Mga Batayang Estadistika
| LEI | 5493001OEIZDUGXZDE09 |
| CIK | 931584 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Stainless & Alloy Products, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39467 Universal Stainless & Alloy Products, Inc. (Exact name of registran |
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| January 27, 2025 |
EX-99.2 2 tm254435d1ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal |
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| January 27, 2025 |
EX-99.3 3 tm254435d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 SCHEDULE A Funds Date Number of Shares Bought Price Per Share($) (1)(2) 12/05/2024 2,537 44.24001 (3) 12/06/2024 6,265 44.28617 (4) 12/09/2024 3,234 44.30376 (5) 12/10/2024 433 44.21229 (6) 01/21/2025 1,532 44.58736 (7) TB(1) Excludes commissions and other execution-related costs. (2) Upon request by the staff of the Securities and Exchange |
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| January 23, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 S-8 POS 1 d928138ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. 333-265149 Registration No. 333-255910 Registration No. 333-255909 Registration No. 333-217794 Registration No. 333-212065 Registration No. 333-184336 Registration No. 333-184335 Registration No. 333-184334 Registration No. 333-136984 Registration No. 333-100263 Registratio |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. FIRST: The name of the corporation (the “Corporation”) is: Universal Stainless & Alloy Products, Inc. SECOND: The address of the Corporation’s registered office in the State of Delaware is c/o Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. The na |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 S-8 POS 1 d928138ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. 333-265149 Registration No. 333-255910 Registration No. 333-255909 Registration No. 333-217794 Registration No. 333-212065 Registration No. 333-184336 Registration No. 333-184335 Registration No. 333-184334 Registration No. 333-136984 Registration No. 333-100263 Registratio |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. |
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| January 23, 2025 |
Exhibit 99.1 CONTACTS: Christopher M. Zimmer (412) 257-7604 President and Chief Executive Officer John Arminas General Counsel and Corporate Secretary (412) 220-3774 Universal Stainless Announces Completion of its Acquisition by Aperam BRIDGEVILLE, PA, January 23, 2025 – Universal Stainless & Alloy Products, Inc. (“Universal” or the “Company”) today announced the completion of its previo |
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| January 23, 2025 |
As filed with the Securities and Exchange Commission on January 23, 2025 S-8 POS 1 d928138ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2025 Registration No. 333-265149 Registration No. 333-255910 Registration No. 333-255909 Registration No. 333-217794 Registration No. 333-212065 Registration No. 333-184336 Registration No. 333-184335 Registration No. 333-184334 Registration No. 333-136984 Registration No. 333-100263 Registratio |
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| January 15, 2025 |
Exhibit 99.1 CONTACTS: Christopher M. Zimmer (412) 257-7604 President and Chief Executive Officer John Arminas General Counsel and Corporate Secretary (412) 220-3774 Universal Stainless Stockholders Approve Acquisition by Aperam BRIDGEVILLE, PA, January 15, 2025 – Universal Stainless & Alloy Products, Inc. (Nasdaq:USAP) (“Universal” or the “Company”) today announced that its stockholders have vote |
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| January 15, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| December 20, 2024 |
DEFA14A 1 d871588ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 27, 2024 |
DEFM14A 1 d842335ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| November 15, 2024 |
Exhibit 107 Calculation of Filing Fee Table SCHEDULE 14A (Form Type) Universal Stainless & Alloy Products, Inc. |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 12, 2024 |
EX-99.1 2 tm2428204d1ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Shares of Universal Stainless & Alloy Products, Inc. dated as of November 12, 2024 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant |
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| November 12, 2024 |
SC 13G/A 1 tm2426955d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the |
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| November 12, 2024 |
SC 13D 1 tm2428204d1sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 913837100 (CUSIP Number of Class of Securities) David J. Snyderman Magnetar Capital LLC 1603 Orri |
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| November 12, 2024 |
EX-99.2 3 tm2428204d1ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Stainless & Alloy Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 30, 2024 |
Universal Stainless Reports Record Sales and Net Income in Third Quarter of 2024 Exhibit 99.1 CONTACTS: Christopher M. Zimmer June Filingeri President and President Chief Executive Officer Comm-Partners LLC (412) 257-7604 (203) 972-0186 Universal Stainless Reports Record Sales and Net Income in Third Quarter of 2024 ■ Q3 2024 Net Sales are a record $87.3 million; Aerospace sales top $200 million YTD ■ Q3 2024 Net Income increased to record $11.1 million, or $1.11 per diluted s |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| October 17, 2024 |
Exhibit 99.1 CONTACTS: Christopher M. Zimmer President and Chief Executive Officer (412) 257-7604 John Arminas General Counsel and Corporate Secretary (412) 220-3774 June Filingeri President Comm-Partners LLC (203) 972-0186 Universal Stainless Signs Definitive Agreement to be Acquired by Aperam for $45.00 Per Share in All-Cash Transaction - Conference Call Scheduled at 9:00 AM (ET) TODAY - • Unive |
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| October 17, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., APERAM US HOLDCO LLC, AND APERAM US ABSOLUTE LLC DATED AS OF OCTOBER 16, 2024 TABLE OF CONTENTS Article I Definitions; Construction 2 Section 1.1 Definitions 2 Section 1.2 Construction 15 Article II The Merger 16 Section 2.1 The Merger 16 Section 2.2 Closing 16 Section 2.3 Effective Time 16 Section 2. |
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| October 17, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| October 17, 2024 |
Exhibit 10.1 To: Universal Stainless & Alloy Products, Inc. 600 Mayer Street Bridgeville, PA 15017 Luxembourg, 16 October, 2024 Dear Sir/Madam, We, APERAM SA, société anonyme, having its registered office at 24-26, Boulevard d’Avranches, L-1160 Luxembourg, Grand Duchy of Luxembourg, and registered with the Luxembourg Register of Commerce and Companies under the number B 155908, (hereafter, “APERAM |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| October 17, 2024 |
Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| July 31, 2024 |
Universal Stainless Reports Record Sales and Profitability in Second Quarter of 2024 Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Reports Record Sales and Profitability in Second Quarter of 2024 ■ Q2 2024 Net Sales are record $82.8 million ■ Gross Margin hits new record high |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpora |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| July 25, 2024 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commission (IRS Employer |
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| July 25, 2024 |
Universal Stainless Reaches New Five-Year Labor Agreement at its North Jackson Facility Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Reaches New Five-Year Labor Agreement at its North Jackson Facility BRIDGEVILLE, PA, July 18, 2024 – Universal Stainless & Alloy Products, Inc. (N |
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| July 3, 2024 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commission (IRS Employer o |
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| July 3, 2024 |
Universal Stainless Reports North Jackson Labor Contract Continuance Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Reports North Jackson Labor Contract Continuance BRIDGEVILLE, PA, July 1, 2024 – Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) reporte |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-39467 (Commission File No.) 25-1724540 (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA (Address of Principal E |
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| May 14, 2024 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commissio |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| May 1, 2024 |
Universal Stainless Reports Near-Record Sales and Profitability in First Quarter of 2024 Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Reports Near-Record Sales and Profitability in First Quarter of 2024 ■ Q1 2024 Sales of $77.6 million vs. record $79.8 million in Q4 2023; up 18% |
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| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporati |
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| April 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 29, 2024 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| March 29, 2024 |
Universal Stainless & Alloy Products, Inc. Incentive-Based Compensation Recover Policy UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. INCENTIVE-BASED COMPENSATION RECOVERY POLICY EFFECTIVE AUGUST 22, 2023 1. Policy Purpose. The purpose of this Universal Stainless & Alloy Products, Inc. (the “Company”) Incentive-Based Compensation Recovery Policy (this “Policy”) is to enable the Company to recover Erroneously Awarded Compensation in the event that the Company is required to prepare an Ac |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| March 28, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpor |
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| March 28, 2024 |
Universal Stainless Reports Record Sales; Full Year 2023 Net Income Highest Since 2018 Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Reports Record Sales; Full Year 2023 Net Income Highest Since 2018 ■ Record Q4 2023 Sales of $79.8 million, up 12% from Q3 2023; Record full year |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-39467 NOTIFICATION OF LATE FILING CUSIP NUMBER 913837100 (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tra |
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| February 14, 2024 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Universal Stainless & Alloy (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2024 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d774929dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of Universal Stainless & Alloy. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G |
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| February 14, 2024 |
EX-99.I 2 d774929dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 9, 2024 |
SC 13G/A 1 universalstainless13g5v2-2.htm MINERVA 13GA5 UNIVERSAL STAINLESS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2023 (Date of Event |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* Universal Stainless & Alloy Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| February 8, 2024 |
SC 13G/A 1 tm244992d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commissi |
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| January 24, 2024 |
Universal Stainless Business Update Call and Webcast Scheduled for Today, January 24th Exhibit 99.1 CONTACTS: Christopher M. Zimmer Steven V. DiTommaso June Filingeri President and Vice President and President Chief Executive Officer Chief Financial Officer Comm-Partners LLC (412) 257-7604 (412) 257-7661 (203) 972-0186 Universal Stainless Business Update Call and Webcast Scheduled for Today, January 24th BRIDGEVILLE, PA, January 24, 2024 – Universal Stainless & Alloy Products, Inc. |
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| January 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| December 21, 2023 |
Exhibit 99.1 CONTACTS: Christopher Zimmer Steven V. DiTommaso June Filingeri President and Chief Executive Officer Vice President and Chief Financial Officer President Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 Universal Stainless Engages EisnerAmper as New Audit Firm BRIDGEVILLE, PA, December 18, 2023 – Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announced today |
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| December 21, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incor |
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| November 14, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2023 |
Letter from Baker Tilly US, LLP, dated November 14, 2023. Exhibit 16.1 November 14, 2023 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for Universal Stainless & Alloy Products, Inc. (the “Company”). We have read the Company’s disclosure set forth in Item 4.01 “Changes in Registrant’s Certifying Accountant” of the Company’s Current Report |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commissi |
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| October 27, 2023 |
Exhibit 10.1 October 24, 2023 Mr. Christopher Zimmer 502 Kingston Circle Venetia, PA 15367 SUBJECT: EMPLOYMENT PROMOTION OFFER Dear Mr. Zimmer: It is with great pleasure that I am able to notify you that Universal Stainless & Alloy Products, Inc. (“the Company”) is hereby offering you a promotion in the capacity of President and Chief Executive Officer, effective November 1, 2023. This offer is ma |
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| October 27, 2023 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 Universal Stainless Names Christopher Zimmer President & Chief Executive Officer; Dennis Oates transitions to Executive Chairman BRIDGEVILLE, PA, October 25, 2023 – Universal Stainle |
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| October 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 25, 2023 |
UNIVERSAL STAINLESS REPORTS STRONG Third QUARTER 2023 RESULTS Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS STRONG Third QUARTER 2023 RESULTS • Q3 2023 Sales reach $71.3 million, up 3% from Q2 2023, up 54% year-over-year • Premium Alloy sales of $16.5 million, u |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incor |
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| September 1, 2023 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REACHES LABOR AGREEMENT AT ITS BRIDGEVILLE FACILITY BRIDGEVILLE, PA, September 1, 2023 – Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announc |
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| July 26, 2023 |
Exhibit 99.2 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 Universal Stainless Engages Baker Tilly as New Audit Firm BRIDGEVILLE, PA, July 26, 2023 – Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announced today that it has engag |
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| July 26, 2023 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS PROFITABLE SECOND QUARTER 2023 RESULTS • Q2 2023 Sales of $69.0 million, up 5% from Q1 2023, up 32% year-over-year; highest since Q2 2019 • Q2 202 |
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| July 26, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commiss |
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| July 26, 2023 |
Letter from Schneider Downs & Co., dated July 26, 2023. EX-16.1 Exhibit 16.1 July 26, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements made by Universal Stainless & Alloy Products, Inc. in Item 4.01 of its Form 8-K on July 26, 2023 and agree with the statements made concerning our Firm contained therein. We have no basis to agree or disagree with other statements of the registrant contained the |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| May 22, 2023 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39467 25-1724540 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA 15017 (Address of Pr |
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| May 5, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commission (IRS Employer of |
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| April 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpor |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| April 26, 2023 |
Exhibit 1.01 March 24, 2023 Mr. Christopher Zimmer 502 Kingston Circle Venetia, PA 15367 SUBJECT: EMPLOYMENT PROMOTION OFFER Dear Mr. Zimmer: It is with great pleasure that I am able to notify you that Universal Stainless & Alloy Products, Inc. (“the Company”) is hereby offering you a promotion in the capacity of Chief Operating Officer effective April 3, 2023. This offer is made in conjunction wi |
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| April 26, 2023 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS IMPROVED FIRST QUARTER 2023 RESULTS • Q1 2023 Sales of $65.9 million, up 17% from Q4 2022, highest since Q2 2019 • Record quarterly Premium Alloy |
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| April 6, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpora |
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| April 4, 2023 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 Christopher M. Zimmer Named Executive Vice President and Chief Operating Officer BRIDGEVILLE, PA, April 3, 2023 – Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) to |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| February 24, 2023 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| February 14, 2023 |
SC 13G/A 1 universalstainless13g4.htm UNIVERSAL STAINLESS 13GA4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2022 (Date of Event Which Requi |
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| February 14, 2023 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d463775dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of Universal Stainless & Alloy Products. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Sch |
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| February 14, 2023 |
SC 13G/A 1 d463775dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Universal Stainless & Alloy Products (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 14, 2023 |
EX-99.I 2 d463775dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 13, 2023 |
SC 13G/A 1 sc13ga210680usap02132023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)1 Universal Stainless & Alloy Products, Inc. (Name of Issuer) Co |
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| February 10, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* Universal Stainless & Alloy Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 10, 2023 |
USAP / Universal Stainless & Alloy Products Inc / AEGIS FINANCIAL CORP - SC 13G Passive Investment SC 13G 1 tm236231d2sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| January 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction (Commissi |
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| January 25, 2023 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS FOURTH QUARTER 2022 RESULTS • Q4 2022 Sales are $56.2 million, up 21.7% from Q3 2022, up 30% from Q4 2021, highest since Q1 2020 • Record quarterly Premiu |
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| January 19, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| January 19, 2023 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS PRELIMINARY FOURTH QUARTER 2022 RESULTS - Fourth Quarter Conference Call to be Webcast on January 25th - BRIDGEVILLE, PA, January 19, 2023 – Unive |
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| November 2, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Chairman, President and CEO (412) 257-7609 Steven V. DiTommaso Vice President and Chief Financial Officer (412) 257-7661 June Filingeri President Comm-Partners LLC (203) 972-0186 UNIVERSAL STAINLESS REACHES LABOR AGREEMENT AT ITS DUNKIRK FACILITY BRIDGEVILLE, PA, November 1, 2022 ? Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announced today that |
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| November 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 26, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS THIRD QUARTER 2022 RESULTS ? Q3 2022 Sales are $46.2 million, 11.4% below Q2 2022, and up 24.3% from Q3 2021 ? Premium Alloys are 17.3% of Q3 2022 sales ? |
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| October 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 24, 2022 |
Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated as of October 19, 2022 is made by and among UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (?Universal?), DUNKIRK SPECIALTY STEEL, LLC, a |
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| October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 19, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS PRELIMINARY THIRD QUARTER 2022 RESULTS - Third Quarter Conference Call to be Webcast on October 26 - BRIDGEVILLE, PA, October 19, 2022 ? Universal Stainle |
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| October 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpora |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| July 27, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS IMPROVED SECOND QUARTER 2022 RESULTS ? Quarter-end Backlog reaches new record of $222.7 million, up 10% from record Q1 2022, up 125% from Q2 2021 ? Q2 202 |
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| May 23, 2022 |
Registration No. 333- As filed with the Securities and Exchange Commission on May 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 25-1724540 (State or other jurisdiction of incorporation or organiz |
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| May 23, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Universal Stainless & Alloy Products, Inc. |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39467 25-1724540 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA 15017 (Address of Princ |
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| May 6, 2022 |
Exhibit 10.1 AMENDMENT TO THE UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. AMENDED AND RESTATED 2017 EQUITY INCENTIVE PLAN Pursuant to Section 5.2 of the Universal Stainless & Alloy Products, Inc. Amended and Restated 2017 Equity Incentive Plan (the ?Plan?), the Plan is hereby amended as follows: The first sentence of Section 4.1 of the Plan is amended by restating the sentence in its entirety to re |
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| May 6, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commissio |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 20, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Steven V. DiTommaso June Filingeri Chairman, Vice President and President President and CEO Chief Financial Officer Comm-Partners LLC (412) 257-7609 (412) 257-7661 (203) 972-0186 UNIVERSAL STAINLESS REPORTS FIRST QUARTER 2022 RESULTS ? Quarter-end Backlog jumps to record $201.8 million, up 50% from Q4 2021 and 248% from Q1 2021 ? Q1 2022 Sales up 10.0% sequen |
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| April 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpor |
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| April 20, 2022 |
Employment Agreement dated April 1, 2022, between the Company and Steven V. DiTommaso Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT made as of the 1st day of April 2022, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Steven DiTommaso (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, and intending to be legally bound hereby, the Company and Executive agree as follows: Article 1 |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| April 8, 2022 |
DEF 14A 1 d256547ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| April 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpora |
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| April 5, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates John Arminas June Filingeri Chairman, Corporate Counsel & President President and CEO Corporate Secretary Comm-Partners LLC (412) 257-7609 (412) 220-3774 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS NAMES STEVEN DITOMMASO AS VICE PRESIDENT and CFO BRIDGEVILLE, PA, April 5, 2022 ? Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announced |
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| March 16, 2022 |
Third Amended and Restated By-laws of the Company Exhibit 3.1 T H I R D A M E N D E D A N D R E S T A T E D B Y - L A W S OF UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. (a Delaware corporation) Dated as of March 14, 2022 ARTICLE I OFFICES SECTION 1. OFFICES. The Corporation shall maintain its registered office in the State of Delaware at Centerville Road, Suite 400, in the County of New Castle, and its resident agent at such address is Corporation |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorpor |
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| February 17, 2022 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| February 17, 2022 |
Employment Agreement dated April 15, 2019, between the Company and Wendel L. Crosby Exhibit 10.22 EMPLOYMENT AGREEMENT THIS AGREEMENT made as of the 15th day of April 2019, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Wendel L. Crosby (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, and intending to be legally bound hereby, the Company and Executive agree as follows: Article |
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| February 14, 2022 |
Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 14, 2022 |
Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated February 14, 2022 with respect to the Common Stock, $0.001 par value per share, of Universal Stainless & Alloy Products, Inc., and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provi |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837 |
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| February 14, 2022 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 14, 2022 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d261695dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of Universal Stainless & Alloy Products. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Sch |
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| February 14, 2022 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Universal Stainless & Alloy Products (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Universal Stainless & Alloy Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| January 26, 2022 |
Exhibit 99.1 CONTACTS: Dennis M. Oates June Filingeri Chairman, President President and CEO Comm-Partners LLC (412) 257-7609 (203) 972-0186 UNIVERSAL STAINLESS REPORTS FOURTH QUARTER 2021 RESULTS ? Q4 2021 Sales of $43.2 million up 16.3% sequentially and 38% year over year; Premium alloy sales are 16.3% of sales ? Q4 2021 Gross margin improves to 8.7% of sales, highest reported since Q4 2019, vers |
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| October 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 20, 2021 |
Exhibit 99.1 CONTACTS: Dennis M. Oates June Filingeri Chairman, President President and CEO Comm-Partners LLC (412) 257-7609 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS THIRD QUARTER 2021 RESULTS ? Quarter-end Backlog increases 26.5% to $125.1 million versus $98.9 million at end of Q2 2021 ? Q3 2021 Sales are $37.2 million; Premium alloy sales are 16.0% of sales ? Q3 2021 Gros |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| July 21, 2021 |
Exhibit 99.1 CONTACTS: Dennis M. Oates Chairman, President and CEO (412) 257-7609 June Filingeri President Comm-Partners LLC (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS IMPROVED SECOND QUARTER 2021 RESULTS ? Quarter-end Backlog increases 70.6% to $98.9 million versus $58.0 million at end of Q1 2021 ? Q2 2021 Sales rise 4.0% sequentially to $38.5 million; Premium alloy sales ar |
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| July 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commiss |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39467 25-1724540 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA 15017 (Address of Princ |
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| May 7, 2021 |
Registration No. 333- As filed with the Securities and Exchange Commission on May 7, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 25-1724540 (State or other jurisdiction of incorporation or organiza |
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| May 7, 2021 |
Registration No. 333- As filed with the Securities and Exchange Commission on May 7, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 25-1724540 (State or other jurisdiction of incorporation or organiza |
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| May 7, 2021 |
Universal Stainless & Alloy Products, Inc. Amended and Restated 1996 Employee Stock Purchase Plan. Exhibit 10.2 AMENDED AND RESTATED UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. 1996 EMPLOYEE STOCK PURCHASE PLAN I. PURPOSE The Universal Stainless & Alloy Products, Inc. Amended and Restated 1996 Employee Stock Purchase Plan (the ?Plan?) is intended to provide eligible employees of the Company and one or more of its Corporate Affiliates with the opportunity to acquire a proprietary interest in the |
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| May 7, 2021 |
Exhibit 10.1 AMENDED AND RESTATED UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. 2017 EQUITY INCENTIVE PLAN Universal Stainless & Alloy Products, Inc. sets forth below the terms of its Amended and Restated 2017 Equity Incentive Plan. 1. PURPOSE The Plan is intended to enhance the ability of the Company and its Affiliates to attract and retain highly qualified officers, Non-employee Directors, employee |
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| May 7, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| April 21, 2021 |
Exhibit 99.1 CONTACTS: Dennis M. Oates June Filingeri Chairman, President President and CEO Comm-Partners LLC (412) 257-7609 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS IMPROVED FIRST QUARTER 2021 RESULTS ? Q1 2021 Sales rise 18.2% sequentially to $37.0 million; Premium alloy sales up 26.6% from Q4 2020 ? Q1 2021 Net Loss is $4.5 million, or $0.51 per diluted share; Net loss i |
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| April 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commis |
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| April 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 19, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commis |
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| March 19, 2021 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis Oates June Filingeri Chairman, President President and CEO Comm-Partners LLC (412) 257-7609 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS ANNOUNCES AMENDED AND RESTATED CREDIT AGREEMENT BRIDGEVILLE, PA, March 19, 2021 — Universal Stainless & Alloy Products, Inc. (Nasdaq: USAP) announced today that it has amended and restated its five-year $120 milli |
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| March 19, 2021 |
Exhibit 10.1 SECOND AMENDED AND RESTATED REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS ADMINISTRATIVE AGENT AND AS CO-COLLATERAL AGENT), BANK OF AMERICA, N.A. (AS CO-COLLATERAL AGENT), THE LENDERS FROM TIME TO TIME PARTY HERETO (AS LENDERS), PNC CAPITAL MARKETS LLC (AS SOLE LEAD ARRANGER AND SOLE BOOKRUNNER), WITH UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. D |
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| March 19, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commis |
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| February 17, 2021 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| February 17, 2021 |
Employment Agreement dated April 1, 2020, between the Company and John J. Arminas Exhibit 10.7 EMPLOYMENT AGREEMENT THIS AGREEMENT made as of the 25th day of March 2020, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and John J. Arminas (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, and intending to be legally bound hereby, the Company and Executive agree as follows: Article 1 |
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| February 17, 2021 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of the securities of Universal Stainless & Alloy Products, Inc. (the ?Company?) that are registered under Section 12 of the Securities Exchange Act of 1934, as amended. This description also summar |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Universal Stainless & Alloy Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 12, 2021 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 12, 2021 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Universal Stainless & Alloy Products, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 12, 2021 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Universal Stainless & Alloy Products, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this E |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 913837100 (CUSIP Number) 12/31/2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru |
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| February 10, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| February 9, 2021 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| January 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Comm |
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| January 27, 2021 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS FOURTH QUARTER 2020 RESULTS • Total debt reduced by $10.4 million and managed working capital declined by $19.2 million from Q3 2020 • |
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| January 15, 2021 |
CUSIP No. 913837100 Page 1 of 7 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road |
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| December 16, 2020 |
CUSIP No. 913837100 Page 1 of 7 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road |
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| November 13, 2020 |
USAP / Universal Stainless & Alloy Products, Inc. / Privet Fund LP - SC 13D/A Activist Investment CUSIP No. 913837100 Page 1 of 7 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-39467 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 21, 2020 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS THIRD QUARTER 2020 RESULTS • Q3 2020 Sales total $37.4 million; Premium alloy sales up 13.9% from Q3 2019 • Q3 2020 Net Loss of $7.0 m |
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| October 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorp |
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| October 6, 2020 |
Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39467 25-1724540 (State or other jurisdiction of incorporation) (Commi |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates John Arminas June Filingeri Chairman, Vice President, President President and CEO General Counsel & Secretary Comm-Partners LLC (412) 257-7609 (412) 220-3774 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REACHES LABOR AGREEMENT AT ITS TITUSVILLE FACILITY BRIDGEVILLE, PA, October 6, 2020 – Universal Stainless & Alloy Products, Inc. (Nasdaq: |
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| September 28, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on September 28, 2020 Registration No. |
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| September 28, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on September 28, 2020 Registration No. |
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| September 28, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on September 28, 2020 Registration No. |
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| September 28, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on September 28, 2020 Registration No. |
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| September 28, 2020 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. 1996 EMPLOYEE S |
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| August 24, 2020 |
EX-4.1 Exhibit 4.1 TAX BENEFITS PRESERVATION PLAN dated as of August 24, 2020 between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., as the Company, and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Rights Agent TABLE OF CONTENTS Page SECTION 1. Certain Definitions. 1 SECTION 2. Appointment of Rights Agent. 9 SECTION 3. Issue of Rights Certificates. 10 SECTION 4. Form of Rights Certificate. 12 SECTI |
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| August 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2020 Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 000-25032 25-1724540 (State or Other Jurisdiction of Incorpo |
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| August 24, 2020 |
EX-99.1 Exhibit 99.1 UNIVERSAL STAINLESS ADOPTS TAX BENEFITS PRESERVATION PLAN DESIGNED TO PROTECT THE AVAILABILITY OF ITS TAX BENEFITS BRIDGEVILLE, PA, August 24, 2020 — Universal Stainless & Alloy Products, Inc. (NASDAQ: USAP) (“Universal Stainless” or the “Company”) announced today that its Board of Directors (the “Board”) has adopted a Tax Benefits Preservation Plan (the “Plan”) designed to pr |
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| August 24, 2020 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) In accordance with Section 151 of the Delaware General Corporation Law, the undersigned corporation hereby certifies that the following resolution was adopted by the Board of Directors of Univ |
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| August 24, 2020 |
Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 25-1724540 (State or other jurisdiction of incorporation) (IRS Employer Iden |
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| July 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction (Commission (IRS |
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| July 29, 2020 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS SECOND QUARTER 2020 RESULTS • Q2 2020 Sales total $52.5 million; Premium alloy sales rise 62.3% sequentially • Q2 2020 Net Loss of $3. |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| May 11, 2020 |
Submission of Matters to a Vote of Security Holders Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) ( |
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| May 8, 2020 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 000-25032 25-1724540 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA 15017 (Address |
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| April 22, 2020 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) (Co |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| April 22, 2020 |
EX-10.1 Exhibit 10.1 Paycheck Protection Program Term Note $10,000,000.00 April 15, 2020 FOR VALUE RECEIVED, UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. (the “Borrower”), with an address at 600 MAYER STREET, BRIDGEVILLE, PENNSYLVANIA 15017-2790, promises to pay to the order of PNC BANK, NATIONAL ASSOCIATION (the “Bank”), in lawful money of the United States of America in immediately available funds |
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| April 22, 2020 |
EX-99.1 3 d920016dex991.htm EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS FIRST QUARTER 2020 RESULTS ◾ Q1 2020 Sales total $58.5 million; Aerospace sales rise 12.7% sequentially ◾ |
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| March 27, 2020 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) (Co |
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| March 26, 2020 |
USAP / Universal Stainless & Alloy Products, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 19, 2020 |
Exhibit 10.23 First amendment to EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of the 18th day of February 2020 to the employment agreement made as of the 21st day of February 2008, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Paul A. McGrath (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, a |
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| February 19, 2020 |
USAP / Universal Stainless & Alloy Products, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| February 19, 2020 |
Exhibit 10.22 First amendment to EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of the 18th day of February 2020 to the employment agreement made as of the 21st day of December 2007, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Dennis M. Oates (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, a |
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| February 19, 2020 |
Exhibit 10.24 First amendment to EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of the 18th day of February 2020 to the employment agreement made as of the 21st day of April 2008, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Christopher M. Zimmer (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained |
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| February 19, 2020 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of the securities of Universal Stainless & Alloy Products, Inc. (the “Company”) that are registered under Section 12 of the Securities Exchange Act of 1934, as amended. This description also summar |
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| February 19, 2020 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| February 13, 2020 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* UNIVERSAL STAINLESS & ALLOY (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 10, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10) Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 22, 2020 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS FOURTH QUARTER 2019 RESULTS • Q4 2019 Sales total $55.2 million; Aerospace sales reach record $170.4 million for 2019 • Q4 2019 Net In |
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| January 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2020 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) ( |
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| November 6, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporati |
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| November 6, 2019 |
600 Mayer Street, Bridgeville, PA 15017 phone 412.257.7600 web www.univstainless.com EX-99.1 Exhibit 99.1 November 6, 2019 VIA FEDERAL EXPRESS AND EMAIL Craig C. Bram President and Chief Executive Officer Synalloy Corporation 4510 Cox Road, Suite 201 Richmond, VA 23060 Dear Mr. Bram: On behalf of the Board of Directors of Universal Stainless & Alloy Products, Inc. (the “Company”), I am writing in response to the unsolicited letter from you, dated October 14, 2019 (the “Interest Le |
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| October 23, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| October 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) ( |
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| October 23, 2019 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS THIRD QUARTER 2019 RESULTS • Q3 2019 Sales total $56.6 million; Aerospace reaches 72.3% of sales • Q3 2019 Net Income of $0.8 million, |
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| October 18, 2019 |
600 Mayer Street, Bridgeville, PA 15017 phone 412.257.7600 web www.univstainless.com EX-99.1 Exhibit 99.1 October 15, 2019 VIA FEDERAL EXPRESS AND EMAIL Craig C. Bram President and Chief Executive Officer Synalloy Corporation 4510 Cox Road, Suite 201 Richmond, VA 23060 Dear Mr. Bram: On behalf of the Board of Directors of Universal Stainless & Alloy Products, Inc. (the “Company”), I am writing in response to the unsolicited letter from you, dated October 14, 2019 (the “Interest Le |
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| October 18, 2019 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) ( |
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| October 15, 2019 |
SYNL / Synalloy Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2019 SYNALLOY CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-19687 57-0426694 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 15, 2019 |
Synalloy Corporation | 4510 Cox Road, Suite 201 | Richmond, Virginia 23060 Exhibit 99.1 October 14, 2019 VIA EMAIL AND FEDERAL EXPRESS Mr. Dennis M. Oates Chairman of the Board, President and CEO Universal Stainless & Alloy Products, Inc. 600 Mayer Street Bridgeville, Pennsylvania 15017 Dear Denny: On behalf of the Synalloy (SYNL) Board of Directors, I am writing to you and the Universal Stainless (USAP) Board of Directors to express our continued interest in pursuing a |
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| September 30, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. 11-K - - ESPP 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| September 16, 2019 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 913837100 (CUSIP Number) May 23, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| July 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) (Com |
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| July 24, 2019 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS SECOND QUARTER 2019 RESULTS • Q2 2019 Sales of $71.0 million, up 17.8% from Q1 2019 and 7.5% from Q2 2018, and highest since first qua |
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| July 24, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| July 22, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. / Privet Fund LP - SC 13D/A Activist Investment CUSIP No. 913837100 Page 1 of 7 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road |
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| July 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 913837100 (CUSIP Number) Privet Fund LP Attn: Ryan Levenson 79 West Paces Ferry Road Suite 200B Atlanta, GA 30305 With a copy to: Rick Miller |
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| July 2, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the “Act”), the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D and any amendments thereto with respect to the common stock of Universal Stainless & Alloy Products, Inc. and agree that this Joint Filing Agreement shall be |
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| May 8, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Universal Stainless & Alloy Products, Inc. (Exact Name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-25032 (Commission File No.) 25-1724540 (I.R.S. Employer Identification Number) 600 Mayer Street, Bridgeville, PA (Address of Principal E |
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| May 6, 2019 |
Submission of Matters to a Vote of Security Holders 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) (Commi |
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| April 24, 2019 |
EX-99.1 Exhibit 99.1 CONTACTS: Dennis M. Oates Christopher T. Scanlon June Filingeri Chairman, VP Finance, CFO President President and CEO and Treasurer Comm-Partners LLC (412) 257-7609 (412) 257-7662 (203) 972-0186 FOR IMMEDIATE RELEASE UNIVERSAL STAINLESS REPORTS FIRST QUARTER 2019 RESULTS • Q1 2019 Sales of $60.3 million, up 5.6% from Q4 2018 • Q1 2019 Net Income of $1.2 million, or $0.14 per d |
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| April 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 Universal Stainless & Alloy Products, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25032 25-1724540 (State or other jurisdiction of incorporation) (Co |
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| April 24, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| April 12, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2019 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Below are the only active wholly-owned subsidiaries of the registrant and its jurisdiction of organization. Doing Business As State of Incorporation Dunkirk Specialty Steel, LLC Delaware North Jackson Specialty Steel, LLC Delaware |
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| February 20, 2019 |
USAP / Universal Stainless & Alloy Products, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-25032 UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. |
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| February 20, 2019 |
Employment Agreement dated November 5, 2018, between the Company and Alyssa H. Snider Exhibit 10.8 EMPLOYMENT AGREEMENT THIS AGREEMENT made as of the 5th day of November 2018, by and between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., a Delaware corporation (the "Company"), and Alyssa H. Snider (the "Executive"). WITNESSETH: In consideration of the covenants and agreements herein contained, and intending to be legally bound hereby, the Company and Executive agree as follows: Articl |
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| February 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* UNIVERSAL STAINLESS & ALLOY (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 30, 2019 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913837100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
