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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tidal Trust I - RPAR Risk Parity ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
As filed with the U.S. Securities and Exchange Commission on September 4, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporati |
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| August 26, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 26, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| August 18, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| August 18, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| August 18, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 18, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of The Free Markets ETF, a series of Tidal Trust I, under the Ex |
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| August 18, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 18, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the God Bless America ETF, a series of Tidal Trust I, under t |
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| August 18, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 18, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust I, under the Exchange Act |
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| August 18, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| August 12, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| July 31, 2025 |
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON JULY 31, 2025 1933 Act Registration File No.: 333-227298 1940 Act File No.: 811-23377 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Conf |
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| July 18, 2025 |
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT Tidal Trust I POS EX Exhibit 99(13)(d) AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST I (formerly, Tidal ETF Trust), a Delaware statutory trust (the “Trust”), U. |
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| July 18, 2025 |
TIDAL TRUST I (f/k/a TIDAL ETF TRUST) MULTIPLE CLASS PLAN Tidal Trust I POS EX Exhibit 99(10)(b) TIDAL TRUST I (f/k/a TIDAL ETF TRUST) MULTIPLE CLASS PLAN Pursuant to Rule-18f-3 under the Investment Company Act of 1940, as amended (the “1940 Act”), Tidal Trust I (f/k/a Tidal ETF Trust) (the “Trust”) has adopted this Multiple Class Plan (the “Plan”) on behalf of the series of the Trust listed on Exhibit A hereto (each, a “Fund”). |
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| July 18, 2025 |
As filed with the U.S. Securities and Exchange Commission on July 18, 2025 Registration No. 333-285813 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 ☒ (Check appropriate box or boxes) TIDAL TRUST I (Exact Name of Registrant as Specified in Charter) |
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| July 18, 2025 |
Tidal Trust I POS EX Exhibit 99(12) July 14, 2025 Board of Trustees Managed Portfolio Series 615 East Michigan Street Milwaukee, WI 53202 Board of Trustees Tidal Trust I 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have been requested to render this opinion concerning certain U. |
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| July 18, 2025 |
AMENDED AND RESTATED FUND SUB-ADMINISTRATION SERVICING AGREEMENT Tidal Trust I POS EX Exhibit 99(13)(b) AMENDED AND RESTATED FUND SUB-ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF SERVICES LLC (the “Company”), with respect to TIDAL TRUST I (formerly, Tidal ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| July 18, 2025 |
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT Tidal Trust I POS EX Exhibit 99(13)(c) AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST I (formerly, Tidal ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| July 18, 2025 |
TIDAL TRUST I (f/k/a TIDAL ETF TRUST) DISTRIBUTION (RULE 12b-1) PLAN Tidal Trust I POS EX Exhibit 99(10)(a) TIDAL TRUST I (f/k/a TIDAL ETF TRUST) DISTRIBUTION (RULE 12b-1) PLAN The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), by Tidal Trust I (f/k/a Tidal ETF Trust) (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed on Schedule A as may be amended from time to time (each, a “Fund”). |
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| July 18, 2025 |
AMENDED AND RESTATED CUSTODY AGREEMENT Tidal Trust I POS EX Exhibit 99(9) AMENDED AND RESTATED CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TIDAL TRUST I (formerly, TIDAL ETF TRUST), a Delaware statutory trust, (the “Trust”), and U. |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-227298 Tidal Trust I / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 234 West Florida Stre |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-227298 Tidal Trust I / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 234 West Florida Stre |
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| July 14, 2025 |
8-A12B/A 1 hfmd-8a12ba071425.htm AMENDMENT TO FORM 8-A12B As filed with the U.S. Securities and Exchange Commission on July 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as sp |
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| July 14, 2025 |
As filed with the U.S. Securities and Exchange Commission on July 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation o |
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| June 26, 2025 |
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON JUNE 26, 2025 1933 Act Registration File No.: 333-227298 1940 Act File No.: 811-23377 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Conf |
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| June 3, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 3, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust I (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See |
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| May 15, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 15, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) Se |
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| April 14, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 25, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 11, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 22, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 19, 2025 |
Ionic Inflation Protection ETF Ionic Inflation Protection ETF Consolidated Schedule of Investments July 31, 2024 (Unaudited) U. |
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| March 14, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2025 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) TIDAL ETF TRUST (Exact Name of Regi |
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| March 14, 2025 |
FORM OF SUB-ADVISORY AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.6(b) FORM OF SUB-ADVISORY AGREEMENT This Sub-Advisory Agreement (the “Agreement”) is made as of this day of , 2025 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204 (the “Adviser”) and Tactical Rotation Management, LLC, a New York limited |
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| March 14, 2025 |
FORM OF AMENDED AND RESTATED CUSTODY AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.9 FORM OF AMENDED AND RESTATED CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TIDAL ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99.17 PO Box 211230, Eagan, MN 55121-9984 VOTE ONLINE 1. Read the proxy statement. 2. Go to: www.proxyvotenow.com/XXXX 3. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Call toll-free XXX-XXX-XXXX 3. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) o |
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| March 14, 2025 |
FORM OF AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.13(c) FORM OF AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, th |
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| March 14, 2025 |
FORM OF AMENDED AND RESTATED FUND SUB-ADMINISTRATION SERVICING AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.13(b) FORM OF AMENDED AND RESTATED FUND SUB-ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF SERVICES LLC (the “Company”), with respect to TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICE |
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| March 14, 2025 |
FORM OF DISTRIBUTION AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.7 FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of , 2025, by and between Tidal ETF Trust, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WHEREAS, the Client is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open- |
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| March 14, 2025 |
TIDAL TRUST I (f/k/a TIDAL ETF TRUST) DISTRIBUTION (RULE 12b-1) PLAN TIDAL ETF TRUST N-14 Exhibit 99.10(a) TIDAL TRUST I (f/k/a TIDAL ETF TRUST) DISTRIBUTION (RULE 12b-1) PLAN The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), by Tidal Trust I (f/k/a Tidal ETF Trust) (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed on Schedule A |
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| March 14, 2025 |
FORM OF INVESTMENT ADVISORY AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.6(a) FORM OF INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made as of [ ], by and between Tidal Trust I (f/k/a Tidal ETF Trust), a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds” |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99(2)(a)(2) AMENDED AND RESTATED BY-LAWS of Tidal Trust I (a Delaware Statutory Trust) Effective May [ ], 2025 TABLE OF CONTENTS AMENDED AND RESTATED BY-LAWS Page ARTICLE I Introduction 1 Section 1. |
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| March 14, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TIDAL ETF TRUST N-14 Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of ATAC Rotation Fund, a series of Tidal ETF Trust. /s/ Tait, Weller & Baker LLP Philadelphia, Pennsylvania March 14, 2025 |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99.12 [●], 2025 Board of Trustees Managed Portfolio Series 615 East Michigan Street Milwaukee, WI 53202 Board of Trustees Tidal Trust I 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have been requested to render this opinion concerning certain U.S. federal income tax consequences in connection with the proposed acquisition of all the a |
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| March 14, 2025 |
FORM OF AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT TIDAL ETF TRUST N-14 Exhibit 99.13(d) FORM OF AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). WHEREAS, the par |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99.11 March 14, 2025 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Ladies and Gentlemen: We have acted as counsel to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the preparation and filing with the U.S. Securities and Exchange Commission (the “SEC”) of a registration statement on Form N-14 (the “Registrat |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99.16 POWER OF ATTORNEY Each undersigned Trustee of Tidal ETF Trust (the “Trust”) hereby appoints Eric W. Falkeis and Aaron J. Perkovich, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an “Attorney-in-Fact”) with the power and authority to execute and to file any of t |
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| March 14, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TIDAL ETF TRUST N-14 Exhibit 99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated October 30, 2024, relating to the financial statements and financial highlights of ATAC Rotation Fund, a series of Managed Portfolio Series, which are included in Form N-CSR for the year en |
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| March 14, 2025 |
TIDAL TRUST I (f/k/a TIDAL ETF TRUST) MULTIPLE CLASS PLAN TIDAL ETF TRUST N-14 Exhibit 99.10(b) TIDAL TRUST I (f/k/a TIDAL ETF TRUST) MULTIPLE CLASS PLAN Pursuant to Rule-18f-3 under the Investment Company Act of 1940, as amended (the “1940 Act”), Tidal Trust I (f/k/a Tidal ETF Trust) (the “Trust”) has adopted this Multiple Class Plan (the “Plan”) on behalf of the series of the Trust listed on Exhibit A hereto (each, a “Fund”). Exhibit A sets forth the m |
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| March 14, 2025 |
TIDAL ETF TRUST N-14 Exhibit 99(1)(b)(2) AMENDED AND RESTATED DECLARATION OF TRUST of Tidal Trust I (a Delaware Statutory Trust) Dated as of May[ ], 2025 TABLE OF CONTENTS AMENDED AND RESTATED DECLARATION OF TRUST ARTICLE I Name and Definitions 1 Section 1. |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See list below (I.R.S. Employer Identification Number) Ti |
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| January 23, 2025 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 January 23, 2025 VIA EDGAR TRANSMISSION David Mathews U. |
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| January 13, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization |
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| January 6, 2025 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 January 6, 2025 VIA EDGAR TRANSMISSION Mr. |
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| January 3, 2025 |
Tidal ETF Trust POS EX Exhibit 99.12 December 30, 2024 Board of Trustees Series Portfolios Trust 615 East Michigan Street Milwaukee, WI 53202 Board of Trustees Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have been requested to render this opinion concerning certain U.S. federal income tax consequences in connection with the proposed a |
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| January 3, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 3, 2025 Registration No. 333-281819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 ☒ (Check appropriate box or boxes) TIDAL ETF TRUST (Exact Name of Registrant as Specified in Chart |
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| January 3, 2025 |
Unlimited HFND Multi-Strategy Return Tracker ETF Consolidated Schedule of Investments as of May 31, 2024 (Unaudited) EXCHANGE TRADED FUNDS - 89. |
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| December 31, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 13, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 13, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 13, 2024 VIA EDGAR TRANSMISSION David Mathews U. |
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| December 3, 2024 |
As filed with the U.S. Securities and Exchange Commission on December 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization |
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| October 10, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 10, 2024 VIA EDGAR TRANSMISSION Raymond Be U. |
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| October 7, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 7, 2024 VIA EDGAR TRANSMISSION Mr. |
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| September 24, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 24, 2024 VIA EDGAR TRANSMISSION Mr. |
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| September 23, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 23, 2024 VIA EDGAR TRANSMISSION Mr. |
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| August 28, 2024 |
TWENTY - SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT Tidal ETF Trust N-14 Exhibit 99.13(a)(2) TWENTY - SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT THIS TWENTY-SECOND AMENDMENT effective as of [ ], 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”) and Tidal ETF Services LLC, a Del |
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| August 28, 2024 |
Tidal ETF Trust N-14 Exhibit 99.6 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made as of [ ], by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a D |
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| August 28, 2024 |
TWENTY-FOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT Tidal ETF Trust N-14 Exhibit 99.13(c)(2) TWENTY-FOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT THIS TWENTY-FOURTH AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement dated as of December 21, 2018, as amended (the “Agreement”), is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCOR |
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| August 28, 2024 |
Please detach at perforation before mailing. Tidal ETF Trust N-14 Exhibit 99.17 LOGO HERE PO Box 211230, Eagan, MN 55121-9984 VOTE ONLINE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the |
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| August 28, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Tidal ETF Trust N-14 Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated November 29, 2023, relating to the financial statements and financial highlights of Unusual Whales Subversive Democratic Trading ETF and Unusual Whales Subversive Republican Trading ETF, each |
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| August 28, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 28, 2024 As filed with the U.S. Securities and Exchange Commission on August 28, 2024 1933 Act Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. (Check appropriate box or boxes.) TIDAL ETF TRUST (Exact name of registrant as specified i |
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| August 28, 2024 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED ETF DISTRIBUTION AGREEMENT Tidal ETF Trust N-14 Exhibit 99.7(a)(2) FIRST AMENDMENT TO THE AMENDED AND RESTATED ETF DISTRIBUTION AGREEMENT This First Amendment (the “Amendment”) to the Amended and Restated ETF Distribution Agreement dated as of November 29, 2023 (the “Agreement”), by and between Tidal ETF Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), is entered into with an effective date of [ ], 2024 (th |
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| August 28, 2024 |
TWENTY-FIFTH AMENDMENT TO THE CUSTODY AGREEMENT Tidal ETF Trust N-14 Exhibit 99.9(a)(2) TWENTY-FIFTH AMENDMENT TO THE CUSTODY AGREEMENT THIS TWENTY-FIFTH AMENDMENT effective as of the last date in the signature block, to the Custody Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking |
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| August 28, 2024 |
TWENTY-FOURTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT Tidal ETF Trust N-14 Exhibit 99.13(b)(2) TWENTY-FOURTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT THIS TWENTY-FOURTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement dated as of December 21, 2018, as amended (the “Agreement”), is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with re |
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| August 28, 2024 |
Tidal ETF Trust N-14 Exhibit 99.12 833 EAST MICHIGAN STREET ● SUITE 1800 MILWAUKEE, WISCONSIN 53202-5615 Tel ▪ 414.273.3500 FAX ▪ 414.273.5198 www.GKLAW.COM [●], 2024 Board of Trustees Series Portfolios Trust 615 East Michigan Street Milwaukee, WI 53202 Board of Trustees Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have been requested to render th |
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| August 28, 2024 |
TWENTY-FOURTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT Tidal ETF Trust N-14 Exhibit 99.13(d)(2) TWENTY-FOURTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS TWENTY-FOURTH AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement dated as of December 21, 2018, as amended (the “Agreement”), is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP |
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| August 28, 2024 |
Tidal ETF Trust N-14 Exhibit 99.16 POWER OF ATTORNEY Each undersigned Trustee of Tidal ETF Trust (the “Trust”) hereby appoints Eric W. Falkeis and Aaron J. Perkovich, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an “Attorney-in-Fact”) with the power and authority to execute and to file any of t |
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| August 28, 2024 |
Tidal ETF Trust N-14 Exhibit 99.11 833 EAST MICHIGAN STREET ● SUITE 1800 MILWAUKEE, WISCONSIN 53202-5615 TEL ▪ 414.273.3500 FAX ▪ 414.273.5198 WWW ▪ GKLAW.COM August 28, 2024 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Ladies and Gentlemen: We have acted as counsel to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the preparation and |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-227298 Tidal ETF Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 234 West Florida St |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) Ti |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-227298 Tidal ETF Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 234 West Florida St |
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| April 9, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| April 9, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| April 5, 2024 |
VIA EDGAR TRANSMISSION Mr. Tony Burack Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Tidal ETF Trust (the “Trust”) Response to Comments Regarding Financial Statement Review File Nos. 811-23377; 333-227298 Dear Mr. Burack: This correspondence responds to the comments the Trust received from the staff |
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| April 4, 2024 |
As filed with the Securities and Exchange Commission on April 4, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 April 1, 2024 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 April 1, 2024 VIA EDGAR TRANSMISSION Ms. |
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| March 22, 2024 |
As filed with the Securities and Exchange Commission on March 22, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 13, 2024 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 March 13, 2024 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 March 13, 2024 VIA EDGAR TRANSMISSION Mr. |
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| February 20, 2024 |
Form 25 |
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| December 11, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 11, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 11, 2023 VIA EDGAR TRANSMISSION Ms. |
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| December 7, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 07, 2023 VIA EDGAR TRANSMISSION Division of Investment Management U. |
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| December 7, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 7, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 7, 2023 VIA EDGAR TRANSMISSION Ms. |
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| December 7, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 07, 2023 VIA EDGAR TRANSMISSION Division of Investment Management U. |
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| November 27, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 27, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| November 17, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 17, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| November 14, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 14, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 14, 2023 VIA EDGAR TRANSMISSION Ms. |
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| November 13, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| November 9, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 9, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 9, 2023 VIA EDGAR TRANSMISSION Mr. |
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| November 2, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 2, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 2, 2023 VIA EDGAR TRANSMISSION Mr. |
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| November 1, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization |
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| October 16, 2023 |
Robinson Alternative Yield Pre-Merger SPAC ETF Robinson Alternative Yield Pre-Merger SPAC ETF SCHEDULE OF INVESTMENTS at July 31, 2023 (Unaudited) Shares Value Common Stocks - 87. |
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| September 8, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 8, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 8, 2023 VIA EDGAR TRANSMISSION Mr. |
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| September 5, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 5, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 5, 2023 VIA EDGAR TRANSMISSION Mr. |
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| August 30, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 30, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 30, 2023 VIA EDGAR TRANSMISSION Ms. |
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| August 30, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 25, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 25, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 25, 2023 VIA EDGAR TRANSMISSION Ms. |
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| August 4, 2023 |
Tidal ETF Trust N-14 Exhibit 99.17 VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the proxy card in the envelope provided. VOTE ONLINE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. |
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| August 4, 2023 |
Tidal ETF Trust N-14 Exhibit 99.16 POWER OF ATTORNEY Each undersigned Trustee of Tidal ETF Trust (the “Trust”) hereby appoints Eric W. Falkeis and Aaron J. Perkovich, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an “Attorney-in-Fact”) with the power and authority to execute and to file any of t |
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| August 4, 2023 |
Tidal ETF Trust N-14 Exhibit 99.11(a) 833 EAST MICHIGAN STREET • SUITE 1800 MILWAUKEE WISCONSIN 53202-5615 TEL • 414.273.3500 FAX • 414.273.5198 www • GKLAW.COM August 4, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Ladies and Gentlemen: We have acted as counsel to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the preparation an |
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| August 4, 2023 |
FORM OF AMENDMENT TO THE SUB-ADVISORY ADVISORY AGREEMENT Tidal ETF Trust N-14 Exhibit 99.6(cc) FORM OF AMENDMENT TO THE SUB-ADVISORY ADVISORY AGREEMENT This Amendment TO THE SUB-ADVISORY AGREEMENT (the “Amendment”), is dated as of [October [ ]], 2023, and is entered into by and between Toroso Investments, LLC (the “Adviser”) and Gotham Asset Management, LLC (the “Sub-Adviser”). Each of the Adviser and the Sub-Adviser is referred to as a “party” and toge |
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| August 4, 2023 |
Tidal ETF Trust N-14 Exhibit 99.6(bb) FORM OF SECOND AMENDMENT TO THE TIDAL ETF TRUST INVESTMENT ADVISORY AGREEMENT with TOROSO INVESTMENTS, LLC THIS SECOND AMENDMENT dated as of [ ], 2023, to the Investment Advisory Agreement, dated as of October 29, 2020 (the “Agreement”), entered into by and between TIDAL ETF TRUST (the “Trust”), on behalf of each series of the Trust listed on Schedule A to the |
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| August 4, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON August 4, 2023 File No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) Tidal ETF Trust (Exact Name of Registrant as Specified in Charter) 234 West Florida Street, Sui |
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| August 4, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Tidal ETF Trust N-14 Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Tidal ETF Trust of our report dated November 23, 2022, relating to the financial statements and financial highlights, which appear in Gotham Short Strategies Fund’s (a series of FundVantage Trust) Annual Re |
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| August 4, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Tidal ETF Trust N-14 Exhibit 99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Gotham Short Strategies Fund, a series of FundVantage Trust. /s/ Tait, Weller & Baker LLP Philadelphia, Pennsylvania August 4, 2023 |
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| August 4, 2023 |
Tidal ETF Trust N-14 Exhibit 99.12(a) 833 EAST MICHIGAN STREET • SUITE 1800 MILWAUKEE WISCONSIN 53202-5615 TEL • 414.273.3500 FAX • 414.273.5198 www • GKLAW.COM [DATE] Board of Trustees FundVantage Trust 301 Bellevue Parkway Wilmington, DE 19809 Board of Trustees Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have been requested to render this opini |
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| July 28, 2023 |
Unlimited HFND Multi-Strategy Return Tracker ETF Unlimited HFND Multi-Strategy Return Tracker ETF SCHEDULE OF INVESTMENTS at May 31, 2023 (Unaudited) Shares Value Exchange Traded Funds - 99. |
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| July 28, 2023 |
SoFi Next 500 ETF SCHEDULE OF INVESTMENTS at May 31, 2023 (Unaudited) Shares Value Common Stocks - 99. |
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| July 27, 2023 |
As filed with the U.S. Securities and Exchange Commission on July 27, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| July 17, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 17, 2023 VIA EDGAR TRANSMISSION David Mathews U. |
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| July 14, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 14, 2023 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 14, 2023 VIA EDGAR TRANSMISSION Ms. |
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| June 30, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 30, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 June 30, 2023 VIA EDGAR TRANSMISSION U. |
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| June 14, 2023 |
As filed with the Securities and Exchange Commission on June 14, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 2, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 2, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) Se |
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| May 30, 2023 |
NPORT-EX 2 upar.htm UPAR ETF - 3/31/23 PART F UPAR ULTRA RISK PARITY ETF SCHEDULE OF INVESTMENTS at March 31, 2023 (Unaudited) Shares Value Common Stocks - 19.8% Biotechnology - 0.4% Corteva, Inc. 4,944 $ 298,173 Building Materials - 0.1% Geberit AG 116 64,657 Chemicals - 1.5% CF Industries Holdings, Inc. 1,290 93,512 Ecolab, Inc. 951 157,419 FMC Corp. 883 107,841 K+S AG 1,535 32,679 The Mosaic Co |
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| May 30, 2023 |
NPORT-EX 2 rpar.htm RPAR ETF - 3/31/23 PART F RPAR RISK PARITY ETF SCHEDULE OF INVESTMENTS at March 31, 2023 (Unaudited) Shares Value Common Stocks - 14.2% Biotechnology - 0.3% Corteva, Inc. 60,733 $ 3,662,807 Building Materials - 0.1% Geberit AG 1,798 1,002,180 Chemicals - 1.2% CF Industries Holdings, Inc. 15,199 1,101,775 Ecolab, Inc. 10,036 1,661,259 FMC Corp. 11,389 1,390,939 The Mosaic Co. 31 |
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| May 26, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 May 26, 2023 VIA EDGAR TRANSMISSION Raymond Be U. |
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| April 26, 2023 |
SP FUNDS S&P 500 SHARIA INDUSTRY EXCLUSIONS ETF NPORT-EX 2 spus.htm SCHEDULE OF INVESTMENTS SP FUNDS S&P 500 SHARIA INDUSTRY EXCLUSIONS ETF Schedule of Investments at February 28, 2023 (Unaudited) Shares Value Common Stocks - 99.6% Agriculture - 0.2% Archer-Daniels-Midland Co. 5,820 $ 463,272 Apparel - 0.9% Nike, Inc. - Class A 13,349 1,585,728 Ralph Lauren Corp. - Class A 424 50,113 Tapestry, Inc. 2,536 110,341 1,746,182 Auto Manufacturers - 3 |
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| April 26, 2023 |
SOUND ENHANCED FIXED INCOME ETF NPORT-EX 2 sound-enhanced.htm SDEF - 2/28/23 PART F SOUND ENHANCED FIXED INCOME ETF Schedule of Investments at February 28, 2023 (Unaudited) Shares Value Closed-End Funds - 2.9% AllianceBernstein Global High Income Fund, Inc. 74,009 $ 749,711 Total Closed-End Funds (Cost $861,027) 749,711 Common Stocks - 28.6% Investment Companies - 14.5% Ares Capital Corp. (2) 43,501 842,180 Golub Capital BDC, In |
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| April 26, 2023 |
SP FUNDS DOW JONES GLOBAL SUKUK ETF NPORT-EX 2 spsk.htm SPSK - 2/28/23 PART F SP FUNDS DOW JONES GLOBAL SUKUK ETF Schedule of Investments at February 28, 2023 (Unaudited) Prinicipal Amount Value Corporate Sukuk - 44.9% Airlines - 0.5% Unity 1 Sukuk Ltd. 2.394% , 11/03/2025 $ 500,000 $ 461,746 Banks - 16.9% AUB Sukuk Ltd. 2.615% , 09/09/2026 600,000 543,157 Boubyan Sukuk Ltd. 2.593% , 02/18/2025 600,000 571,338 3.389% , 03/29/2027 60 |
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| April 26, 2023 |
SP FUNDS S&P GLOBAL REIT SHARIA ETF SP FUNDS S&P GLOBAL REIT SHARIA ETF Schedule of Investments at February 28, 2023 (Unaudited) Shares Value Common Stocks - 99. |
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| April 26, 2023 |
NPORT-EX 2 sound-equity.htm SCHEDULE OF INVESTMENTS SOUND EQUITY INCOME ETF Schedule of Investments at February 28, 2023 (Unaudited) Shares Value Common Stocks - 99.6% Advertising - 5.4% Omnicom Group, Inc. 14,744 $ 1,335,364 Apparel - 2.1% Carter’s, Inc. 6,805 513,029 Banks - 8.6% Citigroup, Inc. 14,151 717,314 M&T Bank Corp. 4,527 702,998 Truist Financial Corp. 15,075 707,771 2,128,083 Chemicals |
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| April 26, 2023 |
NPORT-EX 2 newday.htm SCHEDULE OF INVESTMENTS Newday Ocean Health ETF Schedule of Investments at February 28, 2023 (Unaudited) Common Stocks - 99.8% Shares Value Apparel - 1.1% Nike, Inc. - Class B 138 $ 16,393 Auto Manufacturers - 1.6% Tesla, Inc. (1) 110 22,628 Banks - 4.3% Comerica, Inc. 173 12,127 First Bancorp 2,041 29,615 JPMorgan Chase & Co. 133 19,066 60,808 Biotechnology - 3.9% Amgen, Inc |
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| April 13, 2023 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 April 13, 2023 VIA EDGAR TRANSMISSION Raymond Be U. |
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| March 30, 2023 |
NPORT-EX 2 zegaetf.htm ZEGA ETF- 1/31 PART F ZEGA Buy and Hedge ETF SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Principal Amount Value Corporate Bonds - 10.0% Apparel - 0.7% Hanesbrands, Inc. $ 374,000 4.625%, 05/15/2024 $ 368,777 Auto Manufacturers - 0.8% Jaguar Land Rover Automotive PLC 158,000 5.625%, 02/01/2023 158,000 Ford Motor Credit Co., LLC 157,000 5.584%, 03/18/2024 156,061 1 |
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| March 30, 2023 |
Robinson Alternative Yield Pre-Merger SPAC ETF NPORT-EX 2 robinsonetf.htm SCHEDULE OF INVESTMENTS Robinson Alternative Yield Pre-Merger SPAC ETF SCHEDULE OF INVESTMENTS at Janaury 31, 2023 (Unaudited) Shares Value Common Stocks - 96.9% Special Purpose Acquisition Companies (SPACs) - 96.9% Accretion Acquisition Corp. (1) 2,065 $ 21,125 Acropolis Infrastructure Acquisition Corp. - Class A (1) 30,000 301,800 Aequi Acquisition Corp. - Class A (1) |
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| March 30, 2023 |
Ionic Inflation Protection ETF NPORT-EX 2 ionicetf.htm IONIC ETF- 1/31 PART F Ionic Inflation Protection ETF CONSOLIDATED SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Principal Amount Value United States Treasury Obligations - 91.4% United States Treasury Inflation Indexed Notes - 91.4% 01/15/2024 0.625% $ 1,122,810 $ 1,100,852 04/15/2024 0.500% 1,133,203 1,104,871 07/15/2024 0.125% 1,128,429 1,095,409 10/15/2024 0.1 |
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| February 28, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 13, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 27, 2023 |
Acruence Active Hedge U.S. Equity ETF NPORT-EX 2 acruencenport.htm ACRUENCE ETF - 12/31/22 PART F Acruence Active Hedge U.S. Equity ETF CONSOLIDATED SCHEDULE OF INVESTMENTS at December 31, 2022 (Unaudited) Shares Value Common Stocks - 96.6% Aerospace & Defense - 1.7% The Boeing Co. (1) 211 $ 40,193 General Dynamics Corp. 71 17,616 L3Harris Technologies, Inc. 63 13,117 Lockheed Martin Corp. 83 40,379 Northrop Grumman Corp. 48 26,189 Ra |
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| February 27, 2023 |
SonicShares™ Global Shipping ETF NPORT-EX 2 boatnport.htm SCHEDULE OF INVESTMENTS SonicShares™ Global Shipping ETF SCHEDULE OF INVESTMENTS at December 31, 2022 (Unaudited) Shares Value Common Stocks - 98.9% Commercial Services - 0.4% Inui Global Logistics Co. Ltd. 4,823 $ 72,741 Energy - Alternate Sources - 0.3% Eneti, Inc. 6,886 69,204 Transportation - 98.2% (1) AP Moller - Maersk A/S - Class B 467 1,046,885 Ardmore Shipping Cor |
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| February 27, 2023 |
NPORT-EX 2 gotham-1000nport.htm SCHEDULE OF INVESTMENTS Gotham 1000 Value ETF SCHEDULE OF INVESTMENTS December 31, 2022 (Unaudited) Shares Value Common Stocks - 99.6% Advertising - 0.5% The Interpublic Group of Company, Inc. 3,534 $ 117,717 Omnicom Group, Inc. 1,335 108,896 226,613 Aerospace & Defense - 0.8% Aerojet Rocketdyne Holdings, Inc. (1) 1,441 80,595 General Dynamics Corp. 133 32,999 L3Har |
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| February 27, 2023 |
Constrained Capital ESG Orphans ETF NPORT-EX 2 constrained-cap.htm SCHEDULE OF INVESTMENTS Constrained Capital ESG Orphans ETF SCHEDULE OF INVESTMENTS at December 31, 2022 (Unaudited) Shares Value Common Stocks - 99.6% Aerospace & Defense - 24.2% The Boeing Co. (1) 499 $ 95,055 Curtiss-Wright Corp. 33 5,511 General Dynamics Corp. 207 51,359 L3Harris Technologies, Inc. 173 36,020 Lockheed Martin Corp. 233 113,352 Northrop Grumman Cor |
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| February 27, 2023 |
NPORT-EX 2 gotham-500nport.htm SCHEDULE OF INVESTMENTS Gotham Enhanced 500 ETF SCHEDULE OF INVESTMENTS at December 31, 2022 (Unaudited) Shares Value Common Stocks - 99.8% Advertising - 0.2% The Interpublic Group of Company, Inc. 8,209 $ 273,442 Omnicom Group, Inc. (1) 4,223 344,470 617,912 Aerospace & Defense - 1.4% The Boeing Co. (2) 1,478 281,544 General Dynamics Corp. 790 196,007 Howmet Aerospa |
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| February 27, 2023 |
Ionic Inflation Protection ETF NPORT-EX 2 ionicnport.htm IONIC ETF - 12/31/22 PART F Ionic Inflation Protection ETF SCHEDULE OF INVESTMENTS at January 31, 2023 (Unaudited) Principal Amount Value United States Treasury Obligations - 91.4% United States Treasury Inflation Indexed Notes - 91.4% 01/15/2024 0.625% $ 1,122,810 $ 1,100,852 04/15/2024 0.500% 1,133,203 1,104,871 07/15/2024 0.125% 1,128,429 1,095,409 10/15/2024 0.125% 1, |
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| February 27, 2023 |
American Customer Satisfaction ETF NPORT-EX 2 acsinport.htm SCHEDULE OF INVESTMENTS American Customer Satisfaction ETF SCHEDULE OF INVESTMENTS at December 31, 2022 (Unaudited) Shares Value Common Stocks - 99.9% Airlines - 3.8% JetBlue Airways Corp. (1) 382,727 $ 2,480,071 Apparel - 4.2% Nike, Inc. - Class B 23,195 2,714,047 Auto Manufacturers - 2.6% Tesla, Inc. (1) 13,584 1,673,277 Computers - 8.0% Apple, Inc. 40,088 5,208,634 Cons |
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| January 26, 2023 |
Unlimited HFND Multi-Strategy Return Tracker ETF Unlimited HFND Multi-Strategy Return Tracker ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Exchange Traded Funds - 75. |
|
| January 26, 2023 |
Noble Absolute Return ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 12. |
|
| January 26, 2023 |
NPORT-EX 2 sofi-social.htm SCHEDULE OF INVESTMENTS SoFi Social 50 ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.4% Aerospace & Defense - 1.7% The Boeing Co. (1) 1,349 $ 241,309 Airlines - 1.9% American Airlines Group, Inc. (1)(2) 7,695 111,039 Delta Air Lines, Inc. (1) 4,230 149,615 260,654 Apparel - 0.6% Nike, Inc. - Class B 717 78,648 Auto Manufactu |
|
| January 26, 2023 |
NPORT-EX 2 sofi-tgif.htm TGIF - 11/30/22 PART F SoFi Weekly Income ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Prinicpal Amount Value Asset Backed Securities - 3.6% AB Issuer, LLC, Series 2021-1, Class A2 3.734% , 07/30/2051 $ 89,325 $ 72,459 Applebee’s Funding, LLC / IHOP Funding, LLC, Series 2019-1A, Class A2I 4.194% , 06/05/2049 198,000 188,067 DB Master Finance, LLC, Series 20 |
|
| January 26, 2023 |
Leatherback Long/Short Alternative Yield ETF Leatherback Long/Short Alternative Yield ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 118. |
|
| January 26, 2023 |
NPORT-EX 2 sofi-next.htm SCHEDULE OF INVESTMENTS SoFi Next 500 ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.8% Advertising - 0.3% The Interpublic Group of Companies, Inc. 4,729 $ 162,488 Aerospace & Defense - 0.9% Curtiss-Wright Corp. 389 68,717 HEICO Corp. 569 92,354 Hexcel Corp. 1,641 98,378 Howmet Aerospace, Inc. 4,437 167,142 Spirit AeroSystems H |
|
| January 26, 2023 |
Adasina Social Justice All Cap Global ETF NPORT-EX 2 adasina.htm SCHEDULE OF INVESTMENTS Adasina Social Justice All Cap Global ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.3% Advertising - 1.8% The Interpublic Group of Company, Inc. 52,759 $ 1,812,799 IPSOS 1,294 72,747 Stroeer SE & Co KGaA 442 19,934 1,905,480 Aerospace & Defense - 0.2% Barnes Group, Inc. 4,111 175,087 Apparel - 0.1% Gildan |
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| January 26, 2023 |
God Bless America ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
|
| January 26, 2023 |
NPORT-EX 2 byob.htm SCHEDULE OF INVESTMENTS SoFi Be Your Own Boss ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.3% Advertising Services - 0.9% The Trade Desk, Inc. - Class A (1)(2) 1,253 $ 65,331 Applications Software - 4.0% Materialise NV - ADR (1)(2) 8,748 84,418 Microsoft Corp. 302 77,053 Monday.com Ltd. (1)(2) 1,332 143,190 304,661 Athletic Equipm |
|
| January 26, 2023 |
NPORT-EX 2 sofi-wkly.htm SCHEDULE OF INVESTMENTS SoFi Weekly Dividend ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.1% Advertising - 0.1% Dentsu Group, Inc. 135 $ 4,257 Hakuhodo DY Holdings, Inc. 142 1,354 5,611 Aerospace & Defense - 1.7% BAE Systems PLC 2,077 20,347 General Dynamics Corp. 160 40,382 Lockheed Martin Corp. (1) 177 85,879 Saab AB - Clas |
|
| January 26, 2023 |
NPORT-EX 2 sofi-select.htm SCHEDULE OF INVESTMENTS SoFi Select 500 ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99.4% Advertising - 0.1% Omnicom Group, Inc. 1,669 $ 133,119 The Trade Desk, Inc. - Class A (1) 4,440 231,502 364,621 Aerospace & Defense - 1.4% General Dynamics Corp. 1,988 501,751 L3Harris Technologies, Inc. 1,564 355,153 Lockheed Martin Cor |
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| January 26, 2023 |
SoFi Smart Energy ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
|
| January 26, 2023 |
ATAC US Rotation ETF Schedule of Investments (Unaudited) November 30, 2022 Description Shares Value EXCHANGE TRADED FUNDS - 99. |
|
| January 26, 2023 |
NPORT-EX 2 jojo.htm SCHEDULE OF INVESTMENTS ATAC Credit Rotation ETF Schedule of Investments (Unaudited) November 30, 2022 Description Shares Value EXCHANGE TRADED FUNDS - 91.8% iShares iBoxx High Yield Corporate Bond ETF (1) 43,245 $ 3,271,917 Xtrackers USD High Yield Corporate Bond ETF (1) 40,381 1,397,990 TOTAL EXCHANGE TRADED FUNDS (Cost $4,633,207) 4,669,907 SHORT-TERM INVESTMENTS - 8.3% Firs |
|
| January 26, 2023 |
SoFi Web 3 ETF SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
|
| December 29, 2022 |
Unlimited HFND Multi-Strategy Return Tracker ETF Unlimited HFND Multi-Strategy Return Tracker ETF SCHEDULE OF INVESTMENTS at October 31, 2022 (Unaudited) Shares Value Exchange Traded Funds - 57. |
|
| December 29, 2022 |
FolioBeyond Rising Rates ETF SCHEDULE OF INVESTMENTS at October 31, 2022 (Unaudited) Principal Amount Value MORTGAGE-BACKED SECURITIES (1) - 93. |
|
| December 29, 2022 |
Aztlan Global Stock Selection DM SMID ETF NPORT-EX 2 aztlan.htm SCHEDULE OF INVESTMENTS Aztlan Global Stock Selection DM SMID ETF SCHEDULE OF INVESTMENTS at October 31, 2022 (Unaudited) Shares Value Common Stocks - 100.5% Airlines - 3.7% Deutsche Lufthansa AG (1) 15,621 $ 107,182 Banks - 3.7% Fukuoka Financial Group, Inc. 6,253 106,140 Beverages - 3.7% Coca-Cola HBC AG 4,945 107,890 Commercial Services - 7.4% Shin Nippon Biomedical Labora |
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| December 29, 2022 |
NPORT-EX 2 residential.htm SCHEDULE OF INVESTMENTS Residential REIT Income ETF Schedule of Investments at October 31, 2022 (Unaudited) Shares Value Common Stocks - 98.9% REITS - Apartments - 69.3% American Homes 4 Rent - Class A 9,400 $ 300,236 Apartment Income REIT Corp. 1,665 63,986 Apartment Investment and Management Co. 5,730 45,496 AvalonBay Communities, Inc. 2,100 367,752 BRT Apartments Corp |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 23 |
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| December 27, 2022 |
Amended and Restated Distribution (Rule 12b-1) Plan As filed with the U.S. Securities and Exchange Commission on December 27, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| December 21, 2022 |
Leatherback Asset Management, LLC Code of Ethics and Personal Trading Policy December 2021 Tidal ETF Trust POS EX Exhibit 99(p)(vi) Leatherback Asset Management, LLC Code of Ethics and Personal Trading Policy December 2021 1. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xxii) RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of September 30, 2022, among each Acquiring Fund, severally and not jointly, identified on Schedule A (each, an ?Acquiring Fund?), and the Acquired Funds, severally and not jointly, listed on Schedule B (each, an ?Acquired Fund? and together with the Acquiring Funds, the ?Funds?). |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xviii) FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT is dated as of January 19, 2022 , among Tidal ETF Trust (the ?Acquiring Trust?), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an ?Acquiring Fund? and collectively, the ?Acquiring Funds?), and PIMCO ETF Trust and PIMCO Equity Series, (each an ?Acquired Trust? and collectively, the ?Acquired Trusts?), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an ?Acquired Fund? and collectively, the ?Acquired Funds?). |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xvii) RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of September 29, 2022, between the Tidal ETF Trust, on behalf of itself and its separate series listed on Schedule A (each, an ?Investing Fund?), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a ?Vanguard Fund? and together with the Investing Funds, the ?Funds?). |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 21, 2022 1933 Act Registration File No.: 333-227298 1940 Act File No.: 811-23377 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 159 ? and/or REGISTRATION STATEMENT UNDER THE INVE |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(p)(v) Income Research + Management Employee Code of Ethics for Personal Investments and Insider Trading Policy July 14, 2022 Table of Contents INTRODUCTION Am I subject to these rules? 1 RULES FOR EVERYONE 1. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(p)(xii) CODE OF ETHICS: ZEGA Financial LLC 31 MAR 2022 Code of Ethics Introduction ? This is the Code of Ethics (the ?Code?) of ZEGA Financial (the ?Company?). |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xviii)(1) AMENDMENT TO FUND OF FUNDS INVESTMENT AGREEMENT FOR THE PURPOSE OF ADDING ADDITIONAL ACQUIRING FUND(S) AND ACQUIRED FUND(S) October 4, 2022 Tidal ETF Trust 898 N. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(p)(xiv) Armada ETF Advisors LLC i Section 8: Code of Ethics 8. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xvi) RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of, October 5, 2022 between each Acquiring Fund(s) identified on Schedule A, severally and not jointly (each, an ?Acquiring Fund?), and each series of VanEck ETF Trust (except such series listed on Schedule B which may be amended from time to time), severally and not jointly (each, an ?Acquired Fund? and together with the Acquiring Fund[s], the ?Funds?). |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(p)(ix) SOUND INCOME STRATEGIES CODE OF ETHICS SOUND INCOME STRATEGIES, LLC Summary SIS?s Code of Ethics is based on the guiding principle that the interests of the client are our top priority. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xix) RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS FUND OF FUNDS INVESTMENT AGREEMENT, dated as of October 10, 2022 (the ?Effective Date?) by and between Tidal ETF Trust (the ?Acquiring Trust?), a Delaware statutory trust, on behalf of each of its series listed on Schedule B, as such may be revised from time to time, severally and not jointly (each, an ?Acquiring Fund?), and ProShares Trust (the ?Trust?), a Delaware statutory trust, on behalf of each of its current and future series other than those series identified under the caption ?Precautionary Notes: Funds Not Covered by the Agreement? on https://www. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xxi) RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS FUND OF FUNDS INVESTMENT AGREEMENT (the ?Agreement?), dated as of September 30, 2022 (the ?Effective Date?), is made among Tidal ETF Trust, on behalf of each of its series listed in Schedule A (each, an ?Acquiring Fund?) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, In |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xx) FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of October 3, 2022, between Tidal ETF Trust (?Acquiring Trust?), on behalf of each of its series listed on Schedule A hereto (each, an ?Acquiring Fund?), severally and not jointly, and each series of the Direxion Shares ETF Trust (?Trust?), excluding those listed on Schedule B hereto (each, an ?Acquired Fund?), severally and not jointly. |
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| December 21, 2022 |
Tidal ETF Trust POS EX Exhibit 99(h)(xxiii) Tidal ETF Trust January 2022 Schwab Rule 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT THIS AGREEMENT, dated as of January 19, 2022, by and among Tidal ETF Trust, a statutory trust organized under the laws of the State of Delaware (the ?Acquiring Management Company?), on behalf of its series identified on Schedule A, severally and not jointly (each, an ?Acquiring Fund,? and collectively, the ?Acquiring Funds?), and Schwab Strategic Trust, a statutory trust organized under the laws of the State of Delaware (the ?Trust?), on behalf of its series identified on Schedule B, severally and not jointly (each, an ?Acquired Fund? and, collectively, the ?Acquired Funds?). |
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| December 21, 2022 |
Investment Sub-Advisory Agreement Tidal ETF Trust POS EX Exhibit 99(a)(iv)(2) SUB-ADVISORY AGREEMENT This Sub-Advisory Agreement (the ?Agreement?) is made as of this 26th day of May, 2022 by and between Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. |
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| December 16, 2022 |
As filed with the U.S. Securities and Exchange Commission on December 16, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| December 15, 2022 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 15, 2022 VIA EDGAR TRANSMISSION Mr. |
|
| December 1, 2022 |
Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal ETF Trust 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 December 1, 2022 VIA EDGAR TRANSMISSION Ms. |
|
| November 29, 2022 |
NPORT-EX 2 upar.htm UPAR ETF - 09.30.22 PART F UPAR Ultra Risk Parity ETF SCHEDULE OF INVESTMENTS at September 30, 2022 (Unaudited) Shares Value Common Stocks - 23.0% Biotechnology - 0.5% Corteva, Inc. 3,532 $ 201,854 Building Materials - 0.1% Geberit AG 92 39,959 Chemicals - 2.1% CF Industries Holdings, Inc. 1,019 98,079 Ecolab, Inc. 567 81,886 FMC Corp. 628 66,380 K+S AG 1,039 19,747 The Mosaic |
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| November 29, 2022 |
NPORT-EX 2 rpar.htm RPAR ETF - 09.30.22 PART F RPAR Risk Parity ETF SCHEDULE OF INVESTMENTS at September 30, 2022 (Unaudited) Shares Value Common Stocks - 15.7% Biotechnology - 0.4% Corteva, Inc. 70,421 $ 4,024,560 Building Materials - 0.1% Geberit AG 1,940 842,621 Chemicals - 1.5% CF Industries Holdings, Inc. 20,153 1,939,726 Ecolab, Inc. 14,981 2,163,556 FMC Corp. 12,454 1,316,388 The Mosaic Co. |
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| October 26, 2022 |
SP Funds Dow Jones Global Sukuk ETF SP Funds Dow Jones Global Sukuk ETF Schedule of Investments at August 31, 2022 (Unaudited) Principal Amount Value Corporate Sukuk - 45. |
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| October 26, 2022 |
SOUND EQUITY INCOME ETF Schedule of Investments at August 31, 2022 (Unaudited) Shares Value Common Stocks - 98. |
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| October 26, 2022 |
SP Funds S&P Global REIT Sharia ETF SP Funds S&P Global REIT Sharia ETF Schedule of Investments at August 31, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| October 26, 2022 |
SOUND ENHANCED FIXED INCOME ETF SOUND ENHANCED FIXED INCOME ETF Schedule of Investments at August 31, 2022 (Unaudited) Shares Value Closed-End Funds - 2. |
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| October 26, 2022 |
SP Funds S&P 500 Sharia Industry Exclusions ETF SP Funds S&P 500 Sharia Industry Exclusions ETF Schedule of Investments at August 31, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| September 28, 2022 |
Robinson Alternative Yield Pre-Merger SPAC ETF Robinson Alternative Yield Pre-Merger SPAC ETF SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Shares Value Common Stocks - 97. |
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| September 28, 2022 |
iClima Distributed Smart Energy ETF iClima Distributed Smart Energy ETF SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Common Stocks - 99. |
|
| September 28, 2022 |
Newday Ocean Health ETF SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Common Stocks - 99. |
|
| September 28, 2022 |
ZEGA Buy and Hedge ETF SCHEDULE OF INVESTMENTS at July 31, 2022 (Unaudited) Principal Amount Value Corporate Bonds - 88. |
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| September 26, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 26, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizati |
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| September 23, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizati |
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| September 16, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 September 16, 2022 VIA EDGAR TRANSMISSION Raymond Be U. |
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| September 8, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 8, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| September 7, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 7, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organizatio |
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| August 29, 2022 |
Ionic Inflation Protection ETF Ionic Inflation Protection ETF CONSOLIDATED SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Principal Amount Value United States Treasury Obligations - 89. |
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| August 23, 2022 |
SonicSharesTM Airlines, Hotels, Cruise Lines ETF SonicSharesTM Airlines, Hotels, Cruise Lines ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| August 23, 2022 |
American Customer Satisfaction ETF American Customer Satisfaction ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Common Stocks - 99. |
|
| August 23, 2022 |
Gotham 1000 Value ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
|
| August 23, 2022 |
SonicShares™ Global Shipping ETF SonicShares™ Global Shipping ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Shares Value Common Stocks - 98. |
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| August 23, 2022 |
Gotham Enhanced 500 ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Shares Value Common Stocks - 99. |
|
| August 23, 2022 |
Constrained Capital ESG Orphans ETF Constrained Capital ESG Orphans ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Common Stocks - 99. |
|
| August 23, 2022 |
Acruence Active Hedge U.S. Equity ETF Acruence Active Hedge U.S. Equity ETF SCHEDULE OF INVESTMENTS at June 30, 2022 (Unaudited) Common Stocks - 97.0% Shares Value Advertising - 0.0% (4) Omnicom Group, Inc. 120 $ 7,633 Aerospace & Defense - 1.7% General Dynamics Corp. 115 25,444 L3Harris Technologies, Inc. 104 25,137 Lockheed Martin Corp. 121 52,025 Northrop Grumman Corp. 72 34,457 Raytheon Technologies Corp. 727 69,872 Teledyne Techn |
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| August 16, 2022 |
As filed with the U.S. Securities and Exchange Commission on August 16, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) |
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| August 16, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 August 16, 2022 VIA EDGAR TRANSMISSION Ms. |
|
| August 12, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 August 12, 2022 VIA EDGAR TRANSMISSION Ms. |
|
| August 10, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 August 10, 2022 VIA EDGAR TRANSMISSION U. |
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| August 9, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
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| August 9, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE* STATED SECURITIES Cboe BZX Exchange, Inc. |
|
| August 8, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 August 8, 2022 VIA EDGAR TRANSMISSION Ms. |
|
| August 4, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 August 4, 2022 VIA EDGAR TRANSMISSION Ms. |
|
| August 2, 2022 |
As filed with the U.S. Securities and Exchange Commission on August 2, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) |
|
| July 29, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 09, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 28, 2022 |
ATAC Credit Rotation ETF Schedule of Investments (Unaudited) May 31, 2022 Description Shares Value EXCHANGE TRADED FUNDS - 99. |
|
| July 28, 2022 |
SoFi Select 500 ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 99. |
|
| July 28, 2022 |
SoFi Weekly Dividend ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 99. |
|
| July 28, 2022 |
SoFi Gig Economy ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 99. |
|
| July 28, 2022 |
SoFi Social 50 ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 99. |
|
| July 28, 2022 |
SoFi Weekly Income ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Principal Amount Value Asset Backed Securities - 2. |
|
| July 28, 2022 |
Leatherback Long/Short Alternative Yield ETF Leatherback Long/Short Alternative Yield ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 114. |
|
| July 28, 2022 |
ATAC US ROTATION ETF Schedule of Investments (Unaudited) May 31, 2022 Description Shares Value EXCHANGE TRADED FUNDS - 100. |
|
| July 28, 2022 |
SoFi Next 500 ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Common Stocks - 99. |
|
| July 28, 2022 |
Adasina Social Justice All Cap Global ETF Adasina Social Justice All Cap Global ETF SCHEDULE OF INVESTMENTS at May 31, 2022 (Unaudited) Shares Value Common Stocks - 101. |
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| July 22, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 02, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 27, 2022 |
FolioBeyond Rising Rates ETF SCHEDULE OF INVESTMENTS at April 30, 2022 (Unaudited) Principal Amount Value MORTGAGE BACKED SECURITIES: 93. |
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| June 27, 2022 |
Home Appreciation U.S. REIT ETF Home Appreciation U.S. REIT ETF SCHEDULE OF INVESTMENTS at April 30, 2022 (Unaudited) Shares Value Common Stocks - 99.3% REITS - Apartments - 69.8% American Campus Communities, Inc. 1,785 115,436 American Homes 4 Rent - Class A 4,700 186,167 Apartment Income REIT Corp. 730 35,894 Apartment Investment and Management Co. 2,865 18,050 AvalonBay Communities, Inc. 1,005 228,617 BRT Apartments Corp. 845 |
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| June 23, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 June 23, 2022 VIA EDGAR TRANSMISSION Raymond Be U. |
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| June 17, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 28, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 10, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) S |
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| June 3, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 3, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) Se |
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| May 27, 2022 |
UPAR Ultra Risk Parity ETF SCHEDULE OF INVESTMENTS at March 31, 2022 (Unaudited) Shares Value Common Stocks - 22. |
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| May 27, 2022 |
RPAR Risk Parity ETF SCHEDULE OF INVESTMENTS at March 31, 2022 (Unaudited) Shares Value Common Stocks - 15. |
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| May 26, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 May 26, 2022 VIA EDGAR TRANSMISSION Ms. |
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| May 16, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 13, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) Se |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-227298 Tidal ETF Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 898 North Broadway, |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 898 North Broadway, S |
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| May 6, 2022 |
Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 Tidal ETF Trust 898 North Broadway, Suite 2 Massapequa, New York 11758 VIA EDGAR TRANSMISSION Ms. |
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| May 3, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 2, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See |
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| May 2, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 2, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See |
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| April 26, 2022 |
SP FUNDS S&P GLOBAL REIT SHARIA ETF SP FUNDS S&P GLOBAL REIT SHARIA ETF Schedule of Investments at February 28, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| April 26, 2022 |
SOUND ENHANCED FIXED INCOME ETF SOUND ENHANCED FIXED INCOME ETF Schedule of Investments at February 28, 2022 (Unaudited) Shares Value Closed-End Funds - 15. |
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| April 26, 2022 |
SOUND EQUITY INCOME ETF Schedule of Investments at February 28, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| April 26, 2022 |
Euclid Capital Growth ETF SCHEDULE OF INVESTMENTS at February 28, 2022 (Unaudited) Shares Value Common Stocks - 28. |
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| April 26, 2022 |
National Investment Services Ultra-Short Duration Enhanced Income ETF National Investment Services Ultra-Short Duration Enhanced Income ETF SCHEDULE OF INVESTMENTS at February 28, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES: 22. |
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| April 26, 2022 |
SP FUNDS DOW JONES GLOBAL SUKUK ETF SP FUNDS DOW JONES GLOBAL SUKUK ETF Schedule of Investments at February 28, 2022 (Unaudited) Shares Value Corporate Sukuk - 47. |
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| April 26, 2022 |
SP FUNDS S&P 500 SHARIA INDUSTRY EXCLUSIONS ETF SP FUNDS S&P 500 SHARIA INDUSTRY EXCLUSIONS ETF Schedule of Investments at February 28, 2022 (Unaudited) Shares Value Common Stocks - 99. |
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| March 28, 2022 |
ROBINSON ALTERNATIVE YIELD PRE-MERGER SPAC ETF ROBINSON ALTERNATIVE YIELD PRE-MERGER SPAC ETF SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Shares Value Common Stocks - 55. |
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| March 28, 2022 |
iClima Climate Change Solutions ETF iClima Climate Change Solutions ETF SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Common Stocks - 99. |
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| March 28, 2022 |
ZEGA Buy and Hedge ETF SCHEDULE OF INVESTMENTS at January 31, 2022 (Unaudited) Principal Amount Value CORPORATE BONDS - 87. |
