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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sintx Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regis |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| July 22, 2025 |
SINTX Technologies Submits FDA 510(k) for Silicon Nitride Foot & Ankle Medical Devices Exhibit 99.1 FOR IMMEDIATE RELEASE SINTX Technologies Submits FDA 510(k) for Silicon Nitride Foot & Ankle Medical Devices Advanced Material Science Meets Surgical Precision in Groundbreaking New Platform in Reconstructive Foot & Ankle Surgery Market SALT LAKE CITY, Utah – July 22, 2025 – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an advanced ceramics innovator specializing |
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| June 27, 2025 |
Form of Asset Purchase Agreement Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 27, 2025 |
Amendment No. 1 to Asset Purchase Agreement Exhibit 10.1.1 AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT This Amendment No. 1 to Asset Purchase Agreement (this “Amendment”) is entered into as of June 26, 2025 (the “Effective Date”), by and among Sinaptic Surgical, LLC, a Delaware limited liability company (“Seller”), Sinaptic Holdings, LLC, a Delaware limited liability company (“Parent”), and SINTX Technologies, Inc., a Delaware corporation ( |
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| June 27, 2025 |
Exhibit 99.1 SINTX Technologies Acquires SiNAPTIC Surgical Assets and IP to Expand into $1.3B Foot and Ankle Fusion Market Strategic Acquisition Brings Patented Implant Designs, Seasoned Executive Team, and Near-Term Commercial Opportunities SALT LAKE CITY, Utah – June 24, 2025 – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an advanced ceramics company focused on medical dev |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| June 27, 2025 |
Form of Asset Purchase Agreement Exhibit 10.1 ASSET PURCHASE AGREEMENT BY AND BETWEEN SINAPTIC SURGICAL, LLC, SINAPTIC HOLDINGS, LLC and SINTX TECHNOLOGIES, INC. dated as of june 23, 2025 i ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of June 23, 2025, by and between Sinaptic Surgical, LLC (“Seller”), Sinaptic Holdings, LLC (“Parent”) and SINTX Technologies, Inc. (“Buyer”). |
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| May 22, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission F |
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| May 22, 2025 |
Exhibit 99.1 SINTX Technologies Announces Patent Issuance and Formation of Subsidiary to Advance Antimicrobial Applications in the Agribiotech Market SALT LAKE CITY, Utah – May 22, 2025 – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), a leader in advanced ceramics for medical device and other technical applications, announced the issuance of International Patent No. 7635292, w |
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| May 15, 2025 |
Exhibit 99.1 SINTX Technologies Provides Business Update Highlighting Strategic Focus to Medical Device Commercialization Salt Lake City, UT – May 15, 2025 – SINTX Technologies, Inc. (NASDAQ: SINT), an advanced ceramics company pioneering medical and antipathogenic applications of silicon nitride (Si₃N₄), today provided a comprehensive update on its operational progress, strategic initiatives, and |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission F |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regi |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| March 26, 2025 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, UT 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, UT 84119 March 26, 2025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Juan Grana Re: SINTX Technologies, Inc. – Registration Statement on Form S-3 (File No. 333-285932) Ladies and Gentlemen: In accordance with Rule 461 under the Securities |
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| March 25, 2025 |
As filed with the Securities and Exchange Commission on March 25, 2025 As filed with the Securities and Exchange Commission on March 25, 2025 Registration No. |
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| March 19, 2025 |
Exhibit 19 INSIDER TRADING POLICY (as approved by the Board of Directors September 30, 2021) SINTX Technologies, Inc. |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. |
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| March 19, 2025 |
Exhibit 107 Calculation of Filing Fee Table S-3 (Form Type) SINTX Technologies, Inc. |
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| March 19, 2025 |
Description of Registrant’s Securities EXHIBIT 4.23 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 SINTX Technologies, Inc. (“SINTX,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. Authorized Shares of Capital Stock Our Restated Certificate of Incorporation authorizes |
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| March 19, 2025 |
As filed with the Securities and Exchange Commission on March 19, 2025 As filed with the Securities and Exchange Commission on March 19, 2025 Registration No. |
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| March 19, 2025 |
Exhibit 21.1 List of Subsidiaries SINTX Armor, Inc., a Utah corporation. Technology Assessment and Transfer, Inc., a Maryland corporation. |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| February 26, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 20, 2025, between SINTX Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and condi |
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| February 26, 2025 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| February 26, 2025 |
Form of Placement Agent Warrant Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| February 26, 2025 |
SINTX Technologies Announces $5 Million Private Placement Priced At-the-Market under Nasdaq Rules Exhibit 99.1 SINTX Technologies Announces $5 Million Private Placement Priced At-the-Market under Nasdaq Rules Salt Lake City, Utah, Feb. 26, 2025 /GlobeNewswire/ - SINTX Technologies, Inc., (“SINTX” or the “Company”) (Nasdaq: SINT), a leader in advanced ceramics for medical applications, today announced that it has, pursuant to a securities purchase agreement with institutional and accredited inv |
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| February 26, 2025 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| February 26, 2025 |
Form of Registration Rights Agreement Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of February 20, 2025, between SINTX Technologies, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Pur |
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| February 20, 2025 |
Entity Acquisition Agreement between the Company and Tethon Corporation dated February 19, 2025 Exhibit 1.1 ENTITY ACQUISITION AGREEMENT This EQUITY ACQUISITION AGREEMENT (this “Agreement”) is made and entered into as of February 19, 2025, by and between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (“Seller”), and Tethon Corporation, a corporation organized under the laws of Nevada (“Buyer”) and Technology Assessment and Transfer, Inc., a corporat |
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| February 20, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2025 |
EX-99.1 2 exhibit99-1.htm JOINT FILING APPLICATION BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING APPLICATION The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.001 per share, of ABVC BioPharma, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to suc |
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| December 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| November 19, 2024 |
Executive Employment Agreement, dated November 15, 2024 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made as of November 15, 2024 (the “Effective Date”), by and between SINTX Technologies, Inc. (together with its successors and assigns, the “Company”), and Gregg R. Honigblum (“Executive”). RECITALS WHEREAS, the Company desires to employ Executive, and Executive desires to be employed by the Company, a |
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| November 19, 2024 |
Seasoned Healthcare Executive to Lead Strategic Growth Initiatives Exhibit 99.1 SINTX Technologies Appoints Gregg R. Honigblum as Chief Strategy Officer Seasoned Healthcare Executive to Lead Strategic Growth Initiatives Salt Lake City, UT – November 19, 2024 (Globe NEWSWIRE) – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an advanced ceramics company that develops and commercializes materials, components, and technologies for medical and t |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 18, 2024 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 18, 2024 |
SINTX Technologies Announces Stock Repurchase Program Exhibit 99.1 SINTX Technologies Announces Stock Repurchase Program Salt Lake City, UT – November 18, 2024 – SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an advanced ceramics company that develops and commercializes materials, components, and technologies for medical and technical applications, today announced that its Board of Directors has authorized a stock repurchase prog |
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| November 14, 2024 |
SINT / Sintx Technologies, Inc. / Lind Global Fund II LP Passive Investment SC 13G/A 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SINTX Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 829392703 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| November 14, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of SINTX Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commis |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regis |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| August 6, 2024 |
SINTX Technologies Announces Appointment of Eric K. Olson as Chief Executive Officer Exhibit 99.1 SINTX Technologies Announces Appointment of Eric K. Olson as Chief Executive Officer Salt Lake City, Utah. August 6, 2024 - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”) today announced that its Board of Directors has appointed Eric K. Olson to succeed B. Sonny Bal, MD as the Company’s Chief Executive Officer and President. Mr. Olson’s appointment follows the Comp |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| July 11, 2024 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-274951 Prospectus Supplement (To the Prospectus dated November 27, 2023) Up to $3,115,475 Common Stock SINTX Technologies, Inc. has entered into an Equity Distribution Agreement with Maxim Group LLC, or Maxim, relating to the sale of our common stock, par value $0.01 per share, offered by this prospectus supplement. In accordance with the terms |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| June 12, 2024 |
SINTX Technologies Regains Compliance with Nasdaq Bid Price Requirement Exhibit 99.1 SINTX Technologies Regains Compliance with Nasdaq Bid Price Requirement Salt Lake City, Utah. June 12, 2024 – SINTX Technologies, Inc. (SINTX) (www.sintx.com) (NASDAQ: SINT; “SINTX” or the “Company”), a manufacturer and developer of advanced ceramic materials and related technologies, today announced that on June 11, 2024, the Company received formal notice from The Nasdaq Stock Marke |
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| May 23, 2024 |
SINTX TECHNOLOGIES Announces Reverse Stock Split Effective May 28, 2024 Exhibit 99.1 SINTX TECHNOLOGIES Announces Reverse Stock Split Effective May 28, 2024 SALT LAKE CITY, May 23, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) today announced that its Board of Directors has declared a 1-for-200 reverse stock split of the company’s common stock. The reverse stock split will become effective on May 28, 2024 (the “Effective Date”) at 12:01 AM Eastern Ti |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission F |
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| May 23, 2024 |
Certificate of Amendment to the Restated Certificate of Incorporation of SINTX Technologies, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF SINTX TECHNOLOGIES, INC. Sintx Technologies, Inc. (the “Corporation”), a corporation duly organized and existing under the Delaware General Corporation Law (the “DGCL”), does hereby certify that: First. The amendment to the Corporation’s Restated Certificate of Incorporation set forth below was duly adopted by the |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission F |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regi |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2024 |
Separation and Release of Claims Agreement Exhibit 10.1 Separation and Release of Claims Agreement This Separation and Release of Claims Agreement (“Agreement”) is entered into as of April 25, 2024 (the “Execution Date”) by and between SINTX Technologies, Inc., a Delaware corporation (the “Company” or “Employer”), and B. Sonny Bal (the “Employee”) (the Employer and the Employee are collectively referred to as the “Parties”). The Employee h |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 4, 2024 |
SINTX Technologies Announces Pricing of $1.5 Million Public Offering of Common Stock Exhibit 99.2 SINTX Technologies Announces Pricing of $1.5 Million Public Offering of Common Stock SALT LAKE CITY, UT, Apr. 3, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced the pricing of its previously announced public offering of 71,600,000 shares of its common stock at a public |
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| April 4, 2024 |
Form of Stock Purchase Agreement Exhibit 10.1 stock PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is dated as of April 3, 2024, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| April 4, 2024 |
71,600,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274951 Prospectus Supplement (to Prospectus dated November 27, 2023) 71,600,000 Shares of Common Stock We are offering shares of our common stock, par value $0.01 per share (“Common Stock”), at a public offering price of $0.021 per share, to certain investors pursuant to this prospectus supplement and the accompanying prospectus. Our Common Sto |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| April 4, 2024 |
Form of Placement Agency Agreement Exhibit 10.2 PLACEMENT AGENCY AGREEMENT April 3, 2024 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”), Sintx Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $1,503,600.00 shares (the “Shares”) of the Company’s common stock, $0.01 par value per s |
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| April 4, 2024 |
SINTX Technologies Announces Proposed Public Offering of Common Stock Exhibit 99.1 SINTX Technologies Announces Proposed Public Offering of Common Stock SALT LAKE CITY, UT, Mar. 29, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced that it intends to offer and sell shares of its common stock in a public offering. All shares of common stock in the offeri |
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| April 1, 2024 |
SC 13G 1 l1cap13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SINTX Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 829392604 (CUSIP Number) March 25, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| March 29, 2024 |
Subject to Completion, dated March 29, 2024 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. |
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| March 27, 2024 |
Description of Registrant’s Securities EXHIBIT 4.23 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 SINTX Technologies, Inc. (“SINTX,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. Authorized Shares of Capital Stock Our Restated Certificate of Incorporation authorizes |
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| March 27, 2024 |
SINTX Technologies, Inc. Clawback Policy Exhibit 97 SINTX TECHNOLOGIES, INC. INCENTIVE COMPENSATION RECOVERY POLICY Introduction. The Board of Directors of SINTX Technologies, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s compensation philosophy. The Board has therefore adopt |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. |
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| March 27, 2024 |
Exhibit 21.1 List of Subsidiaries SINTX Armor, Inc., a Utah corporation. Technology Assessment and Transfer, Inc., a Maryland corporation. |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| March 26, 2024 |
SINTX Technologies Announces Pricing of $1.3 Million Public Offering of Common Stock Exhibit 99.2 SINTX Technologies Announces Pricing of $1.3 Million Public Offering of Common Stock SALT LAKE CITY, UT, Mar. 25, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced the pricing of its previously announced public offering of 28,400,000 shares of its common stock at a public |
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| March 26, 2024 |
SINTX Technologies Announces Proposed Public Offering of Common Stock Exhibit 99.1 SINTX Technologies Announces Proposed Public Offering of Common Stock SALT LAKE CITY, UT, Mar. 22, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced that it intends to offer and sell shares of its common stock in a public offering. All shares of common stock in the offeri |
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| March 26, 2024 |
Form of Placement Agency Agreement Exhibit 10.2 PLACEMENT AGENCY AGREEMENT March 25, 2024 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”), Sintx Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $1,334,800.00 shares (the “Shares”) of the Company’s common stock, $0.01 par value per |
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| March 26, 2024 |
28,400,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274951 Prospectus Supplement (to Prospectus dated November 27, 2023) 28,400,000 Shares of Common Stock We are offering shares of our common stock, par value $0.01 per share (“Common Stock”), at a public offering price of $0.047 per share, to certain investors pursuant to this prospectus supplement and the accompanying prospectus. Our Common Sto |
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| March 26, 2024 |
Form of Stock Purchase Agreement Exhibit 10.1 stock PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is dated as of March 25, 2024, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set fort |
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| March 22, 2024 |
Subject to Completion, dated March 22, 2024 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. |
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| March 22, 2024 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-274951 Prospectus Supplement (To the Prospectus dated November 27, 2023) SINTX TECHNOLOGIES, INC. We previously entered into an equity distribution agreement (as amended, the “Equity Distribution Agreement”) with Maxim Group LLC (“Maxim”), dated February 25, 2021, as amended on January 10, 2023, relating to the sale of our common stock, par val |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction (Commission (IRS Employer |
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| February 13, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of SINTX Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
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| February 13, 2024 |
US8293926049 / SINTX TECHNOLOGI / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SINTX Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 829392604 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 7, 2024 |
EX-99.1 2 exhibit99-1.htm JOINT FILING AGREEMENT BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.01 per share, of SINTX Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such |
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| February 7, 2024 |
US8293926049 / SINTX TECHNOLOGI / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SINTX Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 829392604 (CUSIP Number) February 2, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 2, 2024 |
Form of Warrant Agency Agreement Exhibit 4.5 SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 2, 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of February 2, 2024 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Age |
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| February 2, 2024 |
Form of Placement Agent Warrant Exhibit 4.4 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: July 31, 2024 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| February 2, 2024 |
Exhibit 4.3 CLASS F COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: 16,000,000 Initial Exercise Date: February 2, 2024 CUSIP: 829392240 ISIN: US8293922402 THIS CLASS F COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditio |
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| February 2, 2024 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 31, 2024, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditi |
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| February 2, 2024 |
Exhibit 4.2 CLASS E COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: 16,000,000 Initial Exercise Date: February 2, 2024 CUSIP: 829392224 ISIN: US8293922246 THIS CLASS E COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditi |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| February 2, 2024 |
Form of Placement Agency Agreement Exhibit 10.2 PLACEMENT AGENCY AGREEMENT January 31, 2024 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”), Sintx Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered units (the “Units”) of the Company, each Unit consisting of either (a |
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| February 2, 2024 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: 12,600,000 Initial Exercise Date: February 2, 2024 CUSIP: 829392232 ISIN: US 8293922246 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the |
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| February 2, 2024 |
SINTX TECHNOLOGIES ANNOUNCES PRICING OF $4.0 MILLION PUBLIC OFFERING Exhibit 99.1 SINTX TECHNOLOGIES ANNOUNCES PRICING OF $4.0 MILLION PUBLIC OFFERING SALT LAKE CITY, UT, Jan. 31, 2024 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced the pricing of its public offering of 16,000,000 units, with each unit consisting of one share of its common stock, or one p |
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| February 1, 2024 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-275137 PROSPECTUS SINTX TECHNOLOGIES, INC. 16,000,000 Units, Consisting of 3,400,000 Shares of Common Stock and 12,600,000 Pre-Funded Warrants, 16,000,000 Class E Warrants to Purchase Shares of Common Stock, and 16,000,000 Class F Warrants to Purchase Shares of Common Stock 640,000 Placement Agent Warrants to Purchase an Aggregate of Up To 640, |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| January 29, 2024 |
January 29, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-1004 Re: Sintx Technologies, Inc. Registration Statement on Form S-1, as amended File No. 333-275137 Ladies and Gentlemen: As the placement agent of the proposed offering of Sintx Technologies, Inc. (the “Company”), we hereby join the Company’s request for ac |
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| January 29, 2024 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 January 29, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Ben Ritchie Re: SINTX Technologies, Inc. – Registration Statement on Form S-1 (File No. 333-275137) Ladies and Gentlemen: In accordance with Rule 461 under the Secur |
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| January 24, 2024 |
Form of Warrant Agency Agreement Exhibit 4.20 SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2024 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). W I T N E S S |
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| January 24, 2024 |
Exhibit 4.18 CLASS F COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2024 THIS CLASS F COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| January 24, 2024 |
Exhibit 4.17 CLASS E COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2024 THIS CLASS E COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| January 24, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SINTX Technologies, Inc. |
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| January 24, 2024 |
As filed with the Securities and Exchange Commission on January 24, 2024 As filed with the Securities and Exchange Commission on January 24, 2024 Registration No. |
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| January 23, 2024 |
SINTX TECHNOLOGIES SHARES SELECT PRELIMINARY Q4 2023 AND FULL YEAR 2023 REVENUE UPDATE Exhibit 99.1 SINTX TECHNOLOGIES SHARES SELECT PRELIMINARY Q4 2023 AND FULL YEAR 2023 REVENUE UPDATE SALT LAKE CITY, Jan. 23, 2024 (GLOBE NEWSWIRE) — SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, announced that its estimated unaudited revenues were approximately $902k in Q4 2023, and $2.6 million for the |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2024 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissio |
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| January 4, 2024 |
SINTX TECHNOLOGIES SIGNIFICANTLY STRENGTHENS ITS ANTIPATHOGENIC PATENT PORTFOLIO Exhibit 99.1 SINTX TECHNOLOGIES SIGNIFICANTLY STRENGTHENS ITS ANTIPATHOGENIC PATENT PORTFOLIO SALT LAKE CITY, January 4, 2024 (GLOBE NEWSWIRE) — SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT; “SINTX” or the “Company”), a manufacturer and developer of advanced ceramic materials and related technologies, announced that it has been granted its sixth United States patent in the last year. All |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| November 28, 2023 |
As filed with the Securities and Exchange Commission on November 28, 2023 As filed with the Securities and Exchange Commission on November 28, 2023 Registration No. |
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| November 24, 2023 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 November 24, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: SINTX Technologies, Inc.—Registration Statement on Form S-3 (File No. 333-274951) Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amend |
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| November 21, 2023 |
As filed with the Securities and Exchange Commission on November 21, 2023 As filed with the Securities and Exchange Commission on November 21, 2023 Registration No. |
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| November 21, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SINTX Technologies, Inc. |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of |
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| November 14, 2023 |
Second Amendment to Centrepointe Business Park Lease Agreement, dated October 5, 2023 Exhibit 10.1 EXECUTION COPY SECOND AMENDMENT TO CENTREPOINTE BUSINESS PARK LEASE AGREEMENT This Second Amendment to Centrepointe Business Park Lease Agreement (this “Amendment”) is dated October 5, 2023, between CENTREPOINTE PROPERTIES, LLC, a Utah limited liability company (“Landlord”), and SINTX TECHNOLOGIES, INC, a Delaware corporation (formerly known as Amedica Corporation) (“Tenant”). The Lan |
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| November 9, 2023 |
November 9, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: SINTX Technologies, Inc. |
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| November 9, 2023 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 November 9, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas O’Leary Re: SiNtx Technologies, Inc. - Registration Statement on Form S-1 (File No. 333-275137) Ladies and Gentlemen: Reference is made to our letter, filed |
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| November 7, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2023 |
SINTX TECHNOLOGIES ENTERS A LONG-TERM SUPPLY AGREEMENT FOR AEROSPACE COMPONENTS Exhibit 99.1 SINTX TECHNOLOGIES ENTERS A LONG-TERM SUPPLY AGREEMENT FOR AEROSPACE COMPONENTS SALT LAKE CITY, November 7, 2023 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT; “SINTX” or the “Company”), a manufacturer and developer of advanced ceramic materials and related technologies, announced that it has entered a Long-Term Agreement (LTA) to supply jet engine componen |
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| November 6, 2023 |
November 6, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-1004 Re: Sintx Technologies, Inc. Registration Statement on Form S-1, as amended File No. 333-275137 Ladies and Gentlemen: As the placement agent of the proposed offering of Sintx Technologies, Inc. (the “Company”), we hereby join the Company’s request for ac |
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| November 6, 2023 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 November 6, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Nicholas O’Leary Re: SiNtx Technologies, Inc. – Registration Statement on Form S-1 (File No. 333-275137) Ladies and Gentlemen: In accordance with Rule 461 under the |
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| November 2, 2023 |
Form of Placement Agent Agreement Exhibit 10.27 PLACEMENT AGENCY AGREEMENT , 2023 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”), Sintx Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered units (the “Units”) of the Company, each Unit consisting of either (a) one sha |
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| November 2, 2023 |
Form of Placement Agent Warrant Exhibit 4.18 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: 1 Initial Exercise Date: , 20232 Issue Date: , 2023 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| November 2, 2023 |
As filed with the Securities and Exchange Commission on November 2, 2023 As filed with the Securities and Exchange Commission on November 2, 2023 Registration No. |
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| November 2, 2023 |
Exhibit 4.16 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h |
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| November 2, 2023 |
Form of Securities Purchase Agreement Exhibit 10.26 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of , 2023, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| November 2, 2023 |
Form of Warrant Agency Agreement Exhibit 4.19 SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2023 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2023 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). W I T N E S S |
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| November 2, 2023 |
Exhibit 4.17 CLASS E COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS CLASS E COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| October 23, 2023 |
As filed with the Securities and Exchange Commission on October 23, 2023 As filed with the Securities and Exchange Commission on October 23, 2023 Registration No. |
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| October 23, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SINTX Technologies, Inc. |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 20, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| October 12, 2023 |
Exhibit 4.16 SINTX TECHNOLOGIES, INC. Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Subordinated Debt Securities Table of Contents Page article 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 article 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certif |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 12, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| October 12, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SINTX Technologies, Inc. |
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| October 12, 2023 |
As filed with the Securities and Exchange Commission on October 12, 2023 As filed with the Securities and Exchange Commission on October 12, 2023 Registration No. |
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| October 12, 2023 |
Exhibit 4.14 SINTX TECHNOLOGIES, INC. Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Senior Debt Securities Table of Contents Page article 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 article 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certificate |
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| October 12, 2023 |
Exhibit 10.1 AMENDMENT TO EQUITY DISTRIBUTION AGREEMENT October 12, 2023 RECITALS WHEREAS, an equity distribution agreement was entered into on February 25, 2021 (the “Distribution Agreement”), by and between Maxim Group LLC and SINTX Technologies, Inc., a Delaware corporation (collectively, the “Parties”), as amended on January 10, 2023, and WHEREAS, the Parties have agreed to amend the Distribut |
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| October 11, 2023 |
Exhibit 99.1 SINTX Technologies Awarded Phase II NIH Grant for Silicon Nitride-PEEK 3D Printed Composite Spinal Implants SALT LAKE CITY, October 11, 2023 (GLOBE NEWSWIRE) — SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, announced today it has been awarded a Phase II grant of $1,972,826 by the National Ins |
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| October 11, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regis |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regi |
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| March 29, 2023 |
EXHIBIT 4.18 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 SINTX Technologies, Inc. (“SINTX,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. Authorized Shares of Capital Stock Our Restated Certificate of Incorporation authorizes |
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| March 29, 2023 |
Exhibit 21.1 List of Subsidiaries SINTX Armor, Inc., a Utah corporation. Technology Assessment and Transfer, Inc., a Maryland corporation. |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or ☐ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. |
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| February 16, 2023 |
SINT / SINTX Technologies Inc / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SINTX Technologies, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 829392604 (CUSIP Number) February 7, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 14, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.001 per share, of SINTX Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. February 14, 2023 LIND GLOBAL FUND II LP By: Lind Global Partners II |
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| February 14, 2023 |
SINT / SINTX Technologies Inc / Lind Global Fund II LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SINTX Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 829392604 (CUSIP Number) February 10, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 9, 2023 |
SINTX Technologies Announces Pricing of $12.0 Million Public Offering Exhibit 99.1 SINTX Technologies Announces Pricing of $12.0 Million Public Offering SALT LAKE CITY, UT, Feb. 7, 2023 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, today announced the pricing of its public offering of 2,150,000 units, with each unit consisting of one share of its common stock, or one pr |
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| February 9, 2023 |
Exhibit 4.5 SINTX TECHNOLOGIES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 10, 2023 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of February 10, 2023 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and American Stock Transfer & |
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| February 9, 2023 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 7, 2023, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditi |
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| February 9, 2023 |
Filed Pursuant to Rule 424(b)(4) Registration No. 333-269475 PROSPECTUS SINTX TECHNOLOGIES, INC. 1,980,000 Units, Each Unit Consisting of One Share of Common Stock, One Class C Warrant to Purchase One Share of Common Stock, and One-Half of One Class D Warrant, Each Whole Class D Warrant to Purchase One Share of Common Stock 170,000 Units, Each Unit Consisting of One Pre-Funded Warrant, One Class C |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| February 8, 2023 |
As filed with the Securities and Exchange Commission on February 8, 2023 As filed with the Securities and Exchange Commission on February 8, 2023 Registration No. |
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| February 7, 2023 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 February 7, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Margaret Schwartz Re: SiNtx Technologies, Inc. – Registration Statement on Form S-1 (File No. 333-269475) Ladies and Gentlemen: In accordance with Rule 461 under the |
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| February 7, 2023 |
Exhibit 4.13 CLASS C COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| February 7, 2023 |
Exhibit 4.15 CLASS D COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS CLASS D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| February 7, 2023 |
As filed with the Securities and Exchange Commission on February 7, 2023 As filed with the Securities and Exchange Commission on February 7, 2023 Registration No. |
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| February 7, 2023 |
Form of Securities Purchase Agreement Exhibit 10.24 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February , 2023, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditi |
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| February 6, 2023 |
Form of Placement Agent Agreement Exhibit 10.25 PLACEMENT AGENCY AGREEMENT , 2023 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Subject to the terms and conditions herein (this “Agreement”), Sintx Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered units (the “Units”) of the Company, each Unit consisting of either (a) one sha |
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| February 6, 2023 |
As filed with the Securities and Exchange Commission on February 6, 2023 As filed with the Securities and Exchange Commission on February 6, 2023 Registration No. |
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| February 6, 2023 |
Form of Securities Purchase Agreement Exhibit 10.24 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February , 2023, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditi |
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| February 6, 2023 |
Form of Placement Agent Warrant Exhibit 4.16 PLACEMENT AGENT’S PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: 1 Initial Exercise Date: , 20232 Issue Date: , 2023 THIS PLACEMENT AGENT’S PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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| February 6, 2023 |
Form of Warrant Agency Agreement Exhibit 4.17 SINTX TECHNOLOGIES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2023 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2023 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and American Stock Transfer & Trust Company, LLC (t |
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| February 6, 2023 |
Exhibit 4.13 CLASS C COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| February 6, 2023 |
Exhibit 4.14 PRE-FUNDED COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h |
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| February 6, 2023 |
Exhibit 4.15 CLASS D COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2023 THIS CLASS D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| January 31, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SINTX Technologies, Inc. |
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| January 31, 2023 |
List of Subsidiaries of the Registrant Exhibit 21.1 Subsidiary Jurisdiction SINTX Armor, Inc. Utah Technology Assessment & Transfer, Inc. Maryland |
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| January 31, 2023 |
As filed with the Securities and Exchange Commission on January 31, 2023 As filed with the Securities and Exchange Commission on January 31, 2023 Registration No. |
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| January 25, 2023 |
SINTX Technologies Shares Select Preliminary Q4 2022 and Full Year 2022 Revenue Update Exhibit 99.1 SINTX Technologies Shares Select Preliminary Q4 2022 and Full Year 2022 Revenue Update SALT LAKE CITY, Jan. 19, 2023 (GLOBE NEWSWIRE) — SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT) (“SINTX” or the “Company”), an original equipment manufacturer of advanced ceramics, announced today select preliminary unaudited financial results for the fourth quarter and full year ended Dece |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 19, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| January 13, 2023 |
Exhibit 10.1 AMENDMENT TO EQUITY DISTRIBUTION AGREEMENT January 10, 2023 RECITALS WHEREAS, an equity distribution agreement was entered into on February 25, 2021 (the “Distribution Agreement”), by and between Maxim Group LLC and SINTX Technologies, Inc., a Delaware corporation (collectively, the “Parties”), and WHEREAS, the Parties have agreed to amend the Distribution Agreement (this “Amendment”) |
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| January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2023 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| December 19, 2022 |
Certificate of Amendment to the Restated Certificate of Incorporation of Sintx Technologies, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF SINTX TECHNOLOGIES, INC. SINTX Technologies, Inc. (the “Corporation”), a corporation duly organized and existing under the Delaware General Corporation Law (the “DGCL”), does hereby certify that: First. The amendment to the Corporation’s Restated Certificate of Incorporation set forth below was duly adopted by the |
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| December 19, 2022 |
SINTX TECHNOLOGIES Announces Reverse Stock Split Effective DECEMBER 20, 2022 Exhibit 99.1 SINTX TECHNOLOGIES Announces Reverse Stock Split Effective DECEMBER 20, 2022 SINTX common stock expected to begin trading on a split-adjusted basis on December 20, 2022 SALT LAKE CITY, December 19, 2022 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) today announced that its Board of Directors has declared a 1-for-100 reverse stock split of the company’s common stock. The r |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 23, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| October 31, 2022 |
Exhibit 10.1 It is the responsibility of any investor purchasing these securities to satisfy itself as to full observance of the laws of any relevant territory outside the United States in connection with any such purchase, including obtaining any required governmental or other consents or observing any other applicable requirements. We are not making an offer to sell these securities in any juris |
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| October 31, 2022 |
Certificate of Designation of Series E Preferred Stock Exhibit 3.1 SINTX TECHNOLOGIES, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, B. Sonny Bal and Kevin Ontiveros, do hereby certify that: 1. They are the President and Assistant Secretary, respectively, of SINTX Technologies, Inc., a Delaware corporation (the “Corpora |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 SINTX TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| October 18, 2022 |
Dealer Manager Warrants issued to Maxim Group LLC on October 17, 2022 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 18, 2022 |
Exhibit 4.4 COMMON STOCK PURCHASE WARRANT class B SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: October 17, 2022 CUSIP: 829392174 THIS CLASS B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on |
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| October 18, 2022 |
Dealer Manager Warrants issued to Ascendiant Capital Markets, LLC on October 17, 2022 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 18, 2022 |
Exhibit 4.3 COMMON STOCK PURCHASE WARRANT class a SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: October 17, 2022 CUSIP: 829392166 THIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on |
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| October 18, 2022 |
Exhibit 10.1 SINTX Technologies, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of October 17, 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of October 17, 2022 (“Agreement”), between SINTX Technologies, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited lia |
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| October 18, 2022 |
Certificate of Designation of Series D Preferred Stock Exhibit 3.1 SINTX TECHNOLOGIES, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, B. Sonny Bal and Kevin Ontiveros, do hereby certify that: 1. They are the President and Assistant Secretary, respectively, of SINTX Technologies, Inc., a Delaware corporation ( |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissi |
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| October 13, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration File No. 333-266070 PROSPECTUS SUPPLEMENT NO. 1 To Prospectus dated September 23, 2022 SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Up to 4,656 Units Consisting of an Aggregate of Up to 4,656 Shares of Series D Convertible Preferred Stock and 61,664,064 Warrants to Purchase Shares of Common Stock at a Subscription Price of $1,000 Per Unit a |
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| September 23, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-266070 PROSPECTUS SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Up to 10,000 Units Consisting of an Aggregate of Up to 10,000 Shares of Series D Convertible Preferred Stock and 54,260,000 Warrants to Purchase Shares of Common Stock at a Subscription Price of $1,000 Per Unit and Up to 27,130,000 Shares of Common Stock Issuable upon th |
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| September 22, 2022 |
Form of Letter to Brokers, Dealers, Banks and Other Nominees Exhibit 99.3 FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 To Brokers, Dealers, Banks and Other Nominees: This letter is being distributed by SINTX Technologies, Inc. (t |
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| September 22, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SINTX Technologies, Inc. |
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| September 22, 2022 |
Form of Beneficial Owner Election Form Exhibit 99.5 FORM OF BENEFICIAL OWNER ELECTION FORM SINTX TECHNOLOGIES, INC. The undersigned acknowledge(s) receipt of your letter and the enclosed materials referred to therein relating to the rights offering by SINTX Technologies, Inc., a Delaware corporation (the ?Company?), of non-transferable subscription rights to purchase units, each such unit comprised of (A) one share of the Company?s Ser |
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| September 22, 2022 |
Form of Instructions as to Use of Subscription Rights Certificates Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS CERTIFICATES SINTX TECHNOLOGIES, INC. Please consult D.F. King & Co., Inc., American Stock Transfer & Trust Company, LLC, your bank or broker as to any questions. The following instructions relate to a rights offering (the ?Rights Offering?) by SINTX Technologies, Inc., a Delaware corporation (?SINTX?), to the holders of record of |
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| September 22, 2022 |
Form of Broker Letter to Clients Who are Beneficial Holders Exhibit 99.4 FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 To Our Clients: This letter is being distributed to our clients who are holders of SINTX Technologies, Inc. (th |
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| September 22, 2022 |
Form of Non-Transferrable Subscription Rights Certificate Exhibit 4.14 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY?S PROSPECTUS DATED SEPTEMBER 23, 2022 (THE ?PROSPECTUS?) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM D.F. KING & CO., INC., THE INFORMATION AGENT. SINTX TECHNOLOGIES, INC. Incorporated under the laws of the State of |
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| September 22, 2022 |
As filed with the Securities and Exchange Commission on September 22, 2022 As filed with the Securities and Exchange Commission on September 22, 2022 Registration No. |
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| September 22, 2022 |
Form of Letter to Shareholders who are Record Holders Exhibit 99.2 FORM OF LETTER TO STOCKHOLDERS AND PARTICIPATING WARRANTS HOLDERS WHO ARE RECORD HOLDERS OF SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 Dear Stockholder or Participating Warrant Holder: This letter is being distribu |
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| September 22, 2022 |
Form of Class B Common Stock Warrant Exhibit 4.12 CLASS B COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2022 THIS CLASS B COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| September 22, 2022 |
Form of Nominee Holder Certification Exhibit 99.6 FORM OF NOMINEE HOLDER CERTIFICATION SINTX TECHNOLOGIES, INC. The undersigned, a bank, broker, dealer, trustee, depositary, or other nominee of non-transferable subscription rights to purchase units of SINTX Technologies, Inc. (the ?Company?), said units each comprised of (A) one share of the Company?s Series D Convertible Preferred Stock, par value $0.01 per share (the ?Preferred Sto |
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| September 22, 2022 |
Form of Dealer Manager Agreement Exhibit 1.1 SINTX TECHNOLOGIES, Inc. DEALER-MANAGER AGREEMENT , 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 As Dealer-Manager Ladies and Gentlemen: The following will confirm our agreement relating to the proposed rights offering (the ?Rights Offering?) to be undertaken by SINTX Technologies, Inc., a Delaware corporation (the ?Company?), pursuant to which the Company will d |
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| September 22, 2022 |
Exhibit 4.13 SINTX Technologies, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of September , 2022 (?Agreement?), between SINTX Technologies, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited liability com |
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| September 22, 2022 |
Certificate of Designation of Series D Preferred Stock Exhibit 3.1.7 SINTX TECHNOLOGIES, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, B. Sonny Bal and Kevin Ontiveros, do hereby certify that: 1. They are the President and Assistant Secretary, respectively, of SINTX Technologies, Inc., a Delaware corporation |
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| September 22, 2022 |
Form of Class A Common Stock Warrant Exhibit 4.11 CLASS A COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2022 THIS CLASS A COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| September 21, 2022 |
SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 SINTX Technologies, Inc. 1885 West 2100 South Salt Lake City, Utah 84119 September 21, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Margaret Schwartz Re: SiNtx Technologies, Inc. ? Registration Statement on Form S-1 (File No. 333-266070) Ladies and Gentlemen: In accordance with Rule 461 under t |
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| September 14, 2022 | ||
| September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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| September 12, 2022 |
Form of Letter to Shareholders Exhibit 99.8 September 14, 2022 Dear Shareholder, Thank you for being a valued shareholder and supporter of SINTX Technologies Inc. In order to create a closer and more transparent relationship with our shareholders, we have engaged Maxim Group LLC (?Maxim?), a registered broker-dealer with the United States Securities and Exchange Commission to assist us in collecting additional contact informati |
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| September 12, 2022 |
Form of Beneficial Owner Election Form Exhibit 99.5 FORM OF BENEFICIAL OWNER ELECTION FORM SINTX TECHNOLOGIES, INC. The undersigned acknowledge(s) receipt of your letter and the enclosed materials referred to therein relating to the rights offering by SINTX Technologies, Inc., a Delaware corporation (the ?Company?), of non-transferable subscription rights to purchase units, each such unit comprised of one share of the Company?s Series |
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| September 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commis |
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| September 12, 2022 |
Form of Letter to Shareholders who are Record Holders Exhibit 99.2 FORM OF LETTER TO STOCKHOLDERS AND PARTICIPATING WARRANTS HOLDERS WHO ARE RECORD HOLDERS OF SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 Dear Stockholder or Participating Warrant Holder: This letter is being distribu |
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| September 12, 2022 |
Form of Dealer Manager Agreement Exhibit 1.1 SINTX TECHNOLOGIES, Inc. DEALER-MANAGER AGREEMENT , 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 As Dealer-Manager Ladies and Gentlemen: The following will confirm our agreement relating to the proposed rights offering (the ?Rights Offering?) to be undertaken by SINTX Technologies, Inc., a Delaware corporation (the ?Company?), pursuant to which the Company will d |
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| September 12, 2022 |
Form of Dealer-Manager Warrant Exhibit 4.14 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| September 12, 2022 |
Form of Notice of Important Tax Information Exhibit 99.7 FORM OF NOTICE OF IMPORTANT TAX INFORMATION SINTX TECHNOLOGIES, INC. This notice is provided in connection with the prospectus of SINTX Technologies, Inc. (?SINTX?) dated September 23, 2022. Under U.S. federal income tax law, distributions (including constructive distributions) that may be made by SINTX in respect of shares of its Series D Convertible Preferred Stock or warrants acqui |
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| September 12, 2022 |
Form of Broker Letter to Clients Who are Beneficial Holders Exhibit 99.4 FORM OF BROKER LETTER TO CLIENTS WHO ARE BENEFICIAL HOLDERS SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 To Our Clients: This letter is being distributed to our clients who are holders of SINTX Technologies, Inc. (th |
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| September 12, 2022 |
Form of Non-Transferrable Subscription Rights Certificate EX-4.13 7 ex4-13.htm Exhibit 4.13 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED SEPTEMBER 23, 2022 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM D.F. KING & CO., INC., THE INFORMATION AGENT. SINTX TECHNOLOGIES, INC. Incorporated under the |
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| September 12, 2022 |
List of Subsidiaries of the Registrant Exhibit 21.1 Subsidiary Jurisdiction SINTX Armor, Inc. Utah Technical Assessment and Transfer, Inc. Maryland |
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| September 12, 2022 |
SINTX TECHNOLOGIES Informs Stockholders of Key Dates and Terms Related to Announced Rights Offering Exhibit 99.1 SINTX TECHNOLOGIES Informs Stockholders of Key Dates and Terms Related to Announced Rights Offering SALT LAKE CITY, UT, SEPTEMBER 12, 2022 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (NASDAQ: SINT) (?SINTX? or the ?Company?), an original equipment manufacturer of advanced ceramics, today provided an informational update to its security holders regarding its proposed rights offering an |
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| September 12, 2022 |
Form of Instructions as to Use of Subscription Rights Certificates Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF SUBSCRIPTION RIGHTS CERTIFICATES SINTX TECHNOLOGIES, INC. Please consult D.F. King & Co., Inc., American Stock Transfer & Trust Company, LLC, your bank or broker as to any questions. The following instructions relate to a rights offering (the ?Rights Offering?) by SINTX Technologies, Inc., a Delaware corporation (?SINTX?), to the holders of record of |
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| September 12, 2022 |
Form of Nominee Holder Certification Exhibit 99.6 FORM OF NOMINEE HOLDER CERTIFICATION SINTX TECHNOLOGIES, INC. The undersigned, a bank, broker, dealer, trustee, depositary, or other nominee of non-transferable subscription rights to purchase units of SINTX Technologies, Inc. (the ?Company?), said units each comprised of one share of Series D Convertible Preferred Stock and warrants to purchase a number of shares of common stock equa |
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| September 12, 2022 |
Certificate of Designation of Series D Preferred Stock Exhibit 3.1.7 SINTX TECHNOLOGIES, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, B. Sonny Bal and Kevin Ontiveros, do hereby certify that: 1. They are the President and Assistant Secretary, respectively, of SINTX Technologies, Inc., a Delaware corporation |
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| September 12, 2022 |
Exhibit 4.12 SINTX Technologies, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of September , 2022 (?Agreement?), between SINTX Technologies, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited liability com |
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| September 12, 2022 |
Form of Letter to Brokers, Dealers, Banks and Other Nominees Exhibit 99.3 FORM OF LETTER TO BROKERS, DEALERS, BANKS AND OTHER NOMINEES SINTX TECHNOLOGIES, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Stockholders and Holders of Participating Warrants of SINTX Technologies, Inc. September 26, 2022 To Brokers, Dealers, Banks and Other Nominees: This letter is being distributed by SINTX Technologies, Inc. (t |
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| September 12, 2022 |
Exhibit 4.11 COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: , 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the ?Initial Ex |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regis |
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| July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2022 SINTX TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission F |
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| July 8, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SINTX Technologies, Inc. |
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| July 8, 2022 |
List of Subsidiaries of the Registrant Exhibit 21.1 Subsidiary Jurisdiction SINTX Armor, Inc. Utah |
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| July 8, 2022 |
As filed with the Securities and Exchange Commission on July 8, 2022 As filed with the Securities and Exchange Commission on July 8, 2022 Registration No. |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 SINTX TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commission |
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| July 6, 2022 |
The Acquisition Broadens Opportunities for SINTX in Aerospace, Defense, and Biomedical Markets Exhibit 99.1 SINTX Technologies Acquires Technology Assessment and Transfer, Inc. The Acquisition Broadens Opportunities for SINTX in Aerospace, Defense, and Biomedical Markets SALT LAKE CITY, July 6, 2022 (GLOBE NEWSWIRE) - SINTX Technologies, Inc. (www.sintx.com) (NASDAQ: SINT) (?SINTX? or the ?Company?), an original equipment manufacturer of advanced ceramics, announced the acquisition of Techn |
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| July 6, 2022 |
Exhibit 2.1 Certain Information has been excluded from this Exhibit 2.1 because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed. [***] DENOTES information that has been OMItted. STOCK PURCHASE AGREEMENT BY AND BETWEEN Larry Fehrenbacher and Sharon Fehrenbacher, as SELLERS and SINTX TECHNOLOGIES, INC., AS BUYER Dated as of JUNE 30, 2022 Conten |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33624 SINTX Technologies, Inc. (Exact name of regi |
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| April 27, 2022 |
424B5 1 form424b5.htm Filed Pursuant to Rule 424(b)(5) Registration No. 333-249267 PROSPECTUS SUPPLEMENT (To Prospectus Dated October 13, 2020) Up to $2,000,000 Common Stock SINTX Technologies, Inc. previously entered into an Equity Distribution Agreement (the “Equity Distribution Agreement”) with Maxim Group LLC, or Maxim, relating to the sale of our common stock, par value $0.01 per share, pursu |
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| March 25, 2022 |
Exhibit 21.1 List of Subsidiaries SINTX Armor, Inc., a Utah corporation. |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. |
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| March 25, 2022 |
EXHIBIT 4.11 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 SINTX Technologies, Inc. (?SINTX,? ?we,? ?our,? or ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. Authorized Shares of Capital Stock Our Restated Certificate of Incorporation authorizes |
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| January 4, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2022 SINTX Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33624 84-1375299 (State or other jurisdiction of incorporation) (Commissio |
