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| CIK | 1896670 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Thrivent ETF Trust - Thrivent Small-Mid Cap Equity ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Thrivent ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (see below for EIN) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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| August 1, 2025 |
N-14 Table of Contents As filed with the Securities and Exchange Commission on August 1, 2025 1933 Act Registration No. |
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| August 1, 2025 |
Opinion and Consent of Counsel August 1, 2025 Thrivent ETF Trust 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402-3211 Ladies and Gentlemen: We have acted as counsel to Thrivent ETF Trust (the “Trust”) in connection with the registration statement of the Trust on Form N-14 (the “Registration Statement”) being filed by the Trust under the Securities Act of 1933, as amended (the “Act”), relating to the proposed combination of Thrivent Small Cap Value ETF, a series of the Trust (the “Acquiring Fund”), with Thrivent Core Small Cap Value Fund, a series of Thrivent Core Funds (the “Target Fund”), and the issuance of shares of beneficial interest of the Acquiring Fund in connection therewith (the “Shares”). |
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| August 1, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Thrivent ETF Trust of our report dated December 17, 2024, relating to the financial statements and financial highlights of Thrivent Mid Cap Value Fund, which appears in Thrivent Mutual Funds’ Certified Shareholder Report on Form N-CSR for the year ended October 31, 2024. |
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| August 1, 2025 |
Opinion and Consent of Counsel August 1, 2025 Thrivent ETF Trust 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402-3211 Ladies and Gentlemen: We have acted as counsel to Thrivent ETF Trust (the “Trust”) in connection with the registration statement of the Trust on Form N-14 (the “Registration Statement”) being filed by the Trust under the Securities Act of 1933, as amended (the “Act”), relating to the proposed combination of Thrivent Mid Cap Value ETF, a series of the Trust (the “Acquiring Fund”), with Thrivent Mid Cap Value Fund, a series of Thrivent Mutual Funds (the “Target Fund”), and the issuance of shares of beneficial interest of the Acquiring Fund in connection therewith (the “Shares”). |
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| August 1, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Thrivent ETF Trust of our report dated December 17, 2024, relating to the financial statements and financial highlights of Thrivent Core Small Cap Value Fund, which appears in Thrivent Core Funds’ Certified Shareholder Report on Form N-CSR for the year ended October 31, 2024. |
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| August 1, 2025 |
N-14 Table of Contents As filed with the Securities and Exchange Commission on August 1, 2025 1933 Act Registration No. |
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| August 1, 2025 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION Form of Agreement and Plan of Reorganization FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this day of November [ ], 2025 by and among: (i) Thrivent Mutual Funds (the “Target Entity”), on behalf of its series listed under the heading “Target Fund” on Schedule A attached hereto (the “Target Fund”); and (ii) Thrivent ETF Trust (the “Acquiring Entity”), on behalf of its series listed under the heading “Acquiring Fund” on Schedule A (the “Acquiring Fund”). |
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| August 1, 2025 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION Form of Agreement and Plan of Reorganization FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this day of November [ ], 2025 by and among: (i) Thrivent Core Funds (the “Target Entity”), on behalf of its series listed under the heading “Target Fund” on Schedule A attached hereto (the “Target Fund”); and (ii) Thrivent ETF Trust (the “Acquiring Entity”), on behalf of its series listed under the heading “Acquiring Fund” on Schedule A (the “Acquiring Fund”). |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Thrivent ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (see below for EIN) (State or other jurisdiction of incorporation or organization) (I.R.S. E |
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| February 7, 2025 |
SEC Correspondence 901 Marquette Avenue, Suite 2500 Minneapolis, MN 55402-3211 800. |
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| January 23, 2025 |
SEC Correspondence 901 Marquette Avenue, Suite 2500 Minneapolis, MN 55402-3211 800. |
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| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Thrivent ETF Trust (Exact name of registrant as specified in its charter) Massachusetts (see below for EIN) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identific |
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| September 12, 2022 |
Power of Attorney of Trustees/Directors Power of Attorney of Trustees/Directors KNOW ALL PERSONS BY THESE PRESENT, that each of the undersigned Trustees of Thrivent Mutual Funds, Thrivent Series Fund. |
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| September 12, 2022 |
SUBSCRIPTION AGREEMENT Thrivent ETF Trust (the ?Trust?), a Massachusetts business trust, and Thrivent Financial for Lutherans (?Thrivent?), hereby agree as follows: 1. |
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| September 12, 2022 |
THRIVENT ETF TRUST INVESTMENT ADVISORY AGREEMENT THRIVENT ETF TRUST INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 30th day of August, 2022, by and between THRIVENT ETF TRUST (the ?Trust?), a Massachusetts Business Trust, and THRIVENT ASSET MANAGEMENT, LLC, a Delaware limited liability company (the ?Adviser?). |
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| September 12, 2022 |
EFFECTIVE August 17, 2022 THRIVENT CODE OF ETHICS for THRIVENT FINANCIAL FOR LUTHERANS THRIVENT ASSET MANAGEMENT, LLC THRIVENT DISTRIBUTORS, LLC THRIVENT MUTUAL FUNDS THRIVENT SERIES FUND, INC. |
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| September 12, 2022 |
N-1A/A 1 d287826dn1aa.htm THRIVENT ETF TRUST Table of Contents As filed with the Securities and Exchange Commission on September 12, 2022. 1933 Act Registration No. 333-261454 1940 Act Registration No. 811-23759 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 4 ☒ Post-Effective Amendment No. |
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| September 12, 2022 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(J) 3 d287826dex99j.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-1A of our report dated September 1 2022, relating to the financial statement of Thrivent Small-Mid Cap ESG ETF, which appears in this Registration Statement. We also consent to the refer |
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| August 4, 2022 |
[The remainder of this page has been intentionally left blank] - 2 - August 3, 2022 August 3, 2022 Thrivent ETF Trust 901 Marquette Avenue, Suite 2500 Minneapolis, MN 55402-3211 Ladies and Gentlemen: We are furnishing this opinion in connection with Pre-Effective Amendment No. |
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| August 4, 2022 |
THRIVENT ETF TRUST PARTICIPANT AGREEMENT THRIVENT ETF TRUST PARTICIPANT AGREEMENT This Participant Agreement (the ?Agreement?) is entered into by and among ALPS Distributors, Inc. |
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| August 4, 2022 |
Execution Version MASTER CUSTODIAN AGREEMENT This Agreement is made as of December 1, 2017 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”). |
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| August 4, 2022 |
May 18, 2022 State Street Bank and Trust Company 1 Iron Street Boston, MA 02210 Attention: Scott Shirrell Re: Each Thrivent exchange-traded fund identified on Exhibit A hereto (each, a ?Thrivent ETF Fund? or ?Fund?) Ladies and Gentlemen: In accordance with Section 20. |
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| August 4, 2022 |
Thrivent Distributors, LLC 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402-3211 Thrivent Distributors, LLC 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402-3211 Thrivent ETF Trust 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402-3211 Re: Supplemental Distribution Services This undertaking letter seeks memorialize the parties? understanding of the service relationship between Thrivent Distributors, LLC (?TDL?) and Thrivent ETF Trust (the ?Trust?), including the supplemental distribution-related services that TDL intends to provide to each series of the Trust (each such series a ?Fund?) and the terms under which TDL will provide those services. |
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| August 4, 2022 |
EX-99.(H)(1) 7 d687571dex99h1.htm ADMINISTRATION AGREEMENT EXECUTION VERSION ADMINISTRATION AGREEMENT This Administration Agreement (“Agreement”) dated and effective as of May 18, 2022, is by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Administrator”), and THRIVENT ETF TRUST, a Massachusetts trust (the “Trust”). WHEREAS, the Trust is an open-end management |
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| August 4, 2022 |
SUPPLEMENT TRANSFER AGENCY AND SERVICE AGREEMENT SUPPLEMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT The Transfer Agency and Service Agreement dated and effective as of May 18, 2022 (the ?Agreement?), by and between State Street Bank and Trust Company (the ?Transfer Agent?), a Massachusetts trust company, and Thrivent ETF Trust (the ?Trust?), a Massachusetts business trust, on behalf of each series listed on Schedule A thereto (each, a ?Fund? and collectively, the ?Funds?), is hereby supplemented as of August 3, 2022 (the ?Effective Date?) in the manner set forth below (the ?Supplement?). |
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| August 4, 2022 |
As filed with the Securities and Exchange Commission on August 4, 2022. 1933 Act Registration No. 333-261454 1940 Act Registration No. 811-23759 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 3 ☒ Post-Effective Amendment No. ☐ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT |
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| August 4, 2022 |
TRANSFER AGENCY AND SERVICE AGREEMENT EXECUTION VERSION TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 18th day of May, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (?State Street? or the ?Transfer Agent?), and THRIVENT ETF TRUST, a Massachusetts business trust having its principal office and place of business at 901 Marquette Ave. |
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| August 4, 2022 |
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of May 20, 2022, between Thrivent ETF Trust, a Massachusetts business trust (the ?Trust?), and ALPS Distributors, Inc. |
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| August 4, 2022 |
APPENDIX C THRIVENT ETF TRUST INVESTMENT ADVISORY AGREEMENT APPENDIX C THRIVENT ETF TRUST INVESTMENT ADVISORY AGREEMENT AGREEMENT made this day of , 2022, by and between THRIVENT ETF TRUST (the ?Trust?), a Massachusetts Business Trust, and THRIVENT ASSET MANAGEMENT, LLC, a Delaware limited liability company (the ?Adviser?). |
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| August 4, 2022 |
THRIVENT ETF TRUST DISTRIBUTION PLAN (12b-1 Plan) EX-99.(M) 12 d687571dex99m.htm RULE 12B-1 PLAN THRIVENT ETF TRUST DISTRIBUTION PLAN (12b-1 Plan) The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), by Thrivent ETF Trust (the “Trust”), a Massachusetts business trust, on behalf of the series of the Trust listed on Schedule A as may be amended from ti |
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| April 29, 2022 |
As filed with the Securities and Exchange Commission on April 29, 2022. As filed with the Securities and Exchange Commission on April 29, 2022. 1933 Act Registration No. 333-261454 1940 Act Registration No. 811-23759 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ?? Pre-Effective Amendment No. 2 ?? Post-Effective Amendment No. ?? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT |
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| April 29, 2022 |
THRIVENT ETF TRUST Power of Attorney of Trustees THRIVENT ETF TRUST Power of Attorney of Trustees KNOW ALL PERSONS BY THESE PRESENT, that each of the undersigned Trustees of THRIVENT ETF TRUST, a Massachusetts business trust (the ?Trust?), does hereby make, constitute and appoint Jill M. |
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| February 18, 2022 |
As filed with the Securities and Exchange Commission on February 18, 2022. N-1A/A 1 d315042dn1aa.htm THRIVENT ETF TRUST As filed with the Securities and Exchange Commission on February 18, 2022. 1933 Act Registration No. 333-261454 1940 Act Registration No. 811-23759 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☒ Post-Effective Amendment No. ☐ and/or REGISTRA |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
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| December 2, 2021 |
Securities Act Registration No. [ ] Investment Company Act Registration No. 811-23759 As filed with the Securities and Exchange Commission on December 1, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT |
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| December 2, 2021 |
BYLAWS THRIVENT ETF TRUST ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE BYLAWS OF THRIVENT ETF TRUST ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1. |
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| December 2, 2021 |
THRIVENT ETF TRUST DECLARATION OF TRUST THRIVENT ETF TRUST DECLARATION OF TRUST THIS DECLARATION OF TRUST made at Boston, Massachusetts, effective on September 2, 2021, by the Trustees hereunder and the holders of shares of beneficial interest issued hereunder and to be issued hereunder as hereinafter provided: WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and WHEREAS, the Trustee |
