02 Consent of Independent Registered Public Accounting Firm Pernix Group, Inc. Lombard, Illinois We hereby consent to the incorporation by reference in the Prospectus constituting a part of this Registration Statement of our report dated March 28, 2014, relating to the consolidated financial statements of Pernix Group, Inc., which is incorporated by reference in that Prospectus. We also |
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| April 25, 2014 |
Table of Contents As filed with the Securities and Exchange Commission on April 25, 2014 Registration No. |
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| April 25, 2014 |
Table of Contents As filed with the Securities and Exchange Commission on April 25, 2014 Registration No. |
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| April 25, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in this Pre-effective Amendment No. 1 to Registration Statement No. 333-194860 on Form S-1/A of our report dated April 1, 2013, on the consolidated financial statements of Pernix Group, Inc. and Subsidiaries (collectively the “Company”), as of December 31, 2012 and for the yea |
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| April 25, 2014 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 April 25, 2014 United States Securities and Exchange Commission Craig Slivka Division of Corporation Finance 100 F Street Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1 Filed March 28, 2014 File No. 333-194860 Dear Mr. Slivka: We have received your letter via e-mail dated April 17, 2014 in referen |
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| April 1, 2014 |
Pernix Group, Inc. Announces 2013 Financial Results Exhibit 99.1 Pernix Group, Inc. Announces 2013 Financial Results LOMBARD, IL — April 1, 2014 — Pernix Group, Inc. (OTCQB: PRXG) announced its financial results today for the fiscal year ended December 31, 2013. Pernix Group reported the second highest revenue in its history, with consolidated revenue from continuing operations of $73.8 million in 2013, as compared to $120.0 million in 2012. The de |
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| April 1, 2014 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 28, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of our report, dated April 1, 2013, on the consolidated financial statements of Pernix Group, Inc. and Subsidiaries (collectively the “Company”), as of December 31, 2012 and for the year then ended, which appears in the Company’s Annu |
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| March 28, 2014 |
S-1 1 a14-90971s1.htm S-1 Table of Contents As filed with the Securities and Exchange Commission on March 28, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdictio |
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| March 28, 2014 |
Certificate of Designation |
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| March 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-92445 P |
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| March 28, 2014 |
Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below constitutes and appoints Mr. Nidal Z. Zayed, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and re-substitution for him or her and in his or her name, place and stead, in any and all capacities to sign any and all documents and amendments (including post-effective amendments) to this |
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| March 28, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.02 Consent of Independent Registered Public Accounting Firm Pernix Group, Inc. Lombard, Illinois We hereby consent to the incorporation by reference in the Prospectus constituting a part of this Registration Statement of our report dated March 28, 2014, relating to the consolidated financial statements of Pernix Group, Inc., which is incorporated by reference in that Prospectus. We also |
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| March 28, 2014 |
Certificate of Amendment |
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| March 28, 2014 |
List of Subsidiaries and Jurisdictions List of Subsidiaries and Jurisdictions Exhibit 21.0 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Pernix-Niger Niger, Africa Pernix-Serka Joint Venture- legal Limited Partnership United States, Illinois, Pernix/SHBC Joint Venture United States Pernix Techical Works Dubai, United Arab Emirates Pernix (Fiji), Limited Fiji Telesource SHBC (Fiji), Limited Fiji |
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| March 7, 2014 |
Equity Incentive Plan Non-Qualified Stock Option Grants to Directors EXHIBIT 10.3 Equity Incentive Plan Non-Qualified Stock Option Grants to Directors On February 8, 2014, as approved by the Compensation Committee of the Pernix Group, Inc. Board of Directors, stock option grants were awarded in the amount and upon the terms and conditions set forth below. General Terms of Grant: · Form of grant: Stock option awards for non-employee Directors of Pernix Group, Inc. · |
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| March 7, 2014 |
EXHIBIT 10.1 Employee Stock Option Grants On February 8, 2014, as approved by the Compensation Committee of the Pernix Group, Inc. Board of Directors, employee stock option grants were awarded in the amount and upon the terms and conditions set forth below. General Terms of Grant: · Form of grant: Stock option awards for executive officers and key executives. · Term and vesting of stock options: T |
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| March 7, 2014 |
EXHIBIT 10.2 Form of Employee and Director Stock Option Award Notice and Agreement Pernix Group, Inc. Equity Incentive Plan (“EIP” or the “Plan”) STOCK OPTION AWARD AGREEMENT THE SECURITY REPRESENTED BY THIS CERTIFICATE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISPOSITION MAY BE EFFECTED WITHOUT AN EFFECTIVE R |
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| March 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 21, 2014 |
Changes in Registrant's Certifying Accountant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 13, 2014 |
Pernix Group, Inc. Announces Sale of Preferred Stock and Repayment of Outstanding Debt EX-99.1 2 a14-33151ex99d1.htm EX-99.1 Exhibit 99.1 Pernix Group, Inc. Announces Sale of Preferred Stock and Repayment of Outstanding Debt LOMBARD, IL — January 13, 2014 — Pernix Group, Inc. (OTCQB: PRXG) today announced that it has significantly strengthened its balance sheet through the issuance of $5 million of new Series A Cumulative Convertible Preferred Stock and the repayment of approximatel |
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| January 13, 2014 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 13, 2014 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 6, 2014 |
INDEPENDENT CONSULTANT AGREEMENT Exhibit 10.2 INDEPENDENT CONSULTANT AGREEMENT THIS AGREEMENT is made and entered into as of December , 2013(“Effective Date”) by and between Pernix Group, Inc. (the “Company”) and C. Robert Campbell (“Consultant”). The term “Agreement” herein shall be understood to include this Independent Consultant Agreement and all existing and future Exhibits approved as part of this Agreement. 1. Services (a) |
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| January 6, 2014 |
Exhibit 99.1 Pernix Group Names former Bechtel Vice-Chairman Don J. Gunther as Chairman of the Board and appoints C. Robert Campbell to the Board of Directors LOMBARD, IL — January 7, 2014 — Pernix Group, Inc. (OTCQB: PRXG), a global construction and power infrastructure company, has named Don J. Gunther as Chairman of the Board pursuant to the recent retirement of Ralph Beck. The Company also ann |
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| January 6, 2014 |
INDEPENDENT CONSULTANT AGREEMENT Exhibit 10.1 INDEPENDENT CONSULTANT AGREEMENT THIS AGREEMENT is made and entered into as of December 31, 2013 (“Effective Date”) by and between Pernix Group, Inc. (the “Company”) and Donald Gunther (“Consultant”). The term “Agreement” herein shall be understood to include this Independent Consultant Agreement and all existing and future Exhibits approved as part of this Agreement. 1. Services (a) |
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| January 6, 2014 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 31, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction (Commission File Number) (I.R.S. Emp |
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| January 3, 2014 |
Unregistered Sales of Equity Securities - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 30, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| December 23, 2013 |
Series A Cumulative, Convertible Preferred Stock Purchase Agreement Exhibit 16.2 Series A Cumulative, Convertible Preferred Stock Purchase Agreement This Series A Cumulative, Convertible Preferred Stock Purchase Agreement (“Agreement”) is made as of December , 2013 (the “Effective Date”), between Pernix Group, Inc., a Delaware corporation (“Pernix” or “Seller”), and Halbarad Group, Ltd., BVI (“Buyer”). RECITALS Seller desires to sell, and Buyer desires to purchase |
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| December 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 19, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| December 23, 2013 |
Series A Cumulative, Convertible Preferred Stock Purchase Agreement Exhibit 16.1 Series A Cumulative, Convertible Preferred Stock Purchase Agreement This Series A Cumulative, Convertible Preferred Stock Purchase Agreement (“Agreement”) is made as of December , 2013 (the “Effective Date”), between Pernix Group, Inc., a Delaware corporation (“Pernix” or “Seller”), and Ernil Continental S.A., BVI (“Buyer”). RECITALS Seller desires to sell, and Buyer desires to purcha |
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| December 10, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 10, 2013 |
Exhibit 16.1 December 10, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Pernix Group, Inc.’s Form 8-K dated December 10, 2013 and have the following comments: We agree with the statement made in the first sentence of the first paragraph of Item 4.01. We have no basis to agree or disagree with the statement made in |
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| December 6, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 2, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 22, 2013 |
Pernix Group, Inc. Announces Third Quarter 2013 Financial Results Exhibit 99.1 Pernix Group, Inc. Announces Third Quarter 2013 Financial Results LOMBARD, IL — November 22, 2013 — Pernix Group, Inc. (OTCBB: PRXG) today announced its financial results for the third quarter ended September 30, 2013. The Company generated consolidated revenue from continuing operations in the third quarter of 2013 of $21.4 million, as compared to $34.7 million in the comparable peri |
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| November 22, 2013 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 19, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 19, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 333-92445 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 3 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| November 6, 2013 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 November 6, 2013 United States Securities and Exchange Commission Era Anagnosti Staff Attorney Division of Corporation Finance Washington, D.C. 20549 Re: Pernix Group, Inc. Amendment No. 2 to Preliminary Proxy Statement on Schedule 14A Filed October 28, 2013 File No. 333-92445 Dear Era Anagnosti, We have received your email dated Octob |
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| October 28, 2013 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 October 28, 2013 United States Securities and Exchange Commission Era Anagnosti Staff Attorney Division of Corporation Finance Washington, D.C. 20549 Re: Pernix Group, Inc. Amendment No. 1 to Preliminary Proxy Statement on Schedule 14A Filed October 17, 2013 File No. 333-92445 Dear Era Anagnosti, We have received your email dated Octob |
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| October 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 2 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| October 17, 2013 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 October 17, 2013 United States Securities and Exchange Commission Era Anagnosti Staff Attorney Division of Corporation Finance Washington, D.C. 20549 Re: Pernix Group, Inc. Preliminary Proxy Statement on Schedule 14A Filed October 3, 2013 File No. 333-92445 Dear Era Anagnosti, We have received your email dated October 16, 2013 in refer |
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| October 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 1 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| October 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 20, 2013 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 20, 2013 |
Pernix Group, Inc. Announces Second Quarter 2013 Financial Results EX-99.1 2 a13-189391ex99d1.htm EX-99.1 Exhibit 99.1 Pernix Group, Inc. Announces Second Quarter 2013 Financial Results LOMBARD, IL — August 15, 2013 — Pernix Group, Inc. (OTCBB: PRXG) today announced its financial results for the second quarter ended June 30, 2013. The Company generated consolidated revenue from continuing operations in the second quarter of 2013 of $17.7 million, as compared to $ |
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| August 14, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 3 |
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| May 16, 2013 |
Pernix Group, Inc. Announces First Quarter 2013 Financial Results EX-99.1 CHARTER 2 exhibit99.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 Pernix Group, Inc. Announces First Quarter 2013 Financial Results LOMBARD, IL – May 16, 2013 – Pernix Group, Inc. (OTCBB: PRXG) today announced its financial results for the first quarter ended March 31, 2013. The Company generated consolidated revenue from continuing operations in the first quarter of 2013 of $17.2 million, a |
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| May 16, 2013 |
Results of Operations and Financial Condition Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 15, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number — 333-92445 PERNIX G |
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| April 1, 2013 |
List of Subsidiaries and Jurisdictions Exhibit 21.0 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Pernix-Niger Niger, Africa Pernix-Serka Joint Venture United States Pernix/SHBC Joint Venture United States Pernix Techical Works Dubai, United Arab Emirates Telesource (Fiji), Limited Fiji Telesource SHBC (Fiji), Limited Fiji Vanuatu Utilities and Infrastructure Limited Vanuatu |
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| April 1, 2013 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-92445 PERNIX GROUP, I |
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| April 1, 2013 |
Pernix Group, Inc. Announces 2012 Financial Results EX-99.1 2 a13-91801ex99d1.htm EX-99.1 Exhibit 99.1 Pernix Group, Inc. Announces 2012 Financial Results LOMBARD, IL — April 1, 2013 — Pernix Group, Inc. (OTCBB: PRXG) announced its financial results today for the fiscal year ended December 31, 2012. Pernix Group more than doubled its consolidated revenue from continuing operations, generating $120.0 million of consolidated revenue in 2012, as compa |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2013 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 14, 2013 |
EXHIBIT 10.4 Form of LTIP Stock Option Award Notice and Agreement PERNIX GROUP, INC. 2013 LONG-TERM INCENTIVE PLAN FOR DIRECTORS NOTICE OF GRANT OF NON-QUALIFIED STOCK OPTIONS Unless otherwise defined herein, the terms defined in the Pernix 2013 Long-Term Incentive Plan for Directors (the “Plan”) shall have the same defined meanings in this Notice of Grant. You have been granted Non-Qualified Stoc |
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| February 14, 2013 |
EXHIBIT 10.2 Form of Employee Stock Option Award Notice and Agreement Pernix Group, Inc. Incentive Stock Option Plan 2012 STOCK OPTION AWARD AGREEMENT THE SECURITY REPRESENTED BY THIS CERTIFICATE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISPOSITION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RE |
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| February 14, 2013 |
Long Term Incentive Plan Stock Option Grants EXHIBIT 10.3 Long Term Incentive Plan Stock Option Grants On February 8, 2013, as approved by the Compensation Committee of the Pernix Group, Inc. Board of Directors, stock option grants were awarded in the amount and upon the terms and conditions set forth below. General Terms of Grant: · Form of grant: Stock option awards for non-employee Directors of Pernix Group, Inc. · Term and vesting of sto |
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| February 14, 2013 |
EXHIBIT 10.1 Employee Stock Option Grants On February 8, 2013, as approved by the Compensation Committee of the Pernix Group, Inc. Board of Directors, 347,500 employee stock options were awarded to certain employees and key executives, bringing the total options awarded and outstanding under the plan to 500,000 as of the date of this filing. Awards to key executives were made in the amount and upo |
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| December 17, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 12, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 15, 2012 |
Changes in Registrant's Certifying Accountant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 13, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 14, 2012 |
Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number — 333-92445 |
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| November 14, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| October 16, 2012 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 16, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 16, 2012 |
PERNIX GROUP, INC. DEFINITIVE INFORMATION STATEMENT ON SCHEDULE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2) |
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| October 16, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materia |
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| October 1, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materia |
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| October 1, 2012 |
PRE 14C 1 a12-221872pre14c.htm PRE 14C PERNIX GROUP, INC. DEFINITIVE INFORMATION STATEMENT ON SCHEDULE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission |
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| August 16, 2012 |
Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number — 333-92445 PER |
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| August 14, 2012 |
Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number — 333-92445 PERNI |
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| May 15, 2012 |
Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Table of Contents Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERN |
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| May 11, 2012 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 May 11, 2012 United States Securities and Exchange Commission Jay E. Ingram Legal Branch Chief Division of Corporation Finance Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed September 30, 2011 File No. 333-174539 Dear Mr. Ingram: We have received your letter via U.S. Mail dated, May 9, 201 |
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| May 11, 2012 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 May 11, 2012 United States Securities and Exchange Commission Jay E. Ingram Legal Branch Chief Division of Corporation Finance Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed September 30, 2011 File No. 333-174539 Dear Mr. Ingram: We hereby request that the effective date of the Registratio |
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| May 10, 2012 |
Exhibit 23.01 Reznick Group, P.C. 4711 W. Golf Road Suite 200 Skokie, IL 60076-1236 Tel: (847) 324-7500 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Pre-effective Amendment No. 4 to Registration Statement No. 333-174539 on Form S-1 of our report dated March 30, 2012, relating to the consolidated financial statements of Pernix |
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| May 10, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on April 26, 2012 Registration No. |
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| April 26, 2012 |
Exhibit 23.01 Reznick Group, P.C. 4711 W. Golf Road Suite 200 Skokie, IL 60076-1236 Tel: (847) 324-7500 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Pre-effective Amendment No. 3 to Registration Statement No. 333-174539 on Form S-1 of our report dated March 30, 2012, relating to the consolidated financial statements of Pernix |
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| April 26, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on April 26, 2012 Registration No. |
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| April 26, 2012 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 April 26, 2012 United States Securities and Exchange Commission Jay E. Ingram Legal Branch Chief Division of Corporation Finance Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed September 30, 2011 File No. 333-174539 Dear Mr. Ingram: We have received your letter via U.S. Mail dated, November |
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| April 20, 2012 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 2, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-924 |
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| March 30, 2012 |
PERNIX GROUP, INC. 2012 INCENTIVE STOCK OPTION PLAN Exhibit 10.22 PERNIX GROUP, INC. 2012 INCENTIVE STOCK OPTION PLAN PERNIX GROUP, INC. INCENTIVE STOCK OPTION PLAN Table of Contents: 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN 3 2. DEFINITIONS AND CONSTRUCTION 3 3. SHARES OF STOCK SUBJECT TO THE PLAN 6 4. ADMINISTRATION OF THE PLAN 7 5. ELIGIBILITY RULES 8 6. TERMS OF OPTIONS AND ADDITIONAL PLAN LIMITS 9 7. EFFECT OF TERMINATION OF SERVICE 10 8. LE |
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| March 30, 2012 |
List of Subsidiaries and Jurisdictions Exhibit 21.0 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Telesource CNMI, Inc. Northern Mariana Islands Telesource (Fiji), Limited Fiji TransRadio SenderSysteme Berlin, A.G. Germany Pernix/SHBC Joint Venture United States Telesource SHBC (Fiji), Limited Fiji Vanuatu Utilities and Infrastructure Limited Vanuatu Pernix Universal Energy Joint Venture United |
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| March 30, 2012 |
Exhibit 24.0 UNANIMOUS WRITTEN CONSENT OF THE BOARD OF DIRECTORS OF PERNIX GROUP, INC. TO APPROVE THE REGISTRATION AND SALE OF COMMON SHARES In accordance with Section 141(f) of the Delaware General Corporation Law and the charter and bylaws of Pernix Group, Inc., a Delaware corporation (the ?Corporation?), the undersigned, constituting the Board of Directors of the Corporation (the ?Board?), here |
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| March 30, 2012 |
Stock Purchase and Transfer Agreement Exhibit 10.24 Stock Purchase and Transfer Agreement This Stock Purchase and Transfer Agreement (the ?Agreement?) is made as of March 26, 2012 (the ?Effective Date?), by and between Pernix Group, Inc. and Bevita Commercial Corp. The Parties agree as follows: 1 Definitions. The following defined terms are used in this Agreement: 1.1 ?Best Efforts? means the efforts that a reasonably prudent person, |
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| February 21, 2012 |
EX-99.1 2 a12-54131ex99d1.htm EX-99.1 Exhibit 99.1 PERNIX GROUP, INC. ANNOUNCES THAT PERNIX-SERKA JV HAS BEEN AWARDED A $95-$115 MILLION CONTRACT BY THE U.S. DEPARTMENT OF STATE Lombard, Illinois — February 21, 2012 — Pernix Group, Inc. announced today that the U.S. Department of State (“DOS”) awarded the Company’s joint venture with Serka Insaat VeTicaret A.S., Pernix-Serka JV (“Pernix-Serka”), w |
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| February 21, 2012 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 13, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 31, 2012 |
EX-10.2 3 a12-38321ex10d2.htm EX-10.2 EXHIBIT 10.2 Form of Stock Option Award Notice and Agreement Pernix Group, Inc. Incentive Stock Option Plan 2012 STOCK OPTION AWARD AGREEMENT THE SECURITY REPRESENTED BY THIS CERTIFICATE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISPOSITION MAY BE EFFECTED WITHOUT AN EFFECT |
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| January 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 26, 2012 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 31, 2012 |
EXHIBIT 10.1 Employee Stock Option Grants On January 26, 2012, the Compensation Committee of the Pernix Group, Inc. Board of Directors approved, the employee stock option grants in the amount and upon the terms and conditions set forth below. General Terms of Grant: · Form of grant: Stock option awards for executive officers and key executives. · Term and vesting of stock options: The stock option |
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| January 5, 2012 |
Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 30, 2011 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 5, 2012 |
PERNIX GROUP, INC. ANNOUNCES NEW SENIOR MANAGEMENT IN FINANCE AND STRATEGY Exhibit 99.1 PERNIX GROUP, INC. ANNOUNCES NEW SENIOR MANAGEMENT IN FINANCE AND STRATEGY Lombard, Illinois — January 5, 2012 — Pernix Group, Inc. (OTCBB: PRXG) announced today that Gregg Pollack and Scott Finch have both recently joined the management team of Pernix as Chief Financial Officer & Vice President — Administration and Vice President - Finance & Corporate Strategy, respectively. With Mr. |
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| November 18, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.01 Reznick Group, P.C. 4711 W. Golf Road Suite 200 Skokie, IL 60076-1236 Tel: (847) 324-7500 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Pre-effective Amendment No. 2 to Registration Statement No. 333-174539 on Form S-1 of our report dated April 13, 2011, relating to the financial statements of Pernix Group, Inc., |
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| November 18, 2011 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 November 18, 2011 United States Securities and Exchange Commission Jay E. Ingram Legal Branch Chief Division of Corporation Finance Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1/A Filed September 30, 2011 File No. 333-174539 Dear Mr. Ingram: We have received your letter via U.S. Mail dated Octobe |
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| November 18, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or organization) Clas |
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| November 18, 2011 |
SCHEDULE I TOTAL: 93,683,779 SHARES (APPROX. 6,245,585 ON A POST REVERSE SPLIT BASIS) Exhibit 5.011 Attorneys at Law 311 South Wacker Drive Suite 3000 Chicago, Illinois 60606-6677 Tel 312.360.6000 Chicago Springfield November 18, 2011 Pernix Group, Inc. 151 E. 22nd Street Lombard, Illinois 60148 Dear Ladies and Gentlemen: We have acted as special counsel to Pernix Group, Inc., a Delaware corporation (the ?Company?), in connection with the preparation and filing by the Company with |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe |
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| November 10, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| October 27, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| October 12, 2011 |
Pernix Group, Inc. 151 E. 22nd Street, Lombard, Illinois 60148 September 30, 2011 United States Securities and Exchange Commission Jay E. Ingram Legal Branch Chief Division of Corporation Finance Washington, D.C. 20549-4631 RE: Pernix Group, Inc. Registration Statement on Form S-1 Filed May 26, 2011 File No. 333-92445 Dear Mr. Ingram: We have received your letter via U.S. Mail dated June 20, 2011 |
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| September 30, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of our report dated April 13, 2011, on the financial statements of Pernix Group, Inc., which report appears in the Company’s Annual Report on Form 10-K for the year ended December 31, 2010. We also consent to the reference to us under |
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| September 30, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or organization) Clas |
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| September 30, 2011 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 30, 2011 PERNIX GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-92445 36-4025775 (State or Other Jurisdiction of Incorporation) (Commission File |
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| September 30, 2011 |
Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF PERNIX GROUP, INC. Pernix Group, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify that: First, that the Board of Directors for the Corporation duly adopted a resolution setting forth a p |
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| August 12, 2011 |
Series B Cumulative, Convertible Preferred Stock Purchase Agreement Amendment Exhibit 4.1 Series B Cumulative, Convertible Preferred Stock Purchase Agreement Amendment The Parties agree that the Stock Purchase Agreement between Pernix and Halbard, originally having been created on July 30, 2010, is amended as of June 30, 2011. Paragraph 6 of the Certificate of Designation (Exhibit 1) titled “Conversion” subsection A titled “General” is amended to read as follows. (a) Genera |
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| August 12, 2011 |
Series B Cumulative, Convertible Preferred Stock Purchase Agreement Amendment Exhibit 4.2 Series B Cumulative, Convertible Preferred Stock Purchase Agreement Amendment The Parties agree that the Stock Purchase Agreement between Pernix and Ernil, originally having been created on July 30, 2010, is amended as of June 30, 2011. Paragraph 6 of the Certificate of Designation (Exhibit 1) titled “Conversion” subsection A titled “General” is amended to read as follows. (a) General. |
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| August 12, 2011 |
Exhibit 3.1 [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] |
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| August 12, 2011 |
Exhibit 3.2 [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] [LOGO] |
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| August 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 3 |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2011 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 333-92445 36-4025775 (State or other jurisdiction of (Commission file number) (IRS em |
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| May 26, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of our report dated April 13, 2011, on the financial statements of Pernix Group, Inc., which reports appear in the Company’s Annual Report on Form 10-K for the year ended December 31, 2010. We also consent to the reference to us under |
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| May 26, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) DELAWARE 1520 36-4025775 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or organization) Classification Code Number) Identific |
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| May 16, 2011 |
Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number – 333-92445 PERNIX GROUP, INC. (Ex |
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| April 13, 2011 |
List of Subsidiaries and Jurisdictions Exhibit 21 List of Subsidiaries and Jurisdictions Name of Subsidiary Jurisdiction of Organization Telesource CNMI, Inc. |
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| April 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-924 |
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| April 1, 2011 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 333-92445 CUSIP NUMBER 714263 100 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: o Transit |
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| November 15, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2010 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 |
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| November 15, 2010 |
EX-3.1 2 a10-177301ex3d1.htm EX-3.1 Exhibit 3.1 TELESOURCE INTERNATIONAL, INC. Certificate of Designations Series A Preferred Stock Par Value $0.01 per share Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, Chief Executive Officer of Telesource International, Inc., a Delaware corporation (hereinafter called the “Corporation”), DOES HEREBY CERTIFY tha |
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| November 15, 2010 |
Exhibit 3.2 PERNIX GROUP, INC. Certificate of Designations Series B Cumulative Convertible Preferred Stock Par Value $0.01 per share Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, Chief Financial Officer of Pernix Group, Inc., a Delaware corporation (hereinafter called the “Corporation”), does hereby certify that the following resolution has been d |
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| August 13, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2010 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number ? 333-92445 PERNI |
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| May 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 17, 2010 |
EX-3.1 2 prxg31.htm RESTATED CERTIFICATE OF INCORPORATION Exhibit 3.1 State of Delaware Secretary of State Division or Corporations Delivered 12:51 PM 04/29/2010 FIXED 12:51 PM OA/29/2010 SRV 100441134 - 3404659 FILE RESTATED CERTIFICATE OF INCORPORATION OF PERNIX GROUP, INC. This is the Restated Certificate of Incorporation on Pernix Group, Inc. The original Certificate of Incorporation of the co |
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| May 17, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2010 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number – 333-92445 PERNIX GROUP, INC. (Ex |
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| May 3, 2010 |
PRE 14A 1 prxg14a.htm PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| March 31, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009 COMMISSION FILE NUMBER 333-92445 PERNIX GROUP, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 36-4025775 (State or other jurisdiction of Incorporation or organization) (I.R.S. Emplo |
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| March 31, 2010 |
Subsidiaries and Where Organized Exhibit 21.1 Subsidiaries and Where Organized Subsidiary Where Organized Telesource Northern Mariana Islands (?TCNMI?) Commonwealth of Northern Mariana Islands Telesource Fiji Limited (?TFL?) Republic of Fiji TransRadio SenderSysteme Berlin, A.G. Germany Pernix/SHBC, Joint Venture Illinois, U.S.A. |
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| March 16, 2010 |
EXHIBIT 99.3 EX-99.3 Unaudited Pro Forma Condensed Combined Balance Sheet of Pernix Group, Inc. and its Subsidiaries as of September 30, 2009 and the related unaudited Pro Forma Condensed Combined Statements of Operations for the nine months ended September 30, 2009 and the year ended December 31, 2008 Pernix Group, Inc. and Subsidiaries Unaudited Pro Forma Condensed Combined Financial Statements |
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| March 16, 2010 |
EXHIBIT 99.1 EX-99.1 Audited financial statements of TransRadio with balance sheets as of December 31, 2008 and 2007 and statements of income and cash flows for the years ended December 31, 2008 and 2007, including the report of independent auditors. Report of Independent Auditors To the Management Board and Shareholders of TRANSRADIO SenderSysteme Berlin Aktiengesellschaft: We have audited the ac |
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| March 16, 2010 |
EXHIBIT 99.2 EX-99.2 Unaudited interim balance sheets of TransRadio as of September 30, 2009 and December 31, 2008 and the related unaudited interim statements of income and cash flows for TransRadio for the nine-months ended September 30, 2009 and 2008 The unaudited interim financial statements have been prepared by TransRadio without audit or review. In the opinion of management, the accompanyin |
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| March 16, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2009 PERNIX GROUP, INC. (Formerly Telesource International, Inc.) (Exact name of registrant as specified in its charter) Delaware 333-92445 36-4025775 (State or oth |
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| February 3, 2010 |
Pernix Group, Inc. 860 Parkview Blvd, Lombard, Illinois 60148 February 3, 2010 Pernix Group, Inc. 860 Parkview Blvd, Lombard, Illinois 60148 February 3, 2010 United States Securities and Exchange Commission Mr. Rufus Decker Division of Corporation Finance Washington, D.C. 20549-7010 RE: Form 10-K for the fiscal year ended December 31, 2008. Forms 10-Q/A for the periods ended March 31, 2009 and June 30, 2009. Form 10-Q for the period ended September 30, 2009. File No. 333-924 |
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| January 4, 2010 |
Pernix Group, Inc SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2009 PERNIX GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 333-92445 36-4025775 (State or other jurisdiction of (Commission file number) |
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| January 4, 2010 |
PERNIX GROUP, INC. ACQUIRES MAJORITY INTEREST IN TRANSRADIO SENDERSYSTEME BERLIN AG Exhibit 99.1 PERNIX GROUP, INC. ACQUIRES MAJORITY INTEREST IN TRANSRADIO SENDERSYSTEME BERLIN AG Lombard, Illinois – December 28, 2009 – Pernix Group, Inc. an international company specializing in the construction and power generation markets announced today that it has acquired 53.4% of the outstanding shares of TransRadio SenderSysteme Berlin AG, a company which specializes in the research, deve |
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| January 4, 2010 |
Stock Purchase and Transfer Agreement Exhibit 10.2 Stock Purchase and Transfer Agreement This Stock Purchase and Transfer Agreement (the ?Agreement?) is made as of December 22, 2009 (the ?Effective Date?), by and between Pernix Group, Inc. and Senna Finanz Holding, A.G.. The Parties agree as follows: 1. Definitions. The following defined terms are used in this Agreement: 1.1 ?Best Efforts? means the efforts that a reasonably prudent p |
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| January 4, 2010 |
Stock Purchase and Transfer Agreement Exhibit 10.1 Stock Purchase and Transfer Agreement This Stock Purchase and Transfer Agreement (the ?Agreement?) is made as of December 22, 2009 (the ?Effective Date?), by and between Pernix Group, Inc. and Lorna Continental, S.A. The Parties agree as follows: 1. Definitions. The following defined terms are used in this Agreement: 1.1 ?Best Efforts? means the efforts that a reasonably prudent perso |
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| December 24, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 10-Q/A (Amendment No. 1) ????????? (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2009 Or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to ????????? PERNIX G |
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| December 24, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q/A (Amendment No. 1) ??????? (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2009 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to ??????? PERNIX GROUP |
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| December 23, 2009 |
Pernix Group, Inc. 860 Parkview Blvd, Lombard, Illinois 60148 Pernix Group, Inc. 860 Parkview Blvd, Lombard, Illinois 60148 United States Securities and Exchange Commission Mr. Rufus Decker Division of Corporation Finance Washington, D.C. 20549-7010 RE: Form 10-K for the fiscal year ended December 31, 2008. Form 10-Q for the period ended September 30, 2009. File No. 333-92445 Dear Mr. Decker: We have received your letter via fax/mail dated November 24, 2009 |
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| November 12, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2009 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to ??????? PERNIX GROUP, INC. (Exact nam |
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| November 12, 2009 |
EXHIBIT 3.1 RESTATED CERTIFICATE OF INCORPORATION OF PERNIX GROUP, INC. This is the Restated Certificate of Incorporation on Pernix Group, Inc. The original Certificate of Incorporation of the corporation was filed with the Secretary of State of Delaware on June 18, 2001 under the name Sixth Business Service Group, Inc. The name of the corporation was changed to Telesource International, Inc. purs |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 16, 2009 PERNIX GROUP, INC. (Formerly Telesource International, Inc.) (Exact name of registrant as specified in its charter) Delaware 0-2564 36-4025775 (State or other jurisdi |
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| October 16, 2009 |
EXHIBIT 99.1 TELESOURCE INTERNATIONAL, INC. CHANGES ITS NAME TO PERNIX GROUP, INC. Lombard, Illinois ? October 15, 2009 ? Telesource International, Inc. an international company specializing in the construction and power generation markets announced today that it has changed its name to Pernix Group, Inc. On July 31, 2009, the Board of Directors unanimously recommended to the company?s shareholder |
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| October 16, 2009 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify that: First, that the Board of Directors for Telesource International, Inc. (the ?Corporation?) duly adopted a resolution setting forth a proposed amendment of the Certificate of |
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| September 24, 2009 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Telesource International, Inc. |
