WVVIP / Willamette Valley Vineyards, Inc. - Preferred Stock - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 12, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commiss

Willamette Valley Vineyards, Inc. $4,500,000 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated July 3, 2025 Registration No.

Willamette Valley Vineyards, Inc. 8800 Enchanted Way SE Turner, Oregon 97392

Willamette Valley Vineyards, Inc. 8800 Enchanted Way SE Turner, Oregon 97392 June 20, 2025 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Jenny O'Shanick Re: Willamette Valley Vineyards, Inc. Registration Statement on Form S-3 File No. 333-288108 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under th

Form of Specimen Stock Certificate for Series A Redeemable Preferred Stock (filed herewith)

Exhibit 4.3

As filed with the Securities and Exchange Commission on June 17, 2025

As filed with the Securities and Exchange Commission on June 17, 2025 SEC File No.

Form of Senior Debt Indenture between the registrant and one or more trustees to be named (filed herewith)

Exhibit 4.7 WILLAMETTE VALLEY VINEYARDS, INC. ISSUER AND [ ] TRUSTEE INDENTURE DATED AS OF [ ] SENIOR DEBT SECURITIES TABLE OF CONTENTS PAGE ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions of Terms. 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities. 5 Section 2.2 Form of Securities and Trustee’s Certificat

Form of Subordinated Debt Indenture between the registrant and one or more trustees to be named (filed herewith)

Exhibit 4.8 WILLAMETTE VALLEY VINEYARDS, INC. ISSUER AND [ ] TRUSTEE INDENTURE DATED AS OF [ ] SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS PAGE ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions of Terms. 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities. 5 Section 2.2 Form of Securities and Trustee’s Cert

Filing Fee Table (filed herewith)

Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Willamette Valley Vineyards, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive

Letter from Moss Adams LLP dated June 6, 2025

Exhibit 16.1 June 6, 2025 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by the Willamette Valley Vineyards, Inc. included under Item 4.01 of its Current Report on Form 8-K dated June 6, 2025 to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therei

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2025 Willamette Valley Vi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commissi

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 2, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commissi

Amended and Restated Bylaws of Willamette Valley Vineyards, Inc.

EX-3.1 2 wvviex3-1.htm AMENDED AND RESTATED BYLAWS OF WILLAMETTE VALLEY VINEYARDS, INC. Exhibit 3.1 WILLAMETTE VALLEY VINEYARDS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES 1.1 Principal Office. The principal office of the corporation shall be located at 8800 Enchanted Way S.E., Turner, Oregon 97392. The corporation may have such other offices as the Board of Directors may designate or as t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Employment Agreement dated May 12, 2025 between the Company and Michael Osborn

Exhibit 10.1 Highly Confidential EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is effective as of May 12, 2025 between Willamette Valley Vineyards, Inc., an Oregon corporation (“WVVI” or “Company”) and Michael Osborn, a resident of the Commonwealth of Virginia (“you” or “your” or “Executive”). In consideration of the promises and the mutual agreements contained h

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 12, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commissi

Articles of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated August 9, 2022. (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025, filed on May 13, 2025, File No. 001-37610).

Exhibit 3.1 ARTICLES OF INCORPORATION OF WILLAMETTE VALLEY VINEYARDS, INC. The undersigned individual of the age of eighteen years or more, acting as incorporator under the Oregon Business Corporation Act, adopts the following articles of incorporation: ARTICLE I The name of the corporation is Willamette Valley Vineyards, Inc. ARTICLE II The aggregate number of shares which the corporation shall h

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

Articles of Correction to the Articles of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated June 22, 2015 (Filed herewith)

Exhibit 3.3 Registry No. 108800-86 FILED JUN 23 2015 OREGON SECRETARY OF STATE ARTICLES OF CORRECTION TO ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF WILLAMETTE VALLEY VINEYARDS, INC. Pursuant to Oregon Revised Statutes Section 60.014, the undersigned Corporation hereby submits Articles of Correction for the purpose of correcting a document filed with the Oregon Office of the of Secre

Articles of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated June 22, 2015, as corrected on July 22, 2015 (Filed herewith)

Exhibit 3.4 Registry No. 108800-86 FILED JUL 28 2015 OREGON SECRETARY OF STATE ARTICLES OF CORRECTION TO ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF WILLAMETTE VALLEY VINEYARDS, INC. Pursuant to Oregon Revised Statutes Section 60.014, the undersigned Corporation hereby submits Articles of Correction for the purpose of correcting a document filed with the Oregon Office of the Secretar

Articles of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated March 15, 2016 (Filed herewith)

Exhibit 3.5 Registry Number: 108800-86 (if known) ARTICLES OF AMENDMENT Business/Professional Corporation FILED MAR 15 2016 OREGON SECRETARY OF STATE PLEASE TYPE OR PRINT LEGIBLY IN BLACK INK 1. ENTITY NAME: Willamette Valley Vineyards, Inc. 2. THE FOLLOWING AMENDMENT(S) TO THE ARTICLES OF INCORPORATION IS MADE HEREBY: State the article number(s) and set forth the article(s) as it is amended to re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2025 Willamette Vall

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Com

Willamette Valley Vineyards Announces Intention to Separate President and Chief Executive Officer Roles The Oregon winery begins 2025 with a search for a candidate to serve as its Chief Executive Officer with founder Jim Bernau, continuing to serve a

Exhibit 99.1 For Immediate Release Contact: Sarah Murdoch Puncheon PR (503) 735-5943 [email protected] Willamette Valley Vineyards Announces Intention to Separate President and Chief Executive Officer Roles The Oregon winery begins 2025 with a search for a candidate to serve as its Chief Executive Officer with founder Jim Bernau, continuing to serve as President Salem Hills, Ore., Jan. 3, 202

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2025 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Submission of Matters to a Vote of Security Holders

false 0000838875 WILLAMETTE VALLEY VINEYARDS INC 0000838875 2024-07-13 2024-07-13 0000838875 us-gaap:CommonStockMember 2024-07-13 2024-07-13 0000838875 WVVI:SeriesRedeemablePreferredStockMember 2024-07-13 2024-07-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

false 0000838875 WILLAMETTE VALLEY VINEYARDS INC 0000838875 2024-06-05 2024-06-05 0000838875 us-gaap:CommonStockMember 2024-06-05 2024-06-05 0000838875 us-gaap:PreferredStockMember 2024-06-05 2024-06-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Clawback Policy

Exhibit 97.1 WILLAMETTE VALLEY VINEYARDS, INC. CLAWBACK POLICY I. Purpose and Scope The Board of Directors (the “Board”) of Willamette Valley Vineyards, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation phi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

Willamette Valley Vineyards, Inc. $1,400,000 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated June 30, 2022 Registration No.

View this email in your browser Free Writing Prospectus (to Prospectus dated June 30, 2022, as Supplemented by the Prospectus Supplement dated June 30, 2023) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-265961. WILLAMETTE VALLEY VI

View this email in your browser Free Writing Prospectus (to Prospectus dated June 30, 2022, as Supplemented by the Prospectus Supplement dated June 30, 2023) Filed Pursuant to Rule 424(b)(2) Registration Statement No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2023 Willamette Valley V

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2023 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 17, 2023 Willamette Valley V

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 17, 2023 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commiss

Friends and Family OWNER OFFER Owners, you and your friends and family are invited to purchase preferred stock (NASDAQ: WVVIP) at a special price of $4.85 per share. Price per share increases to $5.35 after September 30, 2023. Your investment helps s

Friends and Family OWNER OFFER Owners, you and your friends and family are invited to purchase preferred stock (NASDAQ: WVVIP) at a special price of $4.

Willamette Valley Vineyards, Inc. $3,530,000 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated June 30, 2022 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

Willamette Valley Vineyards, Inc. $1,845,009 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated November 1, 2022 Registration No.

Willamette Valley Vineyards, Inc. $1,226,211 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated October 3, 2022 Registration No.

Willamette Valley Vineyards, Inc. $1,467,729 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated September 1, 2022 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Articles of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated August 9, 2022.

Articles of Amendment - Business/Professional Corporation Secretary of State - Corporation Division - 255 Capitol St.

View this email in your browser Free Writing Prospectus (to Prospectus dated June 30, 2022, as Supplemented by the Prospectus Supplement dated August 1, 2022) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-265961.

View this email in your browser Free Writing Prospectus (to Prospectus dated June 30, 2022, as Supplemented by the Prospectus Supplement dated August 1, 2022) Filed Pursuant to Rule 424(b)(2) Registration Statement No.

Willamette Valley Vineyards, Inc. $1,097,765 Series A Redeemable Preferred Stock

424B2 1 wvvi-424b2.htm WILLAMETTE VALLEY VINEYARDS, INC. PROSPECTUS SUPPLEMENT Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated August 1, 2022 Registration No. 333-265961 Willamette Valley Vineyards, Inc. $1,097,765 Series A Redeemable Preferred Stock This prospectus supplement relates to the offer and sale of up to 213,158 shares of our Series A Redeemable Preferred Stoc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2022 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

Willamette Valley Vineyards, Inc. 8800 Enchanted Way SE Turner, Oregon 97392

CORRESP 1 filename1.htm Willamette Valley Vineyards, Inc. 8800 Enchanted Way SE Turner, Oregon 97392 July 7, 2022 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Erin Donahue Re: Willamette Valley Vineyards, Inc. Registration Statement on Form S-3 File No. 333-265961 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and

As filed with the Securities and Exchange Commission on June 30, 2022

As filed with the Securities and Exchange Commission on June 30, 2022 SEC File No.

Filing Fee Table (filed herewith)

Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Willamette Valley Vineyards, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 wvvi-14a.htm WILLAMETTE VALLEY VINEYARDS, INC. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Con

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

PRE 14A 1 wvvi-14a.htm WILLAMETTE VALLEY VINEYARDS, INC. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

Domaine Willamette will produce world-class methode champenoise sparkling wines with an underground aging cellar at the biodynamically-farmed Bernau Estate Vineyard. The winery will offer Oregon-inspired hospitality with wine and food pairings, stunn

Willamette Valley Vineyards Elena Castaneda Hammond [Test] Over $7.7 million raised I Act now to be a Winery Owner 1 message Jim Willamette Valley Vineyards Reply-To: [email protected] To: "<< Test First Name >>" Mon, Nov 8, 2021 at 9:51 AM View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus

WILLAMETTE VALLEY VINEYARDS Elena Castaneda Hammond <[email protected]> [Test] Over $7.5 million raised Take action now to be a winery Owner 1 message Jim Willamette Valley Vineyards <[email protected]> Reply-To: us20-bd92356ad7-7997d623c8@i

WILLAMETTE VALLEY VINEYARDS Elena Castaneda Hammond [Test] Over $7.5 million raised Take action now to be a winery Owner 1 message Jim Willamette Valley Vineyards Reply-To: [email protected] To: "<< Test First Name >>" Fri, Oct 22, 2021 at 1:11 PM View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Pro

View this email in your browser Owner Updates Dear <<First Name>>, What a harvest we are having! With the summer so dry and yields below average, wine grape quality is high. Thank you for forwarding the Preferred Stock Ownership invitation to your wi

FWP 1 wvvifwp.htm WILLAMETTE VALLEY VINEYARDS, INC. FWP View this email in your browser Owner Updates Dear <>, What a harvest we are having! With the summer so dry and yields below average, wine grape quality is high. Thank you for forwarding the Preferred Stock Ownership invitation to your wine loving family members and friends. I am expecting approximately $6 million in stock subscriptions by th

View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236080. Dear <<First Name

View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 001-37610 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- 236080. Dear &lt;&lt;Fir

View this email in your browser Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 10, 2021 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commiss

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 23, 2021 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 001-37610 93-0981021 (State or other jurisdiction of incorporation) (Commiss

Willamette Valley Vineyards announces a new planned Winery in Dundee Hills, four new planned Winery Restaurants and a new Winemaking & Vineyard Leadership Position

Exhibit 99.1 FOR IMMEDIATE RELEASE Media contact: Willamette Valley Vineyards announces a new planned Winery in Dundee Hills, four new planned Winery Restaurants and a new Winemaking & Vineyard Leadership Position June 23, 2021 (Turner, OR) ? Willamette Valley Vineyards, Inc. (NASDAQ: WVVI & WVVIP) (the ?Company?), a leading Pinot Noir producer in Oregon, today announced that it plans on building

Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236080. View in a browser. Dear Example First Name, Pleas

Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 11, 2021) Filed Pursuant to Rule 424(b)(2) Registration Statement No.

Benefits of Preferred Stock Ownership • Discount of 25% off of wine bottle purchases. • Complimentary wine tasting at any of our locations, including Maison Bleue & Pambrun in Walla Walla, and at future locations (once per month, by appointment). • D

Benefits of Preferred Stock Ownership ? Discount of 25% off of wine bottle purchases.

Preferred Stock Ownership Application Please fill out and return with your Subscription Agreement.

FOR OFFICE USE ONLY investor subscription agreement for First name: willamette valley vineyards, inc.

Willamette Valley Vineyards, Inc. $10,700,000 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated January 24, 2020 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

Annual Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Quarterly Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

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Quarterly Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

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Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 17, 2020 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2020 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

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Free Writing Prospectus (to Prospectus dated January 24, 2020, as Supplemented by the Prospectus Supplement dated June 10, 2020) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-236080

July 6, 2020 Dear <>, The Oregon wine industry is coming back strong as the “stay-at-home” orders increased enthusiasm for food and wine, fostering record sales in grocery stores and online.

Willamette Valley Vineyards, Inc. $9,300,000 Series A Redeemable Preferred Stock

Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated January 24, 2020 Registration No.

- WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Quarterly Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q o QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

WVVI / Willamette Valley Vineyards, Inc. 10-K - Annual Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Description of Common Stock

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S COMMON STOCK The common stock of Willamette Valley Vineyards, Inc. (the “Company,” “we,” “us” or “our”) is listed on the NASDAQ Capital Market under the symbol “WVVI”. All outstanding shares of common stock are validly issued, fully-paid and nonassessable. The following is a summary of the terms of our common stock. This summary does not purport to be co

WVVI / Willamette Valley Vineyards, Inc. CORRESP - -

February 7, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

WVVI / Willamette Valley Vineyards, Inc. S-3 - - WILLAMETTE VALLEY VINEYARDS, INC. S-3

As filed with the Securities and Exchange Commission on January 24, 2020 SEC File No.

WVVI / Willamette Valley Vineyards, Inc. 10-Q - Quarterly Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 4, 2019 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commis

Employment Agreement between Willamette Valley Vineyards, Inc. and James W. Bernau dated August 3, 1988

EXHIBIT 10.01 8800 Enchanted Way SE Turner, Oregon 97392 Telephone (503) 588-9463 Toll Free (800) 344-9463 Facsimile (503) 362-0062 www.wvv.com Employment Agreement – John Ferry Date: 9/11/2019 Title: Chief Financial Officer. Reporting To: CEO. Job Description: Attached Classification: Regular Full-Time FLSA Designation: Salaried exempt. Compensation: Annual salary of $140,000. Normal company pay

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 11, 2019 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Comm

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 7, 2019 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commi

WVVI / Willamette Valley Vineyards, Inc. 10-Q - Quarterly Report - WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

(800) 344-9463

EXHIBIT 99.1 For immediate release: July 18, 2019 Contact: Jim Bernau (800) 344-9463 NASDAQ: WVVI Willamette Valley Vineyards announces the retirement of CFO SALEM, Ore., July 18, 2019/PR Newswire/ - Willamette Valley Vineyards (NASDAQ:WVVI), a leading Oregon producer of Pinot Noir, today announced that Chief Financial Officer Rich Goward has notified the Company of his intention to retire from hi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 18, 2019 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 14, 2019 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

WVVI / Willamette Valley Vineyards, Inc. DEF 14A - - PRIMARY DOCUMENT

DEF 14A 1 wvvidef14a-17687.htm PRIMARY DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission

WVVI / Willamette Valley Vineyards, Inc. 10-Q Quarterly Report WILLAMETTE VALLEY VINEYARDS, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. FORM 10Q 9-30-2018 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2018 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VALLE

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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2018 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporatio

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WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

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WVVI / Willamette Valley Vineyards, Inc. WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 8-K (Current Report/Significant Event)

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2017 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation)

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Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified

www.wvv.com/ownership www.wvv.com/prospectus (w/ pop up before viewing prospectus www.wvv.com/prospectus www.wvv.com/stock

Untitled Document www.wvv.com/ownership www.wvv.com/prospectus (w/ pop up before viewing prospectus www.wvv.com/prospectus www.wvv.com/prospectus www.wvv.com/stock

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Willamette Valley Vineyards, Inc. Series A Redeemable Preferred Stock

Blueprint Filed Pursuant to Prospectus Supplement to Rule 424(b)(2) Prospectus Dated December 23, 2015 Registration No.

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 10-K (Annual Report)

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILL

WVVI / Willamette Valley Vineyards, Inc. / THOMA CARL D - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* WILLAMETTE VALLEY VINEYARDS, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 969136100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 10Q 16940 (Quarterly Report)

10-Q 1 willamette10q-16940.htm WILLAMETTE VALLEY VINEYARDS, INC. 10Q 16940 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETT

Submission of Matters to a Vote of Security Holders

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 10, 2016 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation)

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Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 03/31/2016 10-Q (Quarterly Report)

10-Q 1 wvvi10q-16863.htm WILLAMETTE VALLEY VINEYARDS, INC. 03/31/2016 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMET

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. FORM 8K/A (Current Report/Significant Event)

willamette-8ka16851.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2016 (March 15, 2016) Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-098

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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

wvvi8k-16781.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 15, 2016 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorpo

Amended and Restated Certificate of Designation regarding the Series A Redeemable Preferred Stock (incorporated by reference from the Company’s Current Report on Form 8-K filed with the SEC on March 16, 2016 [File No. 001-37610])

exhibit4-1.htm Exhibit 4.1 ATTACHMENT A Amended and Restated Certificate of Designation of the Preferences, Limitations, and Relative Rights of the Series A Redeemable Preferred Stock of Willamette Valley Vineyards, Inc. 1. Designation and Number. The designation of such preferred shares, no par value, is ?Series A Redeemable Preferred Stock? (the ?Series A Redeemable Preferred Stock?). The total

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 8-K (Current Report/Significant Event)

wvvi8k-16780.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 15, 2016 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorpo

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Prospectus Supplement to Prospectus Dated December 23, 2015 Filed Pursuant to Rule 424(b)(2) Registration No. 333-208715 Willamette Valley Vineyards, Inc.

wvvi424b2-16772.htm Prospectus Supplement to Prospectus Dated December 23, 2015 Filed Pursuant to Rule 424(b)(2) Registration No. 333-208715 Willamette Valley Vineyards, Inc. $4,125,000 Series A Redeemable Preferred Stock This prospectus relates to the offer and sale of up to 970,588 shares of our Series A Redeemable Preferred Stock, to be issued during one or more offering periods described in th

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 10K 12-31-2015 (Annual Report)

willamette10k-16578.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 23.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements (Form S-3, No. 333-208715 and Form S-8 Nos. 333-69188 and 333-63038) of Willamette Valley Vineyards, Inc. of our report dated March 10, 2016, relating to the financial statements of Willamette Valley Vineyards, Inc. appearing in this Annual Report on For

Submission of Matters to a Vote of Security Holders

williamette8k-16767.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2016 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction

WVVI / Willamette Valley Vineyards, Inc. / THOMA CARL D - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* WILLAMETTE VALLEY VINEYARDS, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 969136100 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

Willamette Valley Vineyards ESP

wvvicorresp-16737.htm February 10, 2016 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Corporation Finance Re: Willamette Valley Vineyards, Inc. Form S-3 Registration Statement Registration No 333-208715 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Willamette Valley Vineyard

Willamette Valley Vineyards ESP

CORRESP 1 filename1.htm February 5, 2016 Suite 2200 1201 Third Avenue Seattle, WA 98101-3045 Marcus Williams (206) 757-8170 tel (206) 757-7700 fax [email protected] Filed via EDGAR John Reynolds Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 RE: Willamette Valley Vineyards, Inc. Registration Statement on Form S-3 Filed December 23, 2

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. DEFA 14A

DEFA14A 1 wvvidefa14a-16729.htm WILLAMETTE VALLEY VINEYARDS, INC. DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934(AMENDMENT NO. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential,

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. DEFINITIVE PROXY STATEMENT

DEF 14A 1 wvvidef14a-16726.htm WILLAMETTE VALLEY VINEYARDS, INC. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934(AMENDMENT NO. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statemen

Willamette Valley Vineyards ESP

wvvicorresp-16728.htm February 2, 2016 Suite 2200 1201 Third Avenue Seattle, WA 98101-3045 Marcus Williams (206) 757-8170 tel (206) 757-7700 fax [email protected] Filed via EDGAR John Reynolds Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 RE: Willamette Valley Vineyards, Inc. Registration Statement on Form S-3 Filed December 23, 201

Willamette Valley Vineyards ESP

wvvicorresp-16727.htm February 2, 2016 Suite 2200 1201 Third Avenue Seattle, WA 98101-3045 Marcus Williams (206) 757-8170 tel (206) 757-7700 fax [email protected] Filed via EDGAR John Reynolds Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 RE: Willamette Valley Vineyards, Inc. Preliminary Proxy Statement on Schedule 14A Filed January

Willamette Valley Vineyards ESP

response-letter.htm January 15, 2016 Suite 2200 1201 Third Avenue Seattle, WA 98101-3045 Marcus Williams (206) 757-8170 tel (206) 757-7700 fax [email protected] Filed via EDGAR John Reynolds Assistant Director Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 RE: Willamette Valley Vineyards, Inc. Form PRE 14A Filed December 24, 2015 SEC File No. 001-37610

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. REVISED PRELIMINARY PROXY STATEMENT

PRER14A 1 wvviprer14a-16712.htm WILLAMETTE VALLEY VINEYARDS, INC. REVISED PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934(AMENDMENT NO. 1) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Pro

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. PRELIMINARY PROXY STATEMENT

PRE 14A 1 wvvipre14a-16703.htm WILLAMETTE VALLEY VINEYARDS, INC. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934(AMENDMENT NO. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Stateme

Form of Senior Debt Indenture between the registrant and one or more trustees to be named (Filed Herewith)

EXHIBIT 4.7 WILLAMETTE VALLEY VINEYARDS, INC. ISSUER AND [ ] TRUSTEE INDENTURE DATED AS OF [ ] SENIOR DEBT SECURITIES TABLE OF CONTENTS PAGE ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions of Terms. 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities. 5 Section 2.2 Form of Securities and Trustee’s Certificat

Form of Specimen Stock Certificate for Series A Redeemable Preferred Stock (Filed Herewith)

EXHIBIT 4.3 1 2

Form of Subordinated Debt Indenture between the registrant and one or more trustees to be named (Filed Herewith)

EXHIBIT 4.8 WILLAMETTE VALLEY VINEYARDS, INC. ISSUER AND [ ] TRUSTEE INDENTURE DATED AS OF [ ] SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS PAGE ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions of Terms. 1 ARTICLE II. ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities. 5 Section 2.2 Form of Securities and Trustee’s Cert

As filed with the Securities and Exchange Commission on December 22, 2015

As filed with the Securities and Exchange Commission on December 22, 2015 SEC File No.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

williamette8k-16670.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 19, 2015 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction

Amended and Restated Bylaws of Willamette Valley Vineyards, Inc. (incorporated by reference from the Company’s Current Reports on Form 8-K filed on November 20, 2015, File No. 001-37610)

exhibit3-1.htm Exhibit 3.1 WILLAMETTE VALLEY VINEYARDS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES 1.1 Principal Office. The principal office of the corporation shall be located at 8800 Enchanted Way S.E., Turner, Oregon 97392. The corporation may have such other offices as the Board of Directors may designate or as the business of the corporation may from time to time require. 1.2 Registe

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 o TRANSITION REPORT UNDER SE

10-Q 1 willamette-10q16644.htm WILLAMETTE VALLEY VINEYARDS, INC. 10Q 09-30-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522

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Willamette Valley Vineyards AMETTE VALLEY VINEYARDS, INC. 8-A12B

willamette-8a12b16633.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in its charter) Oregon (State or other jurisdiction of incorporation or organization) 93-0981021 (

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WILLAMETTE VALLEY VINEYARDS OFFERS STOCK TO FUND TWO NEW WINERIES OWNED BY WINE ENTHUSIAST SHAREHOLDERS

williamettefwp-16537.htm WILLAMETTE VALLEY VINEYARDS OFFERS STOCK TO FUND TWO NEW WINERIES OWNED BY WINE ENTHUSIAST SHAREHOLDERS Left photo: SeVein property in Walla Walla, Oregon, which is home to the new Pambrun vineyard. Right photo pictured from left: Isabelle Meunier, Christine Collier, Jim Bernau, Jan Green, Betty O?Brien and Dick O?Brien in the Elton vineyard in Eola Hills, Oregon. Photo cr

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Willamette Valley Vineyards ESP

CORRESP 1 filename1.htm August 11, 2015 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Corporation Finance Re: HomeStreet, Inc. Form S-3 Registration Statement Registration No. 333-205174 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Willamette Valley Vineyards, Inc., an Oreg

Willamette Valley Vineyards, Inc.

williamette424b5-16514.htm Filed Pursuant to Rule 424(b)(5) Registration No. 333-205174 Willamette Valley Vineyards, Inc. $6,000,000 Series A Redeemable Preferred Stock We may offer and sell, from time to time, shares of our Series A Redeemable Preferred Stock that we describe in this prospectus having an aggregate initial offering price not exceeding $6,000,000. Our Series A Redeemable Preferred

Willamette Valley Vineyards ESP

accelerationletter16515.htm August 10, 2015 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Corporation Finance Re: HomeStreet, Inc. Form S-3 Registration Statement Registration No. 333-205174 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Willamette Valley Vineyards, Inc., an

Willamette Valley Vineyards ESP

wvvicorresp-16521.htm August 10, 2015 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Corporation Finance Re: HomeStreet, Inc. Form S-3 Registration Statement Registration No. 333-205174 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Willamette Valley Vineyards, Inc., an Oregon

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. S-3/A, AMENDMENT NO. 2

wvvis3a-16512.htm As filed with the Securities and Exchange Commission on August 6, 2015 SEC File No. 333-205174 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Willamette Valley Vineyards, Inc. (Exact name of registrant as specified in its charter) Oregon (State or other jurisdiction of inco

Amended and Restated Escrow Agreement between Willamette Valley Vineyards, Inc., and OTR, Inc., dated August 6, 2015 (Filed Herewith)

exhibit4-3.htm Exhibit 4.3 AMENDED AND RESTATED ESCROW AGREEMENT This AMENDED AND RESTATED ESCROW AGREEMENT (this "Agreement") dated as of this 6th day of August, 2015 (the "Effective Date"), is between Willamette Valley Vineyards, Inc. (the "Company") and OTR, Inc., (the "Escrow Agent"). RECITALS WHEREAS, the Company and the Escrow Agent previously entered into an Escrow Agreement dated as of Jul

Willamette Valley Vineyards ESP

sec-responseletter.htm

Certificate of Designation of Series A Redeemable Preferred Stock of Willamette Valley Vineyards, Inc.

exhibit4-1.htm Exhibit 4.1 CERTIFICATE OF DESIGNATION OF SERIES A REDEEMABLE PREFERRED STOCK Willamette Valley Vineyards, Inc., an Oregon corporation (the ?Corporation?), hereby certifies that pursuant to the authority vested in the Board of Directors of the Corporation by the provisions of its Articles of Incorporation, as amended, and by and pursuant to ORS 60.341, the Board of Directors adopted

Willamette Valley Vineyards ESP

CORRESP 9 filename9.htm Suite 2200 1201 Third Avenue Seattle, WA 98101-3045 Marcus J. Williams 206.757.8170 tel 206.757.7170 fax [email protected] July 31, 2015 VIA EDGAR AND FEDERAL EXPRESS OVERNIGHT Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.C. 20549-4561 Attention: Mr. Ronald E. Alper Ms. Pam Howell Re: Willamette Valley Vineyards, Inc. R

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Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. S-3/A, AMENDMENT NO. 1

wvvis3a-16500.htm As filed with the Securities and Exchange Commission on July 31, 2015 SEC File No. 333-205174 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Willamette Valley Vineyards, Inc. (Exact name of registrant as specified in its charter) Oregon (State or other jurisdiction of incor

Escrow Agreement between Willamette Valley Vineyards, Inc., and OTR, Inc., dated July 15, 2015

exhibit4-3.htm Exhibit 4.3 ESCROW AGREEMENT This ESCROW AGREEMENT (the "Agreement") dated as of this 15 day of July 2015, between Willamette Valley Vineyards (the "Company") and OTR, Inc., (the ?Escrow Agent"). RECITALS The Company desires to establish an escrow account with the Escrow Agent and the Escrow Agent is willing to open, maintain, and administer such escrow account in accordance with th

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. 8-K (Current Report/Significant Event)

wvvi8k-16481.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 12, 2015 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorpor

Certificate of Designation of Series A Redeemable Preferred Stock of Willamette Valley Vineyards, Inc.

exhibit4-1.htm Exhibit 4.1 CERTIFICATE OF DESIGNATION OF SERIES A REDEEMABLE PREFERRED STOCK Willamette Valley Vineyards, Inc., an Oregon corporation (the ?Corporation?), hereby certifies that pursuant to the authority vested in the Board of Directors of the Corporation by the provisions of its Articles of Incorporation, as amended, and by and pursuant to ORS 60.341, the Board of Directors adopted

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. FORM S-3

wvvis3-16455.htm As filed with the Securities and Exchange Commission on June 23, 2015 SEC File No. 333 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Willamette Valley Vineyards, Inc. (Exact name of registrant as specified in its charter) Oregon (State or other jurisdiction of incorporation or organization)

Willamette Valley Vineyards WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

wvvidef14a-16428.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 31, 2014 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 13, 2014 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissio

- WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

10-Q 1 willamette10q-15641.htm WILLAMETTE VALLEY VINEYARDS, INC. 06/30/2013 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WIL

- WILLAMETTE VALLEY VINEYARDS, INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2013 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K /A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

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United States Securities and Exchange Commission Washington D.C. 20549 Division of Corporation Finance RE: Willamette Valley Vineyards, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 27, 2012 File No. 000-21522 Dear Tia L. Jenkins, This letter has been prepared in response to the comments you made in your letter to us dated November 5, 2012. Based on and in response to your

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8800 Enchanted Way SE, Turner, Oregon 97392 Telephone 503.588.9463 Toll Free 800.344.9463 Fax 503.588.8894 United States Securities and Exchange Commission Washington D.C. 20549 Division of Corporation Finance RE: Willamette Valley Vineyards, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 27, 2012 File No. 000-21522 Dear Tia L. Jenkins, We received your comment letter regar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q /A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as sp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charte

WVVI / Willamette Valley Vineyards, Inc. / THOMA CARL D - SCHEDULE 13G Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* WILLAMETTE VALLEY VINEYARDS, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 969136100 (CUSIP Number) May 30, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

- WILLAMETTE VALLEY VINEYARDS INC. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 o TRANSITION REPORT UNDER SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2012 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Exclusive Distribution Agreement by and amount Young’s Market Company of Oregon, LLC an Oregon limited liability company, Young’s Market Company of Washington, LLC, and Oregon limited liability company, and the Company dated August 1, 2011 (incorporated by reference to Exhibit 10.10 to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2011 [File No. 000-21522])

Exhibit 10.10 [***] Indicates confidential material that has been omitted pursuant to a Confidential Treatment Request filed separately with the Securities and Exchange Commission. A complete copy of this agreement has been separately filed with the Securities and Exchange Commission EXCLUSIVE DISTRIBUTION AGREEMENT ? This Exclusive Distribution Agreement (?Agreement?) is entered into this 1st day

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SE

10-Q 1 willamettevalley10q-093011.htm WILLAMETTE VALLEY VINEYARDS 10Q 09-30-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-2152

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 o TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2011 Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporation) (Commissi

UNITED STATES

DEF 14A 1 v224822def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 ¨ TRANSITION REPORT UNDER SECTIO

10-Q 1 v22187410q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant a

SEC FILE NUMBER 0-21522

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 19, 2010 (November 15, 2010) Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 o TRANSITION REPORT UNDER SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 ¨ TRANSITION REPORT UNDER SECTION

10-Q 1 v19382710q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 6, 2010 (June 30, 2010) Will

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 6, 2010 (June 30, 2010) Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2010 (May 24, 2010) Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdiction of incorporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 o TRANSITION REPORT UNDER SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter

SEC FILE NUMBER 0-21522

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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits

8-K 1 v1843998k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2010 (May 5, 2010) Willamette Valley Vineyards, Inc. (Exact name of Company as specified in its charter) Oregon 0-21522 93-0981021 (State or other jurisdic

WILLAMETTE VALLEY VINEYARDS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I

WILLAMETTE VALLEY VINEYARDS, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES 1.1 Principal Office. The principal office of the corporation shall be located at 8800 Enchanted Way S.E., Turner, Oregon 97392. The corporation may have such other offices as the Board of Directors may designate or as the business of the corporation may from time to time require. 1.2 Registered Office. The registered

WILLAMETTE VALLEY VINEYARDS, INC. CODE OF CONDUCT AND ETHICS

WILLAMETTE VALLEY VINEYARDS, INC. CODE OF CONDUCT AND ETHICS Introduction The standards of this Code of Conduct and Ethics (the ?Code?) are an extension of our values and reflect our commitment to maintaining the highest standards of business conduct and ethics. Willamette Valley Vineyards, Inc. and its subsidiaries, if any (the ?Company?) expect every employee, officer and director to read and un

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-21522 WILLAMETTE VAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-

December 15, 2009

December 15, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Willamette Valley Vineyards, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 File No. 0-21522 Filed on March 31, 2009 Ladies and Gentlemen: We have received your letter dated December 2, 2009, in which you had two comments to the Form 10-K for Fiscal Year Ended December 31, 2008 (the ?2008 For

November 19, 2009

November 19, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Willamette Valley Vineyards, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 File No. 0-21522 Filed on March 31, 2009 Ladies and Gentlemen: We have received your letter dated November 5, 2009, in which you had three comments to the Form 10-K for Fiscal Year Ended December 31, 2008 (the ?2008 F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ¨ TRANSITION REPORT UNDER SE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2009 ¨ TRANSITION REPORT UNDER SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT Commission File Number 000-21522 WILLAMETTE VALLEY VINEYARDS, INC. (Exact name of registrant as specified in charter)