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| CIK | 1855447 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tigo Energy, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 25, 2025 |
Exhibit 99.1 Tigo Energy Initiates ‘Made in the USA’ Manufacturing Partnership With EG4 Electronics Inverter and optimizer manufacturing partnership will bring Tigo products into the American domestic market manufacturing lines; companies to host joint session for installers at RE+ 2025 tradeshow. LOS GATOS, Calif., August 25, 2025 — Tigo Energy, Inc. (NASDAQ: TYGO) (“Tigo” or “Company”), a leadin |
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| August 25, 2025 |
MANUFACTURING AND SUPPLY AGREEMENT Exhibit 10.1 Certain identified information has been excluded from this exhibit pursuant to Item 601(b)(10) of Regulation S-K under the Securities Act of 1933, as amended, because it is both not material and is the type that the registrant treats as private or confidential. Information that was omitted has been noted in this document with a placeholder identified by the mark “[***]”. MANUFACTURING |
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| August 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| July 29, 2025 |
Tigo Energy Reports Second Quarter 2025 Financial Results Exhibit 99.1 Tigo Energy Reports Second Quarter 2025 Financial Results CAMPBELL, Calif. – July 29, 2025 – Tigo Energy, Inc. (NASDAQ: TYGO) (“Tigo”, or the “Company”), a leading provider of intelligent solar and energy software solutions, today reported unaudited financial results for the second quarter ended June 30, 2025, financial guidance for the third quarter ending September 30, 2025 and incr |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 30, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 30, 2025 |
Office Lease, dated May 27, 2025, between Tigo Energy Inc. and Boccardo Corporation Exhibit 10.1 NNN OFFICE LEASE BOCCARDO CORPORATION, a California corporation as “Landlord” and TIGO ENERGY, INC., a Delaware corporation as “Tenant” NNN OFFICE LEASE SUMMARY OF BASIC LEASE TERMS SECTION (LEASE REFERENCE) TERMS A. (Introduction) Lease Reference Date: May 23, 2025 B. (Introduction) Landlord: BOCCARDO CORPORATION, a California corporation C. (Introduction) Tenant: TIGO ENERGY, INC., |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2025 TIGO ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| May 6, 2025 |
Tigo Energy Reports First Quarter 2025 Financial Results Exhibit 99.1 Tigo Energy Reports First Quarter 2025 Financial Results CAMPBELL, Calif. – May 6, 2025 – Tigo Energy, Inc. (“Tigo”, or the “Company”) (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the first quarter ended March 31, 2025, financial guidance for the second quarter ending June 30, 2025 and a full year |
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| April 7, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 20, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tigo Energy, Inc. |
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| March 20, 2025 |
As filed with the Securities and Exchange Commission on March 20, 2025 As filed with the Securities and Exchange Commission on March 20, 2025 Registration No. |
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| March 20, 2025 |
Subsidiaries of Tigo Energy, Inc. Exhibit 21.1 Name of Subsidiary Jurisdiction Tigo Energy MergeCo, Inc. Delaware Tigo Energy Israel Ltd Israel Tigo Energy Italy SRL Italy Tigo Energy Systems Trading Suzhou China Tigo Energy Australia Pty Ltd Australia Tigo Energy AI Ltd Israel Tigo Energy Brasil Ltda. Brazil Tigo Energy Philippines, Inc. Philippines |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40710 Tigo Energy, In |
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| March 20, 2025 |
Tigo Energy, Inc. Insider Trading Policy Exhibit 19.1 TIGO ENERGY, INC. INSIDER TRADING POLICY A. GeneRAL 1. Insiders. Tigo Energy, Inc. (together with its subsidiaries and affiliates reported on a consolidated basis, the “Company”), directors, executive officers, employees and controlling stockholders of the Company (collectively, “Company Personnel”), as well as family members of Company Personnel and entities (e.g., corporations, part |
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| February 21, 2025 |
Exhibit 10.2 February 19, 2025 Zvi Alon By E-mail Re: Amended and Restated Employment Agreement Dear Zvi: This Amended and Restated Employment Agreement (this “Agreement”), entered into on February 19, 2025 and effective as of February 19, 2025, is made by and between Zyi Alon and Tigo Energy, Inc., a Delaware corporation (the “Company”). You and the Company are currently parties to that certain E |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 21, 2025 |
Exhibit 10.3 February 19, 2025 Bill Roeschlein By E-mail Re: Amended and Restated Employment Agreement Dear Bill: This Amended and Restated Employment Agreement (this “Agreement”), entered into on February 19, 2025, and effective as of February 19, 2025, is made by and between Bill Roeschlein and Tigo Energy, Inc., a Delaware corporation (the “Company”). You and the Company are currently parties t |
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| February 21, 2025 |
Exhibit 10.1 EXECUTIVE SHORT TERM INCENTIVE PLAN Executive Short Term Incentive Plan Under the Executive Short Term Incentive Plan (the “Executive Short Term Incentive Plan”), the Company’s key executives, including the named executive officers, can earn annual incentive cash compensation, based upon the Company’s achievement of specified results with respect to corporate revenue and Adjusted EBIT |
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| February 11, 2025 |
Tigo Energy Reports Fourth Quarter and Full Year 2024 Financial Results Exhibit 99.1 Tigo Energy Reports Fourth Quarter and Full Year 2024 Financial Results CAMPBELL, Calif. – February 11, 2025 – Tigo Energy, Inc. (“Tigo”, or the “Company”) (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the fourth quarter and full year ended December 31, 2024, financial guidance for the first quarter |
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| February 11, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2025 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 11, 2024 |
Form of Email to Holders Regarding Final Exchange Ratios Exhibit (a)(1)(vii) EMAIL REGARDING FINAL EXCHANGE RATIOS Subject: Final Exchange Ratios for Offer to Exchange Eligible Options for Replacement Options To: All Eligible Option Holders Date: [December 10], 2024 We are sending this e-mail to you to notify you of the final exchange ratios to be used in the Offer to Exchange Certain Outstanding Options To Purchase Shares of Common Stock For a Number of Replacement Options dated November 12, 2024 (the “Offer to Exchange”). |
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| December 11, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TIGO ENERGY, INC. (Name of Subject Company (Issuer)) TIGO ENERGY, INC. (Name of Filing Person (Offeror)) Options To Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 77867P104 (CUSIP |
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| November 26, 2024 |
Exhibit 1.1 AT THE MARKET OFFERING AGREEMENT November 26, 2024 Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Tigo Energy, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Craig-Hallum Capital Group LLC (the “Manager”) as follows: 1. Definitions. The terms th |
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| November 26, 2024 |
Up to $14,221,459 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-282013 PROSPECTUS SUPPLEMENT (To Prospectus dated September 17, 2024) Up to $14,221,459 Common Stock We have entered into an At The Market Offering Agreement (the “ATM Agreement”) with Craig-Hallum Capital Group LLC (the “Sales Agent” or “Craig-Hallum”), dated November 26, 2024, relating to the sale of our common stock, par value $0.0001 per sh |
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| November 26, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 22, 2024 |
November 22, 2024 VIA EDGAR U.S. Securities and Exchange Commission, Division of Corporation Finance, Office of Mergers & Acquisitions, 100 F Street, N.E., Washington, D.C. 20549 Attention: Blake Grady Re: Tigo Energy, Inc. Schedule TO-I Filed November 12, 2024 File No. 005-92838 Ladies and Gentlemen: On behalf of our client, Tigo Energy, Inc. (the “Company”), we are filing this letter in response |
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| November 22, 2024 |
Email to Holders Regarding Amendments to the Offer. Exhibit (a)(1)(viii) FORM OF EMAIL REGARDING AMENDMENTS TO THE OFFER From: Bill Roeschlein, Chief Financial Officer To: Eligible Tigo Participants Subject: Tigo Energy, Inc. |
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| November 22, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TIGO ENERGY, INC. (Name of Subject Company (Issuer)) TIGO ENERGY, INC. (Name of Filing Person (Offeror)) Options To Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 77867P104 (CUSIP |
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| November 13, 2024 |
TYGO / Tigo Energy, Inc. / GENERATION INVESTMENT MANAGEMENT LLP Passive Investment SC 13G/A 1 generation-tygo093024a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TIGO ENERGY, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 88675P103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check t |
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| November 12, 2024 |
Form of Email to Holders Regarding Final Exchange Ratios Exhibit (a)(1)(vii) EMAIL REGARDING FINAL EXCHANGE RATIOS Subject: Final Exchange Ratios for Offer to Exchange Eligible Options for Replacement Options To: All Eligible Option Holders Date: [December 10], 2024 We are sending this e-mail to you to notify you of the final exchange ratios to be used in the Offer to Exchange Certain Outstanding Options To Purchase Shares of Common Stock For a Number of Replacement Options dated November 12, 2024 (the “Offer to Exchange”). |
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| November 12, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 TIGO ENERGY, INC. (Name of Subject Company (Issuer)) TIGO ENERGY, INC. (Name of Filing Person (Offeror)) Options To Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 77867P104 (CUSIP Number of Class of |
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| November 12, 2024 |
Exhibit (a)(1)(v) FORMS OF EMAIL CONFIRMING ELECTION AND WITHDRAWAL Email Confirming Receipt of Election Form From: [ ] To: [ ] Subject: Confirmation of Receipt of Election Form Date: This message confirms that we have received your election form. |
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| November 12, 2024 |
Exhibit (a)(1)(iii) TIGO ENERGY, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING OPTIONS FOR NEW OPTIONS ELECTION FORM Before deciding whether to submit this election form, please make sure you have read and understand the documents that make up this offer to exchange certain outstanding underwater options for a lesser number of new options with a new exercise price (the “Offer”), including: (1) the Of |
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| November 12, 2024 |
Exhibit (a)(1)(iv) TIGO ENERGY, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING OPTIONS FOR NEW OPTIONS WITHDRAWAL FORM Before deciding whether to submit this withdrawal form, please make sure you have read and understand the documents that make up this offer to exchange certain outstanding underwater options for a lesser number of new options with a new exercise price (the “Offer”), including: (1) the |
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| November 12, 2024 |
Offer to Exchange Certain Outstanding Options to Purchase Common Stock, dated November 12, 2024 Exhibit (a)(1)(i) Tigo Energy, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING OPTIONS TO PURCHASE SHARES OF COMMON STOCK FOR A NUMBER OF REPLACEMENT OPTIONS SUMMARY TERM SHEET – OVERVIEW THIS OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. EASTERN TIME ON DECEMBER 10, 2024 UNLESS THIS OFFER IS EXTENDED Tigo Energy, Inc., which is sometimes referred to herein as “Tigo,” the “Company,” “our,” “us,” or |
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| November 12, 2024 |
Exhibit 107 Calculation of Filing Fee Table SC TO-I (Form Type) Tigo Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Transaction Valuation Transaction Valuation Fee Rate Amount of Filing Fee Fees to Be Paid $ 132,384.00 (1) 0.00015310 $ 20.27 (2) Fees Previously Paid — — — Total Transaction Valuation $ 132,384.00 (1) Total Fees Due for Filing $ 20.27 Total Fees Previo |
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| November 12, 2024 |
Exhibit (a)(1)(ii) FORM OF ANNOUNCEMENT EMAIL From: Bill Roeschlein, Chief Financial Officer To: Eligible Tigo Participants Subject: Tigo Energy, Inc. |
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| November 12, 2024 |
Exhibit (a)(1)(vi) FORMS OF REMINDER EMAIL One Week After Offer Commences From: Bill Roeschlein, Chief Financial Officer To: All Eligible Option Holders Subject: Tigo Energy, Inc. |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| November 6, 2024 |
Tigo Energy Reports Third Quarter 2024 Financial Results Exhibit 99.1 Tigo Energy Reports Third Quarter 2024 Financial Results CAMPBELL, Calif. – November 6, 2024 – Tigo Energy, Inc. (“Tigo”, or the “Company”) (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the third quarter ended September 30, 2024 and financial guidance for the fourth quarter ending December 31, 2024. |
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| November 6, 2024 |
Form of Performance Stock Unit Award Agreement. Exhibit 10.1 CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN REDACTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) INFORMATION THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TIGO ENERGY, INC. 2023 INCENTIVE PLAN PERFORMANCE STOCK UNIT AWARD GRANT NOTICE Tigo Energy, Inc., a Delaware corporation (the “Company”), pursuant to its 2023 Incentive |
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| November 6, 2024 |
Separation Agreement and Release by and between Jeffrey Sullivan and Tigo Energy, Inc. Exhibit 10.2 CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE Jeffrey Sullivan (hereinafter “Employee”) was employed by Tigo Energy, Inc. (“Company”) until on or about October 11, 2024 (the “Employment”). Employee's Employment with the Company ended on or about October 11, 2024 (the “Separation”). The purpose of this Separation Agreement and Release (hereinafter “Agreement”) is to set forth the terms |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 13, 2024 |
Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 September 13, 2024 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 September 13, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jenny O’Shanick Re: Tigo Energy, Inc. Registration Statement on Form S-3 (File No. 333-282013) Ladies and Gentleman: Pursuant to Rule 461 of the rules and regulation |
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| September 9, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Tigo Energy, Inc. |
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| September 9, 2024 |
Form of Indenture Relating to the Company’s Debt Securities. Exhibit 4.6 INDENTURE TIGO ENERGY, INC. and [] Trustee Dated as of , 20 TABLE OF CONTENTS Article I Definitions and Incorporation by Reference 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 3 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 Article II The Securities 5 Section 2.1 Issuable in Series 5 Section 2.2 Establishment of Terms o |
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| September 9, 2024 |
As filed with the Securities and Exchange Commission on September 9, 2024 As filed with the Securities and Exchange Commission on September 9, 2024 Registration No. |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| August 6, 2024 |
Tigo Energy Reports Second Quarter 2024 Financial Results Exhibit 99.1 Tigo Energy Reports Second Quarter 2024 Financial Results CAMPBELL, Calif. – August 6, 2024 – Tigo Energy, Inc. (“Tigo”, or the “Company”) (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the second quarter ended June 30, 2024 and financial guidance for the third quarter ending September 30, 2024. Rece |
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| August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File N |
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| June 4, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-272832 PROSPECTUS Tigo Energy, Inc. Primary Offering of 41,999 Shares of Common Stock Issuable Upon Exercise of Stock Options Secondary Offering of 49,424,707 Shares of Common Stock Offered by the Selling Securityholders This prospectus relates to (i) the issuance by Tigo Energy, Inc., a Delaware corporation (the “Company,” “we,” “us” or “Tigo” |
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| June 3, 2024 |
As filed with the Securities and Exchange Commission on June 3, 2024 As filed with the Securities and Exchange Commission on June 3, 2024 Registration No. |
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| June 3, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tigo Energy, Inc. |
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| May 31, 2024 |
As filed with the Securities and Exchange Commission on May 31, 2024 As filed with the Securities and Exchange Commission on May 31, 2024 Registration No. |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 TIGO ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 14, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 14, 2024 |
Tigo Energy, Inc. Independent Director Compensation Policy. Exhibit 10.1 TIGO ENERGY, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY AND STOCK OWNERSHIP GUIDELINES APPROVED JUNE 10, 2023; AMENDED APril 4, 2024 Tigo Energy, Inc. (the “Company”) believes that the granting of cash and equity compensation to members of the Company’s Board of Directors (the “Board,” and members of the Board, “Directors”) represents an effective tool to attract, retain and reward |
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| May 14, 2024 |
Tigo Energy Reports First Quarter 2024 Financial Results Exhibit 99.1 Tigo Energy Reports First Quarter 2024 Financial Results CAMPBELL, Calif. – May 14, 2024 – Tigo Energy, Inc. (“Tigo”, or the “Company”) (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the first quarter ended March 31, 2024 and financial guidance for the second quarter ending June 30, 2024. Recent Fina |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 21, 2024 |
Policy for the Recovery of Erroneously Awarded Compensation EXHIBIT 97.1 TIGO ENERGY, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of Tigo Energy, Inc. (the “Company”) has adopted this Po |
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| March 21, 2024 |
Exhibit 4.2 DESCRIPTION OF SECURITIES The following description summarizes certain important terms of the capital stock of Tigo Energy, Inc. (the “Company”), including the provisions included in our second amended and restated certificate of incorporation (the “Charter”) and our amended and restated bylaws (the “Bylaws”). This description is not complete and is qualified by reference to the full t |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40710 Tigo Energy, In |
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| March 21, 2024 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-272832 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated August 9, 2023) TIGO ENERGY, INC. 5,768,750 Shares of Common Stock Issuable Upon Exercise of Warrants 49,734,570 Shares of Common Stock 18,750 Warrants This prospectus supplement updates and supplements the prospectus dated August 9, 2023 (as may be further supplemented or amended from tim |
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| March 21, 2024 |
Offer Letter of Employment, by and between Jeffrey Sullivan and Tigo Energy, Inc. Exhibit 10.22 April 25, 2023 Jeffrey Sullivan Via DocuSign Dear Jeff: On behalf of the entire team at Tigo Energy, Inc. (the “Company”), I am delighted to offer you employment. The details and terms are below. Position, Start Date and Location: As our new COO, effective as of May 15, 2023 (the date you actually commence employment, your “Start Date”), you will initially report to me. This is an ex |
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| March 21, 2024 |
Subsidiaries of Tigo Energy, Inc. Exhibit 21.1 Name of Subsidiary Jurisdiction Tigo Energy MergeCo, Inc. Delaware Tigo Energy Israel Ltd Israel Tigo Energy Italy SRL Italy Tigo Energy Systems Trading Suzhou China Tigo Energy Australia Pty Ltd Australia Foresight Energy Ltd Israel |
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| March 21, 2024 |
Exhibit 10.3 FORM OF LOCK-UP AGREEMENT , 2023 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: This letter agreement (this “Letter Agreement”) is being delivered to you in accordance with the Agreement and Plan of Merger (the “Merger Agreement”), dated as of , 2022, by and among Roth CH Acquisition IV Co., a Delaware corporation (“Acquiror”) |
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| February 14, 2024 |
TYGO / Tigo Energy, Inc. / GENERATION INVESTMENT MANAGEMENT LLP Passive Investment SC 13G/A 1 generation-tygo123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TIGO ENERGY, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 88675P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check th |
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| February 13, 2024 |
Exhibit 99.1 Tigo Energy Reports Fourth Quarter and Full Year 2023 Financial Results Fourth Quarter and Full Year 2023 Revenue Totaled $9.2 Million and $145.2 Million, Respectively CAMPBELL, Calif. – February 13, 2024 – Tigo Energy, Inc. ("Tigo", or the "Company") (NASDAQ: TYGO), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for th |
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| February 13, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| February 5, 2024 |
TYGO / Tigo Energy, Inc. / Owl Creek Asset Management, L.P. - TIGO ENERGY, INC Passive Investment SC 13G/A 1 p24-0542sc13ga.htm TIGO ENERGY, INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Tigo Energy, Inc. (formerly known as Roth CH Acquisition IV Co.) (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 88675P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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| January 17, 2024 |
Exhibit 99.1 Tigo Energy Announces Preliminary Financial Results and Reporting Date of February 13, 2024 for Fiscal Fourth Quarter and Full Year 2023 CAMPBELL, Calif. – January 17, 2024 – Tigo Energy, Inc. (“Tigo”), a leading provider of intelligent solar and energy storage solutions, today announced selected unaudited preliminary financial results for its fiscal fourth quarter and full year ended |
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| January 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2024 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| December 19, 2023 |
Tigo Energy Appoints Sagit Manor to Board of Directors Exhibit 99.1 Tigo Energy Appoints Sagit Manor to Board of Directors CAMPBELL, Calif. – December 19, 2023 – Tigo Energy, Inc. (Nasdaq: TYGO) ("Tigo" or the “Company”), a leading provider of intelligent solar and energy storage solutions, has appointed Sagit Manor as an independent director on its Board of Directors, effective January 1, 2024. Ms. Manor is an accomplished financial operations and te |
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| December 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| November 7, 2023 |
Exhibit 10.1 Executed Version Amendment to Convertible Promissory Note Purchase Agreement AND CONVERTIBLE PROMISSORY NOTE THIS Amendment to CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT AND CONVERTIBLE PROMISSORY NOTE (this “Amendment”) is made as of September 24, 2023 by and among Tigo Energy, Inc., a Delaware corporation (the “Company”), and L1 Energy Capital Management S.à.r.l., the energy inv |
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| November 7, 2023 |
Exhibit 99.1 Tigo Energy Reports Third Quarter and First Nine Months 2023 Financial Results Third Quarter and First Nine Months 2023 Revenue Totaled $17.1 Million and $136.0 Million, Respectively CAMPBELL, Calif. – November 7, 2023 – Tigo Energy, Inc. (“Tigo”, or the “Company”), a leading provider of intelligent solar and energy storage solutions, today reported unaudited financial results for the |
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| November 7, 2023 |
Exhibit 10.2 TIGO ENERGY INC. 2023 Incentive Plan SUB-PLAN FOR ISRAELI PARTICIPANTS 1. SPECIAL PROVISIONS FOR ISRAELI PARTICIPANTS 1.1 This Sub-Plan (the “Sub-Plan”) supplements the Tigo Energy, Inc. (the “Company”) 2023 Incentive Plan (the “Plan”), in accordance with the Committee’s authority pursuant to Section 3 of the Plan. 1.2 The Sub-Plan hereunder applies only to Participants who are citize |
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| November 7, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-272832 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated August 9, 2023) TIGO ENERGY, INC. 5,768,750 Shares of Common Stock Issuable Upon Exercise of Warrants 49,734,570 Shares of Common Stock 18,750 Warrants This prospectus supplement updates and supplements the prospectus dated August 9, 2023 (as may be further supplemented or amended from tim |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Amendment No. |
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| October 10, 2023 |
Exhibit 99.1 Tigo Energy Announces Preliminary Financial Results and Reporting Date of November 7, 2023 for Fiscal Third Quarter 2023 CAMPBELL, Calif. – October 9, 2023 – Tigo Energy, Inc. (“Tigo”), a leading provider of intelligent solar and energy storage solutions, today announced selected unaudited preliminary financial results for its fiscal third quarter ended September 30, 2023. All informa |
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| October 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| August 21, 2023 |
TYGO / Tigo Energy Inc. / L1 Energy Capital Management Sarl Passive Investment SC 13G 1 formsc13g-tigo.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TIGO ENERGY, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 88675P103 (CUSIP Number) May 23, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| August 11, 2023 |
Tigo Energy, Inc. Independent Director Compensation Policy. EX-10.8 TIGO ENERGY, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY AND STOCK OWNERSHIP GUIDELINES APPROVED JUNE 10, 2023 Tigo Energy, Inc. (the “Company”) believes that the granting of cash and equity compensation to members of the Company’s Board of Directors (the “Board,” and members of the Board, “Directors”) represents an effective tool to attract, retain and reward Directors who are not emplo |
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| August 11, 2023 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-272832 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 9, 2023) TIGO ENERGY, INC. 5,768,750 Shares of Common Stock Issuable Upon Exercise of Warrants 49,734,570 Shares of Common Stock 18,750 Warrants This prospectus supplement updates and supplements the prospectus dated August 9, 2023 (as may be further supplemented or amended from tim |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40710 Tigo Energy, Inc. |
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| August 10, 2023 |
Exhibit 4.10 TIGO ENERGY, INC. 2023 INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE Tigo Energy, Inc., a Delaware corporation (the “Company”), pursuant to its 2023 Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (the “Participant”), an award of restricted stock units (“Restricted Stock Units” or “RSUs”). Each vested Restricted Stock Unit |
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| August 10, 2023 |
Exhibit 4.9 TIGO ENERGY, INC. 2023 INCENTIVE PLAN STOCK OPTION GRANT NOTICE Tigo Energy, Inc., a Delaware corporation (the “Company”), pursuant to its 2023 Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (the “Participant”), an option to purchase the number of shares of Common Stock (the “Shares”), set forth below (the “Option”). This Option is s |
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| August 10, 2023 |
Exhibit 4.8 TIGO ENERGY, INC. 2023 INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE Tigo Energy, Inc., a Delaware corporation (the “Company”), pursuant to its 2023 Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (the “Participant”), an award of restricted stock units (“Restricted Stock Units” or “RSUs”). Each vested Restricted Stock Unit r |
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| August 10, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tigo Energy, Inc. |
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| August 10, 2023 |
Exhibit 4.12 TIGO ENERGY, INC. 2023 INCENTIVE PLAN STOCK OPTION GRANT NOTICE [VERSION FOR ISRAELI PARTICIPANTS AS DEFINED IN THE ISRAELI SUBPLAN] Tigo Energy, Inc., a Delaware corporation (the “Company”), pursuant to its 2023 Incentive Plan(which includes for the purposes of this Stock Option Grant Notice the terms of its Subplan for Israeli Participants), as amended from time to time (the “Plan”) |
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| August 10, 2023 |
As filed with the Securities and Exchange Commission on August 10, 2023 As filed with the Securities and Exchange Commission on August 10, 2023 Registration No. |
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| August 10, 2023 |
Exhibit 4.11 STOCK APPRECIATION RIGHT award AGREEMENT for CHINA Grantees UNDER THE Tigo energy, INc. 2023 STOCK INCENTIVE PLAN Name of Grantee: No. of SARs: [●] Exercise Price per Share: [●] Grant Date: [●] Expiration Date: [●] Post-Termination Exercise Period Except as provided in Section 2, Vested SARs may be exercised for up to 90 days after termination of the Grantee’s continuous service with |
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| August 9, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 TIGO ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2023 |
NOTICE OF REDEMPTION TO THE HOLDERS OF TIGO ENERGY, Inc. Warrants (CUSIP No. 88675P 111)* Exhibit 99.2 BY FIRST CLASS MAIL August 9, 2023 NOTICE OF REDEMPTION TO THE HOLDERS OF TIGO ENERGY, Inc. Warrants (CUSIP No. 88675P 111)* NOTICE IS HEREBY GIVEN, as of August 9, 2023, that Tigo Energy, Inc., a Delaware corporation (the “Company”), has elected to redeem, at 5:00 p.m. New York City time on September 8, 2023 (the “Redemption Date”), all of the Company’s outstanding public warrants an |
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| August 9, 2023 |
PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-272832 TIGO ENERGY, INC. 5,768,750 Shares of Common Stock Issuable Upon Exercise of Warrants 49,734,570 Shares of Common Stock 18,750 Warrants This prospectus relates to the issuance by Tigo Energy, Inc. (“we,” “us,” “our,” the “Company,” “Registrant,” and “Tigo”) of an aggregate of (a) up to 5,768,750 shares of our common stock, par |
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| August 9, 2023 |
Tigo Energy, Inc. Announces Redemption of Warrants Exhibit 99.1 Tigo Energy, Inc. Announces Redemption of Warrants CAMPBELL, Calif. – (BUSINESS WIRE) – August 9, 2023 – Tigo Energy, Inc. (Nasdaq: TYGO) (“TYGO” or the “Company”) today announced that it will redeem all of its outstanding public warrants and private warrants (together, the “Warrants”) to purchase shares of the Company’s common stock (the “Common Stock”) that were issued under the War |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2023 |
Exhibit 99.1 Tigo Energy Reports Record Revenues and Gross Profit For Second Quarter 2023 2023 Year-over-Year Quarterly and First Half Revenue Increased to $68.8 Million and to $118.9 Million, Respectively Gross Profit of $25.9 million, or 37.6% of Revenues CAMPBELL, Calif. – August 8, 2023 – Tigo Energy, Inc. (“Tigo”, or the “Company”), a leading provider of intelligent solar and energy storage s |
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| August 4, 2023 |
Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 August 4, 2023 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 August 4, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Sarah Sidwell & Jay Ingram Re: Tigo Energy, Inc. Registration Statement on Form S-1 File No. 333-272832 Ladies and Gentlemen: In accordance with Rule 461 of |
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| July 25, 2023 |
VIA EDGAR July 25, 2023 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Sarah Sidwell Jay Ingram Re: Tigo Energy, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed June 22, 2023 File No. 333-272832 Ladies and Gentlemen: On behalf of our client, Tigo Energy, Inc. (the “Company,” “we,” “our” or |
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| July 25, 2023 |
As filed with the Securities and Exchange Commission on July 25, 2023 As filed with the Securities and Exchange Commission on July 25, 2023 Registration No. |
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| July 14, 2023 |
Exhibit 99.1 Intelligent Solar and Energy Storage Solutions July 2023 Investor Presentation 1 Disclaimers 2 Forward Looking Statements Certain statements included in this Presentation are not historical facts but are forward - looking statements, including for purposes of the safe harbor provisions under the United States Private Securities Litigation Reform Act of 1995 . Forward - looking stateme |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File |
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| July 11, 2023 |
Exhibit 99.1 Intelligent Solar and Energy Storage Solutions July 2023 Investor Presentation 1 Disclaimers 2 Forward Looking Statements Certain statements included in this Presentation are not historical facts but are forward - looking statements, including for purposes of the safe harbor provisions under the United States Private Securities Litigation Reform Act of 1995 . Forward - looking stateme |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 30, 2023 |
Exhibit 16.1 June 30, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Tigo Energy, Inc. (f/k/a Roth CH Acquisition IV Co.) under Item 4.01 of its Form 8-K dated June 28, 2023. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Tig |
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| June 30, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 22, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Tigo Energy, Inc. |
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| June 22, 2023 |
As filed with the Securities and Exchange Commission on June 22, 2023 Registration No. |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction (Commission File Number) (I.R.S. Empl |
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| June 12, 2023 |
Exhibit 10.1 FISCAL 2023 EXECUTIVE SHORT TERM INCENTIVE PLAN Fiscal 2023 Executive Short Term Incentive Plan Under the Fiscal 2023 Executive Short Term Incentive Plan (the “Executive Short Term Incentive Plan”), the Company’s key executives, including the named executive officers, can earn annual incentive cash compensation, based upon the Company’s achievement of specified results with respect to |
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| June 2, 2023 |
AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each |
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| June 2, 2023 |
TYGO / Tigo Energy Inc. / Energy Growth Momentum GP II Ltd. - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Tigo Energy, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 88675P103 (CUSIP Number) Energy Growth Momentum LLP 1st & 2nd Floors, Elizabeth House Les Ruettes Brayes St Peter Port, Guernsey GY1 1EW Telephone: +44 (0)1481 7 |
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| June 2, 2023 |
Exhibit 6 JOINT FILING AGREEMENT In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached, and any subsequent amendments thereto, and have duly executed this joint filing agreement as of the date set forth below. |
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| June 2, 2023 |
SC 13D Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2023 |
TYGO / Tigo Energy Inc. / GENERATION INVESTMENT MANAGEMENT LLP - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Tigo Energy, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 88675P103 (CUSIP Number) May 23, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which t |
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| June 2, 2023 |
TYGO / Tigo Energy Inc. / ALON ZVI - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Tigo Energy, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 88675P 103 (CUSIP Number) Amarelle Mead c/o Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150, Campbell, California 95008 (408) 402-0802 (Name, Address and T |
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| June 2, 2023 |
EX-99.4 Table of Contents Exhibit 99.4 LIMITED POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Lincoln Benet and Alejandro Moreno, and each of them individually, the undersigned’s true and lawful attorney-in-fact to: • execute for and on behalf of the undersigned, in the undersigned’s capacity as a beneficial owner of Tigo Energy, Inc. (the “Compa |
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| June 2, 2023 |
EX-99.3 Table of Contents Exhibit 99.3 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for t |
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| June 2, 2023 |
TIGO ENERGY, INC. 2018 STOCK PLAN STOCK OPTION AGREEMENT Exhibit 5 TIGO ENERGY, INC. 2018 STOCK PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the 2018 Stock Plan shall have the same defined meanings in this Stock Option Agreement. I. NOTICE OF STOCK OPTION GRANT Participant: [Name] Address: The undersigned Participant has been granted an Option to purchase Stock of the Company, subject to the terms and conditions of t |
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| June 2, 2023 |
TIGO ENERGY, INC. 2008 STOCK PLAN STOCK OPTION AGREEMENT Exhibit 4 TIGO ENERGY, INC. 2008 STOCK PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the 2008 Stock Plan shall have the same defined meanings in this Stock Option Agreement. I. NOTICE OF STOCK OPTION GRANT Participant: [Name] Address: The undersigned Participant has been granted an Option to purchase Stock of the Company, subject to the terms and conditions of t |
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| May 30, 2023 |
Roth CH Acquisition IV Co. and Tigo Energy Complete Business Combination Exhibit 99.2 Roth CH Acquisition IV Co. and Tigo Energy Complete Business Combination May 23, 2023 Tigo Energy to Begin Trading on Nasdaq Under the Ticker Symbol “TYGO” Beginning Wednesday, May 24th; Company to Ring Nasdaq Opening Bell CAMPBELL, Calif. & NEWPORT BEACH, Calif.-(BUSINESS WIRE)-May 23, 2023- Roth CH Acquisition IV Co. (Nasdaq: ROCG) (“Roth CH IV” or “ROCG”), a publicly-traded special |
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| May 30, 2023 |
Exhibit 14.1 TIGO ENERGY, INC. CODE OF BUSINESS CONDUCT AND ETHICS A. PURPOSE This Code of Business Conduct and Ethics (this “Code”) is designed to deter wrongdoing and to promote: 1. fair and accurate financial reporting; 2. compliance with applicable laws, rules and regulations including, without limitation, full, fair, accurate, timely and understandable disclosure in reports and documents the |
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| May 30, 2023 |
Exhibit 10.4 TIGO ENerGY, INC. 2023 INCENTIVE PLAN 1. Establishment of the Plan; Effective Date; Duration. (a) Establishment of the Plan; Effective Date. Roth CH Acquisition IV Co., a Delaware corporation (or any successor, the “Company”), hereby establishes this incentive compensation plan to be known as the “Tigo Energy, Inc. 2023 Incentive Plan,” as amended from time to time (the “Plan”). The P |
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| May 30, 2023 |
Exhibit 10.2 Execution Version AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 23, 2023, is made and entered into by and among Tigo Energy, Inc. (formerly known as Roth CH Acquisition IV Co. (“SPAC”)), a Delaware corporation (the “Company”), CHLM Sponsor LLC, a Delaware limited liability company (“CHLM”) |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2023 Tigo Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 30, 2023 |
INDEX TO UNAUDITED CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS Exhibit 99.3 INDEX TO UNAUDITED CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS Page Condensed Consolidated Balance Sheets as of March 31, 2023 (Unaudited) and December 31, 2022 (Audited) 2 Unaudited Condensed Consolidated Statements of Operations and Comprehensive Income (Loss) for the Three Months ended March 31, 2023 and 2022 3 Unaudited Condensed Consolidated Statements of Convertible Pref |
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| May 30, 2023 |
Exhibit 21.1 Name of Subsidiary Jurisdiction Tigo Energy MergeCo, Inc. Delaware Tigo Energy Israel Ltd Israel Tigo Energy Italy SRL Italy Tigo Energy Systems Trading Suzhou China Tigo Energy Australia Pty Ltd Australia Foresight Energy Ltd Israel |
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| May 30, 2023 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROTH CH ACQUISITION IV CO. The present name of the corporation is “Roth CH Acquisition IV Co.”. The original certificate of incorporation of the corporation was filed with the Secretary of State of the State of Delaware on February 13, 2019 (the “Original Certificate of Incorporation”). The Original Certificate of Incorporatio |
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| May 30, 2023 |
TIGO’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.1 TIGO’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Capitalized terms used but not defined herein have the meetings ascribed to them in Tigo Energy, Inc.’s Current Report on Form 8-K filed with the SEC on May 30, 2023. The following discussion and analysis of our financial condition and results of operations should be read in conjunction with t |
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| May 30, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction On December 5, 2022, Roth CH Acquisition IV Co., a Delaware corporation (“ROCG”), Roth IV Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of ROCG (“Merger Sub”), and Tigo Energy, Inc., a Delaware corporation (“Legacy Tigo”), entered into an Agreement and Plan of Merger, as amended on April |
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| May 30, 2023 |
Amended and Restated Bylaws of Tigo Energy, Inc. (incorporated by reference to Exhibit 3.2 to the Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF TIGO ENERGY, INC. (A DELAWARE CORPORATION) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Procedures for Nomi |
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| May 22, 2023 |
Other Events, Submission of Matters to a Vote of Security Holders United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 Roth CH Acquisition IV Co. (Exact name of registrant as specified in its charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-269095 ROTH CH ACQUISITION IV CO. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Proxy Statement/Prospectus Supplement May 19, 2023 To the stockholders of ROTH CH ACQUISITION IV CO.: This is a supplement (this “Supplement”) to the proxy statement/prospectus of Roth CH Acquisition IV Co. (the “Company,” “ROCG,” “we,” “us” or “our”) |
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| May 12, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40710 ROTH |
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| May 11, 2023 |
Filed by Roth CH Acquisition IV Co. Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Intelligent Solar and Energy Storage Solutions May 2023 Investor Presentation 1 Disclaimer 2 Basis of Presentation This presentation (this “Presentation”) |
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| May 11, 2023 |
Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Tigo Energy Reports First Quarter 2023 Financial Results 4X Year-over-Year Revenue Increase to Quarterly Record of $50.1 Million for First Quarter 2023 Com |
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| May 11, 2023 |
Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 May 10, 2023 To: Tigo Shareholders From: Bill Roeschlein, CFO Re: Stock Certificate Exchange As you may already be aware, Tigo Energy, Inc. (“Tigo”) entere |
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| April 26, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-269095 PROXY STATEMENT/PROSPECTUS PROXY STATEMENT FOR SPECIAL MEETING IN LIEU OF AN ANNUAL MEETING OF ROTH CH ACQUISITION IV CO. AND PROSPECTUS FOR UP TO 60,000,000 SHARES OF COMMON STOCK OF ROTH CH ACQUISITION IV CO. Dear Stockholder: On December 5, 2022, Roth CH Acquisition IV Co. (“ROCG”) and Roth IV Merger Sub Inc., a w |
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| April 24, 2023 |
VIA EDGAR April 24, 2023 Roth CH Acquisition IV Co 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 (949) 720-5700 Jennifer Angelini U. |
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| April 20, 2023 |
DLA Piper LLP (US) 2525 East Camelback Road, Suite 1000 Phoenix, Arizona 85016-4232 www. |
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| April 20, 2023 |
As filed with the Securities and Exchange Commission on April 20, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 20, 2023 Registration No. |
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| April 7, 2023 |
Exhibit 2.2 Execution Version AMENDMENT NO. 1 TO MERGER AGREEMENT This AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this “Amendment”), dated as of April 6, 2023, is made by and among Roth CH Acquisition IV Co., a Delaware corporation (“ROCG”), Roth IV Merger Sub Inc., a Delaware wholly owned subsidiary of ROCG (“Merger Sub”), and Tigo Energy, Inc., a Delaware corporation (the “Company”) (each, |
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| April 7, 2023 |
EX-10.23 7 rocg-20220930xex10d23.htm EXHIBIT 10.23 Exhibit 10.23 Execution Version January 10, 2023 Zvi Alon By E-mail Re:Employment Agreement Dear Zvi: Pursuant to that certain Agreement and Plan of Merger (the “Merger Agreement”), dated December 5, 2022, by and among Roth CH Acquisition IV Co., a Delaware corporation (“Acquiror”), Roth IV Merger Sub Inc., a Delaware corporation and a wholly-owne |
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| April 7, 2023 |
Filed by Roth CH Acquisition IV Co. Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 The following is a communication made available to the employees of Tigo Energy, Inc. on April 7, 2023. April 7, 2023 To: All Employees From: Bill Roeschle |
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| April 7, 2023 |
Amendment to Letter Agreement, dated February 23, 2023. EXHIBIT 10.27 AMENDMENT TO LETTER AGREEMENT This amendment, dated as of February 23, 2023 (this “Amendment”), is entered into by and among Roth CH Acquisition IV Co., a Delaware corporation (“ROCG”), Roth Capital Partners, LLC (“Roth”), Craig-Hallum Capital Group LLC (“Craig-Hallum”), and Tigo Energy, Inc., a Delaware corporation (“Tigo”) to amend the letter agreement dated December 5, 2022 by and |
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| April 7, 2023 |
Exhibit 10.22 FORM OF INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [·], 202[·], by and between Tigo Energy, Inc., a Delaware corporation (the “Company”), and [·] (“Indemnitee”). RECITALS WHEREAS, the Company believes that, in order to attract and retain highly qualified persons to serve as directors or in other capacities, including as officers, it must provide suc |
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| April 7, 2023 |
As filed with the Securities and Exchange Commission on April 7, 2023 Table of Contents As filed with the Securities and Exchange Commission on April 7, 2023 Registration No. |
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| April 7, 2023 |
Exhibit 10.24 Execution Version January 10, 2023 Bill Roeschein By E-mail Re:Employment Agreement Dear Bill: Pursuant to that certain Agreement and Plan of Merger (the “Merger Agreement”), dated December 5, 2022, by and among Roth CH Acquisition IV Co., a Delaware corporation (“Acquiror”), Roth IV Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Acquiror (“Merger Sub”), and |
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| April 7, 2023 |
Preliminary Form of Proxy Card. EXHIBIT 99.7 PROXY ROTH CH ACQUISITION IV CO. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 SPECIAL MEETING IN LIEU OF THE 2023 ANNUAL MEETING OF STOCKHOLDERS ROTH CH ACQUISITION IV CO. THIS PROXY IS SOLICITED BY THE BOARD OF DIRECTORS FOR THE SPECIAL MEETING IN LIEU OF THE 2023 ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON , 2023 The undersigned, revoking any previous proxies relating |
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| April 7, 2023 |
DLA Piper LLP (US) 2525 East Camelback Road, Suite 1000 Phoenix, Arizona 85016-4232 www. |
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| March 31, 2023 |
Exhibit 21.1 List of Subsidiaries Roth IV Merger Sub Inc., a Delaware corporation |
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| March 31, 2023 |
Exhibit 4.5 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, the end of the period covered by this Annual Report on Form 10-K, Roth CH Acquisition IV Co. (the “Company,” “we,” “us,” or “our”) has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exc |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40 |
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| March 13, 2023 |
Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Tigo Energy Reports Full Year 2022 Financial Results 86% Increase in Revenue to Record $81 Million for Full Year 2022 Entered Into Business Combination Agr |
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| March 13, 2023 |
Filed by Roth CH Acquisition IV Co. Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Intelligent Solar and Energy Storage Solutions March 2023 Investor Presentation 1 Disclaimer 2 Basis of Presentation This presentation (this “Presentation” |
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| March 9, 2023 |
Tigo Energy to Participate in the 35th Annual ROTH Conference 425 1 tm239058d1425.htm 425 Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Tigo Energy to Participate in the 35th Annual ROTH Conference CAMPBELL, Calif. -(BUSINESS WIRE)- Tigo Energy, Inc. ("Tigo", or |
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| February 17, 2023 |
EX-10.1 2 tm237293d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND S |
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| February 17, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 February 14, 2023 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Co |
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| February 14, 2023 |
EX-10.24 2 tm2232012d5ex10-24.htm EXHIBIT 10.24 Exhibit 10.24 Execution Version CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT THIS CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT (this “Agreement”) is made as of January 9, 2023 by and among Tigo Energy, Inc., a Delaware corporation (the “Company”), and the purchasers (the “Purchasers”) named on the Schedule of Purchasers attached hereto (t |
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| February 14, 2023 |
As filed with the Securities and Exchange Commission on February 13, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2023 Registration No. |
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| February 14, 2023 |
Filed by Roth CH Acquisition IV Co. Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 The following is a communication made available to the employees of Tigo Energy, Inc. on February 14, 2023. In an email to all employees on December 6, 202 |
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| February 14, 2023 |
EX-10.25 3 tm2232012d5ex10-25.htm EXHIBIT 10.25 Exhibit 10.25 Execution Version THIS NOTE, ANY SHARES OF CAPITAL STOCK ISSUABLE UPON CONVERSION OF THIS NOTE OR ANY REPLACEMENT NOTES ISSUABLE UPON EXCHANGE OF THIS NOTE, IN EACH CASE, HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY APPLICABLE STATE. THESE SECU |
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| February 14, 2023 |
Submission of Matters to a Vote of Security Holders United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 February 13, 2023 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Co |
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| February 13, 2023 |
CORRESP 1 filename1.htm DLA Piper LLP (US) 2525 East Camelback Road, Suite 1000 Phoenix, Arizona 85016-4232 www.dlapiper.com Steven D. Pidgeon [email protected] T 480.606.5124 F 480.606.5524 February 13, 2023 United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Jeff Gordon Kevin Wo |
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| February 9, 2023 |
SC 13G 1 p23-0521sc13g.htm ROTH CH ACQUISITION IV CO. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Roth CH Acquisition IV Co. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 77867P104 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| January 27, 2023 |
DEF 14A 1 tm234145d1def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul |
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| January 11, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Comm |
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| January 9, 2023 |
Tigo Energy Announces $50 Million Capital Raise to Support Growth Initiatives 425 1 tm232844d1425.htm 425 Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 On Monday, January 9, 2023, Tigo Energy, Inc., Roth CH Acquisition IV Co.’s business combination target, issued a press release |
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| December 30, 2022 |
Consent of John Wilson to be named as a director of the Combined Company. EX-99.4 10 rocg-20220930xex99d4.htm EXHIBIT 99.4 Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Roth CH Acquisition IV Co. (the “Company”) of the Registration Statement on Form S-4 (the “Registration Statement”) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to |
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| December 30, 2022 |
Consent of Stanley Stern to be named as a director of the Combined Company. Exhibit 99.3 ? Consent to be Named as a Director Nominee ? In connection with the filing by Roth CH Acquisition IV Co. (the ?Company?) of the Registration Statement on Form S-4 (the ?Registration Statement?) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being nam |
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| December 30, 2022 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) ROTH CH ACQUISITION IV CO. |
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| December 30, 2022 |
As filed with the Securities and Exchange Commission on December 30, 2022 Table of Contents As filed with the Securities and Exchange Commission on December 30, 2022 Registration No. |
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| December 30, 2022 |
Consent of Tomer Babai to be named as a director of the Combined Company. Exhibit 99.5 ? Consent to be Named as a Director Nominee ? In connection with the filing by Roth CH Acquisition IV Co. (the ?Company?) of the Registration Statement on Form S-4 (the ?Registration Statement?) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being nam |
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| December 30, 2022 |
EX-10.20 4 rocg-20220930xex10d20.htm EXHIBIT 10.20 Exhibit 10.20 TIGO ENERGY, INC. Amended and Restated 2018 Stock Plan 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1Establishment. The Tigo Energy, Inc. Amended and Restated 2018 Stock Plan (the “Plan”) is hereby established effective as of November , 2022. 1.2Purpose. The purpose of the Plan is to advance the interests of the Participating Compan |
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| December 30, 2022 |
Consent of Zvi Alon to be named as a director of the Combined Company. Exhibit 99.1 ? Consent to be Named as a Director Nominee ? In connection with the filing by Roth CH Acquisition IV Co. (the ?Company?) of the Registration Statement on Form S-4 (the ?Registration Statement?) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being nam |
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| December 30, 2022 |
2008 Stock Plan of Tigo Energy, Inc. EX-10.18 2 rocg-20220930xex10d18.htm EXHIBIT 10.18 Exhibit 10.18 TIGO ENERGY, INC. 2008 Stock Plan 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1Establishment. The Tigo Energy, Inc. 2008 Stock Plan (the “Plan”) is hereby established effective as of March 14, 2008. 1.2Purpose. The purpose of the Plan is to advance the interests of the Participating Company Group and its stockholders by providing a |
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| December 30, 2022 |
Consent of Joan C. Conley to be named as a director of the Combined Company. Exhibit 99.6 ? Consent to be Named as a Director Nominee ? In connection with the filing by Roth CH Acquisition IV Co. (the ?Company?) of the Registration Statement on Form S-4 (the ?Registration Statement?) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being nam |
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| December 30, 2022 |
Consent of Michael Splinter to be named as a director of the Combined Company. Exhibit 99.2 ? Consent to be Named as a Director Nominee ? In connection with the filing by Roth CH Acquisition IV Co. (the ?Company?) of the Registration Statement on Form S-4 (the ?Registration Statement?) with the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being nam |
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| December 30, 2022 |
EX-10.19 3 rocg-20220930xex10d19.htm EXHIBIT 10.19 Exhibit 10.19 TIGO ENERGY, INC. 2013 OFFICERS AND DIRECTORS STOCK PLAN SECTION 1.PURPOSE. The purpose of the Tigo Energy, Inc. 2013 Officers and Directors Stock Plan (the “Plan”) is to promote the success of Tigo Energy, Inc. (the “Company”) by providing a method whereby certain officers and directors approved by the Company’s Board of Directors ( |
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| December 20, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 December 20, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Co |
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| December 20, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROTH CH ACQUISITION IV CO. DECEMBER 20, 2022 Roth CH Acquisition IV Co., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?Roth CH Acquisition IV Co.?. 2. The Corporation?s Certificate of |
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| December 15, 2022 |
425 1 tm2232751d1425.htm 425 Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 Tigo Energy Advances Energy Data Analytics Prowess with FSIGHT Acquisition Software company brings powerful analytics and pred |
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| December 13, 2022 |
Form of Non-Redemption Agreement. Exhibit 10.1 NON-REDEMPTION AGREEMENT This VOTING AND NON-REDEMPTION AGREEMENT, dated as of (this “Agreement”), is entered into by Roth CH Acquisition IV Co., a Delaware corporation (the “Company”), and (“Shareholder”). WHEREAS, the Company was formed for the purpose of conducting a business combination with one or more entities; WHEREAS, the amended and restated certificate of incorporation of th |
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| December 13, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 December 8, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Com |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for the use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy S |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for the use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy S |
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| December 7, 2022 |
Filed by Roth CH Acquisition IV Co. Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 The following was made available to certain followers of Tigo Energy, Inc. on December 6, 2022 on its LinkedIn, Twitter and Facebook. Additional Informatio |
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| December 6, 2022 |
Form of Company Holders Support Agreement. Exhibit 10.3 [?], 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92600 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 Re: Company Holders Support Agreement Ladies and Gentlemen: This letter (this ?Agreement?) is being delivered to you in accordance with that certain Agreement and Plan of Merger (the ?Merger Agreement?), dated as |
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| December 6, 2022 |
Intelligent Solar and Energy Storage Solutions December 2022 Investor Presentation 1 Exhibit 99.2 Intelligent Solar and Energy Storage Solutions December 2022 Investor Presentation 1 Disclaimer 2 Basis of Presentation This Presentation (this ?Presentation?) is provided for informational purposes only and has been prepared to assist intereste d p arties in making their own evaluation with respect to an investment in connection with a potential business combination betwe en Tigo Ene |
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| December 6, 2022 |
Exhibit 99.1 Tigo Energy, Inc. to List on NASDAQ Through Business Combination with Roth CH Acquisition IV Co. Tigo hardware and software solutions increase solar production, decrease operating costs, and enhance safety of residential, commercial, and utility-scale solar systems. CAMPBELL, CALIF. & NEWPORT BEACH, CALIF., December 6, 2022 ? Tigo Energy, Inc. (?Tigo?), a leading provider of intellige |
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| December 6, 2022 |
Exhibit 10.5 SALE AND PURCHASE AGREEMENT This Sale and Purchase Agreement (this ?Agreement?) is made as of December 5, 2022, by and among Tigo Energy, Inc., a Delaware corporation (the ?Company?), and the Persons set forth in Schedule 1 (the ?Sponsors?). The Company and the Sponsors are sometimes individually referred to herein as a ?Party? and collectively referred to herein as the ?Parties.? Cap |
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| December 6, 2022 |
Exhibit 10.1 FORM OF LOCK-UP AGREEMENT [?], 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: This letter agreement (this ?Letter Agreement?) is being delivered to you in accordance with the Agreement and Plan of Merger (the ?Merger Agreement?), dated as of [?], 2022, by and among Roth CH Acquisition IV Co., a Delaware corporation (?Acqu |
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| December 6, 2022 |
425 1 tm2232023d442.htm 425 Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 The following is a communication made available to the employees of Tigo Energy, Inc. on December 6, 2022. Employee FAQs What i |
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| December 6, 2022 |
Form of Restrictive Covenant Agreement. Exhibit 10.7 RESTRICTIVE COVENANT AGREEMENT This Restrictive Covenant Agreement (this ?Agreement?), dated [?], and is effective as of the date of the consummation of the transactions contemplated by the Merger Agreement (as defined below) (the ?Effective Date?), is made and entered into by and between Tigo Energy, Inc., a Delaware corporation (the ?Company?) and the Person identified as the Restri |
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| December 6, 2022 |
Exhibit 99.1 Tigo Energy, Inc. to List on NASDAQ Through Business Combination with Roth CH Acquisition IV Co. Tigo hardware and software solutions increase solar production, decrease operating costs, and enhance safety of residential, commercial, and utility-scale solar systems. CAMPBELL, CALIF. & NEWPORT BEACH, CALIF., December 6, 2022 ? Tigo Energy, Inc. (?Tigo?), a leading provider of intellige |
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| December 6, 2022 |
425 1 tm2232023d3425.htm 425 Filed by Roth CH Acquisition IV Co. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Roth CH Acquisition IV Co. Commission File No.: 001-40710 The following is a communication made available to the employees of Tigo Energy, Inc. on December 6, 2022. INTERNAL EMAIL ANNO |
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| December 6, 2022 |
Exhibit 10.2 December 5, 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92600 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 Re: Sponsor Support Agreement Ladies and Gentlemen: This letter (this ?Sponsor Support Agreement?) is being delivered to you in accordance with that certain Agreement and Plan of Merger (the ?Merger Agreeme |
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| December 6, 2022 |
Form of A&R Registration Rights Agreement. Exhibit 10.4 FORM OF AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of [?], is made and entered into by and among Tigo Energy, Inc. (formerly known as Roth CH Acquisition IV Co. (?SPAC?)), a Delaware corporation (the ?Company?), CHLM Sponsor LLC, a Delaware limited liability company (?CHLM?), CR Financial Hold |
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| December 6, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 December 5, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Com |
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| December 6, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 December 5, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Com |
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| December 6, 2022 |
Exhibit 10.1 FORM OF LOCK-UP AGREEMENT [?], 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: This letter agreement (this ?Letter Agreement?) is being delivered to you in accordance with the Agreement and Plan of Merger (the ?Merger Agreement?), dated as of [?], 2022, by and among Roth CH Acquisition IV Co., a Delaware corporation (?Acqu |
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| December 6, 2022 |
Exhibit 10.8 ROTH CAPITAL PARTNERS, LLC 888 San Clemente Dr. Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC 222 South Ninth Street, Suite 350 Minneapolis, MN 55402 December 5, 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 To whom it may concern: Reference is made to t |
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| December 6, 2022 |
Letter Agreement, dated as of December 5, 2022. Exhibit 10.8 ROTH CAPITAL PARTNERS, LLC 888 San Clemente Dr. Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC 222 South Ninth Street, Suite 350 Minneapolis, MN 55402 December 5, 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 To whom it may concern: Reference is made to t |
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| December 6, 2022 |
Exhibit 10.6 PROMISSORY NOTE December 5, 2022 FOR VALUE RECEIVED, the Sponsors, as set forth in Schedule 1 attached thereto (the ?Sponsors?), hereby unconditionally promise, jointly and severally, to pay to the Company the aggregate amount of all Sponsor Advances (as defined in the Agreement referred to below) from time to time made available by the Company to the Sponsors in accordance with Secti |
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| December 6, 2022 |
Note Agreement, dated as of December 5, 2022. Exhibit 10.6 PROMISSORY NOTE December 5, 2022 FOR VALUE RECEIVED, the Sponsors, as set forth in Schedule 1 attached thereto (the ?Sponsors?), hereby unconditionally promise, jointly and severally, to pay to the Company the aggregate amount of all Sponsor Advances (as defined in the Agreement referred to below) from time to time made available by the Company to the Sponsors in accordance with Secti |
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| December 6, 2022 |
Exhibit 10.3 [?], 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92600 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 Re: Company Holders Support Agreement Ladies and Gentlemen: This letter (this ?Agreement?) is being delivered to you in accordance with that certain Agreement and Plan of Merger (the ?Merger Agreement?), dated as |
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| December 6, 2022 |
Form of A&R Registration Rights Agreement. Exhibit 10.4 FORM OF AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of [?], is made and entered into by and among Tigo Energy, Inc. (formerly known as Roth CH Acquisition IV Co. (?SPAC?)), a Delaware corporation (the ?Company?), CHLM Sponsor LLC, a Delaware limited liability company (?CHLM?), CR Financial Hold |
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| December 6, 2022 |
Sponsor Support Agreement, dated as of December 5, 2022. Exhibit 10.2 December 5, 2022 Roth CH Acquisition IV Co. 888 San Clemente Drive Suite 400 Newport Beach, CA 92600 Tigo Energy, Inc. 655 Campbell Technology Parkway, Suite 150 Campbell, CA 95008 Re: Sponsor Support Agreement Ladies and Gentlemen: This letter (this ?Sponsor Support Agreement?) is being delivered to you in accordance with that certain Agreement and Plan of Merger (the ?Merger Agreeme |
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| December 6, 2022 |
Sale and Purchase Agreement, dated as of December 5, 2022. Exhibit 10.5 SALE AND PURCHASE AGREEMENT This Sale and Purchase Agreement (this ?Agreement?) is made as of December 5, 2022, by and among Tigo Energy, Inc., a Delaware corporation (the ?Company?), and the Persons set forth in Schedule 1 (the ?Sponsors?). The Company and the Sponsors are sometimes individually referred to herein as a ?Party? and collectively referred to herein as the ?Parties.? Cap |
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| December 6, 2022 |
Intelligent Solar and Energy Storage Solutions December 2022 Investor Presentation 1 Exhibit 99.2 Intelligent Solar and Energy Storage Solutions December 2022 Investor Presentation 1 Disclaimer 2 Basis of Presentation This Presentation (this ?Presentation?) is provided for informational purposes only and has been prepared to assist intereste d p arties in making their own evaluation with respect to an investment in connection with a potential business combination betwe en Tigo Ene |
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| December 6, 2022 |
Form of Restrictive Covenant Agreement. Exhibit 10.7 RESTRICTIVE COVENANT AGREEMENT This Restrictive Covenant Agreement (this ?Agreement?), dated [?], and is effective as of the date of the consummation of the transactions contemplated by the Merger Agreement (as defined below) (the ?Effective Date?), is made and entered into by and between Tigo Energy, Inc., a Delaware corporation (the ?Company?) and the Person identified as the Restri |
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| December 6, 2022 |
EX-2.1 2 tm2232023d1ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Roth ch acquisition iv co. Roth IV Merger Sub Inc., and TIGO ENERGY, INC. dated as of December 5, 2022 TABLE OF CONTENTS ARTICLE I CERTAIN DEFINITIONS Section 1.1. Definitions 4 Section 1.2. Construction 25 Section 1.3. Knowledge 25 ARTICLE II THE MERGER; CLOSING Section 2.1. The Merger 26 Section 2.2. |
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| December 6, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Roth ch acquisition iv co. Roth IV Merger Sub Inc., and TIGO ENERGY, INC. dated as of December 5, 2022 TABLE OF CONTENTS ARTICLE I CERTAIN DEFINITIONS Section 1.1. Definitions 4 Section 1.2. Construction 25 Section 1.3. Knowledge 25 ARTICLE II THE MERGER; CLOSING Section 2.1. The Merger 26 Section 2.2. Effects of the Merger 26 Section 2.3. Clos |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for the use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy S |
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| November 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| September 19, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 September 19, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (C |
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| August 15, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 15, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 June 13, 2022 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-40710 83-3583873 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 13, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 7, 2022 |
Exhibit 21.1 ? List of Subsidiaries of Roth CH Acquisition IV Co. ? None. |
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| April 7, 2022 |
Exhibit 4.5 ? DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? As of December 31, 2021, the end of the period covered by this Annual Report on Form 10-K, Roth CH Acquisition IV Co. (the ?Company,? ?we,? ?us,? or ?our?) has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-40710 CUSIP NUMBER 77867P 104 (Check One): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tr |
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| February 14, 2022 |
ROCG / Roth CH Acquisition IV Co. / Roth Byron - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* ROTH CH ACQUISITION IV CO. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 77867P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 14, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, $0. |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Roth CH Acquisition IV Co. (Name of Issuer) Common Stock (Title of Class of Securities) 77867P104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| November 18, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-40710 CUSIP NUMBER 77867P 104 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: September 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? T |
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| September 24, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-40710 CUSIP NUMBER 77867P203 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transit |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ROTH CH ACQUISITION IV (Name of Issuer) Common Stock (Title of Class of Securities) 77867P203 (CUSIP Number) September 08, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| August 16, 2021 |
ROTH CH ACQUISITION IV CO. INDEX TO FINANCIAL STATEMENT Exhibit 99.1 ROTH CH ACQUISITION IV CO. INDEX TO FINANCIAL STATEMENT PAGE Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of August 10, 2021 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Roth CH Acquisition IV Co. Opinion on the Financial Statement We have audited the accom |
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| August 16, 2021 |
Financial Statements and Exhibits, Other Events United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition IV Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40710 83-3583873 (State or other jurisdiction of incorporation) (Commissi |
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| August 11, 2021 |
Exhibit 10.3 STOCK ESCROW AGREEMENT This STOCK ESCROW AGREEMENT, dated as of August 5, 2021 (?Agreement?), is by and among Roth CH Acquisition IV Co., a Delaware corporation (the ?Company?), the initial securityholders listed on Exhibit A attached hereto (each, an ?Initial Securityholder? and collectively the ?Initial Securityholders?) and Continental Stock Transfer & Trust Company, a New York cor |
