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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to South Plains Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 26, 2025 |
THIRD AMENDED & RESTATED BYLAWS Exhibit 3.1 THIRD AMENDED & RESTATED BYLAWS OF SOUTH PLAINS FINANCIAL, INC. [A TEXAS CORPORATION] As amended on August 20, 2025 SOUTH PLAINS FINANCIAL, INC. THIRD AMENDED & RESTATED BYLAWS TABLE OF CONTENTS ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings of Shareholders 1 Section 2. Annual Meeting of S |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissi |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 18, 2025 |
South Plains Financial, Inc. Announces 7% Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces 7% Increase to Quarterly Cash Dividend LUBBOCK, Texas, July 17, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.16 per share of common stock, a 7% increase from the most recent quarterly ca |
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| July 16, 2025 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2025 Financial Results LUBBOCK, Texas, July 16, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2025. Second Quarter 2025 Highlights ● Net income for th |
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| July 16, 2025 |
Exhibit 99.2 South Plains Financial Second Quarter 2025 Earnings Presentation July 16, 2025 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that cons |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| April 24, 2025 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2025 Financial Results LUBBOCK, Texas, April 24, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2025. First Quarter 2025 Highlights ● Net income for th |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 24, 2025 |
Exhibit 99.2 South Plains Financial First Quarter 2025 Earnings Presentation April 24, 2025 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that cons |
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| April 17, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 17, 2025 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, April 17, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.15 per share of common stock. The dividend is payable on May 12, 2025 to shareholders of rec |
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| April 9, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by |
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| March 7, 2025 |
SOUTH PLAINS FINANCIAL, INC. INSIDER TRADING POLICY As amended on February 19, 2025 Exhibit 19.1 SOUTH PLAINS FINANCIAL, INC. INSIDER TRADING POLICY As amended on February 19, 2025 The Need for a Policy This Insider Trading Policy (“Policy”) provides guidelines with respect to transactions in the securities of South Plains Financial, Inc. (“Company”) and the handling of confidential information about the Company and the companies with which the Company engages in transactions or |
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| March 7, 2025 |
SOUTH PLAINS FINANCIAL, INC. INCENTIVE AWARD RECOUPMENT POLICY Exhibit 97 SOUTH PLAINS FINANCIAL, INC. INCENTIVE AWARD RECOUPMENT POLICY This INCENTIVE AWARD RECOUPMENT POLICY (this "Policy") is adopted effective as of October 2, 2023 (the "Effective Date"), by the Board of Directors (the "Board") of South Plains Financial, Inc., a Texas corporation (the "Company"). WHEREAS, in accordance with the applicable recoupment provisions of the Dodd-Frank Wall Street |
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| March 7, 2025 |
Exhibit 4.4 DESCRIPTION OF SECURITIES OF SOUTH PLAINS FINANCIAL, INC. REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT OF 1934 The following summary describes the material features and rights of the shares of common stock (the “common stock”) of South Plains Financial, Inc. (referred to herein as the “Company,” “our,” “us,” or “we”). This summary does not purport to be a complete description of the |
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| March 7, 2025 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation CB Provence, LLC Texas CBT Brushy Creek, LLC Texas CBT Properties, LLC Texas City Bank Texas Ruidoso Retail, Inc. Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| February 25, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commis |
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| February 25, 2025 |
South Plains Financial, Inc. Announces Stock Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Stock Repurchase Program LUBBOCK, Texas, February 25, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), today announced that the board of directors of the Company (the “Board”) approved a new stock repurchase program for up to $15.0 million of the outstanding shares of the Company’s common stock |
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| February 14, 2025 |
EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by and among the parties listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchange Act and the rules thereunder may be filed on |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 24, 2025 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.3 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, January 23, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.15 per share of common stock. The dividend is payable on February 18, 2025 to shareholders |
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| January 24, 2025 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Fourth Quarter and Year-End 2024 Financial Results LUBBOCK, Texas, January 24, 2025 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter and year ended December 31, 2024. Fourth Quarter 2024 H |
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| January 24, 2025 |
Exhibit 99.2 South Plains Financial Fourth Quarter and Year-End 2024 Earnings Presentation January 24, 2025 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future |
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| November 6, 2024 |
CORY T. NEWSOM EMPLOYMENT AGREEMENT Amendment No. 2 Exhibit 10.2 CORY T. NEWSOM EMPLOYMENT AGREEMENT Amendment No. 2 THIS AMENDMENT NO. 2 (this "Amendment") is entered into by and between City Bank, Texas (the "Company"), Cory T. Newsom (the "Executive") and South Plains Financial, Inc. (the "Parent") to amend the Employment Agreement previously entered into by and between the parties on March 6, 2019, as previously amended on December 15, 2021 (as |
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| November 6, 2024 |
CURTIS C. GRIFFITH EMPLOYMENT AGREEMENT Amendment No. 2 Exhibit 10.1 CURTIS C. GRIFFITH EMPLOYMENT AGREEMENT Amendment No. 2 THIS AMENDMENT NO. 2 (this "Amendment") is entered into by and between City Bank, Texas (the "Company"), Curtis C. Griffith (the "Executive") and South Plains Financial, Inc. (the "Parent") to amend the Employment Agreement previously entered into by and between the parties on December 18, 2019, as previously amended on December |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| October 23, 2024 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Third Quarter 2024 Financial Results LUBBOCK, Texas, October 23, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended September 30, 2024. Third Quarter 2024 Highlights ● Net income |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2024 |
Exhibit 99.2 South Plains Financial Third Quarter 2024 Earnings Presentation October 23, 2024 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that co |
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| October 17, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 17, 2024 |
South Plains Financial, Inc. Announces 7% Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces 7% Increase to Quarterly Cash Dividend LUBBOCK, Texas, October 17, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.15 per share of common stock, a 7% increase from the most recent quarterly |
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| October 10, 2024 |
South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 October 10, 2024 South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 October 10, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: John Stickel Re: South Plains Financial, Inc. Registration Statement on Form S-3 (File No. 333-282422) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of |
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| October 9, 2024 |
South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 October 9, 2024 South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 October 9, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: John Stickel Re: South Plains Financial, Inc. Registration Statement on Form S-3 (File No. 333-282422) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1 |
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| September 30, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) South Plains Financial, Inc. |
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| September 30, 2024 |
Exhibit 4.6 SOUTH PLAINS FINANCIAL, INC. Issuer and Trustee SUBORDINATED INDENTURE Dated as of , 20 Subordinated Debt Securities TABLE OF CONTENTS Page: Article One Definitions and Other Provisions of General Application 1 Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 6 Section 1.03. Form of Documents Delivered to Trustee 7 Section 1.04. Acts of Holders 7 Section 1 |
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| September 30, 2024 |
As filed with the Securities and Exchange Commission on September 30, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 30, 2024. |
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| September 30, 2024 |
Exhibit 4.5 SOUTH PLAINS FINANCIAL, INC. Issuer and Trustee SENIOR INDENTURE Dated as of , 20 Senior Debt Securities TABLE OF CONTENTS Page: Article One Definitions and Other Provisions of General Application 1 Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 6 Section 1.03. Form of Documents Delivered to Trustee 6 Section 1.04. Acts of Holders 7 Section 1.05. Notices |
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| August 16, 2024 |
SPFI / South Plains Financial, Inc. / Griffith Curtis C - SC 13G/A Passive Investment SC 13G/A 1 ef20034342sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) March 12, 2024** (Date of Event Which Requires Filing of this Statement |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| July 19, 2024 |
5219 City Bank Parkway PO Box 5060 Lubbock, Texas 79408-5060 Phone (806) 792-7101 July 18, 2024 VIA EDGAR U. |
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| July 18, 2024 |
South Plains Financial Second Quarter 2024 Earnings Presentation July 18, 2024 Exhibit 99.2 South Plains Financial Second Quarter 2024 Earnings Presentation July 18, 2024 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that cons |
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| July 18, 2024 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2024 Financial Results LUBBOCK, Texas, July 18, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2024. Second Quarter 2024 Highlights ● Net income for th |
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| July 18, 2024 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhbit 99.3 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, July 18, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.14 per share of common stock. The dividend is payable on August 12, 2024 to shareholders of re |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 15, 2024 |
South Plains Financial, Inc. 2023 Employee Stock Purchase Plan. Exhibit 99.1 SOUTH PLAINS FINANCIAL, INC. 2023 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I PURPOSE The purpose of the Plan is to assist Eligible Employees of the Company, and its Subsidiaries to acquire a stock ownership interest in the Company, thereby attracting, retaining and rewarding such employees and strengthening the mutual interest between employees and the Company's stockholders. The Plan is |
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| July 15, 2024 |
Amendment No. 1 to South Plains Financial, Inc. 2023 Employee Stock Purchase Plan. Exhibit 99.2 AMENDMENT NO. 1 TO SOUTH PLAINS FINANCIAL, INC. 2023 EMPLOYEE STOCK PURCHASE PLAN Amendment No. 1 THIS AMENDMENT NO. 1 (this “Amendment”) is made and entered into by South Plains Financial, Inc., a Texas corporation (the “Company”) to amend the South Plains Financial, Inc. 2023 Employee Stock Purchase Plan (the “Plan”). Capitalized terms used, but not otherwise defined herein, shall h |
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| July 15, 2024 |
Exhibit 107.1 Calculation of Filing Fee Table FORM S-8 (Form Type) SOUTH PLAINS FINANCIAL, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par val |
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| July 15, 2024 |
As filed with the Securities and Exchange Commission on July 15, 2024 As filed with the Securities and Exchange Commission on July 15, 2024 Registration No. |
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| May 16, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2024 |
Exhibit 99.2 South Plains Financial First Quarter 2024 Earnings Presentation April 25, 2024 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains”, “SPFI”, or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that cons |
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| April 25, 2024 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2024 Financial Results LUBBOCK, Texas, April 25, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2024. First Quarter 2024 Highlights ● Net income for th |
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| April 18, 2024 |
South Plains Financial, Inc. Announces 8% Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces 8% Increase to Quarterly Cash Dividend LUBBOCK, Texas, April 18, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.14 per share of common stock, an 8% increase from the most recent quarterly |
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| April 18, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 8, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by |
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| March 15, 2024 |
STEVEN CROCKETT DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT (Including Code §409A provisions) Exhibit 10.18 STEVEN CROCKETT DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT (Including Code §409A provisions) Nonqualified Deferred Compensation Plan Adoption Agreement NONQUALIFIED DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT The undersigned, CITY BANK, TEXAS (“Employer”) and STEVEN CROCKETT (“Participant”), by execution of this Adoption Agreement hereby establishes this Nonqualified Deferred Co |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| March 15, 2024 |
Exhibit 10.11 Nonqualified Deferred Compensation Prototype Plan NONQUALIFIED DEFERRED COMPENSATION PLAN BASIC PLAN DOCUMENT (Including Code §409A provisions) Nonqualified Deferred Compensation Prototype Plan NONQUALIFIED DEFERRED COMPENSATION PLAN BASIC PLAN DOCUMENT By execution of the Adoption Agreement associated with this Basic Plan Document, the Employer establishes this Nonqualified Deferred |
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| March 15, 2024 |
SECOND AMENDMENT TO STEVEN CROCKETT DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT Exhibit 10.19 SECOND AMENDMENT TO STEVEN CROCKETT DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT This amendment to the STEVEN CROCKETT DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT (the “Amendment”) is made and adopted this 15th day of March, 2024, by CITY BANK, TEXAS (“Employer”) and STEVEN CROCKETT (“Participant”). WITNESSETH: WHEREAS, Employer and Participant have heretofore entered into, adopte |
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| March 15, 2024 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation CB Provence, LLC Texas CBT Brushy Creek, LLC Texas CBT Properties, LLC Texas City Bank Texas Ruidoso Retail, Inc. Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware |
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| February 26, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2024 |
South Plains Financial, Inc. Announces Stock Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Stock Repurchase Program LUBBOCK, Texas, February 26, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), today announced that the board of directors of the Company (the “Board”) approved a stock repurchase program for up to $10.0 million of the outstanding shares of the Company’s common stock (th |
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| February 14, 2024 |
EX-99.1 2 ef20021756ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by and among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchange |
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| February 14, 2024 |
SPFI / South Plains Financial, Inc. / Campbell Richard D - SC 13G/A Passive Investment SC 13G/A 1 ef20021756sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statemen |
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| February 14, 2024 |
SPFI / South Plains Financial, Inc. / Griffith Curtis C - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 26, 2024 |
Exhibit 99.2 South Plains Financial Fourth Quarter and Year-End 2023 Earnings Presentation January 26, 2024 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company” or “SPFI”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 26, 2024 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Fourth Quarter and Year-End 2023 Financial Results LUBBOCK, Texas, January 26, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter and year ended December 31, 2023. Fourth Quarter 2023 H |
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| January 18, 2024 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, January 18, 2024 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.13 per share of common stock. The dividend is payable on February 12, 2024 to shareholders |
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| January 18, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2024 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| October 24, 2023 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Third Quarter 2023 Financial Results LUBBOCK, Texas, October 24, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended September 30, 2023. Third Quarter 2023 Highlights ● Net income |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 24, 2023 |
Exhibit 99.2 South Plains Financial Third Quarter 2023 Earnings Presentation October 24, 2023 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company” or “SPFI”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that c |
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| October 19, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 19, 2023 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, October 19, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.13 per share of common stock. The dividend is payable on November 13, 2023 to shareholders |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2023 |
Exhibit 99.2 South Plains Financial Second Quarter 2023 Earnings Presentation July 25, 2023 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company” or “SPFI”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that con |
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| July 25, 2023 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2023 Financial Results LUBBOCK, Texas, July 25, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2023. Second Quarter 2023 Highlights ● Net income for th |
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| July 20, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 20, 2023 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, July 20, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.13 per share of common stock. The dividend is payable on August 14, 2023 to shareholders of r |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission F |
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| May 5, 2023 |
South Plains Financial, Inc. Announces Stock Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Stock Repurchase Program LUBBOCK, Texas, May 5, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), today announced that the board of directors of the Company (the “Board”) approved a stock repurchase program for up to $15.0 million of the outstanding shares of the Company’s common stock (the “Sto |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 27, 2023 |
Exhibit 99.2 South Plains Financial First Quarter 2023 Earnings Presentation April 27, 2023 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company” or “SPFI”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future events that con |
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| April 27, 2023 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2023 Financial Results LUBBOCK, Texas, April 27, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2023. First Quarter 2023 Highlights ● Net income for th |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 20, 2023 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, April 20, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.13 per share of common stock. The dividend is payable on May 15, 2023 to shareholders of rec |
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| April 10, 2023 |
SPFI / South Plains Financial Inc / SOUTH PLAINS FINANCIAL, INC. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) March 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| April 5, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by |
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| April 4, 2023 |
Exhibit 99.1 South Plains Financial, Inc. Announces the Sale of Windmark Insurance Agency, Inc. to Alliant Insurance Services, Inc. LUBBOCK, Texas, April 4, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that it has sold City Bank’s wholly-owned subsidiary, Windmark Insurance Agency, Inc. (“Wind |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| April 4, 2023 |
Exhibit 2.1 SECURITIES PURCHASE AGREEMENT BY AND AMONG ALLIANT INSURANCE SERVICES, INC., SOUTH PLAINS FINANCIAL, INC. AND CITY BANK DATED AS OF APRIL 1, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Certain Defined Terms 2 1.2 Other Defined Terms 11 1.3 Other Definitional and Interpretive Matters 12 ARTICLE II BASIC TRANSACTION 13 2.1 Purchase, Sale, and Assignment of the Company Shares |
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| March 13, 2023 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation CB Provence, LLC Texas CBT Brushy Creek, LLC Texas CBT Properties, LLC Texas City Bank Texas Ruidoso Retail, Inc. Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware Windmark Insurance Agency, Inc. Texas |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| March 10, 2023 |
SPFI / South Plains Financial Inc / SOUTH PLAINS FINANCIAL, INC. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) February 28, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2023 |
SPFI / South Plains Financial Inc / SOUTH PLAINS FINANCIAL, INC. - SC 13G/A Passive Investment SC 13G/A 1 brhc10048273sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statem |
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| February 14, 2023 |
EX-99.1 2 brhc10048272ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by and among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchang |
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| February 14, 2023 |
SPFI / South Plains Financial Inc / Griffith Curtis C - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2023 |
SPFI / South Plains Financial Inc / Campbell Richard D - SC 13G/A Passive Investment SC 13G/A 1 brhc10048272sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statem |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 26, 2023 |
Exhibit 99.2 South Plains Financial Fourth Quarter and Year-End 2022 Earnings Presentation January 26, 2023 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company” or “SPFI”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future |
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| January 26, 2023 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Fourth Quarter and Year-End 2022 Financial Results LUBBOCK, Texas, January 26, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter and year ended December 31, 2022. Fourth Quarter 2022 H |
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| January 19, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2023 |
South Plains Financial, Inc. Announces 8% Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces 8% Increase to Quarterly Cash Dividend LUBBOCK, Texas, January 19, 2023 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.13 per share of common stock, an 8% increase from the most recent quarterl |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| October 21, 2022 |
Exhibit 99.2 South Plains Financial Third Quarter 2022 Earnings Presentation October 21, 2022 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company? or ?SPFI?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that c |
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| October 21, 2022 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.3 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, October 20, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.12 per share of common stock. The dividend is payable on November 15, 2022 to shareholders |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 21, 2022 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Third Quarter 2022 Financial Results LUBBOCK, Texas, October 21, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter ended September 30, 2022. Third Quarter 2022 Highlights ? Net income |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 22, 2022 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2022 Financial Results LUBBOCK, Texas, July 22, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter ended June 30, 2022. Second Quarter 2022 Highlights ? Net income for th |
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| July 22, 2022 |
Exhibit 99.2 South Plains Financial Second Quarter 2022 Earnings Presentation July 22, 2022 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company? or ?SPFI?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that con |
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| July 21, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 21, 2022 |
South Plains Financial, Inc. Announces 9% Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces 9% Increase to Quarterly Cash Dividend LUBBOCK, Texas, July 21, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.12 per share of common stock, a 9% increase from the most recent quarterly ca |
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| May 19, 2022 |
South Plains Financial, Inc. Announces Approval of a New Stock Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Approval of a New Stock Repurchase Program LUBBOCK, Texas, May 19, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), today announced that the board of directors of the Company (the ?Board?) approved a new stock repurchase program for up to $15.0 million of the outstanding shares of the Company?s |
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| May 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 (May 18, 2022) South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporatio |
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| May 13, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| April 26, 2022 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2022 Financial Results LUBBOCK, Texas, April 26, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter ended March 31, 2022. First Quarter 2022 Highlights ? Net income for th |
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| April 26, 2022 |
Exhibit 99.2 South Plains Financial Earnings Presentation First Quarter, 2022 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-lookin |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2022 |
South Plains Financial, Inc. Declares Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Quarterly Cash Dividend LUBBOCK, Texas, April 21, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.11 per share of common stock. The dividend is payable on May 16, 2022 to shareholders of rec |
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| April 5, 2022 |
DEF 14A 1 ny20001806x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use |
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| March 11, 2022 |
Exhibit 16.1 March 11, 2022 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, N.E. Washington, DC 20549 Re: South Plains Financial, Inc. EIN No. 75-2453320 Commissioners: We have read Item 4.01 of Form 8-K/A of South Plains Financial, Inc. dated March 11, 2022, and agree with the statements concerning our Firm contained therein. Very truly yours, /s/ Weaver and T |
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| March 11, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commi |
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| March 8, 2022 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation CB Provence, LLC Texas CBT Brushy Creek, LLC Texas CBT Properties, LLC Texas City Bank Texas Ruidoso Retail, Inc. Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware Windmark Insurance Agency, Inc. Texas |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| March 8, 2022 |
Exhibit 99.1 South Plains Financial Investor Presentation March 8, 2022 1 Safe Harbor Statement and Other Disclosures About South Plains Financial, Inc.South Plains Financial, Inc. ("South Plains" or the "Company") is the bank holding company for City Bank, a Texas state-chartered bank headquartered in Lubbock, Texas ("City Bank" or the "Bank"). City Bank is one of the largest independent banks in |
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| March 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| February 16, 2022 |
SPFI / South Plains Financial Inc / SOUTH PLAINS FINANCIAL, INC. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 16, 2022 |
SPFI / South Plains Financial Inc / Campbell Richard D - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 16, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), by and among the parties listed below, each referred to herein as a ?Joint Filer.? The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchange Act and the rules thereunder may be filed on |
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| February 16, 2022 |
SPFI / South Plains Financial Inc / Griffith Curtis C - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 27, 2022 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Fourth Quarter and Year-End 2021 Financial Results LUBBOCK, Texas, January 27, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter and year ended December 31, 2021. Fourth Quarter 2021 H |
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| January 27, 2022 |
Exhibit 99.2 South Plains Financial Earnings Presentation Fourth Quarter, 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-lookin |
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| January 20, 2022 |
South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend LUBBOCK, Texas, January 20, 2022 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.11 per share of common stock, an increase of $0.02 per share of common |
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| January 20, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 (December 15, 2021) South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of in |
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| December 21, 2021 |
EMPLOYMENT AGREEMENT Amendment No. 1 Exhibit 10.2 EMPLOYMENT AGREEMENT Amendment No. 1 THIS AMENDMENT NO. 1 (this "Amendment") to the Employment Agreement entered into as of December 15, 2021 (the "Effective Date") by and among City Bank, Texas (the "Company") and Cory T. Newsom (the "Executive"), and South Plains Financial, Inc. (the "Parent" and together with the Company and the Executive, the "Parties") (such agreement being the " |
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| December 21, 2021 |
EMPLOYMENT AGREEMENT Amendment No. 1 Exhibit 10.1 EMPLOYMENT AGREEMENT Amendment No. 1 THIS AMENDMENT NO. 1 (this "Amendment") to the Employment Agreement entered into as of December 15, 2021 (the "Effective Date") by and among City Bank, Texas (the "Company") and Curtis Griffith (the "Executive"), and South Plains Financial, Inc. (the "Parent" and together with the Company and the Executive, the "Parties") (such agreement being the |
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| December 8, 2021 |
Exhibit 99.1 South Plains Financial Investor Presentation December 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-looking state |
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| December 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| November 1, 2021 |
South Plains Financial, Inc. Announces Approval of Stock Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Approval of Stock Repurchase Program LUBBOCK, Texas, November 1, 2021 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), today announced that the board of directors of the Company approved a new stock repurchase program for up to $10 million shares of outstanding common stock (the ?new repurchase plan |
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| November 1, 2021 |
Exhibit 3.1 SECOND AMENDED & RESTATED BYLAWS OF SOUTH PLAINS FINANCIAL, INC. [A TEXAS CORPORATION] As amended on October 29, 2021 SOUTH PLAINS FINANCIAL, INC. SECOND AMENDED & RESTATED BYLAWS TABLE OF CONTENTS ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings of Shareholders 1 Section 2. Annual Meeting o |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 (October 29, 2021) South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of inco |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 26, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 26, 2021 |
Exhibit 16.1 October 26, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by South Plains Financial, Inc. (copied attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of South Plains Financial, Inc. dated October 26, 2021. We agree with the statement |
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| October 26, 2021 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Third Quarter 2021 Financial Results LUBBOCK, Texas, October 26, 2021 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter ended September 30, 2021. Third Quarter 2021 Highlights ? Net income |
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| October 26, 2021 |
Exhibit 99.2 South Plains Financial Earnings Presentation Third Quarter, 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-looking |
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| October 21, 2021 |
South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend LUBBOCK, Texas, October 21, 2021 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a regular quarterly cash dividend of $0.09 per share of common stock. The dividend is payable on November 16, 2021 |
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| October 21, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| August 3, 2021 |
South Plains Financial Investor Presentation August 2021 1 Exhibit 99.1 South Plains Financial Investor Presentation August 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-looking stateme |
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| August 3, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| July 27, 2021 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2021 Financial Results LUBBOCK, Texas, July 27, 2021 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains? or the ?Company?), the parent company of City Bank (?City Bank? or the ?Bank?), today reported its financial results for the quarter ended June 30, 2021. Second Quarter 2021 Highlights ? Net income for th |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 27, 2021 |
EX-99.2 3 brhc10027250ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 South Plains Financial Earnings Presentation Second Quarter, 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements abou |
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| July 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 22, 2021 |
South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend LUBBOCK, Texas, July 22, 2021 (GLOBE NEWSWIRE) ? South Plains Financial, Inc. (NASDAQ:SPFI) (?South Plains?), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.09 per share of common stock, an increase of $0.02 per share of common sto |
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| May 20, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2021 |
EX-99.1 2 brhc10024829ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial Investor Presentation May 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future eve |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| April 27, 2021 |
Exhibit 99.2 South Plains Financial Earnings Presentation First Quarter, 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (?South Plains? or the ?Company?) and City Bank (?City Bank? or the ?Bank?) may contain, statements about future events that constitute forward-looking |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 27, 2021 |
As of and for the quarter ended EX-99.1 2 brhc10023631ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2021 Financial Results LUBBOCK, Texas, April 27, 2021 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2021. Fir |
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| April 22, 2021 |
South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend EX-99.1 2 brhc10023521ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Announces $0.02 Increase to Quarterly Cash Dividend LUBBOCK, Texas, April 22, 2021 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.07 per sha |
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| April 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 5, 2021 |
DEF 14A 1 nc10022656x1def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| March 11, 2021 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation CB Provence, LLC Texas CBT Brushy Creek, LLC Texas CBT Properties, LLC Texas City Bank Texas Ruidoso Retail, Inc. Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware Windmark Insurance Agency, Inc. Texas |
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| March 2, 2021 |
EX-99.1 2 brhc10021146ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial Investor Presentation March 2021 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements about future e |
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| March 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits falseSOUTH PLAINS FINANCIAL, INC.TX021-6537800-00000005219 CITY BANK PARKWAYLUBBOCKTX79407-3544000116366800011636682021-03-022021-03-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 South Plains Financial, Inc. (Exa |
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| February 10, 2021 |
EX-99.1 2 brhc10019994ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by and among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchang |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 27, 2021 |
As of and for the quarter ended EX-99.1 2 brhc10019334ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Reports Fourth Quarter and Year-End 2020 Financial Results LUBBOCK, Texas, January 27, 2021 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter and year |
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| January 27, 2021 |
EX-99.2 3 brhc10019334ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 South Plains Financial Earnings Presentation Fourth Quarter, 2020 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank (“City Bank” or the “Bank”) may contain, statements abou |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 21, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2021 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| January 21, 2021 |
South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend EX-99.1 2 brhc10019163ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend LUBBOCK, Texas, January 21, 2021 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that its Board of Directors has declared a regular quarterly cash dividend of $0.05 per shar |
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| December 1, 2020 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-250021 PROSPECTUS OFFER TO EXCHANGE $50,000,000 aggregate principal amount of 4.50% Fixed-to-Floating Rate Subordinated Notes due 2030 that have been registered under the Securities Act of 1933 for any and all outstanding unregistered 4.50% Fixed-to-Floating Rate Subordinated Notes due 2030 The exchange offer will |
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| November 25, 2020 |
Exhibit 99.1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to the action to be taken, you should immediately consult your broker, bank manager, lawyer, accountant, investment advisor or other professional advisor. SOUTH PLAINS FINANCIAL, INC. Letter of Transmittal For Tender of All Unregistered Outstanding 4.50% Fixed-to-Floating Rate Subordinated N |
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| November 25, 2020 |
South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 November 25, 2020 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Tonya K. Aldave Re: South Plains Financial, Inc. Registration Statement on Form S-4 (File No. 333-250021) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act |
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| November 25, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 25, 2020. |
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| November 12, 2020 |
Exhibit 99.1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to the action to be taken, you should immediately consult your broker, bank manager, lawyer, accountant, investment advisor or other professional advisor. SOUTH PLAINS FINANCIAL, INC. Letter of Transmittal For Tender of All Unregistered Outstanding 4.50% Fixed-to-Floating Rate Subordinated N |
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| November 12, 2020 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UMB BANK, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 44-0201230 I.R.S. Employer Identific |
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| November 12, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 12, 2020. |
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| November 12, 2020 |
South Plains Financial, Inc. 5219 City Bank Parkway Lubbock, Texas 79407 November 12, 2020 BY EDGAR U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: South Plains Financial, Inc. Exchange Offer. Ladies and Gentlemen: In connection with the exchange offer (the “Exchange Offer”) being made by South Plains Financial, Inc. (the “Issuer”) pursuant to the prospectus |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| November 2, 2020 |
South Plains Financial, Inc. Announces Resumption of Share Repurchase Program Exhibit 99.1 South Plains Financial, Inc. Announces Resumption of Share Repurchase Program LUBBOCK, Texas, November 2, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that the board of directors of the Company (the “Board”) authorized the resumption of its share repurchase program. The share repu |
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| November 2, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 (October 30, 2020) South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of inco |
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| October 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 27, 2020 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Third Quarter 2020 Financial Results LUBBOCK, Texas, October 27, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended September 30, 2020. Third Quarter 2020 Highlights ● Net income |
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| October 27, 2020 |
Exhibit 99.2 South Plains Financial Earnings Presentation Third Quarter, 2020 1 Safe Harbor Statement and Other Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank (“or the “Bank”) may contain, statements about future events that constitute forward-looking statements |
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| October 22, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commiss |
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| October 22, 2020 |
South Plains Financial, Inc. Announces Increase to Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Announces Increase to Quarterly Cash Dividend LUBBOCK, Texas, October 22, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that its Board of Directors has declared a quarterly cash dividend of $0.05 per share of common stock, an increase of $0.02 per share |
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| September 30, 2020 |
Exhibit 4.1 SOUTH PLAINS FINANCIAL, INC. As Issuer, and UMB BANK, NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of September 29, 2020 4.50% Subordinated Notes due 2030 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 13 Section 1.03 Form of Documents Delivered to Trustee 13 Section 1.04 Acts o |
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| September 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commi |
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| September 30, 2020 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of September 29, 2020 and is made by and among South Plains Financial, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined below) (collectively, the “Purchas |
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| September 30, 2020 |
EX-99.1 5 brhc10015606ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Completed Private Placement of $50.0 Million of 4.50% Fixed-to-Floating Rate Subordinated Notes LUBBOCK, Texas, September 29, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, announced today the completion of its private place |
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| September 30, 2020 |
SETTLEMENT AGREEMENT AND FULL AND FINAL MUTUAL RELEASE Exhibit 99.3 SETTLEMENT AGREEMENT AND FULL AND FINAL MUTUAL RELEASE This SETTLEMENT AGREEMENT AND FULL AND FINAL MUTUAL RELEASE (“Settlement Agreement”) is entered into and made effective as of September 4, 2020 (the “Effective Date”), by and between South Plains Financial, Inc. (“SPFI”) and City Bank (collectively, the “Plaintiffs”), on the one hand, and R. Jay Phillips (“Respondent” or “Mr. Phil |
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| September 30, 2020 |
SUBORDINATED NOTE PURCHASE AGREEMENT Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of September 29, 2020, and is made by and among South Plains Financial, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purch |
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| September 30, 2020 |
Exhibit 99.2 Subordinated Debt OfferingInvestor Presentation September 2020 Forward-Looking Statements and Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank may contain, statements about future events that constitute forward-looking statements within the meaning of |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| July 30, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 30, 2020 |
Exhibit 99.1 South Plains Financial Investor Presentation Second Quarter, 2020 1 Forward-Looking Statements and Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank may contain, statements about future events that constitute forward-looking statements within the meani |
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| July 29, 2020 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports Second Quarter 2020 Financial Results LUBBOCK, Texas, July 29, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2020. Second Quarter 2020 Highlights ● Net income for th |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| July 29, 2020 |
Exhibit 99.2 South Plains Financial Earnings Presentation Second Quarter, 2020 * Forward-Looking Statements and Disclosures FORWARD-LOOKING STATEMENTSThis presentation contains, and future oral and written statements of South Plains Financial, Inc. (“South Plains” or the “Company”) and City Bank may contain, statements about future events that constitute forward-looking statements within the meani |
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| July 16, 2020 |
SOUTH PLAINS FINANCIAL, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN Exhibit 10.1 SOUTH PLAINS FINANCIAL, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN PREAMBLE The Company hereby adopts the Plan effective as of the Effective Date. The purpose of the Plan is to provide Change in Control Severance Benefits to eligible Executives upon a Qualifying Termination. The Plan is intended to be a "top hat" plan under ERISA. SECTION 1 DEFINITIONS When used in capitalized fo |
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| July 16, 2020 |
Exhibit 10.2 SOUTH PLAINS FINANCIAL, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN PARTICIPATION AND AWARD AGREEMENT Subject to the terms and conditions of this Participation and Award Agreement (this "Participation and Award Agreement") and the South Plains Financial, Inc. Executive Change in Control Severance Plan (the "Plan"), the below individual (the "Executive") is hereby eligible to parti |
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| July 16, 2020 |
South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend Exhibit 99.1 South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend LUBBOCK, Texas, July 16, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that its Board of Directors has declared a regular quarterly cash dividend of $0.03 per share of common stock, payable on August 10, 2020, to |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commission |
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| May 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38895 South Plains Financial, Inc. |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by Rule 14s-6(e)(2)) ☐ Defi |
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| April 30, 2020 |
As of and for the quarter ended Exhibit 99.1 South Plains Financial, Inc. Reports First Quarter 2020 Financial Results LUBBOCK, Texas, April 30, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank (“City Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2020. First Quarter 2020 Highlights • Net income for th |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorporation) (Commissio |
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| April 16, 2020 |
Exhibit 99.1 South Plains Financial, Inc. Declares Regular Quarterly Cash Dividend and Suspends Stock Repurchase Program LUBBOCK, Texas, April 16, 2020 (GLOBE NEWSWIRE) – South Plains Financial, Inc. (NASDAQ:SPFI) (“South Plains” or the “Company”), the parent company of City Bank, today announced that its Board of Directors has declared a regular quarterly cash dividend of $0.03 per share of commo |
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| April 2, 2020 |
SPFI / South Plains Financial, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party of other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by Rule 14s-6(e)(2)) ☒ Defi |
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| April 2, 2020 |
SPFI / South Plains Financial, Inc. DEFA14A - - DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only (as permitted by Rule 14s-6(e)(2)) ☐ Defin |
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| March 25, 2020 |
Subsidiaries of South Plains Financial, Inc. Exhibit 21.1 Subsidiaries of South Plains Financial, Inc. Entity Name State of Incorporation City Bank Texas South Plains Financial Capital Trust III Delaware South Plains Financial Capital Trust IV Delaware South Plains Financial Capital Trust V Delaware Windmark Insurance Agency, Inc. Texas |
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| March 25, 2020 |
SPFI / South Plains Financial, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38895 South Plains Fi |
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| March 16, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 (March 13, 2020) South Plains Financial, Inc. (Exact name of registrant as specified in its charter) Texas 001-38895 75-2453320 (State or other jurisdiction of incorpor |
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| March 16, 2020 |
South Plains Financial, Inc. Announces Authorization of a Stock Buyback Program EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 South Plains Financial, Inc. Announces Authorization of a Stock Buyback Program Lubbock, Texas, March 16, 2020 – South Plains Financial, Inc. (“SPFI” or the “Company”) (Nasdaq: SPFI) the parent company of City Bank, today announced that the board of directors of SPFI (the “Board”) has authorized a stock buyback program pursuant to which the Company may |
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| February 14, 2020 |
SPFI / South Plains Financial, Inc. / Campbell Richard D - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2020 |
EXHIBIT 99.1 JOINT FILING AGREEMENT This Agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by and among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Exchange Act and the rules thereunder may be filed on |
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| February 14, 2020 |
SPFI / South Plains Financial, Inc. / SOUTH PLAINS FINANCIAL, INC. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2020 |
SPFI / South Plains Financial, Inc. / Griffith Curtis C - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* South Plains Financial, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 83946P107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 28, 2020 |
WEST TEXAS STATE BANK FINANCIAL STATEMENTS JUNE 30, 2019 Exhibit 99.2 WEST TEXAS STATE BANK FINANCIAL STATEMENTS JUNE 30, 2019 -1- WEST TEXAS STATE BANK June 30, 2019 TABLE OF CONTENTS Page Financial Statements (Unaudited): Statements of Financial Condition 3 Statements of Income 4 Statements of Comprehensive Income 5 Statements of Changes in Stockholders’ Equity 6 Statements of Cash Flows 7 Notes to Unaudited Financial Statements 9 -2- WEST TEXAS STATE |
