Mga Batayang Estadistika
| CIK | 1496608 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AB Active ETFs, Inc. - AB Tax-Aware Short Duration Municipal ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
As filed with the Securities and Exchange Commission on September 5, 2025 As filed with the Securities and Exchange Commission on September 5, 2025 File No. |
|
| August 22, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of AB Active ETFs, Inc. |
|
| August 22, 2025 |
Exhibit (16) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Nancy E. |
|
| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 FILE NO. [333-] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [x] Pre-Effective Amendment No. Post-Effective Amendment No. AB ACTIVE ETFs, INC. (Exact Name of Registrant as Specified in Charter) 66 Hudson Boulevard East, 26th Floor, New York, New Yor |
|
| August 22, 2025 |
Exhibit (11) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com August 22, 2025 AB Active ETFs, Inc. 66 Hudson Boulevard East, 26th Floor New York, New York 10001 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered i |
|
| August 8, 2025 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Company: Sanford C. Bernstein Fund, Inc. (File No. 811-05555) SANFORD C. BERNSTEIN FUND, INC. (the “Company”) -Emerging Markets Portfolio (the “Acquired Portfolio”) Emerging Markets Class (Ticker: SNEMX); Class Z (Ticker: EGMZX) Supplement dated August 8, 2025 to the Prospectuses, Summary Prospectus and Sta |
|
| July 2, 2025 |
As filed with the Securities and Exchange Commission on July 2, 2025 As filed with the Securities and Exchange Commission on July 2, 2025 FILE NO. [333-] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. AB ACTIVE ETFs, INC. (Exact Name of Registrant as Specified in Charter) 66 Hudson Boulevard East, 26th Floor, New York, New York 10001 |
|
| July 2, 2025 |
Exhibit 11(a) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com July 2, 2025 AB Active ETFs, Inc. 66 Hudson Boulevard East, 26th Floor New York, New York 10001 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in |
|
| July 2, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Additional Information - Independent Registered Public Accounting Firm” and “Financial Highlights” in the Information Statement/Prospectus included in this Registration Statement (Form N-14) of AB Active ETFs, Inc. |
|
| July 2, 2025 |
Exhibit (16) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Nancy E. |
|
| July 2, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of AB Active ETFs, Inc. |
|
| July 2, 2025 |
Exhibit 11(c) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com July 2, 2025 AB Active ETFs, Inc. 66 Hudson Boulevard East, 26th Floor New York, New York 10001 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in |
|
| July 2, 2025 |
Exhibit 11(b) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com July 2, 2025 AB Active ETFs, Inc. 66 Hudson Boulevard East, 26th Floor New York, New York 10001 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in |
|
| June 27, 2025 |
AB FUNDS 501 Commerce Street Nashville, TN 37203 June 27, 2025 VIA EDGAR CORRESPONDENCE Division of Investment Management Disclosure Review and Accounting Office U. |
|
| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 33-4113587 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 66 H |
|
| June 6, 2025 |
AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 Exhibit (h)(2) AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 May 23, 2025 STATE STREET BANK AND TRUST COMPANY John Adams Building 1776 Heritage Drive North Quincy, Massachusetts 02171 Attention: Steve Bagley Telephone: 617-537-3333 with a copy to: STATE STREET BANK AND TRUST COMPANY State Street Bank and Trust Company 1 Congress Street, Suite 1 Boston, MA 02114-2016 Attention: S |
|
| June 6, 2025 |
As filed with the Securities and Exchange Commission on June 6, 2025 FILE NOS. 333-264818 811-23799 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. 29 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 32 ☒ AB ACTIVE ETFs, INC. |
|
| June 6, 2025 |
AMENDMENT TO RULE 12B-1 DISTRIBUTION AND SERVICE PLAN Exhibit (m)(2) AMENDMENT TO RULE 12B-1 DISTRIBUTION AND SERVICE PLAN AMENDMENT made as of May 9, 2025 to the Rule 12b-1 Distribution and Service Plan (the “Plan”) made as of August 5, 2022, the written plan contemplated by Rule 12b-1 under the Investment Company Act of 1940, as amended, of the Portfolios (each, a “Portfolio”) listed on Schedule A, each of a series of AB ACTIVE ETFs, INC. |
|
| June 6, 2025 |
AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 Exhibit (g)(2) AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 May 23, 2025 STATE STREET BANK AND TRUST COMPANY John Adams Building 1776 Heritage Drive North Quincy, Massachusetts 02171 Attention: Steve Bagley Telephone: 617-537-3333 Re: AB ACTIVE ETFs, INC. (the “Fund”) Ladies and Gentlemen: Please be advised that the Fund has established new portfolio series known as AB Emerging |
|
| June 6, 2025 |
AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 Exhibit (h)(5) AB ACTIVE ETFs, INC. 66 Hudson Boulevard East New York, NY 10001 May 23, 2025 STATE STREET BANK AND TRUST COMPANY John Adams Building 1776 Heritage Drive North Quincy, Massachusetts 02171 Attention: Steve Bagley Telephone: 617-537-3333 With a copy to: STATE STREET BANK AND TRUST COMPANY Legal Division - Global Services Americas 1 Congress Street, Suite 1 Boston, MA 02114-2016 Re: AB |
|
| May 27, 2025 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| May 15, 2025 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 20001 Exhibit (12) Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 20001 WRITER'S DIRECT DIAL: TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 February 7, 2025 AllianceBernstein L.P. 66 Hudson Boulevard East, 26th Floor New York, New York 10001 Re: Acquisition of the Assets and As |
|
| May 15, 2025 |
As filed with the Securities and Exchange Commission on May 15, 2025 As filed with the Securities and Exchange Commission on May 15, 2025 FILE NO. 333-283287 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 AB ACTIVE ETFs, INC. (Exact Name of Registrant as Specified in Charter) 66 Hudson Boulevard East, 26th Floor, New York, New York |
|
| May 15, 2025 |
Exhibit (16)(b) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Nancy E. |
|
| May 9, 2025 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Companies: Sanford C. Bernstein Fund, Inc. (File No. 811-05555) and Sanford C. Bernstein Fund II, Inc. (File No. 811-21034) SANFORD C. BERNSTEIN FUND, INC. (“SCB FUND”) -California Municipal Portfolio California Municipal Class (Ticker: SNCAX); Class A (Ticker: AICAX); Class C (Ticker: ACMCX); Advisor Class |
|
| May 9, 2025 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Companies: Sanford C. Bernstein Fund, Inc. (File No. 811-05555) and Sanford C. Bernstein Fund II, Inc. (File No. 811-21034) SANFORD C. BERNSTEIN FUND, INC. (“SCB FUND”) -California Municipal Portfolio California Municipal Class (Ticker: SNCAX); Class A (Ticker: AICAX); Class C (Ticker: ACMCX); Advisor Class |
|
| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 99-4576602 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 66 H |
|
| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 99-4570151 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 66 H |
|
| November 18, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 As filed with the Securities and Exchange Commission on November 15, 2024 FILE NO. |
|
| November 18, 2024 |
Exhibit (16) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Onur Erzan, Nancy E. |
|
| November 18, 2024 |
Exhibit (11) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com November 15, 2024 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in conne |
|
| November 18, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Additional Information - Independent Registered Public Accounting Firm” and “Financial Highlights” in the Information Statement/Prospectus included in this Form N-14 of AB Active ETFs, Inc. |
|
| November 8, 2024 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Company: AB Bond Fund, Inc. (File No. 811-02383) AB BOND FUND, INC. (the “Company”) -AB Total Return Bond Portfolio (the “Acquired Portfolio”) Class A (Ticker: ABQUX); Class C (Ticker: ABQCX); Advisor Class (Ticker: ABQYX); Class I (Ticker: ABQIX); Class Z (Ticker: ABQZX) Supplement dated November 8, 2024 t |
|
| October 18, 2024 |
CORRESP 1 filename1.htm Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com October 18, 2024 Via EDGAR CORRESPONDENCE Alberto Zapata Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AB Active ETFs, Inc. - AB International Buffer ETF - AB Moderate Buffer E |
|
| July 16, 2024 |
Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 Exhibit 12(a) Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 WRITER'S DIRECT DIAL TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 July 12, 2024 AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Re: Acquisition of the Assets and Assumption o |
|
| July 16, 2024 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, DC 20001 Exhibit 12(b) Seward & Kissel llp 901 K STREET, NW WASHINGTON, DC 20001 WRITER'S DIRECT DIAL: TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW. |
|
| July 16, 2024 |
As filed with the Securities and Exchange Commission on July 16, 2024 As filed with the Securities and Exchange Commission on July 16, 2024 File No. 333-276359 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 AB ACTIVE ETFs, inc. (Exact Name of Registrant as Specified in Charter) 1345 Avenue of the Americas, New York, New York 10105 ( |
|
| July 16, 2024 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, DC 20001 Exhibit 12(c) Seward & Kissel llp 901 K STREET, NW WASHINGTON, DC 20001 WRITER'S DIRECT DIAL: TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW. |
|
| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 47-4053664 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| June 17, 2024 |
SCHEDULE 14A INFORMATION (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| June 12, 2024 |
SCHEDULE 14A INFORMATION (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 45-3636085 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 83-2038431 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| June 3, 2024 |
SCHEDULE 14A INFORMATION (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| February 26, 2024 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 26, 2024 |
As filed with the Securities and Exchange Commission on February 26, 2024 As filed with the Securities and Exchange Commission on February 26, 2024 File No. |
|
| February 26, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Information Statement/Prospectus included in this Pre-Effective Amendment No. |
|
| February 23, 2024 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 23, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Information Statement/Prospectus included in this Pre-Effective Amendment No. |
|
| February 23, 2024 |
As filed with the Securities and Exchange Commission on February 23, 2024 As filed with the Securities and Exchange Commission on February 23, 2024 File No. |
|
| February 15, 2024 |
As filed with the Securities and Exchange Commission on February 15, 2024 As filed with the Securities and Exchange Commission on February 15, 2024 File No. |
|
| February 15, 2024 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 1, 2024 |
As filed with the Securities and Exchange Commission on February 1, 2024 As filed with the Securities and Exchange Commission on February 1, 2024 File No. 333-276359 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 Post-Effective Amendment No. AB ACTIVE ETFs, inc. (Exact Name of Registrant as Specified in Charter) 1345 Avenue of the Americas, New York, New York 1010 |
|
| January 3, 2024 |
Exhibit 11(c) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com January 3, 2024 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in connec |
|
| January 3, 2024 |
Exhibit (16) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Onur Erzan, Nancy E. |
|
| January 3, 2024 |
Exhibit 11(a) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com January 3, 2024 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in connec |
|
| January 3, 2024 |
As filed with the Securities and Exchange Commission on January 3, 2024 As filed with the Securities and Exchange Commission on January 3, 2024 File Nos. [333-] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. AB ACTIVE ETFs, inc. (Exact Name of Registrant as Specified in Charter) 1345 Avenue of the Americas, New York, New York 10105 (Add |
|
| January 3, 2024 |
Exhibit 11(b) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com January 3, 2024 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in connec |
|
| January 3, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm” and “Financial Highlights” in the Information Statement/Prospectus included in this Registration Statement (Form N-14) of AB Active ETFs, Inc. |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-3092929 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-3102199 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-3058439 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-3046749 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-3022068 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| November 3, 2023 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Company: AB Bond Fund, Inc. (File No. 811-02383) AB BOND FUND, INC. (the “Company”) -AB Short Duration Income Portfolio Class A (Ticker: SHUAX); Class C (Ticker: SHUCX); Advisor Class (Ticker: SHUYX) -AB Short Duration High Yield Portfolio (formerly AB Limited Duration High Income Portfolio) Class A (Ticker |
|
| November 3, 2023 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Company: AB Cap Fund, Inc. (File No. 811-01716) AB CAP FUND, INC. (the “Company”) -AB International Low Volatility Equity Portfolio (formerly AB International Strategic Core Portfolio) (the “Portfolio”) Class A (Ticker: ISARX); Class C (Ticker: ISCRX); Advisor Class (Ticker: ISRYX); Class Z (Ticker: ISZRX) |
|
| October 20, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| September 28, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| September 28, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 93-2041666 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| June 21, 2023 |
FOR VALIDATION PURPOSES ONLY - [427081.64E70223] AB Active ETFs, Inc. AB Ultra Short Income ETF Portfolio of Investments February 28, 2023 (unaudited) Principal Amount (000) U.S. $ Value CORPORATES - INVESTMENT GRADE – 63.0% Financial Institutions – 40.2% Banking – 32.1% ABN AMRO Bank NV 4.75%, 07/28/2025(a) U.S.$ 2,585 $ 2,520,582 AIB Group PLC 4.263%, 04/10/2025(a) 2,191 2,141,396 Bank of Americ |
|
| June 21, 2023 |
AB Active ETFs, Inc. AB Tax-Aware Short Duration Municipal ETF Portfolio of Investments February 28, 2023 (unaudited) Principal Amount (000) U.S. $ Value MUNICIPAL OBLIGATIONS – 88.2% Long-Term Municipal Bonds – 80.3% Alabama – 4.3% Black Belt Energy Gas District (Goldman Sachs Group, Inc. (The)) Series 2021-B 4.00%, 10/01/2052 $ 1,200 $ 1,193,586 Black Belt Energy Gas District (Royal Bank of Cana |
|
| May 19, 2023 |
Opinion and Consent of Seward & Kissel LLP as to Tax matters Exhibit 12 Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 WRITER'S DIRECT DIAL TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 May 12, 2023 AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Re: Acquisition of the Assets and Assumption of th |
|
| May 19, 2023 |
As filed with the Securities and Exchange Commission on May 19, 2023 As filed with the Securities and Exchange Commission on May 19, 2023 File Nos. 333-269572 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 AB ACTIVE ETFs, inc. (Exact Name of Registrant as Specified in Charter) 1345 Avenue of the Americas, New York, New York 10105 ( |
|
| May 16, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| May 10, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 46-5049041 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| April 25, 2023 |
AB Active ETFs, Inc. AB Ultra Short Income ETF Portfolio of Investments February 28, 2023 (unaudited) Principal Amount (000) U.S. $ Value CORPORATES - INVESTMENT GRADE – 63.0% Financial Institutions – 40.2% Banking – 32.1% ABN AMRO Bank NV 4.75%, 07/28/2025(a) U.S.$ 2,585 $ 2,520,582 AIB Group PLC 4.263%, 04/10/2025(a) 2,191 2,141,396 Bank of America Corp. 0.523%, 06/14/2024 164 161,387 0.976%, 04 |
|
| April 25, 2023 |
NPORT-EX 2 NPORT64E6869436630223.htm AB Active ETFs, Inc. AB Tax-Aware Short Duration Municipal ETF Portfolio of Investments February 28, 2023 (unaudited) Principal Amount (000) U.S. $ Value MUNICIPAL OBLIGATIONS – 88.2% Long-Term Municipal Bonds – 80.3% Alabama – 4.3% Black Belt Energy Gas District (Goldman Sachs Group, Inc. (The)) Series 2021-B 4.00%, 10/01/2052 $ 1,200 $ 1,193,586 Black Belt En |
|
| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 92-1005218 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 92-0981443 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 92-0979193 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| March 6, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| March 6, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 21, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 15, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 14, 2023 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| February 3, 2023 |
As filed with the Securities and Exchange Commission on February 3, 2023 File Nos. |
|
| February 3, 2023 |
Filed by AB Active ETFs, Inc. pursuant to Rule 425 Under the Securities Act of 1933 Subject Company: AB Bond Fund, Inc. (File No. 811-02383) AB BOND FUND, INC. (the “Company”) -AB High Yield Portfolio (the “Portfolio”) Class A (Ticker: HIAYX); Advisor Class (Ticker: HIYYX); Class Z (Ticker: HIZYX) Supplement dated February 3, 2023 to the Portfolio’s Prospectus, Summary Prospectus and Statement of |
|
| February 3, 2023 |
Exhibit 16 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Onur Erzan, Nancy E. |
|
| February 3, 2023 |
Consent of Independent Registered Public Accounting Firm Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Independent Registered Public Accounting Firm" and "Financial Highlights" in the Information Statement/Prospectus included in this Registration Statement (Form N-14) of AB Active ETFs, Inc. |
|
| February 3, 2023 |
Opinion and Consent of Seward & Kissel LLP regarding the legality of securities being registered Exhibit (11) SEWARD & KISSEL LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com February 3, 2023 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: We are counsel to AB Active ETFs, Inc., a Maryland corporation (the “Company”). The opinions set forth below are being rendered in connec |
|
| November 7, 2022 |
COVER 9 filename9.htm Seward & Kissel LLP 901 K Street, N.W. Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 November 7, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: AB Active ETFs, Inc. - AB US Low Volatility Equity ETF - AB US High Dividend ETF - AB Disruptors ETF File Nos. 333-264818 and 811-23799 Dear Sir or Ma |
|
| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 88-2347499 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AB Active ETFs, Inc. (Exact name of registrant as specified in its charter) Maryland 88-2365531 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 1345 |
|
| September 7, 2022 |
As filed with the Securities and Exchange Commission on September 7, 2022 As filed with the Securities and Exchange Commission on September 7, 2022 FILE NOS. |
|
| August 25, 2022 |
Exhibit (d) INVESTMENT ADVISORY CONTRACT AB ACTIVE ETFS, INC. 1345 Avenue of the Americas New York, New York 10105 August 4, 2022 AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York 10105 Dear Sirs: We herewith confirm our agreement with you as follows: 1. We are an open-end, diversified management investment company registered under the Investment Company Act of 1940 (the “Act”) |
|
| August 25, 2022 |
Rule 12b-1 Distribution and Service Plan Exhibit (m) AB ACTIVE ETFs, INC. Rule 12b-1 Distribution and Service Plan August 5, 2022 1. This Distribution and Service Plan (the “Plan”) when effective in accordance with its terms, shall be the written plan contemplated by Rule 12b-1 under the Investment Company Act of 1940, as amended (the “1940 Act”), of the Portfolios listed on Schedule A (each, a “Portfolio”), each a series of AB Active ET |
|
| August 25, 2022 |
Exhibit (e) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 1st day of August 2022, by and between AB Active ETFs, Inc. |
|
| August 25, 2022 |
Consent of the Independent Registered Public Accounting Firm Exhibit (j) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption "General Information - Independent Registered Public Accounting Firm" in the Statement of Additional Information, dated September 6, 2022 included in this Pre-Effective Amendment No. |
|
| August 25, 2022 |
Form of Authorized Participant Agreement Exhibit (h)(2) FORM OF AUTHORIZED PARTICIPANT AGREEMENT [ ] This Authorized Participant Agreement (the "Agreement") is entered into by and between Foreside Fund Services, LLC (the "Distributor") and (the "Participant"), is subject to acceptance by State Street Bank and Trust Company (the "Transfer Agent"), and is further subject to acknowledgement and agreement by AB Active ETFs, Inc. |
|
| August 25, 2022 |
Exhibit (p)(1) CODE OF ETHICS OF THE AB ACTIVE ETFs, INC. This Code of Ethics (“Code”), has been adopted by the Fund on May 5, 2022. This Code shall apply to all Access Persons of the Fund, except as noted in Section 3 below. 1. Statement of General Principles. This Code does not attempt to identify all possible conflicts of interests and literal compliance with each of the specific procedures wil |
|
| August 25, 2022 |
Form of Acquiring Fund of Funds Investment Agreement Exhibit (h)(4) Form of FUND OF FUNDS INVESTMENT AGREEMENT [AB Fund Acquiring ETFs] THIS AGREEMENT, dated as of , between each [AB investment company], on behalf of the series thereof listed on Schedule A hereto, severally and not jointly (each, an “Acquiring Fund”), and each [ETF Trust], on behalf of the series thereof listed on Schedule A hereto, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”). |
|
| August 25, 2022 |
Transfer Agency and Service Agreement Exhibit (h)(3) TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of August 8, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 ("State Street" or the "Transfer Agent"), and AB Active ETFs, Inc. |
|
| August 25, 2022 |
Exhibit (h)(1) ADMINISTRATION AGREEMENT This Administration Agreement (“Agreement”) dated and effective as of August 8, 2022, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and AB Active ETFs, Inc. |
|
| August 25, 2022 |
Exhibit (g)(1) CUSTODY AGREEMENT This Agreement (the “Agreement”) is made as of July 22, 2022 (the “Effective Date”) between: (1) EACH ENTITY IDENTIFIED ON APPENDIX A, whose jurisdiction of formation is identified opposite its name (the “Client”); and (2) STATE STREET BANK AND TRUST COMPANY, a bank and trust company organized under the laws of The Commonwealth of Massachusetts, U. |
|
| August 25, 2022 |
Seward & Kissel LLP 901 K Street, N.W. Suite 800 Washington, D.C. 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 August 25, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: AB Active ETFs, Inc. - AB Ultra Short Income ETF - AB Tax-Aware Short Duration Municipal ETF File Nos. 333-263818 and 811-23799 Dear Sir or Madam: Filed herewith please find Pre-Eff |
|
| August 25, 2022 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS DATED AUGUST 25, 2022 As filed with the Securities and Exchange Commission on August 25, 2022 FILE NOS. 333-264818 811-23799 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 2 Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 2 AB ACTIVE ETFs, INC. (E |
|
| August 25, 2022 |
Exhibit (a)(2) AB ACTIVE ETFs, INC. ARTICLES OF AMENDMENT AB Active ETFs, Inc., a Maryland corporation (hereinafter called the “Corporation”), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation is hereby amended to change the name of a series of Common Stock of the Corporation as follows: Current Name Amended Name AB Tax-Aware Shor |
|
| August 25, 2022 |
Certificate of Initial Shareholder Exhibit (l) AB ACTIVE ETFS, INC. CERTIFICATE OF INITIAL SHAREHOLDER AllianceBernstein L.P., the holder of shares of beneficial interest indicated below of AB Active ETFs, Inc., a Maryland corporation (the “Fund”), does hereby confirm to the Fund its representation that it purchased such shares for investment purposes, with no present intention of reselling any portion thereof. ALLIANCEBERNSTEIN L. |
|
| August 25, 2022 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
|
| August 25, 2022 |
Opinion and Consent of Seward & Kissel LLP Exhibit (i) Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, DC 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 August 25, 2022 AB Active ETFs, Inc. 1345 Avenue of the Americas New York, New York 10105 Dear Ladies and Gentlemen: We have acted as counsel for AB Active ETFs, |
|
| July 20, 2022 |
As filed with the Securities and Exchange Commission on July 20, 2022 As filed with the Securities and Exchange Commission on July 20, 2022 FILE NOS. 333-264818 811-23799 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 1 AB ACTIVE ETFs, INC. (Exa |
|
| July 20, 2022 |
CORRESP 1 filename1.htm Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www.sewkis.com July 20, 2022 Via EDGAR CORRESPONDENCE Jaea Hahn Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AB Active ETFs, Inc. - AB Ultra Short Income ETF - AB Tax-Aware Short Duration ET |
|
| July 20, 2022 |
Seward & Kissel LLP 901 K Street, N.W. Suite 800 Washington, D.C. 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 July 20, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: AB Active ETFs, Inc. - AB Ultra Short Income ETF - AB Tax-Aware Short Duration ETF File Nos. 333-263818 and 811-23799 Dear Sir or Madam: Filed herewith please find Pre-Effective Amend |
|
| May 10, 2022 |
Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 May 10, 2022 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: AB Active ETFs, Inc. (“Registrant” or |
|
| May 10, 2022 |
Exhibit (b) AMENDED AND RESTATED BYLAWS OF AB ACTIVE ETFs, INC. TABLE OF CONTENTS Page ARTICLE I. Offices 1 Section 1. Principal Office in Maryland 1 Section 2. Other Offices 1 ARTICLE II. Meetings of Stockholders 1 Section 1. Place of Meeting 1 Section 2. Annual Meetings 1 Section 3. Notice of Stockholders Meeting 2 Section 4. Special Meetings 2 Section 5. Quorum 7 Section 6. Voting 7 Section 7. |
|
| May 10, 2022 |
Other Exhibits POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby constitutes and appoints Emilie D. |
|
| May 10, 2022 |
Exhibit (a) ALLIANCEBERNSTEIN ACTIVE ETFs, INC. ARTICLES OF AMENDMENT AND RESTATEMENT 1. AllianceBernstein Active ETFs, Inc., a Maryland corporation, desires to amend and restate its charter as currently in effect and as hereinafter amended. 2. The following provisions are all the provisions of the charter currently in effect and as hereinafter amended: FIRST: (1) The name of the incorporator is E |
|
| May 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
|
| May 10, 2022 |
As filed with the Securities and Exchange Commission on May 10, 2022 As filed with the Securities and Exchange Commission on May 10, 2022 FILE NOS. 811-23799 333-[] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. AB ACTIVE ETFs, INC. (Exact Name o |
