Mga Batayang Estadistika
| CIK | 1488934 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund IV - First Trust Structured Credit Income Opportunities ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 6, 2019 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdictio |
|
| May 16, 2019 |
SCIO / Scio Diamond Technology, Corp. DEF 14A FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
|
| February 13, 2019 |
8-K 1 8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 7, 2019 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 |
|
| February 7, 2019 |
SCIO / Scio Diamond Technology, Corp. SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
|
| February 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 4, 2019 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| February 7, 2019 |
SCIO / Scio Diamond Technology, Corp. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 4, 2019 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| December 11, 2018 |
8-K 1 scio.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 5, 2018 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada (State or other ju |
|
| February 15, 2018 |
SCIO / Scio Diamond Technology, Corp. 0-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2017 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report |
|
| November 15, 2017 |
SCIO / Scio Diamond Technology, Corp. 0-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report |
|
| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on F |
|
| June 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on |
|
| March 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 24, 2017 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or o |
|
| March 24, 2017 |
Actions Involving Former Scio Diamond Board Chairman Announced Exhibit 99.1 Actions Involving Former Scio Diamond Board Chairman Announced GREENVILLE, S.C., March 23, 2017 /PRNewswire/ ?Scio Diamond Technology Corporation (OTCPINK: SCIO) learned after the markets closed on Wednesday March 22, 2017, that the Department of Justice, through its District of Minnesota U.S. Attorney?s Office, had announced a federal indictment charging former Scio Diamond Technolog |
|
| February 14, 2017 |
SETTLEMENT AGREEMENT AND MUTUAL RELEASE Exhibit 10.30 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release (''Agreement"), by and between Grace Rich Limited, a Hong Kong corporation having a principal place of business c/o 354 lndusco Ct., Troy, MI 48083 ("Grace Rich"), SAAMABA, LLC, a Michigan limited liability corporation having a principal place of business at 354 Indusco Ct., Troy, MJ 48083 ("SAAMABA" |
|
| February 14, 2017 |
Scio Diamond Technology (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact |
|
| February 14, 2017 |
Exhibit 10.33 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT, is effective November 22, 2016 (this "Agreement"), between SAAMABA, LLC, a Michigan limited liability company having a principal place of business at c/o 354 Indusco Court, Troy, Michigan 48083 ("Buyer"), and SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation, having a principal place of business at 411 University Ridge, |
|
| February 14, 2017 |
FIRST AMENDED SETTLEMENT AGREEMENT AND MUTUAL RELEASE Exhibit 10.32 FIRST AMENDED SETTLEMENT AGREEMENT AND MUTUAL RELEASE This FIRST AMENDED SETTLEMENT AGREEMENT AND MUTUAL RELEASE ("Agreement") is dated as of November 22, 2016 ("Effective Date"), by and between Grace Rich Limited, a Hong Kong corporation having a principal place of business c/o 354 Indusco Ct., Troy, MI 48083 ("Grace Rich"), SAAMABA, LLC, a Michigan limited liability company having |
|
| February 14, 2017 |
Scio Diamond Technology Corporation Amended License Agreement EX-10 3 ex10-31.htm Exhibit 10.31 Scio Diamond Technology Corporation Amended License Agreement This Amended License Agreement (the “Agreement”) is made as of November , 2016, (the “Effective Date”) by and between SCIO Diamond Technology Corporation a Nevada corporation, having a principal place of business at 411 University Ridge, Suite D, Greenville, SC 29601 (the “LICENSOR”) and Grace Rich Limi |
|
| November 22, 2016 |
Scio Diamond Technology (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact |
|
| November 22, 2016 |
SCIO DIAMOND TECHNOLOGY CORPORATION Convertible Promissory Note EX-4 2 ex4-9.htm Exhibit 4.9 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE NOTE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPINION OF COUNSEL, IN A GENERALLY ACCEPTABLE FORM, TH |
|
| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report |
|
| August 15, 2016 |
Exhibit 99.1 Contact: [email protected] FOR IMMEDIATE RELEASE (864) 751-4880 Scio Diamond Reports First Quarter FY 2017 Results Lab-grown diamond producer shows 7.5% revenue growth GREENVILLE, SC, August 15, 2016 ? Scio Diamond Technology Corp. (OTCPINK: SCIO), a leading lab-grown diamond producer, announced financial results for its fiscal 2017 first quarter ended June 30, 2016. ?We are please |
|
| August 15, 2016 |
Exhibit 99.1 Contact: [email protected] FOR IMMEDIATE RELEASE (864) 751-4880 Scio Diamond Reports First Quarter FY 2017 Results Lab-grown diamond producer shows 7.5% revenue growth GREENVILLE, SC, August 15, 2016 ? Scio Diamond Technology Corp. (OTCPINK: SCIO), a leading lab-grown diamond producer, announced financial results for its fiscal 2017 first quarter ended June 30, 2016. ?We are please |
|
| August 15, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) ( |
|
| August 15, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) ( |
|
| August 15, 2016 |
Scio Diamond Technology (Quarterly Report) 10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECHNOLOGY CORPORAT |
|
| August 15, 2016 |
Scio Diamond Technology (Quarterly Report) 10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECHNOLOGY CORPORAT |
|
| July 18, 2016 |
Scio Diamond Releases Findings of Special Committee Report Exhibit 99.1 Contact: [email protected] FOR IMMEDIATE RELEASE (864) 751 4880 Scio Diamond Releases Findings of Special Committee Report Greenville, SC ? July 18, 2016 ? Scio Diamond Technology Corporation (OTC PINK: SCIO), the leading US-based diamond grower, today released its report on the resignation of James Korn from the Board of Directors. Mr. James Korn resigned from the Board of Directo |
|
| July 18, 2016 |
Scio Diamond Technology Corporation Special Investigation Committee Independent Investigation Report Exhibit 99.2 Scio Diamond Technology Corporation Special Investigation Committee Independent Investigation Report To: Board of Directors From: Special Investigation Committee Ben Wolkowitz Bruce Likly Date: July 15, 2016 A. Introduction James Korn resigned from the Board of Directors in a letter dated June 27, 2016 (the ?Korn Resignation Letter?). The Korn Resignation Letter asserts a number of al |
|
| July 18, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 15, 2016 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdict |
|
| July 14, 2016 |
Scio Diamond Technology (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECH |
|
| June 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 27, 2016 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdict |
|
| June 30, 2016 |
EX-99 3 ex99-2.htm Exhibit 99.2 June 27, 2016 Bernard M. McPheely Chairman of the Board Scio Diamond Technology Corporation 303 Golden Wings Way Greer, South Carolina 29650 Re: Resignation from Board of Directors Dear Bernie, I hereby render my resignation from Scio Diamond Technology Corporation ("Scio") effective immediately, as I believe I can no longer continue to effectively serve the interes |
|
| June 30, 2016 |
EX-99 2 ex99-1.htm Exhibit 99.1 June 29, 2016 An open letter to the shareholders of Scio Diamond Technology Corporation: On June 28, the Scio Diamond Board of Directors was made aware of Mr. Jim Korn’s letter dated June 27 to Bernard McPheely, Chairman Scio Diamond Board of Directors, in which Mr. Korn resigned from Scio Diamond’s Board. We have respect for and appreciate Mr. Korn’s contributions |
|
| June 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on |
|
| April 11, 2016 |
EX-99.1 CHARTER 2 ex99-1.htm EXHIBIT 99-1 Exhibit 99.1 Contact: [email protected] FOR IMMEDIATE RELEASE (864) 751 4880 Scio Diamond Reports Full Production Restoration US-based diamond producer reports diamond growers growing anew Greenville, SC - April 11, 2016 – Scio Diamond Technology Corp. (OTCBB: SCIO), the leading US-based diamond grower, announced today that it has returned to full produ |
|
| April 11, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 11, 2016 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (S |
|
| February 16, 2016 |
EX-99 2 ex99-1.htm Exhibit 99.1 Editors Contact Cynthia Hoye [email protected] 408.239.0717 Scio Diamond Reports Third Quarter FY 2016 Results Lab-grown diamond producer continues advances in development of colorless and pink diamonds GREENVILLE, SC, February 12, 2016 – Scio Diamond Technology Corp. (OTCBB: SCIO), a leading lab-grown diamond producer, announced financial results for |
|
| February 16, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2016 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| February 12, 2016 |
SCIO / Scio Diamond Technology, Corp. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54529 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact |
|
| December 7, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| December 3, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of in |
|
| December 3, 2015 |
Annual Meeting December 2, 2015 EX-99 2 ex99-1.htm Exhibit 99.1 Annual Meeting December 2, 2015 2 Agenda • Welcome • Items for Shareholder Vote: 1. Election of Board of Directors 2. Ratify appointment of Cherry Bekaert LLP as Public Accountants 3. Approve compensation of executives on advisory basis 4. Approve frequency of executive compensation on advisory basis • Company Presentation • Vote Tally • Meeting Adjourns 3 Safe Harb |
|
| December 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 2, 2015 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| November 24, 2015 |
SCIO / Scio Diamond Technology, Corp. / ADAMS EDWARD S - AMENDED SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-l AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
| November 24, 2015 |
SCIO / Scio Diamond Technology, Corp. / Monahan Michael R - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sciod-sc13ga110215.htm AMENDED SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-l AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) COMMON SHARES (Title of Class of Securities) 808831101 (CUSIP Number) November 2, 2015 (Date of Event Whi |
|
| November 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| November 13, 2015 |
EX-99.1 CHARTER 2 ex99-1.htm Exhibit 99.1 Editors Contact Cynthia Hoye [email protected] 408.239.0717 Scio Diamond Reports Second Quarter FY 2016 Results Lab-grown diamond producer continues advances in development of colorless and pink diamonds GREENVILLE, SC, November 13, 2015 – Scio Diamond Technology Corp. (OTCBB: SCIO), a leading lab-grown diamond producer, announced financial r |
|
| October 30, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 30, 2015 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or |
|
| October 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
|
| October 30, 2015 |
Exhibit 99.1 Dear Shareholder, Fiscal 2015 was one of immense change at Scio. Virtually all aspects of our organization and business experienced change and improvement as we positioned the company to capture a share of the emerging gem and industrial markets for lab-grown diamonds. We achieved many key milestones in FY 2015: ? Reached a settlement between the Adams Board and the Save Scio Group ? |
|
| September 9, 2015 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| September 9, 2015 |
Exhibit 99.1 Scio Diamond Closes Financing on $1.565 million Funds for development of lab-grown diamonds for growing gem market GREENVILLE, SC, September 8, 2015 – Scio Diamond Technology Corporation (OTCBB: SCIO), which produces lab-grown diamonds, announced it has closed on $1.565 million in equity financing in a non-brokered, private placement to a group of accredited investors based in Greenvi |
|
| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 7, 2015 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 000-54529 Nevada 45-3849662 (State or other jurisdict |
|
| August 13, 2015 |
FIRST AMENDMENT TO AGREEMENT OF SEPARATION, WAIVER, AND RELEASE AGREEMENT EXECUTED DECEMBER 4, 2012 Exhibit 99.1 FIRST AMENDMENT TO AGREEMENT OF SEPARATION, WAIVER, AND RELEASE AGREEMENT EXECUTED DECEMBER 4, 2012 This First Amendment (?Amendment?) to the Agreement of Separation, Waiver, and Release Agreement executed December 4, 2012 (?Agreement?) is entered into between/among Joseph Lancia (?Lancia?) and Scio Diamond Technology Corporation (the ?Company? or ?SCIO?). WHEREAS, Lancia and SCIO (th |
|
| June 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) (Co |
|
| June 29, 2015 |
Exhibit 99.1 Scio Diamond Completes First Year under New Management Company made substantial progress in products, production, and sales channel development GREENVILLE, SC, June 29, 2015 ? Scio Diamond Technology Corporation (OTCBB: SCIO), which produces lab-grown diamonds, today said it has completed its first year under the direction of a new board of directors and new chief executive officer. A |
|
| April 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) (C |
|
| April 6, 2015 |
EX-99.1 2 scio8k0406ex991.htm EMPLOYMENT AGREEMENT DATED MARCH 31, 2015 BETWEEN THE COMPANY AND GERALD A. MCGUIRE Exhibit 99.1 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into effective March 31, 2015, (the "Effective Date") by and between Scio Diamond Technology Corporation ("SCIO") and Gerald McGuire ("Executive"). RECITALS WHEREAS, SCIO is a Nevada corporation t |
|
| April 6, 2015 |
Exhibit 99.2 EMPLOYMENT AGREEMENT This Employment Agreement (this " Agreement") is entered into effective March 31, 2015, (the " Effective Date") by and between Scio Diamond Technology Corporation (" SCIO") and Jonathan Pfohl (" Executive"). RECITALS WHEREAS, SCIO is a Nevada corporation that develops and sells high quality single crystal diamond materials, diamond gemstones, diamond gemstone jewe |
|
| April 2, 2015 |
As filed with the Securities and Exchange Commission on April 2, 2015. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Scio Diamond Technology Corporation (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 45-384966 |
|
| February 13, 2015 |
SCIO / Scio Diamond Technology, Corp. / ADAMS EDWARD S - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sciod-sc13ga021315.htm AMENDED SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-l AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) COMMON SHARES (Title of Class of Securities) 808831101 (CUSIP Number) December 31, 2014 (Date of Event Wh |
|
| February 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2015 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| February 13, 2015 |
Exhibit 99.1 Editors Contact Cynthia Hoye [email protected] 408.239.0717 Scio Diamond Technology Corp. Reports Third Quarter Results Company continues to execute business plan GREENVILLE, SC, February 13, 2015 –Scio Diamond Technology Corp. (OTCBB: SCIO), a leading lab-grown diamond producer, announced financial results for the fiscal 2015 third quarter ended December 31, 2014. “This |
|
| February 13, 2015 |
SCIO / Scio Diamond Technology, Corp. / Monahan Michael R - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 scio-sc13ga021315.htm AMENDED SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-l AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) COMMON SHARES (Title of Class of Securities) 808831101 (CUSIP Number) December 31, 2014 (Date of Event Whi |
|
| December 23, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| December 23, 2014 |
EX-10.1 2 scio8k1223ex101.htm RENAISSANCE CREATED DIAMOND COMPANY, LLC LIMITED LIABILITY COMPANY AGREEMENT, DATED AS OF DECEMBER 18, 2014 BY AND AMONG THE COMPANY AND RENAISSANCE DIAMONDS, INC. Exhibit 10.1 * Confidential treatment has been requested for certain portions of this Exhibit pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, which portions have been omitted and |
|
| December 22, 2014 |
Exhibit 10.1 LOAN AGREEMENT THIS LOAN AGREEMENT ("Agreement") is made as of the 15th day of December, 2014 by and between Scio Diamond Technology Corporation, a Nevada corporation ("Borrower"), and Heritage Gemstone Investors, LLC, a South Carolina limited liability company (the "Lender"). RECITALS A. Borrower has requested from Lender an extension of credit in the form of non-revolving cash advan |
|
| December 22, 2014 |
Exhibit 10.3 AGREEMENT FOR THE SALE AND LEASE OF GROWERS by and between HERITAGE GEMSTONE INVESTORS, LLC and SCIO DIAMOND TECHNOLOGY CORPORATION Dated Effective as of December 15, 2014 *Confidential treatment has been requested for certain portions of this Exhibit pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, which portions have been omitted and filed separately with t |
|
| December 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| December 22, 2014 |
Exhibit 99.1 Scio Diamond Successfully Completes Funding Round Leader in lab-grown diamonds plans production expansion GREENVILLE, SC, December 22, 2014 – Scio Diamond Technology Corporation (OTCBB: SCIO) today announced it has closed $2.5 million in growth funding from Heritage Gemstone Investors (HGI) to double production of its lab-grown diamonds and refinance debt. In addition, the two compani |
|
| December 22, 2014 |
Exhibit 10.2 SECURITY AGREEMENT Dated effective as of December 15, 2014 DEBTOR: SECURED PARTY: Scio Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 State of Formation: Nevada Federal ID No. 45-3849662 Heritage Gemstone Investors, LLC 136 Rubiwood Circle Greer, SC 29651 1. Security Interest and Collateral. To secure the payment and performance of each a |
|
| December 15, 2014 |
UNITED STATES DISTRICT COURT DISTRICT OF SOUTH CAROLINA GREENVILLE DIVISION Exhibit 99.2 UNITED STATES DISTRICT COURT DISTRICT OF SOUTH CAROLINA GREENVILLE DIVISION Mark P. Sennott, et al., Plaintiff, v. No. 6:13-cv-02813-BHH Edward S. Adams, et al., Defendants, and Apollo Diamond, Inc., Nominal Defendant. NOTICE OF PENDENCY OF PROPOSED DISMISSAL OF DERIVATIVE ACTIONS, SETTLEMENT HEARING, RIGHT TO OBJECT, AND RIGHT TO APPEAR TO: SHAREHOLDERS OF APOLLO DIAMOND, INC. OR SCI |
|
| December 15, 2014 |
Exhibit 99.1 SETTLEMENT AGREEMENT This settlement agreement (this “Agreement”) is made and entered into on the Effective Date, by and among [1] Scio Diamond Technology Corporation (“Scio”), [2] Edward S. Adams, Michael R. Monahan, Gerald McGuire, James Korn, Bruce Likly, Theodorus Strous, and Robert C. Linares, their present and past affiliates, such as Apollo Diamond, Inc., Apollo Diamond Gemston |
|
| December 15, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 4, 2014 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 000-54529 Nevada 45-3849662 (State or other jurisdi |
|
| November 14, 2014 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| November 4, 2014 |
8-K 1 scio8k1104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdicti |
|
| November 4, 2014 |
Second Amended and Restated Bylaws Scio Diamond Technology Corporation Article I - Offices EX-3.1 2 scio8k1104ex.htm SECOND AMENDED AND RESTATED BYLAWS Exhibit 3.1 Second Amended and Restated Bylaws of Scio Diamond Technology Corporation Article I - Offices Section l. Registered Agent and Office. The registered office of the corporation is located at 2215-B Renaissance Drive, Las Vegas, Nevada 89119, and the registered agent at the aforementioned address is CSC Services of Nevada, Inc. |
|
| October 29, 2014 |
Shareholder Meeting10/29/2014 Comments to [email protected] Revision 0 Exhibit 99.1 * Safe Harbor This presentation contains forward-looking statements that are based on the beliefs of Scio Diamond’s management and reflect Scio’s current expectations and projections about future results, performance, prospects and opportunities. Scio has tried to identify these statements by using words suc |
|
| October 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| October 27, 2014 |
Exhibit 99.1 Scio Diamond Technology Corporation and Renaissance Diamonds Inc. Launch Joint Venture to Deliver Fancy-Colored Diamonds GREENVILLE, SC and BOCA RATON, FL October 27, 2014 - Scio Diamond Technology Corporation (OTCBB: SCIO) and Renaissance Diamonds Inc. today announced that they have signed a memo of understanding for a joint venture to develop and deliver high-quality, lab-grown, fan |
|
| October 27, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| October 22, 2014 |
SECOND AMENDMENT TO LOAN AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT THIS SECOND AMENDMENT TO LOAN AGREEMENT (the "Second Amendment") is made this 16th day of October, 2014 (the "Effective Date"), by and between SCIO Diamond Technology Corporation, a Nevada corporation ("SCIO" or "Borrower"), and Platinum Capital Partners, LP, a Minnesota limited partnership ("Platinum Capital" or "Lender"). RECITALS A. Platinum Capit |
|
| October 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) |
|
| October 22, 2014 |
Exhibit 99.1 Scio Diamond Technology Corporation Announces Credit Facility Extension Equity Investments Made by Members of its Board of Directors GREENVILLE, SC, October 22, 2014 /CNW/ – Scio Diamond Technology Corporation (OTCBB: SCIO) (hereinafter "Scio Diamond" or the "Company") a manufacturer of lab-grown diamond for the gemstone and industrial marketplace, announced today that it has extended |
|
| October 6, 2014 |
SCIO / Scio Diamond Technology, Corp. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant S Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
|
| October 1, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation |
|
| October 1, 2014 |
Exhibit 10.1 SEVERANCE AGREEMENT AND GENERAL RELEASE THIS SEVERANCE AGREEMENT AND GENERAL RELEASE IS SUBJECT TO ARBITRATION PURSUANT TO THE SOUTH CAROLINA UNIFORM ARBITRATION ACT, S.C. CODE ANN. § 15-48-10, ET SEQ This Severance Agreement and General Release (“Agreement”) is entered into by Michael McMahon (“Executive”) and SCIO Diamond Technology Corporation, Inc. (“SCIO”) (collectively, “the Par |
|
| September 30, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #7 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 7)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| September 26, 2014 |
SCIO / Scio Diamond Technology, Corp. PRE 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant S Filed by a Party other than the Registrant o Check the appropriate box: S Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| August 27, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction of incorporation) ( |
|
| August 27, 2014 |
Scio Diamond Technology Corp to Host 2014 Annual Meeting of Stockholders Exhibit 99.1 Scio Diamond Technology Corp to Host 2014 Annual Meeting of Stockholders GREENVILLE, SC, August 27, 2014 /CNW/ — Scio Diamond Technology Corporation (OTCBB: SCIO) (hereinafter “Scio” or the “Company”) a manufacturer of lab-grown diamond for the gemstone and industrial marketplace, announced today that it will host its Annual Meeting of Stockholders on Wednesday, October 29, 2014, begi |
|
| July 21, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-166786 45-3849662 (State or other jurisdiction of incorporation) (C |
|
| July 21, 2014 |
[Open question period which was not scripted.] Exhibit 99.1 SCIO DIAMOND TECHNOLOGY CORPORATION Investor Call Transcript July 17, 2014 2:00 p.m. EST Operator: Welcome to Scio Diamond Technology Corporation’s conference call. This call is being recorded and has been made accessible to investors in accordance with the SEC’s Regulation FD. The call will be archived for 12 months on the investor relations page at www.sciodiamond.com/investors-news |
|
| July 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-166786 45-3849662 (State or other jurisdiction of incorporation) (C |
|
| July 11, 2014 |
SCIO Diamond Announces Investor Informational Call Exhibit 99.1 SCIO Diamond Announces Investor Informational Call GREENVILLE, SC, July 10, 2014 /CNW/ — Scio Diamond Technology Corporation (OTCQB: SCIO) (hereinafter “Scio” or the “Company”) a manufacturer of lab-grown diamond for the gemstone and industrial marketplace, announced today that it will host a conference call for investors on Thursday, July 17, 2014, at 2:00 p.m. Eastern Time to discus |
|
| July 11, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-166786 45-3849662 (State or other jurisdiction of incorporation) (C |
|
| June 27, 2014 |
SCIO / Scio Diamond Technology, Corp. NT 10-K - - NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-54529 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on |
|
| June 26, 2014 |
Exhibit 99.1 SETTLEMENT AGREEMENT This settlement agreement (this “Agreement”) is made and entered into on the Effective Date, by and among [1] Scio Diamond Technology Corporation (“Scio”), [2] Edward S. Adams, Michael R. Monahan, Gerald McGuire, James Korn, Bruce Likly, Theodorus Strous, and Robert C. Linares, their present and past affiliates, such as Apollo Diamond, Inc., Apollo Diamond Gemston |
|
| June 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 45-3849662 (State or other jurisdiction of incorporation) (IRS Employer Ident |
|
| June 26, 2014 |
Exhibit 3.1 FIRST AMENDED AND RESTATED BYLAWS OF SCIO DIAMOND TECHNOLOGY CORPORATION (the “Corporation”) ARTICLE I: MEETINGS OF STOCKHOLDERS Section 1 - Annual Meetings The annual meeting of the stockholders of the Corporation shall be held at the time fixed, from time to time, by the Board of Directors. Section 2 - Special Meetings Special meetings of the stockholders may be called by the Board o |
|
| June 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 333-166786 45-3849662 (State or other jurisdiction of incorporation) (C |
|
| June 26, 2014 |
AMENDMENT NO. 1 TO RIGHTS AGREEMENT Exhibit 4.1 AMENDMENT NO. 1 TO RIGHTS AGREEMENT This Amendment No. 1 to Rights Agreement (this “Amendment”) is made as of June 22, 2014 to the Rights Agreement (“Rights Agreement”), dated as of April 14, 2014, between Scio Diamond Technology Corporation, a Nevada corporation (the “Company”), and Empire Stock Transfer Inc., a Nevada corporation (“Rights Agent”). WHEREAS, the Company desires to amen |
|
| June 20, 2014 |
8-K 1 a14-1586818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 16, 2014 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 000-54529 Nevada 45-3849662 |
|
| June 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| June 5, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #6 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| June 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
| June 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN CONSENT STATEMENT SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Consent Statement ¨ C |
|
| June 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ( Amendment No. 3 ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
|
| June 3, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #5 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5 )* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 27, 2014 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 000-54529 Nevada 45-3849662 (State or other jurisdictio |
|
| June 2, 2014 |
SCIO Diamond Appoints New Members to Board of Directors Exhibit 99.1 SCIO Diamond Appoints New Members to Board of Directors GREENVILLE, SC, May 29, 2014 /CNW/ — Scio Diamond Technology Corporation (OTCQB: SCIO) (hereinafter “Scio” or the “Company”) a manufacturer of lab-grown diamond for the gemstone and industrial marketplace, today, announced the appointment of two new independent members of the Company’s Board of Directors. Additionally, Edward Ada |
|
| May 28, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #4 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| May 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
| May 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
| May 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
| May 8, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #3 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| May 2, 2014 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter J. |
|
| May 2, 2014 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter J. |
|
| May 2, 2014 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter J. |
|
| May 2, 2014 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter J. |
|
| May 2, 2014 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Peter J. |
|
| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| April 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 29, 2014 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdic |
|
| April 29, 2014 |
Exhibti 99.1 SCIO Diamond Technology Corp., Reports 49% Increase in Diamond Production Year-Over-Year for Fiscal 2014 GREENVILLE, SC, April 29, 2014 /CNW/ — Scio Diamond Technology Corporation (OTCQB: SCIO) (hereinafter “Scio” or the “Company”) is pleased to report a 49% increase in diamond production for fiscal year ended March 31, 2014. Scio manufactured over 23,000 rough carats in the Company’s |
|
| April 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| April 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant as Specified in Charter) Nevada 333-166786 45-3849662 (State or Other Jurisdiction of Incorporation) (Comm |
|
| April 22, 2014 |
Scio Diamond Technology Corporation Comments on Consent Proposed by Small Group of Stockholders Exhibit 99.1 Scio Diamond Technology Corporation Comments on Consent Proposed by Small Group of Stockholders GREENVILLE, SC, April 22, 2014 /PRNewswire/ - Scio Diamond Technology Corporation (OTCQB: SCIO) (“Scio” or the Company”) comments on the filing with the Securities and Exchange Commission made by a small group of dissident stockholders. As an initial matter, the Company notes that the conse |
|
| April 22, 2014 |
Scio Diamond Technology Corporation Comments on Consent Proposed by Small Group of Stockholders Exhibit 99.1 Scio Diamond Technology Corporation Comments on Consent Proposed by Small Group of Stockholders GREENVILLE, SC, April 22, 2014 /PRNewswire/ - Scio Diamond Technology Corporation (OTCQB: SCIO) (“Scio” or the Company”) comments on the filing with the Securities and Exchange Commission made by a small group of dissident stockholders. As an initial matter, the Company notes that the conse |
|
| April 22, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant as Specified in Charter) Nevada 333-166786 45-3849662 (State or Other Jurisdiction of Incorporation) (Comm |
|
| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| April 16, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE April 15, 2014 Scio Diamond Technology Corporation Declares Dividend Distribution of Common Stock Purchase Rights GREENVILLE, SC, April 15, 2014 — The Board of Directors of Scio Diamond Technology Corporation (OTCQB: SCIO) announced today that it has adopted a shareholder rights plan, which is scheduled to expire on April 15, 2017. Under the plan, one common stoc |
|
| April 16, 2014 |
Exhibit 4.1 SCIO DIAMOND TECHNOLOGY CORPORATION and EMPIRE STOCK TRANSFER INC. as Rights Agent Rights Agreement Dated as of April 15, 2014 RIGHTS AGREEMENT Rights Agreement, dated as of April 15, 2014 (this “Agreement”), between Scio Diamond Technology Corporation, a Nevada corporation (the “Company”), and Empire Stock Transfer Inc., a Nevada corporation, as Rights Agent (the “Rights Agent”). RECI |
|
| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant as Specified in Charter) Nevada 333-166786 45-3849662 (State or Other Jurisdiction of Incorporation) (Comm |
|
| April 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 45-3849662 (State or other jurisdiction (I.R.S. Employer Identification of incorporation or organ |
|
| April 14, 2014 |
SCIO Announces Technological Breakthrough, Doubling Production to Meet Demand Exhibit 99.1 SCIO Announces Technological Breakthrough, Doubling Production to Meet Demand GREENVILLE, SC, April 11, 2014 /CNW/ — Scio Diamond Technology Corporation (OTCQB: SCIO) (“Scio” or the Company”) today announced a significant technological breakthrough in its new 4” Diamond Growth Technology. The 4” Diamond Growth Technology produces Type IIa, Single Crystal CVD Diamonds and will increase |
|
| April 14, 2014 |
Exhibit 99.3 GROUP VOTING AGREEMENT This GROUP VOTING AGREEMENT is made as of April 14, 2014 (the “Agreement”), by and among (i) the Bernard M. McPheely Revocable Trust u/a DTD May 25, 2011 (“McPheely”), (ii) those parties set forth on Exhibit A attached hereto (the “Stockholder Partiuse es”) and (iii) such other parties as may become party to this Agreement after the date hereof (together with Mc |
|
| April 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2014 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant as Specified in Charter) Nevada 333-166786 45-3849662 (State or Other Jurisdiction of Incorporation) (Commi |
|
| April 14, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #2 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) 367-8785 (Name, Address and Telephone |
|
| April 14, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 14, 2014 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada (State or other jurisdiction of inc |
|
| April 14, 2014 |
Amended and Restated Bylaws Scio Diamond Technology Corporation Article I - Offices Exhibit 99.4 Amended and Restated Bylaws of Scio Diamond Technology Corporation Article I - Offices Section l. Registered Agent and Office. The registered office of the corporation is located at 2215-B Renaissance Drive, Las Vegas, Nevada 89119, and the registered agent at the aforementioned address is CSC Services of Nevada, Inc. The registered office of the corporation may be, but need not be, i |
|
| April 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Consent Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| April 14, 2014 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SCIO DIAMOND TECHNOLOGY CORPORATION (the “Corporation”) ARTICLE I: MEETINGS OF SHAREHOLDERS Section 1 - Annual Meetings The annual meeting of the shareholders of the Corporation shall be held at the time fixed, from time to time, by the Board of Directors. Section 2 - Special Meetings Special meetings of the shareholders may be called by the Board of Dire |
|
| March 24, 2014 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - AMENDMENT #1 Activist Investment SC 13D/A 1 scio13da1.htm AMENDMENT #1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Shares (Title of Class of Securities) 808831101 (CUSIP Number) Peter J. Ekberg, Esq. Barnes & Thornburg LLP 225 South Sixth Street Suite 2800 Minneapolis, MN 55402 (612) |
|
| February 14, 2014 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Scio Diamond Technology Corporation (the ?Company?) on Form 10-Q for the period ending December 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), each of the undersigned hereby |
|
| February 14, 2014 |
Scio Diamond Technology 10-Q (Quarterly Report) 10-Q 1 a13-27170110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
|
| February 14, 2014 |
SCIO / Scio Diamond Technology, Corp. / Monahan Michael R Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
|
| February 14, 2014 |
CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO RULE 13a-14 Exhibit 31.02 CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO RULE 13a-14 I, Jonathan M. Pfohl, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Scio Diamond Technology Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
|
| February 14, 2014 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO RULE 13a-14 Exhibit 31.01 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO RULE 13a-14 I, Michael McMahon, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Scio Diamond Technology Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
|
| October 29, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 29, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| October 29, 2013 |
Exhibit 99.1 Created by Nature, Perfected by Science. www.sciodiamond.com October 2013 OTCBB:SCIO | WWW.SCIODIAMOND.COM Safe Harbor Agreement & Disclosure This presentation contains forward-looking statements that are based on the beliefs of Scio Diamond’s management and reflect Scio’s current expectations and projections about future results, performance, prospects and opportunities. Scio has tri |
|
| October 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 11, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| October 18, 2013 |
Exhibit 4.2 PROMISSORY NOTE $500,000.00 Minneapolis, Minnesota October 11, 2013 FOR VALUE RECEIVED, the undersigned, SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation (hereinafter designated as “Borrower”), promises to pay to the order of PLATINUM CAPITAL PARTNERS, LP, a Minnesota limited partnership (hereinafter referred to as “Lender”) (Lender and any holder of this Note from time to tim |
|
| October 18, 2013 |
FIRST AMENDMENT TO LOAN AGREEMENT Exhibit 4.1 FIRST AMENDMENT TO LOAN AGREEMENT THIS FIRST AMENDMENT TO LOAN AGREEMENT (the “First Amendment”) is made this 11th day of October, 2013 (the “Effective Date”), by and between SCIO Diamond Technology Corporation, a Nevada corporation (“SCIO” or “Borrower”), and Platinum Capital Partners, LP, a Minnesota limited partnership (“Platinum Capital” or “Lender”). RECITALS A. Platinum Capital a |
|
| September 20, 2013 |
Entry into a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 16, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other juri |
|
| July 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 30, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdict |
|
| June 27, 2013 |
Exhibit 4.1 LOAN AGREEMENT THIS LOAN AGREEMENT (“Agreement”) is made as of the 21st day of June, 2013 by and between SCIO Diamond Technology Corporation, a Nevada corporation (“Borrower”), and PLATINUM CAPITAL PARTNERS, LP, a Minnesota limited partnership (“Lender”). RECITALS A. The Borrower has requested from the Lender an extension of credit in the form of a revolving cash advances (“Line” or “L |
|
| June 27, 2013 |
EX-4.3 4 a13-157981ex4d3.htm EX-4.3 Exhibit 4.3 PROMISSORY NOTE $1,000,000.00 Minneapolis, Minnesota June 21, 2013 FOR VALUE RECEIVED, the undersigned, SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation (hereinafter designated as “Borrower”), promises to pay to the order of PLATINUM CAPITAL PARTNERS, LP, a Minnesota limited partnership (hereinafter referred to as “Lender”) (Lender and any h |
|
| June 27, 2013 |
Exhibit 4.2 SECURITY AGREEMENT Dated: Effective June 21, 2013 DEBTOR: SECURED PARTY: SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, SC 29601 State of Formation: Nevada Federal ID No. 45-3849662 Platinum Capital Partners, LP 9855 West 78th Street, #50 Eden Prairie, MN 55344 1. Security Interest and Collateral. To secure the payment and performance of each and every de |
|
| June 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 21, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdict |
|
| May 20, 2013 |
Exhibit 99.1 Bernard M. McPheely 303 Golden Wings Way Greer, South Carolina 29650 Telephone: (864) 915-0912 E-mail: [email protected] May 13, 2013 Via Electronic Mail and U.S. Mail SCIO Diamond Technology Corporation, Inc. Attn: Michael W. McMahon Chief Executive Officer 411 University Ridge, Suite D Greenville, S.C. 29601 RE: Resignation from the Board of Directors of SCIO Diamond Technology |
|
| May 20, 2013 |
From: Bern McPheely <[email protected]> EX-99.3 4 a13-128011ex99d3.htm EX-99.3 Exhibit 99.3 From: Bern McPheely Date: May 17, 2013, 4:06:53 PM EDT To: Mike McMahon , Edward Adams , Theo Strous , , Michael Monahan Subject: Resignation Mike and Ed, Although my resignation letter was dated Monday May 13, the intent of my resignation was to be effective Tuesday May 14 upon deilvery. Bern McPheely |
|
| May 20, 2013 |
EX-99.2 3 a13-128011ex99d2.htm EX-99.2 Exhibit 99.2 Bernard M. McPheely 303 Golden Wings Way Greer, South Carolina 29650 Telephone: (864) 915-0912 E-mail: [email protected] May 13, 2013 Via Electronic and Regular Mail Edward S. Adams Michael R. Monahan 2010 West 49th Street c/o Adams Monahan LLP Minneapolis, MN 55419 60 South 6th Street, Suite 2540 E-mail: [email protected] Minneapolis, |
|
| May 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 20, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdicti |
|
| April 19, 2013 |
Scio Diamond Announces Documentary and Production Status Exhibit 99.1 Scio Diamond Announces Documentary and Production Status GREENVILLE, SC, April 18, 2013 /CNW/ – Scio Diamond Technology Corporation (OTCBB: SCIO.OB) (hereinafter “Scio” or the “company”) today announced that it has been selected to be featured on the Fox Business News show “Built in America”. Scio also announced fiscal year ending production status. Scio, in concert with Studio 1080 I |
|
| April 19, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 18, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisdic |
|
| April 19, 2013 |
Created by Nature, Perfected by Science April 2013 Exhibit 99.2 Created by Nature, Perfected by Science April 2013 2 This presentation contains forward-looking statements that are based on the beliefs of Scio Diamond’s management and reflect Scio’s current expectations and projections about future results, performance, prospects and opportunities. Scio has tried to identify these statements by using words such as “anticipate,” believe,” “could,” “ |
|
| March 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 16, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| March 7, 2013 |
PROPRIETARY INFORMATION AND INVENTIONS AGREEMENT Exhibit 10.1 March 4, 2013 Mr. Jonathan Pfohl 411 University Ridge, Suite D Greenville, SC 29601 Dear Jonathan, We are delighted to make this offer of employment with Scio Diamond Technology Corporation, Inc. (“SCIO” or the “Company”) as the Chief Financial Officer. The terms of the offer are as follows: Compensation: Your base salary shall be fixed at $16,666.66 per month [equivalent to $200,000 |
|
| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 29, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 45-3849662 (State or other jurisd |
|
| February 4, 2013 |
Exhibit 10.1 January 29, 2013 Mr. Michael McMahon 411 University Ridge, Suite D Greenville, SC 29601 Dear Michael: We are delighted to make this offer of employment with Scio Diamond Technology Corporation, Inc. (“SCIO” or the “Company”) as the Chief Executive Officer. The terms of the offer are as follows: Compensation: Your base salary shall be fixed at $20,833.25 per month, less applicable with |
|
| February 4, 2013 |
SCIO Diamond Announces Michael McMahon as CEO Exhibit 99.1 SCIO Diamond Announces Michael McMahon as CEO GREENVILLE, SC, February 1, 2013 /CNW/ — Scio Diamond Technology Corporation (OTCBB: SCIO.OB) (hereinafter “Scio” or the “company”) today announced that its Board of Directors appointed Michael McMahon as Chief Executive Officer, effective February 1, 2013. Mr. McMahon has been the company’s Chief Operating Officer since 2011. Mr. McMahon |
|
| February 4, 2013 |
SCIO DIAMOND TECHNOLOGY CORP. 2012 SHARE INCENTIVE PLAN Exhibit 10.2 SCIO DIAMOND TECHNOLOGY CORP. 2012 SHARE INCENTIVE PLAN 1. Establishment, Purpose and Types of Awards. Scio Diamond Technology Corp., a Nevada corporation (the “Corporation”) hereby establishes the 2012 SHARE INCENTIVE PLAN (the “Plan”). The purpose of the Plan is to advance the interests of the Corporation by providing directors, selected employees and consultants of the Corporation |
|
| January 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 24, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 27-0971332 (State or other jurisd |
|
| January 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 16, 2013 (Date of earliest event reported) SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 333-166786 Nevada 27-0971332 (State or other jurisd |
|
| January 17, 2013 |
Created by Nature, Perfected by Science January 2013 Exhibit 99.2 Created by Nature, Perfected by Science January 2013 Safe Harbor Statement 2 This presentation contains forward-looking statements that are based on the beliefs of Scio Diamond’s management and reflect Scio’s current expectations and projections about future results, performance, prospects and opportunities. Scio has tried to identify these statements by using words such as “anticipat |
|
| January 17, 2013 |
Exhibit 99.1 Scio Diamond Provides Business Update Announces Preliminary Quarterly Revenue and Outlook for Fiscal Year To Present Tomorrow at the 15TH Annual ICR XChange Conference GREENVILLE, SC, January 16, 2013 /PRNewswire/ - SCIO Diamond Technology Corporation (OTCBB: SCIO) today announced a business update, including preliminary third quarter fiscal year 2013 (FY13) sales results and its outl |
|
| December 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| December 7, 2012 |
Exhibit 10.1 Date this agreement provided to Joseph Lancia: November 30, 2012 AGREEMENT OF SEPARATION, WAIVER, AND RELEASE WHEREAS, Joseph Lancia (hereinafter the “Employee”) has been employed by Scio Diamond Technology Corporation (hereinafter the “Company”) as President and CEO, pursuant to that Amended and Restated Offer of Employment Effective as of November 29, 2011 (the “Employment Agreement |
|
| December 7, 2012 |
Exhibit 10.3 December 5, 2012 Mr. Stephen D. Kelley 7248 Ryehill Drive Cary, NC 27519 Dear Steve: We are delighted to make this offer of employment with Scio Diamond Technology Corporation, Inc. (“SCIO” or the “Company”) as the Chief Executive Officer. The terms of the offer are as follows: Compensation: Your base salary shall be fixed at $22,917.00 per month, less applicable withholdings, payable |
|
| December 7, 2012 |
Exhibit 10.2 Date this agreement provided to Charles Nichols: November 30, 2012 AGREEMENT OF SEPARATION, WAIVER, AND MUTUAL RELEASE WHEREAS, Charles Nichols (hereinafter the “Employee”) has been employed by Scio Diamond Technology Corporation (hereinafter the “Company”) as Chief Financial Officer, pursuant to that Amended and Restated Offer of Employment Effective as of November 30, 2011 (the “Emp |
|
| December 7, 2012 |
Scio Diamond Names Steve Kelley as New CEO Exhibit 99.1 Scio Diamond Names Steve Kelley as New CEO Greenville, SC, Dec 7, 2012 — Scio Diamond Technology Corporation (OTCBB: SCIO.OB) (hereinafter “Scio” or the “company”) today announced that its Board of Directors has appointed Steve Kelley as Chief Executive Officer, effective December 5, 2012. Mr. Kelley has nearly 20 years of leadership experience in technology businesses, most recently |
|
| November 28, 2012 |
SCIO / Scio Diamond Technology, Corp. / HARTNESS THOMAS P. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 808831101 (CUSIP Number of Class of Securities) Hartness Investments, Inc. PO Box 25309 Greenville, SC 29616 Attn: Heidi L. Brown Thomas P. Hartness (864) 21 |
|
| November 6, 2012 |
SCIO / Scio Diamond Technology, Corp. / ADAMS EDWARD S - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 808831101 (CUSIP Number of Class of Securities) March 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
|
| November 6, 2012 |
SCIO / Scio Diamond Technology, Corp. / Monahan Michael R - SC 13G Passive Investment SC 13G 1 a12-260701sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 808831101 (CUSIP Number of Class of Securities) March 31, 2012 (Date of Event Which Requires Filing of this Statement) Ch |
|
| November 6, 2012 |
SCIO / Scio Diamond Technology, Corp. / Lancia Joseph D - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SCIO DIAMOND TECHNOLOGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 808831101 (CUSIP Number of class of securities) Joseph D. Lancia, Chief Executive Officer Scio Diamond Technology Corporation 411 University Ridge, Suite D G |
|
| September 27, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 September 27, 2012 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| September 5, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 September 5, 2012 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| August 17, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 August 17, 2012 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| August 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| August 16, 2012 |
Change in Shell Company Status UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2011 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| August 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-54529 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10- |
|
| August 8, 2012 |
Change in Control Agreement of Joseph D. Lancia Exhibit 10.4 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this “Agreement”) by and between SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation (“Company”), and Joseph D. Lancia (the “Executive”), is made and entered into as of August 3, 2012. W I T N E S S E T H : WHEREAS, the Board of Directors of the Company (the "Board of Directors") has determined that it is in the best |
|
| August 8, 2012 |
Form of Stock Option Grant Agreement Exhbit 10.7 SCIO DIAMOND TECHNOLOGY CORP. FORM OF QUALIFIED STOCK OPTION GRANT AGREEMENT This Stock Option Grant Agreement (the “Agreement”) is entered into on 2012, by and between Scio Diamond Technology Corp., a Nevada corporation (the “Corporation”), and (the “Optionee”), effective as of 2012 (the “Grant Date”). In consideration of the premises, mutual covenants and agreements herein, the Corpo |
|
| August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| August 8, 2012 |
Amended and Restated Employment Agreement of Joseph D. Lancia Exhibit 10.1 Joseph D. Lancia 109 Thornblade Blvd Greer, SC 29650 RE: AMENDED AND RESTATED OFFER OF EMPLOYMENT, EFFECTIVE AS OF NOVEMBER 29, 2011 Dear Joseph: On behalf of Scio Diamond Technology Corporation (the “Company”), I am very pleased to offer you (sometimes referred to as “Executive”) a full-time employment position with the Company. This offer letter (the “Letter Agreement”) clarifies an |
|
| August 8, 2012 |
Code of Ethics and Business Conduct Exhibit 10.8 Scio Diamond Technology Corporation Code of Ethics and Business Conduct 1. Introduction. 1.1 The Board of Directors of Scio Diamond Technology Corporation (together with its subsidiaries, the "Company") has adopted this Code of Ethics and Business Conduct (the "Code") in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of |
|
| August 8, 2012 |
Change in Control Agreement of Charles G. Nichols Exhibit 10.6 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this “Agreement”) by and between SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation (“Company”), and Charles G. Nichols (the “Executive”), is made and entered into as of August 3, 2012. W I T N E S S E T H : WHEREAS, the Board of Directors of the Company (the "Board of Directors") has determined that it is in the bes |
|
| August 8, 2012 |
Amended and Restated Employment Agreement of Charles G. Nichols Exhibit 10.3 Charles G. Nichols 305 Riverside Drive Greenville, SC 29605 RE: AMENDED AND RESTATED OFFER OF EMPLOYMENT, EFFECTIVE AS OF NOVEMBER 30, 2011 Dear Charles: On behalf of Scio Diamond Technology Corporation (the "Company"), I am very pleased to offer you (sometimes referred to as “Executive”) a full-time employment position with the Company. This offer letter (the “Letter Agreement”) clar |
|
| August 8, 2012 |
Amended and Restated Employment Agreement of Michael W. McMahon Exhibit 10.2 Michael W. McMahon 5 St. Helaine Place Greer, SC 29650 RE: AMENDED AND RESTATED OFFER OF EMPLOYMENT, EFFECTIVE AS OF NOVEMBER 29, 2011 Dear Michael: On behalf of Scio Diamond Technology Corporation (the "Company"), I am very pleased to offer you (sometimes referred to as "Executive") a full-time employment position with the Company. This offer letter (the “Letter Agreement”) clarifies |
|
| August 8, 2012 |
Change in Control Agreement of Michael W. McMahon EX-10.5 6 exhibit10-5.htm EXHIBIT 10.5 Exhibit 10.5 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this “Agreement”) by and between SCIO DIAMOND TECHNOLOGY CORPORATION, a Nevada corporation (“Company”), and Michael W. McMahon (the “Executive”), is made and entered into as of August 3, 2012. W I T N E S S E T H : WHEREAS, the Board of Directors of the Company (the "Board of Directors |
|
| July 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| July 2, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 July 2, 2012 VIA EDGAR AND FACSIMILE United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-54529 NOTIFICATION OF LATE FILING (Check One): X Form 10-K Form 20-F Form 11-K Form 10-Q Form N-SAR For Period Ended: March 31, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report |
|
| June 12, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 June 12, 2012 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| June 8, 2012 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| June 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2011 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| May 10, 2012 |
Form of Warrant by and between the Company and the Investors Exhibit 10.1 THIS AGREEMENT IS SUBJECT TO ARBITRATION PURSUANT TO THE SOUTH CAROLINA UNIFORM ARBITRATION ACT: SC CODE ANN. §15-48-10 ET SEQ. AND THE FEDERAL ARBITRATION ACT: 9 U.S.C. 1 ET SEQ. THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED |
|
| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact Name of Registrant As Specified in Its Charter) Nevada 000-54529 45-3849662 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
|
| April 13, 2012 |
SCIO Diamond Technology Corporation 411 University Ridge, Suite D Greenville, South Carolina 29601 (864) 751-4880 April 13, 2012 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
|
| March 23, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction (Commission File Number) (IRS Empl |
|
| March 23, 2012 | ||
| March 15, 2012 |
March 15, 2012 VIA EDGAR Mr. Linda Cvrkel Branch Chief United States Securities and Exchange Commission Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Scio Diamond Technology Corporation Form 10-K for the Year Ended March 31, 2011 Filed June 21, 2011 Form 10-Q for the Quarter Ended December 31, 2011 Filed February 14, 2012 File No. |
|
| February 16, 2012 |
Exhibit 99.1 SCIO Diamond Technology Progress Report GREENVILLE, S.C., Feb. 16, 2012 (GLOBENEWSWIRE) — SCIO Diamond Technology Corporation (OTCBB:SCIO.OB) today updated investors and other constituents on its progress toward becoming a leader in the production of high quality, single-crystal cultured diamonds. The company is encouraged by the active interest being expressed by gemstone and industr |
|
| February 16, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction (Commission File Number) (IRS E |
|
| February 2, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction (Commission File Number) (IRS Em |
|
| February 2, 2012 |
Form of Subscription Agreement Exhibit 10.1 - Page - 1 Exhibit 10.1 - Page - 2 Exhibit 10.1 - Page - 3 Exhibit 10.1 - Page - 4 Exhibit 10.1 - Page - 5 Exhibit 10.1 - Page - 6 Exhibit 10.1 - Page - 7 Exhibit 10.1 - Page - 8 Exhibit 10.1 - Page - 9 Exhibit 10.1 - Page - 10 |
|
| January 20, 2012 |
Exhibit 99.1 SCIO Diamond Technology Recaps Conference Presentation and Elaborates on Distribution Strategy GREENVILLE, S.C., Jan. 17, 2012 (GLOBE NEWSWIRE) - SCIO Diamond Technology Corporation (OTCBB:SCIO.OB) today recapped the company's presentation at the 14th Annual ICR XChange investor conference in Miami this week. The recap is for the benefit of shareholders and interested parties unable t |
|
| January 20, 2012 |
Regulation FD Disclosure - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) Nevada 000-54529 45-3849662 (State or other jurisdiction (Commission File Number) (IRS Em |
|
| January 6, 2012 |
SCIO Diamond Technology to Present at the 14th Annual ICR XChange Conference EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 Exhibit 99.1 SCIO Diamond Technology to Present at the 14th Annual ICR XChange Conference GREENVILLE, S.C., Jan 4, 2012 (GlobeNewswire via COMTEX) - SCIO Diamond Technology Corporation (OTCBB:SCIO.OB) is pleased to announce that it will be presenting at the 14th Annual ICR XChange Conference to be held in Miami, Florida at the Fontainebleau Hotel. The ICR XCh |
|
| January 6, 2012 |
Regulation FD Disclosure - FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2012 SCIO DIAMOND TECHNOLOGY CORPORATION (Exact name of Registrant as specified in its charter) Nevada 333-166786 27-0971332 (State or other jurisdiction (Commission File Number) (IRS Em |
|
| January 6, 2012 |
Exhibit 99.2 SCIO Diamond Technology Releases Letter to Shareholders GREENVILLE, S.C., Jan 4, 2012 (GlobeNewswire via COMTEX) - SCIO Diamond Technology Corporation (OTC-BB: SCIO.OB) today released the following letter to shareholders. Dear Shareholders: I am pleased to write my first letter to you as CEO of SCIO Diamond Technology. The last several months were a whirlwind of activity as we prepare |
