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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Steel Connect, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 7, 2025 |
590 Madison Avenue, 32nd Floor, New York, NY 10022 February 6, 2025 Mr. Christopher Shoemaker BofA Securities 711 5th Ave. New York, NY 10022 Email: [email protected] Via Email Re: DMC Global Non-Binding Indication of Interest Dear Mr. Shoemaker: Steel Connect LLC (together with its affiliates, “Steel”, “we” or “our”) is pleased to present this non-binding proposal to acquire all the outstanding shares of common stock of DMC Global In |
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| January 29, 2025 |
Executive Officers and Directors of Steel Partners Holdings GP Inc. EX-1 2 ex1to13da304197092012925.htm DIRECTORS AND OFFICERS Exhibit 1 Executive Officers and Directors of Steel Partners Holdings GP Inc. Name and Position Present Principal Occupation Business Address Warren G. Lichtenstein, Executive Chairman and Director Executive Chairman of Steel Partners Holdings GP Inc., the General Partner of Steel Partners Holdings L.P., a global diversified holding compan |
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| January 29, 2025 |
EX-99.2 4 ex992to13da304197092012925.htm JOINT FILING AGREEMENT, DATED JANUARY 29, 2025 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par valu |
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| January 29, 2025 |
EX-99.1 3 ex991to13da304197092012925.htm PRESS RELEASE, DATED JANUARY 27, 2025 Exhibit 99.1 Steel Connect Issues Public Letter to DMC Global Board Reiterates Interest in Potential Acquisition of DMC and Calls on the Company to Facilitate Comprehensive Due Diligence Urges DMC to Constructively Engage around Steel’s Other Proposals, Including the Acquisition of DynaEnergetics and NobelClad for $185- |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35319 STEEL CONNECT, INC. (Exact name of registrant as specified in its |
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| January 6, 2025 |
STCN / Steel Connect, Inc. / STEEL PARTNERS HOLDINGS L.P. SCHEDULE 13D 0001452857 XXXXXXXX LIVE Common Stock, par value $0.01 per share 01/02/2025 false 0000914712 858098205 Steel Connect, Inc. 590 MADISON AVENUE 32ND FLOOR NEW YORK NY 10022 Warren G. Lichtenstein 212-520-2300 Steel Partners Holdings L.P. 590 Madison Avenue, 32nd Floor New York NY 10022 0000106618 N HANDY & HARMAN LTD. OO N DE 0.00 0.00 0.00 0.00 0.00 N 0 CO 0001342942 N WHX CS LLC OO N |
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| January 2, 2025 |
Exhibit 99.1 CONTINGENT VALUE RIGHTS AGREEMENT BY AND AMONG STEEL PARTNERS HOLDINGS L.P. AND EQUINITI TRUST COMPANY, LLC, AS RIGHTS AGENT DATED AS OF JANUARY 2, 2025 TABLE OF CONTENTS Page Article I DEFINITIONS 2 Section 1.1 Definitions 2 Article II CONTINGENT VALUE RIGHTS 6 Section 2.1 Appointment of the Rights Agent; Issuance of CVRs 6 Section 2.2 Nontransferable 7 Section 2.3 No Certificate; Re |
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| January 2, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Amendment No. 3 Steel Connect, Inc. (Name of the Issuer) Steel Connect, Inc. Steel Partners Holdings L.P. Steel Excel Sub I, LLC Handy& Harman LTD. WHX CS LLC Steel Excel Inc. WF Asset Corp. WebFinancial Holding Corporation SPH |
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| January 2, 2025 |
As filed with the Securities and Exchange Commission on January 2, 2025 As filed with the Securities and Exchange Commission on January 2, 2025 Registration No. |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 2, 2025 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| December 23, 2024 |
Exhibit 99 (d) (3) EXECUTION VERSION PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”) is made and entered into as of September 1, 2024, by and between Steel Excel Inc. |
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| December 23, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Amendment No. 2 Steel Connect, Inc. (Name of the Issuer) Steel Connect, Inc. Steel Partners Holdings L.P. Steel Excel Sub I, LLC Handy & Harman LTD. WHX CS LLC Steel Excel Inc. WF Asset Corp. WebFinancial Holding Corporation SP |
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| December 20, 2024 |
December 20, 2024 United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N. |
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| December 19, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Amendment No. 1 Steel Connect, Inc. (Name of the Issuer) Steel Connect, Inc. Steel Partners Holdings L.P. Steel Excel Sub I, LLC Handy & Harman LTD. WHX CS LLC Steel Excel Inc. WF Asset Corp. WebFinancial Holding Corporation SP |
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| December 16, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 13, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 12, 2024 |
Steel Connect Reports First Quarter Fiscal 2025 Financial Results Exhibit 99.1 Steel Connect Reports First Quarter Fiscal 2025 Financial Results First Quarter 2025 Results NEW YORK, NY (December 12, 2024) – Steel Connect, Inc. (the "Company") (NASDAQ: STCN) today announced financial results for its first quarter ended October 31, 2024. Results of Operations Three Months Ended October 31, 2024 2023 (in thousands) Net revenue $ 50,487 $ 41,341 Net income 2,365 4,4 |
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| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| December 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 12, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 9, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Amendment No. Steel Connect, Inc. (Name of the Issuer) Steel Connect, Inc. Steel Partners Holdings L.P. Steel Excel Sub I, LLC Handy & Harman LTD. WHX CS LLC Steel Excel Inc. WF Asset Corp. WebFinancial Holding Corporation SPH |
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| December 9, 2024 |
Form of Contingent Value Rights Agreement. Exhibit (d) (1) CONTINGENT VALUE RIGHTS AGREEMENT BY AND AMONG STEEL PARTNERS HOLDINGS L. |
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| December 9, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Schedule 13E-3 (Form Type) Steel Connect, Inc. |
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| December 9, 2024 |
Discussion Materials of Management Planning, Inc., dated November 26, 2024 Exhibit (c) (2) December 2, 2024 Ryan O’Herrin Chief Financial Officer Steel Connect, Inc. |
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| December 9, 2024 |
Opinion of Management Planning, Inc., dated December 2, 2024 Exhibit (c) (1) Fairness Opinion for Steel Connect, Inc. Prepared as of November 26, 2024 Objectives and Limiting Conditions The Audit Committee of the Board of Directors (the “Audit Committee”) of Steel Connect, Inc . (“STCN” or the “Company”) engaged and retained Management Planning, Inc . (“MPI” or the “Advisor”) to deliver an opinion (the “Opinion”) to the Board as to the fairness, from a fina |
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| December 2, 2024 |
SC 13D/A 1 sc13da3704197stcn12022024.htm AMENDMENT NO. 37 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 37)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share |
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| November 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 27, 2024 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 29, 2024 |
Exhibit 99.1 CONTINGENT VALUE RIGHTS AGREEMENT BY AND AMONG STEEL PARTNERS HOLDINGS L.P. AND EQUINITI TRUST COMPANY, LLC, AS RIGHTS AGENT DATED AS OF JANUARY [●], 2025 TABLE OF CONTENTS Page Article I DEFINITIONS 2 Section 1.1 Definitions 2 Article II CONTINGENT VALUE RIGHTS 6 Section 2.1 Appointment of the Rights Agent; Issuance of CVRs 6 Section 2.2 Nontransferable 6 Section 2.3 No Certificate; |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-3531 |
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| November 13, 2024 |
SC 13D/A 1 sc13da20419709211132024.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 DMC Global Inc. (Name of Issuer) Common Stock, par value $0.05 (Title of Cla |
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| November 13, 2024 |
EX-99.1 2 ex991to13da204197092111324.htm BOARD LETTER, DATED NOVEMBER 13, 2024 Exhibit 99.1 November 13, 2024 Board of Directors DMC Global Inc. 11800 Ridge Parkway, Suite 300 Broomfield, Colorado 80021 Dear DMC Board Members, We believe that DMC is at a critical inflection point, given poor third quarter results and the looming overhang of the December 23, 2024 commencement date for the Munera fa |
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| November 6, 2024 |
Steel Connect Inc. Policy for the Recovery of Erroneously Awarded Compensation STEEL CONNECT, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of Steel Connect, Inc. (the “Company”) has adopted this Policy (the |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-35319 Ste |
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| November 6, 2024 |
INSIDER TRADING POLICY Steel Connect, Inc. Revised as of December 13, 2023 THE NEED FOR A POLICY This policy was created to promote compliance with applicable securities laws by (i) all directors, officers and employees of Steel Connect, Inc. and its wholly-owned subsidiaries listed on Schedule A attached hereto (the “Company”) and (ii) any person or any officers, directors or employees of any ent |
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| November 6, 2024 |
Steel Connect Reports Fourth Quarter Fiscal 2024 Financial Results Exhibit 99.1 Steel Connect Reports Fourth Quarter Fiscal 2024 Financial Results NEW YORK, NY (November 6, 2024) – Steel Connect, Inc. (the "Company") (NASDAQ: STCN) today announced financial results for its fourth quarter and fiscal year ended July 31, 2024. Results of Operations Due to the previously disclosed application of pushdown accounting, the Company's consolidated financial statements inc |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 6, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| November 6, 2024 |
Description of Registrant's Securities. EXHIBIT 4.2 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 The following description of the common stock (the "Common Stock") of Steel Connect, Inc. (the “Company”) is only a summary of the material terms and provisions of the Common Stock and does not purport to be complete. This summary is subject to and qualified in its entire |
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| November 6, 2024 |
Subsidiaries of the Registrant. SUBSIDIARIES OF STEEL CONNECT, INC. Name Jurisdiction of Organization CMG Securities Corporation Massachusetts CMG@Ventures, Inc. Delaware CMG@Ventures Capital Corp. Delaware CMG@Ventures Securities Corp. Delaware ModusLink PTS, Inc. Delaware ModusLink Recovery LLC Delaware ModusLink Securities Corporation Delaware Steel Connect Sub LLC Delaware ModusLink Thailand LLC Delaware ModusLink Corporatio |
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| October 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 29, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| October 29, 2024 |
Steel Connect, Inc. (Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER Washington, D.C. 20549 001-35319 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: July 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q |
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| October 29, 2024 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Exhibit 99.1 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE DONALD REITH, individually and on behalf of all others similarly situated, ) ) ) Plaintiff, ) ) v. ) C.A. No. 2018-0277-MTZ ) WARREN G. LICHTENSTEIN, GLEN M. KASSAN, WILLIAM T. FEJES, JR., JACK L. HOWARD, JEFFREY J. FENTON, PHILIP E. LENGYEL, JEFFREY S. WALD, STEEL PARTNERS HOLDINGS L.P., STEEL PARTNERS, LTD., SPH GROUP HOLDINGS LLC, H |
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| October 29, 2024 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Exhibit 99.2 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE DONALD REITH, individually and on ) behalf of all others similarly situated, ) ) Plaintiff, ) ) v. ) C.A. No. 2018-0277-MTZ ) WARREN G. LICHTENSTEIN, GLEN M. KASSAN, WILLIAM T. FEJES, JR., JACK L. HOWARD, JEFFREY J. FENTON, PHILIP E. LENGYEL, JEFFREY S. WALD, STEEL PARTNERS HOLDINGS L.P., STEEL PARTNERS, LTD., SPH GROUP HOLDINGS LLC, H |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 DMC Global Inc. (Name of Issuer) Common Stock, par value $0.05 (Title of Class of Securities) 23291C103 (CUSIP Number) Warren G. Lichtenstein Steel Par |
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| September 17, 2024 |
Exhibit (a)(5)(A) Steel Connect Calls on DMC Global to Meaningfully Engage Around Acquisition Proposal that Would Provide Certain, Premium Value to Shareholders Steel Reiterates Proposal to Acquire the Company for $16. |
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| September 17, 2024 |
EX-99.1 2 ex991to13da104197092091724.htm PRESS RELEASE, DATED SEPTEMBER 17, 2024 Exhibit 99.1 Steel Connect Calls on DMC Global to Meaningfully Engage Around Acquisition Proposal that Would Provide Certain, Premium Value to Shareholders Steel Reiterates Proposal to Acquire the Company for $16.50 Per Share in Cash and Issues Public Letter to DMC Board Proposal Represents ~51% Premium to DMC’s Curre |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. ) DMC GLOBAL INC. (Name of Subject Company (Issuer)) STEEL CONNECT, INC. STEEL CONNECT SUB LLC (Names of Filing Persons (Offerors)) STEEL PARTNERS HOLDINGS L.P. STEEL PARTNERS HOLDINGS GP INC. SPH GROUP L |
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| September 4, 2024 |
SC 13D/A 1 sc13da360936901109042024.htm AMENDMENT NO. 36 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 36)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share |
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| September 4, 2024 |
EX-99.1 2 ex991to13da3609369011090424.htm PURCHASE AGREEMENT, DATED SEPTEMBER 1, 2024 Exhibit 99.1 EXECUTION VERSION PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”) is made and entered into as of September 1, 2024, by and between Steel Excel Inc. (the “Company”), a Delaware corporation and an indirect, wholly-owned subsidiary of Steel Partners Holding, L.P. (“SPLP”), and each of the |
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| July 29, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 29, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 14, 2024 |
SC 13D/A 1 sc13da3504197stcn06142024.htm AMENDMENT NO. 35 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 35)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share |
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| June 13, 2024 |
BOOM / DMC Global Inc. / ModusLink Global Solutions Inc - PROPOSAL LETTER Activist Investment begin 644 ex991tosc13d04197092061324.pdf M)5!$1BTQ+C8-)>+CS],-"C$U(# @;V)J#3P\+TQI;F5A&!3+$=0-7/.G(QE00U@ M>18&[ENS@30C$'<",3L#]^NW$#[C$X P"O%Q8 #0IE;F1S=')E86T-96YD M;V)J#3$V(# @;V)J#3P\+TUE=&%D871A(#4@,"!2+U!A9V5,86)E;',@,3$@ M,"!2+U!A9V5S(#$S(# @4B]4>7!E+T-A=&%L;V<^/@UE;F1O8FH-,3<@,"!O M8FH-/#PO07)T0F]X6S @," V,3(@-SDR72]";&5E9$)O>%LP(# @-C$R(#%LP(# @-C$R(#7!E+U!A M9V4^/@UE;F1O8FH-,3@@,"!O8FH-/ |
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| June 13, 2024 |
BOOM / DMC Global Inc. / ModusLink Global Solutions Inc - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 DMC Global Inc. (Name of Issuer) Common Stock, par value $0.05 (Title of Class of Securities) 23291C103 (CUSIP Number) Warren G. Lichtenstein Steel Part |
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| June 13, 2024 |
EX-99.2 3 ex992tosc13d04197092061324.htm JOINT FILING AGREEMENT, DATED JUNE 13, 2024 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $ |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 6, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (Co |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| June 6, 2024 |
Restricted Limited Partnership Unit Agreement for Fawaz Khalil. STEEL PARTNERS HOLDINGS L.P. SECOND AMENDED & RESTATED 2018 INCENTIVE AWARD PLAN RESTRICTED UNIT AGREEMENT NOTICE OF GRANT OF RESTRICTED UNITS Unless otherwise defined herein, the terms defined in the Second Amended & Restated 2018 Incentive Award Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Units (the “Notice of Grant”) and the Terms and Conditions o |
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| June 6, 2024 |
Steel Connect Reports Third Quarter Fiscal 2024 Financial Results Exhibit 99.1 Steel Connect Reports Third Quarter Fiscal 2024 Financial Results NEW YORK, NY (June 6, 2024) – Steel Connect, Inc. (the "Company") (NASDAQ: STCN) today announced financial results for its third quarter ended April 30, 2024. Results of Operations During the current quarter, the Company booked a $71.5 million non-cash accounting adjustment to net income as a result of a release of a po |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2024 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 15, 2024 |
X0202 13F-NT LIVE false false false 0000914712 XXXXXXXX 03-31-2024 03-31-2024 false Steel Connect, Inc. 590 Madison Avenue 32nd Floor New York NY 10022 13F NOTICE 028-05757 001-35319 0001452857 028-14001 001-35493 STEEL PARTNERS HOLDINGS L.P. N Ryan O'Herrin Chief Financial Officer 212-520-2388 /s/ Ryan O'Herrin New York NY 05-15-2024 |
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| May 3, 2024 |
SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of May 1, 2024, between MODUSLINK CORPORATION, a Delaware corporation (“Borrower”), and UMPQUA BANK, an Oregon state-chartered bank (together with its successors and assigns, “Lender”). |
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| May 3, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Steel Connect, Inc. |
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| April 25, 2024 |
STCN / Steel Connect, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Steel Connect, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 858098106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of |
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| April 22, 2024 |
EX-99.1 2 ex99113da3404197stcn042224.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is entered into as of April 18, 2024, by and among, Steel Excel Inc. a Delaware corporation (the “Company”), and [ ] (the “Seller”). RECITALS WHEREAS, Mohammad Ladjevardian (“Mr. Ladjevardian”) owned shares of common stock o |
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| April 22, 2024 |
SC 13D/A 1 sc13da3404197stcn04222024.htm AMENDMENT NO. 34 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 34)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 33)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 20 5 (CUSIP Number) Warren G. Licht |
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| April 18, 2024 |
Exhibit 99.1 10b5-1 Purchase Instructions 10b5-1 Purchase Instruction (this “Instruction”), dated April 16, 2024 (the “Effective Date”), between Steel Excel, Inc. (“Steel Excel”), a subsidiary of Steel Partners Holdings L.P. (the “Issuer”), and B. Riley Securities, Inc. (the “Broker”). WHEREAS, Steel Excel, as a wholly-owned subsidiary of the Issuer, desires to repurchase, for and on behalf of the |
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| April 9, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 8, 2024 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 15, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| March 15, 2024 |
Steel Connect Reports Second Quarter Fiscal 2024 Financial Results Exhibit 99.1 Steel Connect Reports Second Quarter Fiscal 2024 Financial Results Second Quarter 2024 Results •Net revenue totaled $43.0 million, as compared to $50.8 million in the same period of the prior fiscal year. •Net income was $5.3 million, as compared to a net loss of $0.5 million in the same period of the prior fiscal year. •Net income available to common stockholders was $4.8 million, as |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| January 31, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporat |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 8, 2024 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| January 8, 2024 |
Exhibit 4.2 AMENDMENT TO TAX BENEFITS PRESERVATION PLAN, dated as of January 8, 2024 (“Amendment”), by and between Steel Connect, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), a Delaware corporation (the “Rights Agent”). WHEREAS, the Company and the Rights Agent are parties to that certain Tax Benefits Preservati |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A (Amendment No. 2) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 04-2921333 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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| January 8, 2024 |
Steel Connect, Inc. Amends Tax Benefits Preservation Plan Exhibit 99.1 Steel Connect, Inc. Amends Tax Benefits Preservation Plan NEW YORK, NY — (BUSINESS WIRE) January 8, 2024 — Steel Connect, Inc. (the “Company”) (Nasdaq: STCN), today announced that its Board of Directors (the “Board”) further amended its tax benefits preservation plan, dated as of January 19, 2018, as amended on January 8, 2021 (the “Plan”), to extend the term of the Plan from January |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 32)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| December 19, 2023 |
Letter from BDO USA, P.C. to the Securities and Exchange Commission, dated December 14, 2023. Exhibit 16.1 December 14, 2023 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on December 13, 2023, to be filed by our former client, Steel Connect, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, |
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| December 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 13, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 14, 2023 |
Steel Connect Reports First Quarter Fiscal 2024 Financial Results Exhibit 99.1 Steel Connect Reports First Quarter Fiscal 2024 Financial Results First Quarter 2024 Results •Net revenue totaled $41.3 million, as compared to $51.4 million in the same period of the prior fiscal year. •Net income was $4.4 million, as compared to of $5.0 million in the same period of the prior fiscal year. •Net income attributable to common stockholders was $3.9 million, as compared |
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| December 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 14, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-3531 |
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| November 8, 2023 |
Subsidiaries of the Registrant. SUBSIDIARIES OF STEEL CONNECT, INC. Name Jurisdiction of Organization CMG Securities Corporation Massachusetts CMG@Ventures, Inc. Delaware CMG@Ventures Capital Corp. Delaware CMG@Ventures Securities Corp. Delaware ModusLink PTS, Inc. Delaware ModusLink Recovery LLC Delaware ModusLink Securities Corporation Delaware Steel Connect Sub LLC Delaware ModusLink Thailand LLC Delaware ModusLink Corporatio |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-35319 Ste |
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| November 8, 2023 |
MANAGEMENT SERVICES AGREEMENT This Management Services Agreement (the “Agreement”) is dated as of as of October 25, 2023 and effective as of January 1, 2024 (the “Effective Date”) and is between Steel Services Ltd. |
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| November 8, 2023 |
Steel Connect Inc. Policy for the Recovery of Erroneously Awarded Compensation STEEL CONNECT, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of Steel Connect, Inc. (the “Company”) has adopted this Policy (the |
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| November 8, 2023 |
Steel Connect Reports Fourth Quarter Fiscal 2023 Financial Results Exhibit 99.1 Steel Connect Reports Fourth Quarter Fiscal 2023 Financial Results Fourth Quarter 2023 Results •Net revenue from continuing operations totaled $40.8 million, as compared to $53.0 million in the prior year. •Net income from continuing operations was $8.1 million, as compared to $2.9 million in the prior year. •Net income attributable to common stockholders was $7.6 million, as compared |
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| November 8, 2023 |
AMENDMENT NO. 2 TO MANAGEMENT SERVICES AGREEMENT This AMENDMENT NO. 2 TO MANAGEMENT SERVICES AGREEMENT (this “Amendment”), dated as of October 25, 2023 and effective as of January 1, 2024 (the “Effective Date”), and is between Steel Services Ltd. (“Steel Services”), a Delaware corporation, having an office at 590 Madison Avenue, 32nd Floor, New York, New York 10022 and Steel Connect, Inc., a Delaw |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 8, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| October 30, 2023 |
Steel Connect, Inc. (Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER Washington, D.C. 20549 001-35319 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: July 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q |
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| September 12, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 11, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organizatio |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 2, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| August 1, 2023 |
Form of Award Agreement Under the ModusLink Corporation Long Term Incentive Plan. Exhibit 10.2 [DATE] [Name] [Position] Dear [Name], I am pleased to advise you that you have been named as a participant in the ModusLink Long Term Incentive Plan ("LTIP"). Attached please find a summary of the LTIP along with an explanation of the target for the LTIP, including performance goals, and an acknowledgement form for you to electronically sign. Capitalized terms used but not defined in |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 1, 2023 |
ModusLink Corporation Long Term Incentive Plan. Exhibit 10.1 MODUSLINK CORPORATION Long Term Incentive Plan Purpose The ModusLink Corporation Long Term Incentive Plan (the “Plan”) is intended to provide incentive award opportunities to eligible participants who are deemed to have achieved significant individual performance while contributing to the annual growth and profitability of ModusLink Corporation and its subsidiaries (the "Company"). Ef |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 28, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| July 28, 2023 |
STCN / Steel Connect Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Steel Connect, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 858098106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 7, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (Co |
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| June 22, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF STEEL CONNECT, INC. STEEL CONNECT, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: The name of the Corporation is Steel Connect, Inc., and the date of filing of its Restated Certificate of Incorp |
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| June 22, 2023 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF STEEL CONNECT, INC. STEEL CONNECT, INC., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: The name of the Corporation is Steel Connect, Inc., and the date of filing of its Restated Certificate of Incorp |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 21, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 13, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 12, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| June 12, 2023 |
Steel Connect Reports Third Quarter Fiscal 2023 Financial Results Exhibit 99.1 Steel Connect Reports Third Quarter Fiscal 2023 Financial Results Third Quarter 2023 Results •Net revenue from continuing operations totaled $46.1 million, as compared to $51.5 million in the same period in the prior year. •Net income from continuing operations was $3.0 million, as compared to net loss from continuing operations of $9.7 million in the same period in the prior year. •N |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 6, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (Co |
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| June 7, 2023 |
Steel Connect, Inc. Announces Reverse/Forward Stock Split Exhibit 99.1 Steel Connect, Inc. Announces Reverse/Forward Stock Split NEW YORK, NY—June 7, 2022—Steel Connect, Inc. (Nasdaq: STCN), a Delaware corporation and holding company (the “Company” or “Steel Connect”), announced today that it will effect a 1-for-3,500 reverse stock split (“Reverse Stock Split”) of its common stock, par value $0.01 per share (the “Company Common Stock”), followed immediat |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 31)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| May 2, 2023 |
Exhibit 3.1 CERTIFICATE OF ELIMINATION with respect to SERIES A JUNIOR PARTICIPATING PREFERRED STOCK of STEEL CONNECT, INC. The undersigned, Maria Reda, does hereby certify that: 1. The undersigned is the duly elected and acting Secretary of Steel Connect, Inc., a Delaware corporation (the “Company”). 2. Pursuant to authority conferred upon the board of directors (the “Board”) of the Company by th |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 1, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (Com |
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| May 2, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Steel Connect, Inc. This Joint Filing Agreement shall b |
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| May 1, 2023 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF Series E CONVERTIBLE PREFERRED STOCK OF STEEL CONNECT, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) Steel Connect, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, hereby certifies that, pursuant to authority conferred on its Board of Directors (the “B |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 30, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| May 1, 2023 |
Steel Partners and Steel Connect close Exchange Transaction Exhibit 99.1 Steel Partners and Steel Connect close Exchange Transaction NEW YORK, NY – May 1, 2023 – Steel Partners Holdings L.P. (NYSE: SPLP), a diversified global holding company (“Steel Partners”) and Steel Connect, Inc. (NASDAQ: STCN) (“Steel Connect”) today announced that Steel Partners and certain of its affiliates (the “Steel Partners Group”) have transferred certain marketable securities |
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| May 1, 2023 |
Exhibit 10.1 EXECUTION VERSION TRANSFER AND EXCHANGE AGREEMENT by and among STEEL PARTNERS HOLDINGS L.P., Steel Excel, Inc., WebFinancial Holding Corporation, and STEEL CONNECT, INC. Dated as of April 30, 2023 TABLE OF CONTENTS Page Article I TRANSFER AND EXCHANGE AND CLOSING 3 Section 1.1 The Transfer and Exchange 3 Section 1.2 Closing 3 Section 1.3 Deliveries 3 Article II REPRESENTATIONS AND WAR |
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| May 1, 2023 |
Exhibit 10.3 EXECUTION VERSION FORM OF VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”) is entered into as of April 30, 2023, by and among Steel Connect, Inc., a Delaware corporation (the “Company”), Steel Partners Holdings L.P., a Delaware limited partnership (“Parent”), WebFinancial Holding Corporation, a Delaware corporation (“WFH”), WHX CS Corp., a Delaware corporation (“WHX”), WF Ass |
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| May 1, 2023 |
Exhibit 10.2 EXECUTION VERSION STOCKHOLDERS’ AGREEMENT STOCKHOLDERS’ AGREEMENT, dated as of April 30, 2023 (this “Agreement”), by and among Steel Connect, Inc., a Delaware corporation (the “Company”), Steel Partners Holdings L.P., a Delaware limited partnership (“SP”) and the Persons (as defined below) affiliated with SP identified on the signature page hereto (together with SP, the “SP Investors” |
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| March 15, 2023 |
stcn-20230131xex101 4861-7037-1157 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of March , 2023, between MODUSLINK CORPORATION, a Delaware corporation (“Borrower”), and UMPQUA BANK, an Oregon state-chartered bank (together with its successors and assigns, “Lender”). |
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| March 15, 2023 |
AMENDMENT NO. 1 TO CONVERTIBLE SENIOR NOTE DUE 2024 This Amendment No. 1 (this “Amendment”), dated as of March 9, 2023, to that certain 7.50% Convertible Senior Note due 2024, dated February 28, 2019 (the “Note”), issued by Steel Connect, Inc., a Delaware corporation (the “Company”), pursuant to that certain 7.50% Convertible Senior Note Due 2024 Purchase Agreement, dated February 28, 2019 (as ame |
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| March 15, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 15, 2023 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| March 15, 2023 |
Table of Contents \ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 15, 2023 |
Steel Connect Reports Second Quarter Fiscal 2023 Financial Results Exhibit 99.1 Steel Connect Reports Second Quarter Fiscal 2023 Financial Results Second Quarter 2023 Results •Net revenue from continuing operations totaled $50.8 million, as compared to $54.3 million in the prior year. •Net loss from continuing operations was $0.5 million, as compared to net loss from continuing operations of $1.5 million in the prior year. •Net loss attributable to common stockho |
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| December 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 14, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 14, 2022 |
Steel Connect Reports First Quarter Fiscal 2023 Financial Results Exhibit 99.1 Steel Connect Reports First Quarter Fiscal 2023 Financial Results First Quarter 2023 Results ?Net revenue from continuing operations totaled $51.4 million, as compared to $44.4 million in the prior year. ?Net income from continuing operations was $5.0 million, as compared to net loss from continuing operations of $1.0 million in the prior year. ?Net income attributable to common stock |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-3531 |
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| November 18, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 4) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (NAME OF THE ISSUER) Steel Connect, Inc. Steel Partners Holdings L.P. SP Merger Sub, Inc. Handy & Harman Ltd. WHX CS Corp. Steel Partners, Ltd. SPH Group LLC SPH Group Holdings LLC Steel Partners H |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 30)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organizatio |
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| November 15, 2022 |
Steel Partners and Steel Connect Announce Termination of Merger Exhibit 99.1 Steel Partners and Steel Connect Announce Termination of Merger NEW YORK, NY and SMYRNA, TN?November 15, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that Steel Partners Holdings L.P. (NYSE: SPLP), a diversified global holding company (?Parent? or ?Steel Partners?) has terminated the merger agreement (the ?Merger Agreem |
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| November 9, 2022 |
AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT This AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT (this “Amendment”), dated as of October 27, 2022 and effective as of February 25, 2022 (the “Effective Date”), and is between Steel Services Ltd. (“Steel Services”), a Delaware corporation, having an office at 590 Madison Avenue, 32nd Floor, New York, New York 10022 and Steel Connect, Inc., a Del |
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| November 9, 2022 |
Steel Connect Reports Fourth Quarter Fiscal 2022 Financial Results Exhibit 99.1 Steel Connect Reports Fourth Quarter Fiscal 2022 Financial Results Fourth Quarter 2022 Results •Net revenue from continuing operations totaled $53.0 million, as compared to $47.7 million in the prior year. •Net income from continuing operations was $2.9 million, as compared to net loss from continuing operations of $0.4 million in the prior year. •Net income attributable to common sto |
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| November 9, 2022 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF STEEL CONNECT, INC. Name Jurisdiction of Organization CMG Securities Corporation Massachusetts CMG@Ventures, Inc. Delaware CMG@Ventures Capital Corp. Delaware CMG@Ventures Securities Corp. Delaware CMGI@Ventures IV, LLC Delaware @Ventures V, LLC Delaware ModusLink PTS, Inc. Delaware ModusLink Recovery LLC Delaware ModusLink Securities Corporation Delaware ModusLink Corpo |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 9, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-35319 Ste |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-35319 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: July 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on F |
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| October 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| October 28, 2022 |
Press Release dated October 28, 2022 Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?October 28, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and further adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on N |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| October 28, 2022 |
Steel Connect Announces Adjournment of Annual Meeting Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?October 28, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and further adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on N |
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| October 14, 2022 |
Steel Connect Announces Adjournment of Annual Meeting Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?October 14, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and further adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on O |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| October 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| October 14, 2022 |
Press Release dated October 14, 2022. Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?October 14, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and further adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on O |
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| October 12, 2022 |
STCN / Steel Connect Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Steel Connect, Inc. (previously filed under ModusLink Global Solutions, Inc.) (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 858098106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1 |
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| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organizati |
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| September 30, 2022 |
Steel Connect Announces Adjournment of Annual Meeting Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?September 30, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on October |
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| September 30, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organizati |
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| September 30, 2022 |
Press Release dated September 30, 2022. Exhibit 99.1 Steel Connect Announces Adjournment of Annual Meeting SMYRNA, TN?September 30, 2022?Steel Connect, Inc. (NASDAQ: STCN), a holding company (the ?Company? or ?Steel Connect?), announced today that it intends to convene and adjourn, without conducting any other business, the Company?s 2021 Annual Meeting of Stockholders (the ?Annual Meeting?). The Annual Meeting will reconvene on October |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 23, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 23, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| August 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| August 16, 2022 |
Exhibit (c) (10) DRAFT -CONFIDENTIAL SUBJECT TO REVISION Project Fusion January 2022 Imperial Capital's View of Potential Houlihan Lokey and Special Committee Valuation DRAFT CONFIDENTIAL SUBJECT TO REVISION DRAFT -CONFIDENTIAL SUBJECT TO REVISION Imperial's View on Valuation Analysis 2 Implied Share Price Range -Using Current ModusLinkIOI ($70 MM)Current STCN Share Price 1. |
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| August 16, 2022 |
EX-99.C9 2 ea164435ex99-cixsteel.htm PRELIMINARY DISCUSSION MATERIALS, DATED SEPTEMBER 28, 2021, PREPARED BY IMPERIAL CAPITAL FOR THE BOARD OF DIRECTORS OF STEEL PARTNERS HOLDINGS L.P Exhibit (c) (9) CONFIDENTIAL Project Fusion September 2021 Imperial Capital's View of Potential Houlihan Lokey and Special Committee Valuation CONFIDENTIAL Imperial's View on Valuation Analysis 2 Implied Share Price |
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| August 16, 2022 |
CORRESP 1 filename1.htm August 16, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.E. Washington, D.C. 20549 Attn: Christina Chalk Re: Steel Connect, Inc. Schedule 13E-3/A filed August 11, 2022 SEC File No. 5-43347 Filed by Steel Partners Holdings, LP et al. PRER 14A filed August 11, 2022 SEC File No. |
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| August 16, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (NAME OF THE ISSUER) Steel Connect, Inc. Steel Partners Holdings L.P. SP Merger Sub, Inc. Handy & Harman Ltd. WHX CS Corp. Steel Partners, Ltd. SPH Group LLC SPH Group Holdings LLC Steel Partners H |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| August 11, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (NAME OF THE ISSUER) Steel Connect, Inc. Steel Partners Holdings L.P. SP Merger Sub, Inc. Handy & Harman Ltd. WHX CS Corp. Steel Partners, Ltd. SPH Group LLC SPH Group Holdings LLC Steel Partners H |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| August 10, 2022 |
August 10, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N. |
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| August 10, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| August 3, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (NAME OF THE ISSUER) Steel Connect, Inc. Steel Partners Holdings L.P. SP Merger Sub, Inc. Handy & Harman Ltd. WHX CS Corp. Steel Partners, Ltd. SPH Group LLC SPH Group Holdings LLC Steel Partners H |
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| August 2, 2022 |
August 2, 2022 White & Case llp VIA EDGAR 1221 Avenue of the Americas New York, NY 10020-1095 United States Securities and Exchange Commission T +1 212 819 8200 Division of Corporation Finance Office of Mergers & Acquisitions whitecase. |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 1, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 1, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| August 1, 2022 |
Exhibit 99.1 EXPLANATORY NOTE Steel Connect, Inc. (the ?Company?) is filing this Exhibit 99.1 on Form 8-K (this "Exhibit") to recast the financial information and financial statements in the Annual Report on Form 10-K as of and for the fiscal year ended July 31, 2021, which the Company originally filed with the Securities and Exchange Commission ("SEC") on October 29, 2021 (the "FY 2021 Form 10-K" |
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| July 8, 2022 |
Exhibit 107 Exhibit Fee Table Calculation of Filing Fee Table Schedule 13E-3 (Form Type) Steel Connect, Inc. |
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| July 8, 2022 |
Exhibit (c) (2) Project Carbon PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS MARCH 9, 2021 | CONFIDENTIAL | PRELIMINARY DRAFT CONFIDENTIAL - PRELIMINARY DRAFT - SUBJECT TO FURTHER REVIEW Agenda 2 ? Process Update ? ModusLink Preliminary Observations ? Additional Considerations ? Next Steps CONFIDENTIAL - PRELIMINARY DRAFT - SUBJECT TO FURTHER REVIEW (dollars in millions) Fiscal Year Ended July 31, Fiscal Year Ending July 31, CAGR CAGR 2018 2019 2020 2021E 2022E 2023E 2024E 2025E 2018 to 2020 2021E to 2025E Revenue $345. |
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| July 8, 2022 |
Exhibit (c) (4) Project Carbon PRELIMINARY DISCUSSION MATERIALS FOR THE SPECIAL COMMITTEE SEPTEMBER 9, 2021 | CONFIDENTIAL | PRELIMINARY DRAFT CONFIDENTIAL - PRELIMINARY DRAFT - SUBJECT TO FURTHER REVIEW Table of Contents 2 Page 1. |
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| July 8, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (NAME OF THE ISSUER) Steel Connect, Inc. Steel Partners Holdings L.P. SP Merger Sub, Inc. Handy & Harman Ltd. WHX CS Corp. Steel Partners, Ltd. SPH Group LLC SPH Group Holdings LLC Steel Partners Holdings GP, Inc. S |
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| July 8, 2022 |
Exhibit (c) (6) |
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| July 8, 2022 |
Exhibit (c) (8) Project Carbon EXCERPT OF DISCUSSION MATERIALS FOR THE SPECIAL COMMITTEE JUNE 12, 2022 | CONFIDENTIAL | PRELIMINARY DRAFT Page 1. |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| July 8, 2022 |
Exhibit (c) (5) Project Carbon PRELIMINARY DISCUSSION MATERIALS FOR THE SPECIAL COMMITTEE OCTOBER 21, 2021 | CONFIDENTIAL | PRELIMINARY DRAFT CONFIDENTIAL - PRELIMINARY DRAFT - SUBJECT TO FURTHER REVIEW Financial Projections Comparison July 2021 Projections vs. |
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| July 8, 2022 |
Exhibit 107 Exhibit Fee Table Calculation of Filing Fee Table Schedule 14A (Form Type) Steel Connect, Inc. |
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| July 8, 2022 |
Exhibit (c) (3) Project Carbon SELECTED OBSERVATIONS MARCH 31, 2021 | CONFIDENTIAL CONFIDENTIAL Steel Connect: Trading History (Last 3 Years) 1. |
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| July 8, 2022 |
Exhibit (c) (7) Project Carbon PRELIMINARY DISCUSSION MATERIALS FOR THE SPECIAL COMMITTEE APRIL 4, 2022 | CONFIDENTIAL | PRELIMINARY DRAFT CONFIDENTIAL - PRELIMINARY DRAFT - SUBJECT TO FURTHER REVIEW Table of Contents 2 Page 1. |
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| June 14, 2022 |
Steel Connect Reports Third Quarter Fiscal 2022 Financial Results Exhibit 99.1 Steel Connect Reports Third Quarter Fiscal 2022 Financial Results Third Quarter Fiscal 2022 Results ?Net revenue totaled $51.5 million, as compared to $49.4 million in the same period in the prior year ?Net loss from continuing operations, net of income taxes was $9.7 million, as compared to a net loss from continuing operations of $9.3 million in the same period in the prior year ?Ne |
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| June 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 14, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 29)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| June 13, 2022 |
Form of Contingent Value Rights Agreement Exhibit 10.2 EXHIBIT A CONTINGENT VALUE RIGHTS AGREEMENT BY AND AMONG STEEL PARTNERS HOLDINGS L.P., STEEL CONNECT, INC. [?], AS SHAREHOLDER REPRESENTATIVE AND [?], AS RIGHTS AGENT DATED AS OF [?], 2022 TABLE OF CONTENTS Page Article I DEFINITIONS 1 Section 1.1 Definitions 1 Article II CONTINGENT VALUE RIGHTS 6 Section 2.1 Appointment of the Rights Agent; Issuance of CVRs 6 Section 2.2 Nontransfera |
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| June 13, 2022 |
Form of Contingent Value Rights Agreement Exhibit 10.2 EXHIBIT A CONTINGENT VALUE RIGHTS AGREEMENT BY AND AMONG STEEL PARTNERS HOLDINGS L.P., STEEL CONNECT, INC. [?], AS SHAREHOLDER REPRESENTATIVE AND [?], AS RIGHTS AGENT DATED AS OF [?], 2022 TABLE OF CONTENTS Page Article I DEFINITIONS 1 Section 1.1 Definitions 1 Article II CONTINGENT VALUE RIGHTS 6 Section 2.1 Appointment of the Rights Agent; Issuance of CVRs 6 Section 2.2 Nontransfera |
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| June 13, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among STEEL PARTNERS HOLDINGS L.P., SP MERGER SUB, INC. and STEEL CONNECT, INC. Dated as of June 12, 2022 TABLE OF CONTENTS Page Article I MERGER 3 Section 1.1 The Merger 3 Section 1.2 Closing 3 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation 3 Section 1.6 Bylaws 3 Section 1.7 Directors 3 Sect |
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| June 13, 2022 |
Steel Partners and Steel Connect Enter into Definitive Merger Agreement Exhibit 99.1 Steel Partners and Steel Connect Enter into Definitive Merger Agreement NEW YORK, NY and SMYRNA, TN - June 13, 2022 ? Steel Partners Holdings L.P. (NYSE: SPLP), a diversified global holding company (?Steel Partners?) and Steel Connect, Inc. (NASDAQ: STCN) (?Steel Connect?) today announced that they have signed a definitive merger agreement pursuant to which Steel Partners will acquire |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 13, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among STEEL PARTNERS HOLDINGS L.P., SP MERGER SUB, INC. and STEEL CONNECT, INC. Dated as of June 12, 2022 TABLE OF CONTENTS Page Article I MERGER 3 Section 1.1 The Merger 3 Section 1.2 Closing 3 Section 1.3 Effective Time 3 Section 1.4 Effects of the Merger 3 Section 1.5 Certificate of Incorporation 3 Section 1.6 Bylaws 3 Section 1.7 Directors 3 Sect |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| June 13, 2022 |
Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of June 12, 2022, by and among Steel Connect, Inc., a Delaware corporation (the ?Company?), Steel Partners Holdings L.P., a Delaware limited partnership (?Parent?), Handy & Harman Ltd., a Delaware corporation (?Handy?), WHX CS Corp., a Delaware corporation (?WHX?), Steel Partners, Ltd. |
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| June 13, 2022 |
Joint Press Release, dated June 13, 2022 (furnished herewith). EX-99.1 5 ea161489ex99-1steelcon.htm JOINT PRESS RELEASE, DATED JUNE 13, 2022 Exhibit 99.1 Steel Partners and Steel Connect Enter into Definitive Merger Agreement NEW YORK, NY and SMYRNA, TN - June 13, 2022 – Steel Partners Holdings L.P. (NYSE: SPLP), a diversified global holding company (“Steel Partners”) and Steel Connect, Inc. (NASDAQ: STCN) (“Steel Connect”) today announced that they have sign |
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| June 13, 2022 |
Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of June 12, 2022, by and among Steel Connect, Inc., a Delaware corporation (the ?Company?), Steel Partners Holdings L.P., a Delaware limited partnership (?Parent?), Handy & Harman Ltd., a Delaware corporation (?Handy?), WHX CS Corp., a Delaware corporation (?WHX?), Steel Partners, Ltd. |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 28)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 27)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| March 28, 2022 |
begin 644 ex991to13da2704197004032822.pdf M)5!$1BTQ+C8-)>+CS],-"C(S(# @;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#,@,5T^/G-T$@6$#@X0!!P.8 M"00<#,RV4\$T P,G6.0@@P#0G !. <;F)%^7OFL&98,U\ RG S,]CI FA&( M.X&8AX'9S6$SY@($& A%X/(@T*96YD%LP(# @-C$R(#7!E+U!A9V4^/@UE;F1O8FH-,C8@ M,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I<6S;1 M298;#CQLKN\;7%Y'.L\[]22K:AL]ZVK+>0H%.&H?=;= M#N1/XI='ZW(GU8MI2.R8(/23?:X7G+OW[ONP/B!H&U74/Q |
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| March 17, 2022 |
CREDIT AGREEMENT Dated as of March 16, 2022 between MODUSLINK CORPORATION, as Borrower, and UMPQUA BANK, as Lender 4892-6803-6883 ARTICLE I. |
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| March 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 17, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) ( |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2022 |
Steel Connect Reports Second Quarter Fiscal 2022 Financial Results EX-99.1 2 stcn-20220131xex991.htm EX-99.1 Exhibit 99.1 Steel Connect Reports Second Quarter Fiscal 2022 Financial Results Second Quarter Fiscal 2022 Results •Net revenue totaled $120.6 million, as compared to $156.0 million in the same period in the prior year •Net loss was $23.0 million, as compared to a net loss of $2.2 million in the same period in the prior year •Net loss attributable to commo |
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| March 3, 2022 |
Exhibit 99.1 Steel Connect, Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Statements (dollars in thousands) On February 25, 2022, Steel Connect, Inc. (the ?Company?) entered into a transaction agreement (the ?Transaction Agreement?) with (a) IWCO Direct Holdings Inc. (?IWCO?), a wholly owned subsidiary of the Company, and IWCO?s direct and indirect subsidiaries, (b) Ce |
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| March 3, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 25, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorpora |
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| February 25, 2022 |
EX-99.1 3 ea156003ex99-1steel.htm PRESS RELEASE DATED FEBRUARY 25, 2022 Exhibit 99.1 Steel Connect Announces Disposition of IWCO SMYRNA, Tenn.⸺ (BUSINESS WIRE)—February 25, 2022 ⸺ Steel Connect, Inc. (“Steel Connect”) (NASDAQ: STCN) today announced the full disposition of its wholly owned subsidiary, IWCO Direct Holdings, Inc. (“IWCO”), to an investor group led by affiliates of Cerberus Capital Ma |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 25, 2022 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 25, 2022 |
EX-10.1 2 ea156003ex10-1steel.htm TRANSACTION AGREEMENT, DATED FEBRUARY 25, 2022 Exhibit 10.1 TRANSACTION AGREEMENT THIS TRANSACTION AGREEMENT (this “Agreement”), dated as of February 25, 2022, is entered into by and among (a) IWCO Direct Holdings Inc., a Delaware corporation (“IWCO”), and each of the other entities listed on the signature pages hereto under the caption “Company Parties” (the part |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 5, 2022 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| December 13, 2021 |
[FORM OF] INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made as of [?], 2021, by and between Steel Connect, Inc. |
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| December 13, 2021 |
Steel Connect Reports First Quarter Financial Results Exhibit 99.1 Steel Connect Reports First Quarter Financial Results First Quarter 2021 Results ?Net revenue totaled $125.4 million, as compared to $169.9 million in the same period in the prior year ?Net loss was $19.5 million, as compared to net loss of $3.6 million in the same period in the prior year ?Net loss attributable to common stockholders was $20.0 million, as compared to net loss of $4.1 |
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| December 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 13, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-3531 |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 26)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| October 29, 2021 |
Steel Connect Reports Fourth Quarter Financial Results Exhibit 99.1 Steel Connect Reports Fourth Quarter Financial Results Fourth Quarter 2021 Results ?Net revenue totaled $136.0 million, as compared to $164.9 million in the prior year ?Net loss was $11.0 million, as compared to net loss of $0.4 million in the prior year ?Net loss attributable to common stockholders was $11.6 million, as compared to net loss of $0.9 million in the prior year ?Adjusted |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended July 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-35319 Ste |
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| October 29, 2021 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF STEEL CONNECT, INC. Name Jurisdiction of Organization CMG Securities Corporation Massachusetts CMG@Ventures, Inc. Delaware CMG@Ventures Capital Corp. Delaware CMG@Ventures Securities Corp. Delaware CMGI@Ventures IV, LLC Delaware @Ventures V, LLC Delaware IWCO Direct Holdings, Inc. Delaware IWCO, LLC Delaware United Mailing, Inc. Minnesota Victory Envelope, Inc. Minnesota |
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| October 29, 2021 |
STEEL CONNECT INC. 2020 STOCK INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT NOTICE OF GRANT OF RESTRICTED STOCK Unless otherwise defined herein, the terms defined in the 2020 Stock Incentive Compensation Plan (the ?Plan?) will have the same defined meanings in this Notice of Grant of Restricted Stock (the ?Notice of Grant?) and the Terms and Conditions of Restricted Stock Award atta |
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| October 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 29, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| August 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 23, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 25)1 Steel Connect, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 858098 10 6 (CUSIP Number) Warren G. Licht |
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| August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 13, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) |
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| August 19, 2021 |
Form of Equity Grant Surrender and Cancellation Agreement. EXECUTION VERSION EQUITY GRANT SURRENDER AND CANCELLATION AGREEMENT This Equity Grant Surrender and Cancellation Agreement (hereinafter ?Agreement?), dated as of August [?], 2021 (the ?Effective Date?), is made between Steel Connect, Inc. |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 26, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 26, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (C |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 1, 2021 Date of Report (date of earliest event reported) Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation or organization) (Co |
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| July 6, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT (this ?Amendment?) dated as of July 1, 2021 is made by and among MODUSLINK CORPORATION, a Delaware corporation (?Borrower?), SOL HOLDINGS, INC., a Delaware corporation (?Sol?), SALESLINK MEXICO HOLDINGS CORP., a Delaware corporation (?Saleslink?, Sol and Saleslink, together the ?Guar |
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| June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| June 3, 2021 |
SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (this "Amendment") dated as of June 2, 2021 is made by and among MODUSLINK CORPORATION, a Delaware corporation ("Borrower"), SOL HOLDINGS, INC. |
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| June 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2021 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| June 3, 2021 |
Steel Connect Reports Third Quarter Financial Results Exhibit 99.1 Steel Connect Reports Third Quarter Financial Results Third Quarter 2021 Results ?Net revenue totaled $151.8 million, as compared to $177.4 million in the prior year ?Net loss was $27.6 million, as compared to net loss of $6.2 million in the prior year ?Net loss attributable to common stockholders was $28.1 million, as compared to net loss of $6.7 million in the prior year ?Adjusted E |
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| April 19, 2021 |
EX-10.1 2 stcn-20210419xexhibitx101.htm EX-10.1 EXHIBIT 10.1 Separation and General Release Agreement This Separation and General Release Agreement (this “Agreement”), dated as of April 18, 2021 (the “Effective Date”), is made by and between Douglas B. Woodworth (the “Executive”) and Steel Services Ltd., a Delaware corporation (the “Company”). The Executive and the Company are each a “Party” and c |
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| April 19, 2021 |
Steel Connect Announces Jason Wong Named as Chief Financial Officer EXHIBIT 99.1 Steel Connect Announces Jason Wong Named as Chief Financial Officer Smyrna, TN April 19, 2021 – Steel Connect Inc. (NASDAQ: STCN) today announced Jason Wong’s appointment as Chief Financial Officer, replacing Doug Woodworth. Wong was most recently with Tiffany & Co. where he was Vice President – Treasurer & Investor Relations. Prior to Tiffany & Co., Wong was with Newell Brands Inc./J |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2021 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation) (Commission File |
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| March 10, 2021 |
Steel Connect Reports Second Quarter Financial Results Exhibit 99.1 Steel Connect Reports Second Quarter Financial Results Second Quarter 2021 Results ?Net revenue totaled $156.0 million, as compared to $215.5 million in the prior year ?Net loss was $2.2 million, as compared to a loss of $3.6 million in the prior year ?Net loss attributable to common stockholders was $2.7 million, as compared to a loss of $4.1 million in the prior year ?Adjusted EBITD |
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| March 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| March 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2021 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35319 04-2921333 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Steel Connect, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 04-2921333 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2021 Steel Connect, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35319 04-2921333 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 8, 2021 |
AMENDMENT TO TAX BENEFITS PRESERVATION PLAN, dated as of January 8, 2021 (“Amendment”), by and between Steel Connect, Inc. |
