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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Splunk Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 12, 2024 |
SPLK / Splunk Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment SC 13G/A 1 splka2111124.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Splunk Inc. (Name of Issuer) COM (Title of Class of Securities) 848637104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35498 SPLUNK INC. (Exact name of registrant as specified in its charter) |
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| March 20, 2024 |
SPLK / Splunk Inc. / H&F Corporate Investors X, Ltd. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 (415) 788-5111 (Nam |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
Form 25 |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION SPLUNK INC. ARTICLE I Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SPLUNK INC. ARTICLE I The name of the corporation is Splunk Inc. (the “Corporation”). ARTICLE II The address of the registered office of the corporation in the State of Delaware is 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808-1674. The name of the Corporation’s registered agent at that address is Corporation |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF SPLUNK INC. A Delaware Corporation (the “Corporation”) As Adopted March 18, 2024 ARTICLE I STOCKHOLDERS Section 1.1: Annual Meetings. Unless directors are elected by written consent in lieu of an annual meeting, as permitted by Section 211 of the Delaware General Corporation Law, an annual meeting of stockholders shall be held for the election of dire |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 18, 2024 Splunk Inc. (Exact name of registrant as specified in its charter) Delaware 001-35498 86-1106510 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| March 18, 2024 |
As filed with the Securities and Exchange Commission on March 18, 2024 As filed with the Securities and Exchange Commission on March 18, 2024 Registration No. |
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| February 27, 2024 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Fourth Quarter and Full Year 2024 Financial Results Increased Annual Recurring Revenue 15% to $4.2 Billion Achieved Q4 GAAP Net Income of $427 Million Generated over $1 Billion in Annual Operating Cash Flow and Adjusted Free Cash Flow SAN FRANCISCO – February 27, 2024 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability lead |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2024 Splunk Inc. |
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| February 13, 2024 |
SPLK / Splunk Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Splunk Inc Title of Class of Securities: Common Stock CUSIP Number: 848637104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d |
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| February 12, 2024 |
SPLK / Splunk Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment SC 13G/A 1 splka121224.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Splunk Inc. (Name of Issuer) COM (Title of Class of Securities) 848637104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| December 21, 2023 |
Form of Section 280G Mitigation Acknowledgement December [●], 2023 Exhibit 10.1 Form of Section 280G Mitigation Acknowledgement December [●], 2023 As you are aware, on September 20, 2023, Splunk Inc., a Delaware corporation (the “Company”), Cisco Systems, Inc., a Delaware corporation (“Parent”), and Spirit Merger Corp., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”) entered into an Agreement and Plan of Merger (as may be amended from |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 Splunk Inc. |
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| November 30, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2023 (November 29, 2023) Splunk Inc. |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 28, 2023 Splunk Inc. |
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| November 28, 2023 |
Splunk Inc. Executive Bonus Plan, as amended. SPLUNK INC. EXECUTIVE BONUS PLAN (amended September 14, 2023) 1.Purposes of the Plan. The Plan is intended to increase shareholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities, and (b) achieve the Company’s objectives. 2.Definitions. (a)“Affiliate” means any corporation or other entity (including, but not limited to, partnerships and jo |
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| November 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 S |
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| November 28, 2023 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Third Quarter 2024 Financial Results Increases Annual Recurring Revenue 15% to $4.0 Billion Grows Cloud Revenue 26% Generates Nearly $100 Million of GAAP Net Income SAN FRANCISCO – November 28, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced results for its fiscal third quarter ended October |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 Splunk Inc. (Exact name of Registrant as specified in its charter) Delaware 001-35498 86-1106510 (State or other jurisdiction of incorporation) (Commission File Numb |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 Splunk Inc. |
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| November 14, 2023 |
Splunk Announces Expiration of Hart-Scott-Rodino Waiting Period for Proposed Transaction with Cisco Exhibit 99.1 Splunk Announces Expiration of Hart-Scott-Rodino Waiting Period for Proposed Transaction with Cisco SAN FRANCISCO, November 14, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced the expiration of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the “HSR Act”), in connection with the previously announced agr |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| November 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) SPLUNK INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Proposed Maximum Aggregate Offering Price (2) Fee Rate Amount of Registr |
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| November 6, 2023 |
As filed with the Securities and Exchange Commission on November 6, 2023 As filed with the Securities and Exchange Commission on November 6, 2023 Registration No. |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2023 Splunk Inc. |
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| November 1, 2023 |
Exhibit 99.1 Message to Employees Date: November 1, 2023 From: Gary Steele To: All Splunkers Subject: Transforming for Splunk’s Future Splunkers, I’m writing to share an important organizational update on the next step in our journey to transform how we operate to deliver even more customer value. Today, we are making the difficult decision to reduce our global workforce by approximately 7%. As we |
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| October 30, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| October 18, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| October 18, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Splunk Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid $27,841,667,813.30 (1)(2) 0.0001476 $4,109,430.17 (3) Fees Previously Paid $0 $0 Total Transaction Valuation $27,841,667,813.30 Total Fees |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
SPLK / Splunk Inc / H&F Corporate Investors X, Ltd. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 (415) 788-5111 (Nam |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 21, 2023 |
Cisco to Acquire Splunk, to Help Make Organizations More Secure and Resilient in an AI-Powered World Exhibit 99.1 Cisco to Acquire Splunk, to Help Make Organizations More Secure and Resilient in an AI-Powered World News Summary · Together, Cisco and Splunk will help move organizations from threat detection and response to threat prediction and prevention · Combined, Cisco and Splunk will become one of the world’s largest software companies and will accelerate Cisco’s business transformation to mo |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| September 21, 2023 |
Second Amended and Restated Bylaws of Splunk Inc., as amended effective as of September 20, 2023 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SPLUNK INC. (As of September 20, 2023) TABLE OF CONTENTS Page ARTICLE I — CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II — MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS 6 2.6 QUORUM 7 2.7 ADJOURNED MEETING; NOTIC |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| September 21, 2023 |
Exhibit 2.1 EXECUTION VERSION Agreement and Plan of Merger by and among Cisco Systems, Inc., Spirit Merger Corp. and Splunk Inc. September 20, 2023 TABLE OF CONTENTS Page ARTICLE I THE MERGER 5 1.1. Certain Definitions 5 1.2. The Merger 17 1.3. Closing 17 1.4. Effective Time 17 1.5. Effect of the Merger 17 1.6. Certificate of Incorporation; Bylaws 17 1.7. Directors and Officers of the Surviving Co |
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| September 21, 2023 |
Second Amended and Restated Bylaws of Splunk Inc., as amended effective as of September 20, 2023 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SPLUNK INC. (As of September 20, 2023) TABLE OF CONTENTS Page ARTICLE I — CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II — MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS 6 2.6 QUORUM 7 2.7 ADJOURNED MEETING; NOTIC |
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| September 21, 2023 |
Exhibit 99.2 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of September 20, 2023, by and among Cisco Systems, Inc., a Delaware corporation (“Parent”), each Person listed on Schedule A hereto (each, a “Stockholder”) and Splunk Inc., a Delaware corporation (the “Company”). WHEREAS, the Company, Parent and Spirit Merger Corp., a Delaware |
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| September 21, 2023 |
Cisco to Acquire Splunk, to Help Make Organizations More Secure and Resilient in an AI-Powered World Exhibit 99.1 Cisco to Acquire Splunk, to Help Make Organizations More Secure and Resilient in an AI-Powered World News Summary · Together, Cisco and Splunk will help move organizations from threat detection and response to threat prediction and prevention · Combined, Cisco and Splunk will become one of the world’s largest software companies and will accelerate Cisco’s business transformation to mo |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 (September 20, 2023) Splunk Inc. |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 21, 2023 |
Exhibit 99.2 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of September 20, 2023, by and among Cisco Systems, Inc., a Delaware corporation (“Parent”), each Person listed on Schedule A hereto (each, a “Stockholder”) and Splunk Inc., a Delaware corporation (the “Company”). WHEREAS, the Company, Parent and Spirit Merger Corp., a Delaware |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 (September 20, 2023) Splunk Inc. |
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| September 21, 2023 |
Exhibit 2.1 EXECUTION VERSION Agreement and Plan of Merger by and among Cisco Systems, Inc., Spirit Merger Corp. and Splunk Inc. September 20, 2023 TABLE OF CONTENTS Page ARTICLE I THE MERGER 5 1.1. Certain Definitions 5 1.2. The Merger 17 1.3. Closing 17 1.4. Effective Time 17 1.5. Effect of the Merger 17 1.6. Certificate of Incorporation; Bylaws 17 1.7. Directors and Officers of the Surviving Co |
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| August 24, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JULY 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Splu |
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| August 24, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Splunk Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par value pe |
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| August 24, 2023 |
As filed with the Securities and Exchange Commission on August 24, 2023 As filed with the Securities and Exchange Commission on August 24, 2023 Registration No. |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 23, 2023 Splunk Inc. |
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| August 23, 2023 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Second Quarter 2024 Financial Results Increases Annual Recurring Revenue 16% Grows Cloud Revenue 29% Nearly Quadruples Trailing Twelve Month Operating and Free Cash Flow SAN FRANCISCO – August 23, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced results for its fiscal second quarter ended Jul |
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| June 23, 2023 |
Splunk Inc. Amended and Restated 2022 Equity Incentive Plan Exhibit 10.1 SPLUNK INC. AMENDED AND RESTATED 2022 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. The purpose of this Plan is to: ● promote the success of the Company and the interests of its stockholders by providing equity-based incentives to attract, retain and motivate eligible service providers, whose contributions drive the Company’s success, and ● encourage stock owner |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 21, 2023 Splunk Inc. |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 25, 2023 |
Offer Letter between the Registrant and Tom Casey, dated as of September 13, 2022. Exhibit 10.1 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail September 13, 2022 Tom Casey c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Tom: I am thrilled and delighted to offer you the position of Senior Vice President and General Manager, Platform of Splunk Inc. (the “Company”), reporting to me. Your primary work location will be your home office in Seattle, Washington |
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| May 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Spl |
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| May 25, 2023 |
Letter between the Registrant and Christian Smith, dated Exhibit 10.2 270 Brannan Street San Francisco, CA 94107 May 23, 2023 Christian Smith c/o Splunk Inc. 270 Brannan Street San Francisco, CA Re: Updated Employment Terms Dear Christian: This letter agreement (the “Agreement”) is entered into between Splunk Inc. (“Splunk” or the “Company”) and you. The purpose of this Agreement is to confirm the current terms and conditions of your employment with Spl |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2023 Splunk Inc. |
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| May 24, 2023 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal First Quarter 2024 Financial Results Increases Annual Recurring Revenue 16%, More Than Triples Operating and Free Cash Flow SAN FRANCISCO – May 24, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced results for its fiscal first quarter ended April 30, 2023. First Quarter 2024 Financial Highligh |
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| May 9, 2023 |
Dear Splunk Stockholders, A little over a year ago, I had the honor of becoming Splunk’s CEO. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 27, 2023 |
United States securities and exchange commission logo April 27, 2023 Brian Roberts Chief Financial Officer Splunk Inc. |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2023 Splunk Inc. |
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| April 18, 2023 |
Splunk Appoints Yamini Rangan to Its Board of Directors Exhibit 99.1 Splunk Appoints Yamini Rangan to Its Board of Directors SAN FRANCISCO, April 18, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced that Yamini Rangan has joined the company’s Board of Directors. Rangan serves as President, CEO and Director of HubSpot, a public software company that helps customers grow and scale through its CRM platform. Pr |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2023 Splunk Inc. |
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| March 23, 2023 |
Employment Offer Letter between the Registrant and Brian Roberts, dated as of January 11, 2023. Exhibit 10.19 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail January 11, 2023 Brian Roberts c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Brian: I am thrilled and delighted to offer you the position of Senior Vice President and Chief Financial Officer of Splunk Inc. (the “Company”), reporting to me. You will also be appointed as the Company’s Principal Financial Officer |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35498 Splunk Inc. (Exact name of registrant as specified in its |
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| March 23, 2023 |
As filed with the Securities and Exchange Commission on March 23, 2023 As filed with the Securities and Exchange Commission on March 23, 2023 Registration No. |
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| March 23, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Splunk Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par value pe |
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| March 23, 2023 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2023: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BV Belgium Splunk Serviços do Brasil |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2023 Splunk Inc. |
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| March 1, 2023 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Fourth Quarter and Full Year 2023 Financial Results Revenues Grew 39% in Q4, Quarterly Revenues Exceed $1B for the First Time Full Year Cloud Revenue Up 54% Quarterly GAAP Net Income of $269M SAN FRANCISCO – March 1, 2023 – Splunk Inc. (NASDAQ: SPLK), the cybersecurity and observability leader, today announced results for its fiscal four |
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| March 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 1, 2023 Splunk Inc. |
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| February 10, 2023 |
February 10, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attn: Joseph Cascarano Inessa Kessman Re: Splunk Inc. Form 10-K for the Fiscal Year Ended January 31, 2022 Filed March 24, 2022 File No. 001-35498 Ladies and Gentlemen: Splunk Inc. (the “Company,” “we,” “our” or similar te |
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| February 9, 2023 |
SPLK / Splunk Inc / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment SC 13G 1 splk20923.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Splunk Inc. (Name of Issuer) COM (Title of Class of Securities) 848637104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 9, 2023 |
SPLK / Splunk Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01941-splunkinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Splunk Inc. Title of Class of Securities: Common Stock CUSIP Number: 848637104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pur |
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| February 1, 2023 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2023 Splunk Inc. |
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| February 1, 2023 |
Exhibit 99.1 Message to Employees Date: Feb 1, 2023 From: Gary Steele To: All Splunkers Subject: Evolving for Splunk’s Future Splunkers, As we begin FY24, I’m writing to share an important update on how we are positioning Splunk for future success. Today, we are making the difficult decision to reduce our global workforce by approximately 4%, mostly in North America. This decision is another step |
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| January 27, 2023 |
United States securities and exchange commission logo January 27, 2023 Brian Roberts Chief Financial Officer Splunk Inc. |
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| January 23, 2023 |
Splunk Appoints Brian Roberts as Chief Financial Officer Exhibit 99.1 PRESS RELEASE Splunk Appoints Brian Roberts as Chief Financial Officer SAN FRANCISCO, January 23, 2023 – Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced Brian Roberts has been appointed as the Company’s chief financial officer (CFO), effective immediately. Roberts will report to Splunk CEO, Gary Steele. Roberts brings 30 years of fi |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2023 Splunk Inc. |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 11, 2022 Splunk Inc. |
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| December 1, 2022 |
2012 Employee Stock Purchase Plan, as amended (incorporated by reference to Exhibit 10. Exhibit 10.2 SPLUNK INC. 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended on September 7, 2022) 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company?s intention is to grant options under the Plan that qualify as options under an ?employee stock purchase plan? u |
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| December 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 S |
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| December 1, 2022 |
Exhibit 10.3 270 Brannan Street San Francisco, CA 94107 September 26, 2022 Jason Child c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Jason: Following your resignation from your role as Chief Financial Officer of Splunk Inc. (?Splunk? or the ?Company?), you have agreed to move into a strategic advisor capacity, supporting me as Splunk?s President and Chief Executive Officer through Nove |
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| November 30, 2022 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Third Quarter 2023 Financial Results Total Revenues Grew 40%; Cloud Revenue up 54% Company Increases Full Year Outlook SAN FRANCISCO – November 30, 2022 – Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced results for its fiscal third quarter ended October 31, 2022. Third Quarter 2023 Fin |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2022 Splunk Inc. |
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| October 13, 2022 |
SPLK / Splunk Inc / H&F Corporate Investors X, Ltd. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 (415) 788-5111 (Name, Addres |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 11, 2022 Splunk Inc. |
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| October 12, 2022 |
Splunk Appoints Richard P. Wallace and David Tunnell to Its Board of Directors Exhibit 99.1 Splunk Appoints Richard P. Wallace and David Tunnell to Its Board of Directors SAN FRANCISCO, October 11, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced that Richard P. Wallace and David Tunnell have been appointed to the Splunk Board of Directors, effective immediately. ?I?m pleased to welcome Rick and David as our newest a |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 21, 2022 Splunk Inc. |
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| September 26, 2022 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces CFO Transition Jason Child Stepping Down to Join Leading Semiconductor Company Reaffirms Third Quarter and Full Year Fiscal 2023 Financial Outlook SAN FRANCISCO, September 26, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced that Jason Child, Splunk?s CFO since 2019, has accepted a posi |
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| September 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2022 Splunk Inc. |
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| September 9, 2022 |
SPLK / Splunk Inc / H&F Corporate Investors X, Ltd. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 (415) 788-5111 (Nam |
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| September 9, 2022 |
Exhibit B PRIVILEGED AND CONFIDENTIAL EXECUTION VERSION September 7, 2022 Hellman & Friedman Advisors LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 Re: Splunk Inc. |
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| September 9, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 7, 2022 Splunk Inc. (Exact name of registrant as specified in its charter) Delaware 001-35498 86-1106510 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| September 9, 2022 |
Exhibit 10.1 September 7, 2022 Hellman & Friedman Advisors LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 Re: Splunk Inc. Ladies and Gentlemen: This letter agreement (this ?Agreement?) is by and between Hellman & Friedman Advisors LLC, a Delaware limited liability company (?H&F?), and Splunk Inc., a Delaware corporation (the ?Company?). The Company and H&F are each herein refer |
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| August 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JULY 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Splu |
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| August 25, 2022 |
Transition and Separation Agreement between the Registrant and Shawn Bice, dated as of May 24, 2022. Exhibit 10.2 270 Brannan Street San Francisco, CA 94107 May 24, 2022 Shawn Bice [redacted] Re: Separation Agreement Dear Shawn: Thank you for your work on behalf of Splunk Inc. (?Splunk? or the ?Company?). This separation agreement (the ?Agreement?) confirms our agreement regarding your resignation of employment from Splunk. 1.Transition and Separation. Your anticipated separation date with the Co |
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| August 24, 2022 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Second Quarter 2023 Financial Results Total Revenues Grow 32%; Cloud Revenue up 59% Increases Full Year Revenue, Profitability and Cash Flow Outlook SAN FRANCISCO ? August 24, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced results for its fiscal second quarter ended July 31, 20 |
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| August 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 24, 2022 Splunk Inc. |
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| June 17, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Splunk Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) (2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par v |
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| June 17, 2022 |
Exhibit 4.2 SPLUNK INC. 2022 EQUITY INCENTIVE PLAN 1.????????????Purpose of the Plan. The purpose of this Plan is to: ? promote the success of the Company and the interests of its stockholders by providing equity-based incentives to attract, retain and motivate eligible service providers, whose contributions drive the Company?s success, and ? encourage stock ownership by eligible service providers |
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| June 17, 2022 |
As filed with the Securities and Exchange Commission on June 17, 2022 As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. |
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| June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2022 Splunk Inc. |
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| June 7, 2022 |
DEFA14A 1 tm2217869d1defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| May 26, 2022 |
Employment Offer Letter between the Registrant and Gary Steele, dated as of February 28, 2022. Exhibit 10.1 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail February 28, 2022 Gary Steele c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Gary: On behalf of the Board of Directors (the ?Board?) of Splunk Inc. (?Splunk? or the ?Company?), I am thrilled and delighted to offer you the position of President and Chief Executive Officer of the Company, reporting to the Board. I |
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| May 26, 2022 |
Exhibit 10.2 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail March 1, 2022 Teresa Carlson [email protected] Re: Transition and Separation Agreement Dear Teresa, Thank you for your leadership over the last year. We wish you all the best as you move forward. This transition and separation agreement (this ?Agreement?) confirms our agreement regarding your transition out of Splunk Inc. |
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| May 26, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Spl |
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| May 26, 2022 |
Form of RSU Agreement for 2022 Inducement Plan. Exhibit 10.4 270 Brannan Street San Francisco, CA 94107 SPLUNK INC. 2022 INDUCEMENT PLAN GLOBAL RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Splunk Inc. 2022 Inducement Plan (as amended from time to time, the ?Plan?) will have the same defined meanings in this Global Restricted Stock Unit Award Agreement, including Exhibit A hereto, and the Addend |
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| May 26, 2022 |
Exhibit 10.3 270 Brannan Street San Francisco, CA 94107 March 30, 2022 Doug Merritt c/o Splunk Inc. 270 Brannan Street San Francisco, CA 94107 Re: Transition and Separation Agreement Dear Doug, We appreciate your exceptional contributions to the growth and success of Splunk Inc. (?Splunk? or the ?Company?) over the last eight years and the work you?ve done in setting the base for our ongoing busin |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2022 Splunk Inc. |
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| May 25, 2022 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal First Quarter 2023 Financial Results Total Revenues Up 34% to $674 Million; Cloud Revenue Grows 66% Company Increases Full Year Revenue and Profitability Outlook SAN FRANCISCO ? May 25, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced results for its fiscal first quarter ended Ap |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| May 2, 2022 | ||
| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 11, 2022 |
As filed with the Securities and Exchange Commission on April 8, 2022 As filed with the Securities and Exchange Commission on April 8, 2022 Registration No. |
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| April 11, 2022 |
Splunk Inc. Inducement Performance Stock Unit Award Agreement Exhibit 4.3? SPLUNK INC. ? INDUCEMENT PERFORMANCE UNIT AWARD AGREEMENT ? This award constitutes a non-plan ?inducement award? as contemplated by The Nasdaq Stock Market Listing Rule?5635(c)(4)?and is therefore not made under the Splunk Inc. 2012 Equity Incentive Plan (the ?Plan?). Nonetheless, this award is subject to the terms and conditions of the Plan as if it were granted under the Plan. Unles |
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| April 11, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Splunk Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) (2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par v |
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| April 11, 2022 |
Splunk Inc. Inducement Restricted Stock Unit Award Agreement EX-4.2 2 tm2212264d1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 SPLUNK INC. INDUCEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT This award constitutes a non-plan “inducement award” as contemplated by The Nasdaq Stock Market Listing Rule 5635(c)(4) and is therefore not made under the Splunk Inc. 2012 Equity Incentive Plan (the “Plan”). Nonetheless, this award is subject to the terms and conditions of the |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 6, 2022 Splunk Inc. |
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| April 6, 2022 |
Exhibit 99.1 Splunk Appoints Global Finance and Technology Executive Luis Felipe Visoso to its Board of Directors Brings Nearly 30 Years of Financial Expertise in U.S., Europe and Latin America Markets SAN FRANCISCO ? April 6, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced that Luis Felipe Visoso has been appointed to the Splunk Board of |
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| April 4, 2022 |
SPLK / Splunk Inc / H&F Corporate Investors X, Ltd. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 94105 (415) 788-5111 (Nam |
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| April 4, 2022 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the Statement on Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, par value $0. |
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| March 24, 2022 |
Exhibit 10.14 270 Brannan Street San Francisco, CA 94107 November 22, 2021 Doug Merritt c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Doug: We are pleased that, at the request of the board of directors of Splunk Inc. (?Splunk? or the ?Company?), you have agreed to move into a strategic advisor capacity, supporting Graham Smith in his role as interim Chief Executive Officer through Febr |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35498 Splunk Inc. (Exact name of registrant as specified in its |
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| March 24, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Splunk Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par value pe |
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| March 24, 2022 |
As filed with the Securities and Exchange Commission on March 24, 2022 As filed with the Securities and Exchange Commission on March 24, 2022 Registration No. |
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| March 24, 2022 |
Exhibit 10.22 270 Brannan Street San Francisco, CA 94107 Summary of Amendment to Employment Offer Letters between the Registrant and certain Executive Officers As of November 29, 2021, our then current executive officers (other than our interim Chief Executive Officer) were eligible for certain severance payments and benefits in the event of a termination of their employment by the Company without |
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| March 24, 2022 |
Exhibit 10.31 270 Brannan Street San Francisco, CA 94107 SPLUNK INC. 2022 INDUCEMENT PLAN 1.Purpose of the Plan. The purpose of this Plan is to: ?promote the success of the Company and the interests of its stockholders by providing equity-based incentives to attract, retain and motivate eligible service providers, whose contributions drive the Company?s success, and ?encourage stock ownership by e |
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| March 24, 2022 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2022: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BV Belgium Splunk Servi?os do Brasil |
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| March 4, 2022 |
SPLK / Splunk Inc / H&F Corporate Investors X, Ltd. - SC 13D Activist Investment SC 13D 1 d211761dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SPLUNK INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 848637104 (CUSIP Number) Arrie R. Park Hellman & Friedman LLC 415 Mission Street, Suite 5700 San Francisco, California 9 |
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| March 4, 2022 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the Statement on Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, par value $0. |
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| March 2, 2022 |
Exhibit 99.2 P R E S S R E L E A S E Splunk Names Gary Steele Chief Executive Officer Visionary Software and Cybersecurity Leader to Take Splunk into its Next Chapter of Growth SAN FRANCISCO, March 2, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced that Gary Steele has been appointed Chief Executive Officer of Splunk, and as a member of t |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2022 Splunk Inc. |
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| March 2, 2022 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Fourth Quarter and Full Year 2022 Financial Results Total ARR Grew 32% to $3.1B; Full Year Cloud Revenue up 70% Names Gary Steele Chief Executive Officer SAN FRANCISCO ? March 2, 2022 ? Splunk Inc. (NASDAQ: SPLK), the data platform leader for security and observability, today announced results for its fiscal fourth quarter and full year |
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| February 10, 2022 |
SPLK / Splunk Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Splunk Inc. Title of Class of Securities: Common Stock CUSIP Number: 848637104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13 |
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| December 2, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 S |
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| December 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2021 Splunk Inc. |
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| December 1, 2021 |
EX-99.1 2 a10312021ex-991.htm EX-99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Third Quarter 2022 Financial Results Cloud ARR up 75% to $1.11 Billion; Net New Cloud ARR up 107% Expects 70% Cloud Mix in Q4; Increases Full-Year Cloud ARR Outlook Projects Cloud Business Will Reach $2 Billion Next Fiscal Year SAN FRANCISCO – December 1, 2021 – Splunk Inc. (NASDAQ: SPLK), the data p |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2021 Splunk Inc. |
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| November 18, 2021 |
Employment Offer Letter between the Company and Graham Smith, dated as of November 13, 2021 EX-10.1 2 tm2132825d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 270 Brannan Street San Francisco, CA 94107 November 13, 2021 Graham Smith c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Graham: We are pleased that you have agreed to serve as the interim Chief Executive Officer of Splunk Inc. (“Splunk” or the “Company”), beginning November 13, 2021 and reporting to the Company’s board of direct |
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| November 18, 2021 |
Exhibit 99.1 Splunk Announces CEO Transition Doug Merritt Steps Down; Graham Smith, Splunk?s Chair, Named Interim CEO Announces Strong Preliminary Fiscal 2022 Third Quarter Results, Cloud ARR Surpasses $1 Billion SAN FRANCISCO, November 15, 2021 ? Splunk Inc. (NASDAQ: SPLK), a data platform leader, today announced that Graham Smith, Chair of Splunk?s Board of Directors, has been appointed interim |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2021 Splunk Inc. |
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| September 8, 2021 |
Employment Offer Letter between the Registrant and Exhibit 10.2 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail April 29, 2021 Shawn Bice c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Shawn: I am thrilled and delighted to offer you the position of President, Products and Technology of Splunk Inc. (the “Company”), reporting to me. Your primary work location will be your home office in Seattle, Washington. We are very exci |
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| September 8, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JULY 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Splu |
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| August 25, 2021 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces Fiscal Second Quarter 2022 Financial Results Cloud ARR Up 72% Expects Total ARR of $3.1 Billion by Fiscal Year End SAN FRANCISCO ? August 25, 2021 ? Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal second quarter ended July 31, 2021. Second Quarter 2022 Financial Highlights ?Cloud A |
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| August 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 25, 2021 Splunk Inc. |
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| July 9, 2021 |
EX-4.1 2 tm2121811d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 EXECUTION VERSION SPLUNK INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of July 9, 2021 0.75% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . References to Interest 13 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Sec |
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| July 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 9, 2021 Splunk Inc. |
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| June 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 22, 2021 Splunk Inc. |
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| June 22, 2021 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Announces $1 Billion Investment from Silver Lake Ken Hao, Chairman and Managing Partner, to Join Splunk?s Board of Directors SAN FRANCISCO ? June 22, 2021 ? Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced that Silver Lake, a global leader in technology investing, will make a $1 billion investment in convertible se |
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| June 22, 2021 |
Exhibit 10.1 EXECUTION VERSION INVESTMENT AGREEMENT by and among SPLUNK INC., Silver Lake Alpine, L.P. Silver Lake Alpine (Offshore Master), L.P. and Silver Lake Partners VI, L.P. Dated as of June 22, 2021 TABLE OF CONTENTS Page Article I. 1 Section 1.01 Definitions 1 Section 1.02 General Interpretive Principles 9 Article II. 10 Section 2.01 Sale and Purchase of the Notes 10 Section 2.02 Closing 1 |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2021 Splunk Inc. |
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| June 9, 2021 |
Employment Offer Letter between the Registrant and Teresa Carlson, dated as of March 2, 2021 Exhibit 10.1 270 Brannan Street San Francisco, CA 94107 Via Electronic Mail March 2, 2021 Teresa Carlson c/o Splunk Inc. 270 Brannan Street San Francisco, CA Dear Teresa: I am thrilled and delighted to offer you the position of President, Go To Market of Splunk Inc. (the ?Company?), reporting to me. Your primary work location will be your home office in Sarasota, Florida. We are very excited to ha |
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| June 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Spl |
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| June 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 2, 2021 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal First Quarter 2022 Financial Results Cloud ARR Grew 83%; Nearly Doubles Number of $1M+ Cloud Customers SAN FRANCISCO ? June 2, 2021 ? Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal first quarter ended April 30, 2021. First Quarter 2022 Financial Highlights ?Cloud ARR w |
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| June 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2021 Splunk Inc. |
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| May 4, 2021 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS DEFA14A 1 splk3855621-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement |
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| May 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| May 4, 2021 | ||
| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 9, 2021 Splunk Inc. |
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| March 31, 2021 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2021: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BVBA Belgium Splunk Servi?os do Bras |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35498 Splunk Inc. (Exact name of registrant as specified in its |
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| March 31, 2021 |
As filed with the Securities and Exchange Commission on March 31, 2021 S-8 1 tm2111321d1s8.htm FORM S-8 As filed with the Securities and Exchange Commission on March 31, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 SPLUNK INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization |
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| March 3, 2021 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Fourth Quarter and Full Year 2021 Financial Results Cloud ARR Growth Accelerates to 83%; Total ARR up 41% SAN FRANCISCO – March 3, 2021 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal fourth quarter and full year ended January 31, 2021. Fourth Quarter 2021 Financial H |
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| March 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2021 Splunk Inc. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Splunk Inc. Title of Class of Securities: Common Stock CUSIP Number: 848637104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 6, 2021 Splunk Inc. |
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| December 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED OCTOBER 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 S |
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| December 2, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2020 Splunk Inc. |
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| December 2, 2020 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Third Quarter 2021 Financial Results Total ARR Crosses $2 Billion; Cloud ARR Grows 71% SAN FRANCISCO ? December 2, 2020 ? Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal third quarter ended October 31, 2020. Third Quarter 2021 Financial Highlights ?Cloud ARR was $630 mi |
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| November 12, 2020 |
EX-99.1 2 tm2035719d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Appoints Four-Star U.S. Army General Dennis Via to its Board of Directors Seasoned Leader Brings 40+ Years of Military and Technology Leadership Expertise to Splunk SAN FRANCISCO – November 12, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced that retired Army Gen |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2020 Splunk Inc. |
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| September 24, 2020 |
Exhibit 99.1 Splunk Names New Chief Customer and Chief Revenue Officers Promotes John Sabino to Chief Customer Officer Promotes Christian Smith to Chief Revenue Officer SAN FRANCISCO – September 24, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced that it has elevated three of its most senior customer-facing leaders to best position the Company for it |
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| September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 21, 2020 Splunk Inc. |
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| September 24, 2020 |
Exhibit 99.1 Splunk Names New Chief Customer and Chief Revenue Officers Promotes John Sabino to Chief Customer Officer Promotes Christian Smith to Chief Revenue Officer SAN FRANCISCO – September 24, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced that it has elevated three of its most senior customer-facing leaders to best position the Company for it |
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| September 3, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JULY 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Splu |
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| August 26, 2020 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Second Quarter 2021 Financial Results Cloud ARR Grows 89% to Over Half a Billion Dollars; Cloud More Than Half of Software Bookings SAN FRANCISCO – August 26, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal second quarter ended July 31, 2020. Second Quarter 2021 |
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| August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 26, 2020 Splunk Inc. |
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| August 26, 2020 |
Splunk Appoints Cloud Computing and Finance Veteran Sean Boyle to its Board of Directors Exhibit 99.2 Splunk Appoints Cloud Computing and Finance Veteran Sean Boyle to its Board of Directors SAN FRANCISCO – August 26, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced the appointment of Sean Boyle to its Board of Directors. As a board member, Boyle brings more than 25 years of finance and capital markets experience and has an extensive back |
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| August 26, 2020 |
Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Second Quarter 2021 Financial Results Cloud ARR Grows 89% to Over Half a Billion Dollars; Cloud More Than Half of Software Bookings SAN FRANCISCO – August 26, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal second quarter ended July 31, 2020. Second Quarter 2021 |
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| August 26, 2020 |
Splunk Appoints Cloud Computing and Finance Veteran Sean Boyle to its Board of Directors Exhibit 99.2 Splunk Appoints Cloud Computing and Finance Veteran Sean Boyle to its Board of Directors SAN FRANCISCO – August 26, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced the appointment of Sean Boyle to its Board of Directors. As a board member, Boyle brings more than 25 years of finance and capital markets experience and has an extensive back |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 11, 2020 Splunk Inc. |
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| June 5, 2020 |
Exhibit 4.1 SPLUNK INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 5, 2020 1.125% Convertible Senior Notes due 2027 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . References to Interest 14 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01 . Designation and Amount 14 Section 2.02 . Form o |
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| June 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 2, 2020 Date of Report (Date of earliest event reported) Splunk Inc. (Exact name of registrant as specified in its charter) Delaware 001-35498 86-1106510 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| June 5, 2020 |
Exhibit 4.1 SPLUNK INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 5, 2020 1.125% Convertible Senior Notes due 2027 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . References to Interest 14 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01 . Designation and Amount 14 Section 2.02 . Form o |
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| June 5, 2020 |
Exhibit 4.1 SPLUNK INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 5, 2020 1.125% Convertible Senior Notes due 2027 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01 . Definitions 1 Section 1.02 . References to Interest 14 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01 . Designation and Amount 14 Section 2.02 . Form o |
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| June 5, 2020 |
Exhibit 10.1 [Dealer name and address] [], 2020 To: Splunk, Inc. 270 Brannan Street San Francisco, California 94107 Attention: Scott Morgan, Senior Vice President, Chief Legal Officer, Global Affairs and Secretary Telephone No.: (415) 848-8566 Re: [Base]1[Additional]2 Call Option Transaction The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the cal |
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| June 1, 2020 |
Exhibit 10.1 270 Brannan Street, San Francisco, CA 94107 May 7, 2020 Doug Merritt c/o Splunk Inc. 270 Brannan Street San Francisco, CA 94107 Dear Doug: You previously entered into an offer letter with Splunk Inc. (the “Company”) dated November 16, 2015, as amended on June 4, 2019 (the “Offer Letter”) that provided for certain severance benefits pursuant to Section 7 and the other terms therein. Th |
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| June 1, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED APRIL 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-35498 Spl |
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| June 1, 2020 |
Exhibit 10.1 270 Brannan Street, San Francisco, CA 94107 May 7, 2020 Doug Merritt c/o Splunk Inc. 270 Brannan Street San Francisco, CA 94107 Dear Doug: You previously entered into an offer letter with Splunk Inc. (the “Company”) dated November 16, 2015, as amended on June 4, 2019 (the “Offer Letter”) that provided for certain severance benefits pursuant to Section 7 and the other terms therein. Th |
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| June 1, 2020 |
Exhibit 10.1 270 Brannan Street, San Francisco, CA 94107 May 7, 2020 Doug Merritt c/o Splunk Inc. 270 Brannan Street San Francisco, CA 94107 Dear Doug: You previously entered into an offer letter with Splunk Inc. (the “Company”) dated November 16, 2015, as amended on June 4, 2019 (the “Offer Letter”) that provided for certain severance benefits pursuant to Section 7 and the other terms therein. Th |
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| May 21, 2020 |
EX-99.1 2 a4302020ex-991.htm EX-99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal First Quarter 2021 Financial Results ARR Up 52% Year-Over-Year; Cloud Revenue Grew 81% SAN FRANCISCO – May 21, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal first quarter ended April 30, 2020. First Quarter 2021 Financial Hi |
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| May 21, 2020 |
EX-99.1 2 a4302020ex-991.htm EX-99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal First Quarter 2021 Financial Results ARR Up 52% Year-Over-Year; Cloud Revenue Grew 81% SAN FRANCISCO – May 21, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal first quarter ended April 30, 2020. First Quarter 2021 Financial Hi |
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| May 21, 2020 |
EX-99.1 2 a4302020ex-991.htm EX-99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal First Quarter 2021 Financial Results ARR Up 52% Year-Over-Year; Cloud Revenue Grew 81% SAN FRANCISCO – May 21, 2020 – Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal first quarter ended April 30, 2020. First Quarter 2021 Financial Hi |
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| May 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2020 Splunk Inc. |
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| May 20, 2020 |
United States securities and exchange commission logo May 20, 2020 Jason Child Senior Vice President and Chief Financial Officer Splunk, Inc. |
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| May 20, 2020 |
United States securities and exchange commission logo May 20, 2020 Jason Child Senior Vice President and Chief Financial Officer Splunk, Inc. |
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| May 8, 2020 |
May 8, 2020 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Kathryn Jacobson Robert Littlepage Re: Splunk Inc. Form 10-K for the Fiscal Year Ended January 31, 2020 Filed March 26, 2020 File No. 001-35498 Ladies and Gentlemen: Splunk Inc. (“Splunk,” “we” or the “Company”) submits this letter in response to commen |
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| April 30, 2020 |
United States securities and exchange commission logo April 30, 2020 Jason Child Senior Vice President and Chief Financial Officer Splunk, Inc. |
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| April 30, 2020 |
United States securities and exchange commission logo April 30, 2020 Jason Child Senior Vice President and Chief Financial Officer Splunk, Inc. |
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| April 28, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| April 28, 2020 |
begin 644 splkcourtesy-pdf.pdf M)5!$1BTQ+C8-)>+CS],-"C8T,R P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M.#DW,34R+T\@-C0U+T4@,C0S,#@W+TX@.#0O5" Q.#DU.#,W+T@@6R U-# @ M,3,U-UT^/@UE;F1O8FH-(" @(" @(" @#0HV-S$@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#4O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SQ!044Q,D0T.41%.3E$,C0X04(T,3@W14,S.#0U1#@R1CX\ M,34S1C%LV-#,@ M-3!=+TEN9F\@-C0R(# @4B],96YG=&@@,3,P+U!R978 |
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| April 28, 2020 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS DEFA14A 1 splk3654931-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement |
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| March 27, 2020 |
SPLK / Splunk Inc. S-8 - - FORM S-8 As filed with the Securities and Exchange Commission on March 27, 2020 Registration No. |
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| March 26, 2020 |
Exhibit 4.6 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of Splunk Inc. (“us,” “our,” or “we”) and certain provisions of our amended and restated certificate of incorporation and amended and restated bylaws. This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is quali |
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| March 26, 2020 |
Exhibit 4.6 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of Splunk Inc. (“us,” “our,” or “we”) and certain provisions of our amended and restated certificate of incorporation and amended and restated bylaws. This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is quali |
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| March 26, 2020 |
Exhibit 10.5 SPLUNK INC. 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended on December 11, 2019) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company’s intention is to grant options under the Plan that qualify as options under an “employee stock purchase plan” |
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| March 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35498 Splunk Inc. (Exact name of registrant as specified in its |
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| March 26, 2020 |
Exhibit 10.5 SPLUNK INC. 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended on December 11, 2019) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company’s intention is to grant options under the Plan that qualify as options under an “employee stock purchase plan” |
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| March 26, 2020 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2020: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BVBA Belgium Splunk Serviços do Bras |
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| March 26, 2020 |
Exhibit 10.5 SPLUNK INC. 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended on December 11, 2019) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company’s intention is to grant options under the Plan that qualify as options under an “employee stock purchase plan” |
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| March 26, 2020 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2020: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BVBA Belgium Splunk Serviços do Bras |
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| March 26, 2020 |
Exhibit 4.6 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of Splunk Inc. (“us,” “our,” or “we”) and certain provisions of our amended and restated certificate of incorporation and amended and restated bylaws. This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is quali |
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| March 26, 2020 |
List of subsidiaries of the Registrant. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT The following is a list of subsidiaries of Splunk Inc. as of January 31, 2020: Entity Name Jurisdiction Splunk Cayman Holding Ltd. Cayman Islands Splunk Information Technology (Shanghai) Co., Ltd. Shanghai, PRC Splunk Ireland Limited Ireland Splunk Services Australia Pty. Ltd. Australia Splunk Services Belgium BVBA Belgium Splunk Serviços do Bras |
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| March 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2020 Splunk Inc. |
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| March 4, 2020 |
EX-99.1 2 a1312020ex-991.htm EXHIBIT 99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Fourth Quarter and Full Year 2020 Financial Results Total ARR of $1.68 Billion, up 54% year over year; Full Year Software Revenues Up 40% SAN FRANCISCO - March 4, 2020 - Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal fourth qua |
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| March 4, 2020 |
EX-99.1 2 a1312020ex-991.htm EXHIBIT 99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Fourth Quarter and Full Year 2020 Financial Results Total ARR of $1.68 Billion, up 54% year over year; Full Year Software Revenues Up 40% SAN FRANCISCO - March 4, 2020 - Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal fourth qua |
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| March 4, 2020 |
EX-99.1 2 a1312020ex-991.htm EXHIBIT 99.1 Exhibit 99.1 P R E S S R E L E A S E Splunk Inc. Announces Fiscal Fourth Quarter and Full Year 2020 Financial Results Total ARR of $1.68 Billion, up 54% year over year; Full Year Software Revenues Up 40% SAN FRANCISCO - March 4, 2020 - Splunk Inc. (NASDAQ: SPLK), provider of the Data-to-Everything Platform, today announced results for its fiscal fourth qua |
