HGBL / Heritage Global Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Heritage Global Inc.
US ˙ NasdaqCM ˙ US42727E1038

Jumlah Saham Beredar 34,741,553 shares
Saham Orang Dalam20,588,310 shares
Kepemilikan oleh Orang Dalam59.26 %
Orang Dalam Sejati35
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

5066 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

5042 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Heritage Global Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
William L Burnham Director - [D] 50,000 50,000
Cobb Brian J. CFO - [O] 225,353 225,353
Counsel Communications Llc 10% Owner - [10%] 0 0
Corp Counsel 10% Owner - [10%] 0 0
Counsel Llc 10% Owner - [10%] 0 0
Shirley Cho Director - [D] 30,000 30,000
Emmett Demoss Director - [D] 10,692 10,692
Kirk Dove President and COO - [O] 1,093,200 1,093,200
Ross Dove CEO, Director - [D] [O] 2,321,917 2,321,917
James G Ducay 150,000
Nicholas Kirk Dove President, Industrial Assets - [O] 100,000 100,000
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Hal B Heaton Director - [D] 41,750 41,750
Kenneth L Hilton Exec VP, Sales and Marketing - [O] 1,000 1,000
Michael Hexner Director - [D] 252,104 252,104
William H Lomicka 10,000
David Van Ludwig President of subsidiary, Director - [D] [O] 1,029,304 1,029,304
Kenneth William Mann Snr Managing Director, EP - [O] 131,967 131,967
Collin McBirney - 4,420,000 3,617,885
James J Meenan 10,000
Morris Perlis - 287,000 287,000
Adam Marc Reich Co-CEO - [O] 1,621,000 1,621,000
Jonathan Steven Reich Co-CEO - [O] 1,621,000 1,621,000
Albert Reichmann 3,727
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
James Brendan Ryan Director - [D] 110,000 110,000
Samuel L Shimer Director - [D] 332,500 332,500
Allan C Silber 10% Owner - [10%] 3,198,296 3,198,296
Kelly S Sharpe Director - [D] 75,800 75,800
Barbara A Sinsley Director - [D] 81,300 81,300
James Edward Sklar EVP, Gen Counsel & Secretary - [O] 290,997 290,997
Henry Y L Toh Director - [D] 40,000 40,000
David Turock 70,000
Frank J Tanki 10,000
Topline Capital Management, LLC - 3,617,885 3,617,885
Topline Capital Partners, LP 10% Owner - [10%] 3,617,885 3,617,885
Scott Allen West CFO - [O] 407,360 407,360

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di HGBL / Heritage Global Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-03-20 DOVE ROSS 7,297 2.7500 7,297 2.7500 20,067 0 2.7500 1 0.00
2024-03-19 Dove Nicholas Kirk 5,000 2.8800 5,000 2.8800 14,400
2023-11-13 Dove Nicholas Kirk 5,000 2.8500 5,000 2.8500 14,250
2023-09-13 SHIMER SAMUEL L 10,000 2.9500 10,000 2.9500 29,500
2023-08-24 DOVE ROSS 3,200 3.1100 3,200 3.1100 9,952
2023-08-17 Dove Nicholas Kirk 3,455 3.1300 3,455 3.1300 10,814
2023-08-15 Ludwig David Van 1,825 3.3000 1,825 3.3000 6,022
2023-08-14 Dove Nicholas Kirk 7,880 3.1700 7,880 3.1700 24,980
2023-08-14 DOVE ROSS 6,211 3.2200 6,211 3.2200 19,999

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

HGBL / Heritage Global Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di HGBL / Heritage Global Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2023-04-18 Topline Capital Partners, LP 44,558 3.0000 44,558 3.0000 133,674 238 2.3850 -27,403 -20.50
2023-04-17 Topline Capital Partners, LP 55,972 3.0200 55,972 3.0200 169,035
2023-04-14 Topline Capital Partners, LP 74,162 3.0000 74,162 3.0000 222,486
2023-04-13 Topline Capital Partners, LP 24,084 2.9100 24,084 2.9100 70,084
2023-04-12 Topline Capital Partners, LP 9,199 2.9000 9,199 2.9000 26,677
2023-04-11 Topline Capital Partners, LP 32,666 2.8400 32,666 2.8400 92,771
2023-04-04 Topline Capital Partners, LP 1,934 2.8400 1,934 2.8400 5,493
2023-04-03 Topline Capital Partners, LP 50,000 2.8800 50,000 2.8800 144,000
2023-03-30 Topline Capital Partners, LP 16,269 2.8800 16,269 2.8800 46,855

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

HGBL / Heritage Global Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-03-28 2024-11-19 4/A Ludwig David Van HGBL Common Stock S - Sale D 1.6100 -10,000 -16 1,029,304
2025-03-26 2025-03-25 4 Sklar James Edward HGBL Common Stock F - Taxes D 2.1100 -4,727 -10 290,997
2025-03-26 2025-03-25 4 DOVE ROSS HGBL Common Stock F - Taxes D 2.1100 -25,094 -53 2,321,917
2025-03-26 2025-03-25 4 COBB BRIAN J. HGBL Common Stock F - Taxes D 2.1100 -6,408 -14 225,353
2025-03-12 2025-03-11 4 Ludwig David Van HGBL Common Stock S - Sale D 1.9700 -7,000 -14 900,479
2025-03-10 2025-03-06 4 Sharpe Kelly S HGBL Common Stock A - Award D 20,000 75,800
2025-03-10 2025-03-06 4 SHIMER SAMUEL L HGBL Common Stock A - Award D 20,000 332,500
2025-03-10 2025-03-06 4 Hexner Michael HGBL Common Stock A - Award D 20,000 252,104
2025-03-10 2025-03-06 4 COBB BRIAN J. HGBL Common Stock A - Award D 11,848 231,761
2025-03-10 2025-03-06 4 DOVE ROSS HGBL Common Stock A - Award D 44,355 2,347,011
2025-03-10 2025-03-06 4 Sklar James Edward HGBL Common Stock A - Award D 11,848 295,724
2025-03-10 2025-03-06 4 Sinsley Barbara A HGBL Common Stock A - Award D 20,000 81,300
2025-03-10 2025-03-06 4 Burnham William L HGBL Common Stock A - Award D 20,000 50,000
2025-03-07 2025-03-06 4 Ludwig David Van HGBL Common Stock S - Sale D 2.0700 -10,000 -21 907,479
2025-03-05 2025-03-04 4 Ludwig David Van HGBL Common Stock S - Sale D 2.0500 -10,000 -20 917,479
2025-02-27 2025-02-26 4 Ludwig David Van HGBL Common Stock S - Sale D 2.0200 -10,000 -20 927,479
2025-02-20 2025-02-19 4 Ludwig David Van HGBL Common Stock S - Sale D 2.2400 -10,000 -22 937,479
2025-02-13 2025-02-12 4 Ludwig David Van HGBL Common Stock S - Sale D 2.2400 -10,000 -22 947,479
2025-01-30 2025-01-29 4 Ludwig David Van HGBL Common Stock S - Sale D 2.1300 -10,000 -21 957,479
2025-01-16 2025-01-15 4 Ludwig David Van HGBL Common Stock S - Sale D 2.0700 -10,000 -21 967,479
2025-01-13 2025-01-08 4 Ludwig David Van HGBL Common Stock S - Sale D 1.9900 -10,000 -20 977,479
2025-01-03 2025-01-01 4 COBB BRIAN J. HGBL Common Stock A - Award D 125,000 219,913
2024-12-20 2024-12-18 4 Ludwig David Van HGBL Common Stock S - Sale D 1.7500 -10,000 -18 987,479
2024-12-06 2024-12-05 4 Ludwig David Van HGBL Common Stock S - Sale D 1.7600 -10,000 -18 997,479
2024-12-04 2024-12-03 4 Ludwig David Van HGBL Common Stock S - Sale D 1.7700 -10,000 -18 1,007,479
2024-11-25 2024-11-21 4 Ludwig David Van HGBL Common Stock S - Sale D 1.6300 -10,000 -16 1,017,479
2024-11-20 2024-11-19 4 Ludwig David Van HGBL Common Stock S - Sale D 1.6100 -10,000 -16 1,027,479
2024-03-20 2024-03-20 4 DOVE ROSS HGBL Common Stock P - Purchase D 2.7500 7,297 20 2,302,656
2024-03-19 2024-03-19 4 COBB BRIAN J. HGBL Common Stock F - Taxes D 2.9300 -13,638 -40 94,913
2024-03-19 2024-03-19 4 Sklar James Edward HGBL Common Stock F - Taxes D 2.9300 -11,830 -35 283,876
2024-03-19 2024-03-19 4 Dove Nicholas Kirk HGBL Common Stock P - Purchase D 2.8800 5,000 14 100,000
2024-03-11 2024-03-07 4 Sinsley Barbara A HGBL Common Stock A - Award D 15,000 61,300
2024-03-11 2024-03-07 4 Hexner Michael HGBL Common Stock A - Award D 15,000 232,104
2024-03-11 2024-03-07 4 SHIMER SAMUEL L HGBL Common Stock A - Award D 15,000 312,500
2024-03-11 2024-03-07 4 Sharpe Kelly S HGBL Common Stock A - Award D 15,000 55,800
2024-03-11 2024-03-07 4 Burnham William L HGBL Common Stock A - Award D 15,000 30,000
2024-03-11 2024-03-07 4 Sklar James Edward HGBL Common Stock A - Award D 25,597 295,706
2024-03-11 2024-03-07 4 DOVE ROSS HGBL Common Stock A - Award D 76,850 2,295,359
2024-03-11 2024-03-07 4 COBB BRIAN J. HGBL Common Stock A - Award D 25,597 108,551
2023-11-13 2023-11-13 4 Dove Nicholas Kirk HGBL Common Stock P - Purchase D 2.8500 5,000 14 95,000
2023-09-14 2023-09-13 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 2.9500 10,000 30 297,500
2023-08-24 2023-08-24 4 DOVE ROSS HGBL Common Stock P - Purchase D 3.1100 3,200 10 2,218,510
2023-08-17 2023-08-17 4 Dove Nicholas Kirk HGBL Common Stock P - Purchase D 3.1300 3,455 11 90,000
2023-08-16 2023-08-15 4 Ludwig David Van HGBL Common Stock P - Purchase D 3.3000 1,825 6 1,039,304
2023-08-16 2023-08-14 4 Ludwig David Van HGBL Common Stock P - Purchase D 3.1200 4,583 14 1,037,479
2023-08-15 2023-08-14 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.5300 2,500 1 285,000
2023-08-15 2023-08-14 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.8300 2,500 2 287,500
2023-08-15 2023-08-14 4 Hexner Michael HGBL Common Stock P - Purchase D 3.1200 8,253 26 217,104
2023-08-15 2023-08-14 4 DOVE ROSS HGBL Common Stock P - Purchase D 3.2200 6,211 20 2,215,310
2023-08-14 2023-08-14 4 Dove Nicholas Kirk HGBL Common Stock P - Purchase D 3.1700 7,880 25 86,545
2023-04-18 2023-04-18 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 3.0000 -44,558 -134 3,617,885
2023-04-18 2023-04-17 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 3.0200 -55,972 -169 3,662,443
2023-04-18 2023-04-14 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 3.0000 -74,162 -222 3,718,415
2023-04-18 2023-04-18 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 3.0000 -44,558 -134 3,617,885
2023-04-18 2023-04-17 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 3.0200 -55,972 -169 3,662,443
2023-04-18 2023-04-14 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 3.0000 -74,162 -222 3,718,415
2023-04-17 2023-04-01 4 Burnham William L HGBL Common Stock A - Award D 15,000 15,000
2023-04-13 2023-04-13 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.9100 -24,084 -70 3,792,577
2023-04-13 2023-04-12 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.9000 -9,199 -27 3,816,661
2023-04-13 2023-04-11 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8400 -32,666 -93 3,825,860
2023-04-13 2023-04-13 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.9100 -24,084 -70 3,792,577
2023-04-13 2023-04-12 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.9000 -9,199 -27 3,816,661
2023-04-13 2023-04-11 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8400 -32,666 -93 3,825,860
2023-04-11 2023-03-01 4/A Sklar James Edward HGBL Common Stock F - Taxes D 2.5300 -9,664 -24 270,109
2023-04-11 2023-03-01 4/A Sklar James Edward HGBL Common Stock A - Award D 19,763 279,773
2023-04-11 2023-03-01 4/A DOVE ROSS HGBL Common Stock F - Taxes D 2.5300 -19,974 -51 2,209,099
2023-04-11 2023-03-01 4/A DOVE ROSS HGBL Common Stock A - Award D 57,764 2,229,073
2023-04-11 2023-03-01 4/A COBB BRIAN J. HGBL Common Stock F - Taxes D 2.5300 -8,059 -20 82,954
2023-04-11 2023-03-01 4/A COBB BRIAN J. HGBL Common Stock A - Award D 19,763 91,013
2023-04-05 2023-04-04 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8400 -1,934 -5 3,858,526
2023-04-05 2023-04-03 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8800 -50,000 -144 3,860,460
2023-04-05 2023-04-04 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8400 -1,934 -5 3,858,526
2023-04-05 2023-04-03 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8800 -50,000 -144 3,860,460
2023-04-03 2023-03-31 4 Sharpe Kelly S HGBL Common Stock A - Award D 15,000 40,800
2023-04-03 2023-03-31 4 Sinsley Barbara A HGBL Common Stock A - Award D 15,000 46,300
2023-04-03 2023-03-31 4 SHIMER SAMUEL L HGBL Common Stock A - Award D 15,000 282,500
2023-04-03 2023-03-31 4 Hexner Michael HGBL Common Stock A - Award D 15,000 208,851
2023-04-03 2023-03-31 4 Cho Shirley HGBL Common Stock A - Award D 15,000 30,000
2023-03-30 2023-03-30 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8800 -16,269 -47 3,910,460
2023-03-30 2023-03-29 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8600 -19,283 -55 3,926,729
2023-03-30 2023-03-28 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8800 -35,345 -102 3,946,012
2023-03-30 2023-03-30 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8800 -16,269 -47 3,910,460
2023-03-30 2023-03-29 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8600 -19,283 -55 3,926,729
2023-03-30 2023-03-27 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8800 -35,345 -102 3,946,012
2023-03-22 2023-03-20 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8700 -49,497 -142 3,981,357
2023-03-22 2023-03-20 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8700 -49,497 -142 3,981,357
2023-03-20 2023-03-01 4 DOVE ROSS HGBL Common Stock F - Taxes D 2.5700 -19,664 -51 2,208,509
2023-03-20 2023-03-01 4 DOVE ROSS HGBL Common Stock A - Award D 56,864 2,228,173
2023-03-20 2023-03-01 4 Sklar James Edward HGBL Common Stock F - Taxes D 2.5700 -9,513 -24 269,952
2023-03-20 2023-03-01 4 Sklar James Edward HGBL Common Stock A - Award D 19,455 279,465
2023-03-17 2023-03-01 4 COBB BRIAN J. HGBL Common Stock F - Taxes D 2.5700 -7,934 -20 82,771
2023-03-17 2023-03-01 4 COBB BRIAN J. HGBL Common Stock A - Award D 19,455 90,705
2023-03-16 2023-03-16 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.8200 -48,113 -136 4,030,854
2023-03-16 2023-03-15 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.9000 -81,795 -237 4,078,967
2023-03-16 2023-03-14 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock S - Sale I 2.9000 -259,238 -752 4,160,762
2023-03-16 2023-03-16 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.8200 -48,113 -136 4,030,854
2023-03-16 2023-03-15 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.9000 -81,795 -237 4,078,967
2023-03-16 2023-03-14 4 Topline Capital Partners, LP HGBL Common Stock S - Sale D 2.9000 -259,238 -752 4,160,762
2022-09-30 2022-09-29 4 Hexner Michael HGBL Common Stock P - Purchase D 1.6100 6,500 10 193,851
2022-09-23 2022-09-22 4 Hexner Michael HGBL Common Stock P - Purchase D 1.7400 10,000 17 187,351
2022-09-21 2022-09-19 4 Hexner Michael HGBL Common Stock P - Purchase D 1.5600 1,325 2 177,351
2022-08-05 2022-08-03 4 Sharpe Kelly S HGBL Common Stock A - Award D 10,000 10,800
2022-08-05 2022-08-03 4 Sharpe Kelly S HGBL Common Stock A - Award D 15,000 25,800
2022-08-05 2022-08-03 4 Sinsley Barbara A HGBL Common Stock A - Award D 10,000 16,300
2022-08-05 2022-08-03 4 Sinsley Barbara A HGBL Common Stock A - Award D 15,000 31,300
2022-08-05 2022-08-03 4 SHIMER SAMUEL L HGBL Common Stock A - Award D 10,000 252,500
2022-08-05 2022-08-03 4 SHIMER SAMUEL L HGBL Common Stock A - Award D 15,000 267,500
2022-08-05 2022-08-03 4 Hexner Michael HGBL Common Stock A - Award D 10,000 161,026
2022-08-05 2022-08-03 4 Hexner Michael HGBL Common Stock A - Award D 15,000 176,026
2022-08-05 2022-08-03 4 Cho Shirley HGBL Common Stock A - Award D 15,000 15,000
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.2400 10,000 2 185,000
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.4500 25,000 11 210,000
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.4800 10,000 5 220,000
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.4000 10,000 4 230,000
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.5300 7,500 4 237,500
2022-07-28 2022-07-26 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.8300 5,000 4 242,500
2022-05-27 2022-05-27 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 1.1900 20,000 24 175,000
2022-05-20 2022-05-18 4 Dove Nicholas Kirk HGBL Option to purchase common stock M - Exercise D 0.45 -45,000 0
2022-05-20 2022-05-18 4 Dove Nicholas Kirk HGBL Common Stock M - Exercise D 0.4500 45,000 20 78,665
2022-05-18 2022-05-18 4 Dove Nicholas Kirk HGBL Common Stock P - Purchase D 1.2200 20,481 25 33,665
2022-05-16 2022-05-16 4 COBB BRIAN J. HGBL Option to purchase common stock M - Exercise D 0.45 -11,250 0
2022-05-16 2022-05-16 4 COBB BRIAN J. HGBL Common Stock M - Exercise D 0.4500 11,250 5 71,250
2022-05-16 2022-05-16 4 Sklar James Edward HGBL Common Stock P - Purchase D 1.1800 2,500 3 260,010
2022-05-16 2022-05-16 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.2400 20,172 25 2,171,309
2022-03-31 2022-03-30 4 Hexner Michael HGBL Common Stock P - Purchase D 1.3500 18,657 25 151,026
2022-03-30 2022-03-28 4 Ludwig David Van HGBL Option to purchase common stock M - Exercise D 0.70 -21,250 21,250
2022-03-30 2022-03-28 4 Ludwig David Van HGBL Common Stock M - Exercise D 0.7000 21,250 15 1,046,855
2022-03-30 2022-03-28 4 Ludwig David Van HGBL Common Stock F - Taxes D 1.3600 -13,959 -19 1,032,896
2022-03-25 2022-03-23 4 Ludwig David Van HGBL Common Stock P - Purchase D 1.3400 8,000 11 1,025,605
2022-03-23 2022-03-21 4 SHIMER SAMUEL L HGBL Option to purchase common stock M - Exercise D 0.42 -10,000 0
2022-03-23 2022-03-21 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.4200 10,000 4 155,000
2021-12-30 2021-12-30 4 Sinsley Barbara A HGBL Common Stock P - Purchase D 1.6600 2,788 5 6,300
2021-12-30 2021-12-30 4 Sharpe Kelly S HGBL Common Stock P - Purchase D 1.5500 800 1 800
2021-12-29 2021-12-27 4 Sinsley Barbara A HGBL Common Stock P - Purchase D 1.5000 3,512 5 3,512
2021-12-22 2021-12-21 4 Hexner Michael HGBL Common Stock P - Purchase D 1.4400 16,161 23 132,369
2021-12-22 2021-12-20 4 Hexner Michael HGBL Common Stock P - Purchase D 1.4400 1,200 2 116,208
2021-12-20 2021-12-20 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.4400 13,867 20 2,151,137
2021-12-16 2021-12-15 4 Hexner Michael HGBL Common Stock P - Purchase D 1.4900 16,778 25 115,008
2021-12-06 2021-12-06 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.6300 30,701 50 2,137,270
2021-12-02 2021-12-01 4 Hexner Michael HGBL Common Stock P - Purchase D 1.6000 15,500 25 98,230
2021-11-30 2021-11-30 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 1.5100 8,800 13 145,000
2021-11-29 2021-11-26 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 1.5900 1,200 2 136,200
2021-11-19 2021-11-18 4 Hexner Michael HGBL Common Stock P - Purchase D 1.7400 2,200 4 82,730
2021-11-15 2021-11-15 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.7400 57,342 100 2,106,569
2021-11-15 2021-11-15 4 Hexner Michael HGBL Common Stock P - Purchase D 1.8000 20,000 36 80,530
2021-11-12 2021-11-12 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 1.5900 11,611 18 135,000
2021-11-12 2021-11-12 4 COBB BRIAN J. HGBL Common Stock P - Purchase D 1.7400 6,000 10 55,625
2021-11-12 2021-11-12 4 COBB BRIAN J. HGBL Common Stock P - Purchase D 1.5900 4,375 7 60,000
2021-09-17 2021-08-25 4 Ludwig David Van HGBL Option to purchase common stock M - Exercise D 0.45 -200,000 0
2021-09-17 2021-08-25 4 Ludwig David Van HGBL Common Stock M - Exercise D 0.4500 200,000 90 1,017,605
2021-09-03 2021-09-02 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.2000 -25,222 -55 3,198,296
2021-09-03 2021-09-01 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.1100 -28,245 -60 3,223,518
2021-08-31 2021-08-31 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.1200 -15,274 -32 3,251,763
2021-08-31 2021-08-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.2300 -6,481 -14 3,267,037
2021-08-31 2021-08-27 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.1100 -49,346 -104 3,273,518
2021-08-26 2021-08-26 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.1500 -29,162 -63 3,322,864
2021-08-26 2021-08-25 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 1.8900 -83,513 -158 3,352,026
2021-08-26 2021-08-24 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 1.8300 -42,487 -78 3,435,539
2021-08-25 2021-08-25 4 COBB BRIAN J. HGBL Common Stock P - Purchase D 1.8500 10,500 19 49,625
2021-08-25 2021-08-25 4 Hexner Michael HGBL Common Stock P - Purchase D 1.8500 966 2 26,992
2021-08-25 2021-08-25 4 Hexner Michael HGBL Common Stock P - Purchase D 1.8800 20,000 38 46,992
2021-08-25 2021-08-25 4 Hexner Michael HGBL Common Stock P - Purchase D 1.9300 13,538 26 60,530
2021-08-25 2021-08-23 4 Dove Nicholas Kirk HGBL Option to purchase common stock A - Award D 1.78 200,000 200,000
2021-08-25 2021-08-25 4 DOVE ROSS HGBL Common Stock P - Purchase D 2.1300 24,913 53 2,049,227
2021-08-20 2021-08-19 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 1.7900 -81,400 -146 3,478,026
2021-08-17 2021-08-13 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 1.9000 -2,500 -5 3,559,426
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5300 -251 -1 3,561,926
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5300 -100 -0 3,562,177
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5300 -11 -0 3,562,277
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5400 -100 -0 3,562,288
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5400 -200 -1 3,562,388
2021-07-02 2021-06-30 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.5400 -19 -0 3,562,588
2021-06-28 2021-06-22 4 COBB BRIAN J. HGBL Option to purchase common stock M - Exercise D 0.45 -11,250 11,250
2021-06-28 2021-06-22 4 COBB BRIAN J. HGBL Common Stock F - Taxes D 2.5000 -5,815 -15 39,125
2021-06-28 2021-06-22 4 COBB BRIAN J. HGBL Common Stock M - Exercise D 0.4500 11,250 5 44,940
2021-06-02 2021-06-01 4 Ludwig David Van HGBL Option to purchase common stock A - Award D 2.81 40,000 40,000
2021-05-18 2021-05-17 4 DOVE ROSS HGBL Option to purchase common stock M - Exercise D 0.45 -325,000 0
2021-05-18 2021-05-17 4 DOVE ROSS HGBL Common Stock F - Taxes D 2.9500 -144,771 -427 2,024,314
2021-05-18 2021-05-17 4 DOVE ROSS HGBL Common Stock M - Exercise D 0.4500 325,000 146 2,169,085
2021-05-11 2021-04-09 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 3.0000 -100 -0 3,562,607
2021-05-11 2021-04-08 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 3.0000 -24,400 -73 3,562,707
2021-05-11 2021-04-07 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 3.0000 -17,590 -53 3,587,107
2021-05-11 2021-04-06 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 3.0000 -2,928 -9 3,604,697
2021-05-11 2021-04-05 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 3.0000 -9,033 -27 3,607,625
2021-05-11 2021-04-01 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9500 -11,020 -33 3,616,658
2021-05-11 2021-03-29 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9500 -1,505 -4 3,627,678
2021-05-11 2021-03-26 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9500 -28,679 -85 3,629,183
2021-05-11 2021-03-25 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9200 -50,000 -146 3,657,862
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.83 -10,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.53 -10,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.24 -10,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.45 -25,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.48 -10,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Employee Stock Option (right to buy) M - Exercise D 0.40 -10,000 0
2021-05-11 2021-03-24 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9700 -1,200 -4 3,707,862
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock F - Taxes D 2.9400 -12,262 -36 374,697
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.2400 10,000 2 386,959
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.4500 25,000 11 376,959
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.4800 10,000 5 351,959
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.4000 10,000 4 341,959
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.5300 10,000 5 331,959
2021-05-11 2021-03-24 4 SILBER ALLAN C HGBL Common Stock M - Exercise D 0.8300 10,000 8 321,959
2021-05-11 2021-03-23 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9900 -13,800 -41 3,709,062
2021-05-11 2021-03-22 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9900 -250,000 -748 3,722,862
2021-05-11 2021-03-19 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9600 -35,652 -106 3,972,862
2021-05-11 2021-03-18 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9800 -43,172 -129 4,008,514
2021-05-11 2021-03-17 4 SILBER ALLAN C Anglian Holdings, LLC HGBL Common Stock S - Sale I 2.9400 -50,000 -147 4,051,686
2021-05-11 2021-03-12 4 SILBER ALLAN C HGBL Common Stock S - Sale D 3.0000 -17,640 -53 311,959
2021-05-11 2021-03-11 4 SILBER ALLAN C HGBL Common Stock S - Sale D 3.0000 -44,874 -135 329,599
2021-04-05 2021-03-30 4 Sklar James Edward HGBL Option to purchase common stock M - Exercise D 0.45 -180,000 0
2021-04-05 2021-03-30 4 Sklar James Edward HGBL Common Stock F - Taxes D 2.8000 -72,490 -203 257,510
2021-04-05 2021-03-30 4 Sklar James Edward HGBL Common Stock M - Exercise D 0.4500 180,000 81 330,000
2021-04-01 2021-03-31 4 Sinsley Barbara A HGBL Option to purchase common stock A - Award D 2.85 10,000 10,000
2021-04-01 2021-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 2.85 10,000 10,000
2021-04-01 2021-03-31 4 Hexner Michael HGBL Option to purchase common stock A - Award D 2.85 10,000 10,000
2021-04-01 2021-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 2.85 10,000 10,000
2021-04-01 2021-03-31 4 Sharpe Kelly S HGBL Option to purchase common stock A - Award D 2.85 10,000 10,000
2021-03-31 2021-03-10 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock M - Exercise D 0.69 -10,000 0
2021-03-31 2021-03-10 4 RYAN JAMES BRENDAN HGBL Common Stock M - Exercise D 0.6900 10,000 7 110,000
2021-03-31 2021-03-29 4 SHIMER SAMUEL L HGBL Option to purchase common stock M - Exercise D 0.69 -10,000 0
2021-03-31 2021-03-29 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.6900 10,000 7 123,389
2021-03-30 3 COBB BRIAN J. HGBL Common Stock D 33,690
2021-03-11 2021-03-11 4 DOVE ROSS HGBL Common Stock P - Purchase D 3.0300 6,500 20 1,844,085
2021-02-05 2020-11-05 4 Sharpe Kelly S HGBL Option to purchase common stock A - Award D 1.77 25,000 25,000
2020-10-06 2020-10-06 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock P - Purchase I 1.9100 32,292 62 4,420,000
2020-10-06 2020-10-05 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock P - Purchase I 1.8600 27,708 52 4,387,708
2020-10-06 2020-10-02 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock P - Purchase I 1.8200 48,937 89 4,360,000
2020-10-06 2020-10-02 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock P - Purchase I 1.7500 800,000 1,400 4,311,063
2020-10-06 2020-10-06 4 Topline Capital Partners, LP HGBL Common Stock P - Purchase D 1.9100 32,292 62 4,420,000
2020-10-06 2020-10-05 4 Topline Capital Partners, LP HGBL Common Stock P - Purchase D 1.8600 27,708 52 4,387,708
2020-10-06 2020-10-02 4 Topline Capital Partners, LP HGBL Common Stock P - Purchase D 1.8200 48,937 89 4,360,000
2020-10-06 2020-10-02 4 Topline Capital Partners, LP HGBL Common Stock P - Purchase D 1.7500 800,000 1,400 4,311,063
2020-10-05 3 Dove Nicholas Kirk HGBL Common Stock D 13,184
2020-10-05 2020-10-02 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.7500 28,570 50 1,837,585
2020-08-11 2020-08-11 4 DOVE ROSS HGBL Common Stock P - Purchase D 3.2200 7,225 23 1,809,015
2020-06-05 2020-06-01 4 Ludwig David Van HGBL Option to purchase common stock A - Award D 1.41 45,000 45,000
2020-06-05 2019-05-02 4 Ludwig David Van HGBL Option to purchase common stock A - Award D 0.70 42,500 42,500
2020-05-22 2020-05-22 4 Topline Capital Partners, LP HGBL Common Stock P - Purchase D 1.0900 264,000 288 3,511,063
2020-05-22 2020-05-22 4 Topline Capital Management, LLC By Topline Capital Partners, LP HGBL Common Stock P - Purchase I 1.0900 264,000 288 3,511,063
2020-05-22 2020-05-22 4 DOVE ROSS HGBL Common Stock P - Purchase D 1.2200 20,000 24 1,801,790
2020-05-13 3 Topline Capital Partners, LP HGBL Common Stock D 6,494,126
2020-05-13 3 Topline Capital Partners, LP HGBL Common Stock D 6,494,126
2020-05-13 3 Topline Capital Partners, LP HGBL Common Stock D 6,494,126
2020-05-13 3 McBirney Collin By Topline Capital Partners, LP HGBL Common Stock I 6,494,126
2020-05-13 3 McBirney Collin By Topline Capital Partners, LP HGBL Common Stock I 6,494,126
2020-05-13 3 McBirney Collin By Topline Capital Partners, LP HGBL Common Stock I 6,494,126
2020-05-13 3 McBirney Collin By Topline Capital Partners, LP HGBL Common Stock I 6,494,126
2020-04-06 2020-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.83 10,000 10,000
2020-04-06 2020-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.83 10,000 10,000
2020-04-06 2020-03-31 4 Perlis Morris HGBL Options to purchase common stock A - Award D 0.83 10,000 10,000
2020-04-06 2020-03-31 4 SILBER ALLAN C HGBL Option to purchase common stock A - Award D 0.83 10,000 10,000
2020-04-06 2020-03-31 4 DEMOSS EMMETT HGBL Option to purchase common stock A - Award D 0.83 10,000 10,000
2020-04-06 2020-03-31 4 Hexner Michael HGBL Option to purchase common stock A - Award D 0.83 10,000 10,000
2020-03-18 2020-03-18 4 West Scott Allen HGBL Common Stock P - Purchase D 0.6920 1,000 1 407,360
2019-12-16 2019-12-16 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.8990 27,750 25 1,781,790
2019-11-13 2019-11-11 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.9000 110,000 99 1,754,040
2019-10-01 2019-09-27 4 Hexner Michael HGBL Common Stock P - Purchase D 0.9000 12,500 11 26,026
2019-10-01 2019-09-20 4 Hexner Michael HGBL Common Stock P - Purchase D 0.7200 900 1 4,300
2019-10-01 2019-09-20 4 Hexner Michael HGBL Common Stock P - Purchase D 0.7300 900 1 5,200
2019-10-01 2019-09-20 4 Hexner Michael HGBL Common Stock P - Purchase D 0.7400 900 1 6,100
2019-10-01 2019-09-20 4 Hexner Michael HGBL Common Stock P - Purchase D 0.7722 7,426 6 13,526
2019-10-01 2019-05-31 4 Hexner Michael HGBL Common Stock P - Purchase D 0.5700 3,260 2 3,400
2019-10-01 2019-05-24 4 Hexner Michael HGBL Common Stock P - Purchase D 0.5700 125 0 140
2019-10-01 2019-05-20 4 Hexner Michael HGBL Common Stock P - Purchase D 0.5700 15 0 15
2019-09-19 2019-09-19 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.7480 13,000 10 1,644,040
2019-09-17 2019-09-17 4 West Scott Allen HGBL Common Stock P - Purchase D 0.7250 3,882 3 406,360
2019-08-09 2019-08-08 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.7000 1,000 1 681,605
2019-08-09 2019-08-08 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.7200 130,000 94 811,605
2019-08-09 2019-08-08 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.7200 6,000 4 817,605
2019-08-07 2019-08-07 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.6930 14,440 10 1,631,040
2019-06-13 2019-06-13 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.7000 16,500 12 1,616,600
2019-05-24 2019-05-24 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.6400 28,500 18 1,600,100
2019-05-20 2019-05-13 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.5500 45,000 25 680,605
2019-05-20 2019-05-10 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.5800 2,605 2 635,605
2019-05-20 2019-05-08 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.5800 40,500 23 633,000
2019-04-02 2019-03-29 4 SILBER ALLAN C HGBL Options to purchase common stock A - Award D 0.53 10,000 10,000
2019-04-02 2019-03-29 4 Perlis Morris HGBL Options to purchase common stock A - Award D 0.53 10,000 10,000
2019-04-02 2019-03-29 4 RYAN JAMES BRENDAN HGBL Options to purchase common stock A - Award D 0.53 10,000 10,000
2019-04-02 2019-03-29 4 DEMOSS EMMETT HGBL Option to purchase common stock A - Award D 0.53 10,000 10,000
2019-04-02 2019-03-29 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.53 10,000 10,000
2019-04-02 2019-03-29 4 Hexner Michael HGBL Option to purchase common stock A - Award D 0.53 10,000 10,000
2019-03-21 2018-12-21 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4500 2,500 1 25,000
2019-03-21 2018-09-04 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4900 2,000 1 22,500
2019-03-21 2018-03-15 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4300 10,192 4 10,692
2019-03-21 2018-03-15 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4300 2,500 1 13,192
2019-03-21 2018-03-15 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4400 2,500 1 15,692
2019-03-21 2018-03-15 5/A DEMOSS EMMETT HGBL Common Stock L - Other D 0.4400 4,808 2 20,500
2019-03-21 2019-03-18 4 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.5000 5,000 2 30,000
2019-02-14 2018-12-21 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4500 2,500 1 25,000
2019-02-14 2018-09-04 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4900 2,000 1 25,000
2019-02-14 2018-03-15 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4300 10,192 4 25,000
2019-02-14 2018-03-15 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4300 2,500 1 25,000
2019-02-14 2018-03-15 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4400 2,500 1 25,000
2019-02-14 2018-03-15 5 DEMOSS EMMETT HGBL Common Stock P - Purchase D 0.4400 4,808 2 25,000
2018-11-19 2018-11-08 4 DOVE KIRK Related Person HGBL Common Stock A - Award I 0.4800 10,000 5 1,093,200
2018-09-14 2018-09-14 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.7000 15,000 10 1,574,600
2018-05-11 2018-05-03 4 Ludwig David Van HGBL Common Stock A - Award D 300,000 592,500
2018-04-02 2018-03-30 4 DEMOSS EMMETT HGBL Option to purchase common stock A - Award D 0.40 10,000 35,000
2018-04-02 2018-03-30 4 SILBER ALLAN C HGBL Option to purchase common stock A - Award D 0.40 10,000 305,000
2018-04-02 2018-03-30 4 Perlis Morris HGBL Option to purchase common stock A - Award D 0.40 10,000 305,000
2018-04-02 2018-03-30 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.40 10,000 95,000
2018-04-02 2018-03-30 4 Hexner Michael HGBL Option to purchase common stock A - Award D 0.40 10,000 45,000
2018-04-02 2018-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock E - Other D 0.92 -10,000 95,000
2018-04-02 2018-03-30 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.40 10,000 105,000
2018-03-30 2018-03-29 4 West Scott Allen HGBL Common stock P - Purchase D 0.3900 41,005 16 402,478
2018-03-26 2018-03-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.3510 28,073 10 361,473
2018-03-22 2018-03-21 4 West Scott Allen HGBL Common stock P - Purchase D 0.3550 68,500 24 333,400
2018-01-31 3 DEMOSS EMMETT By DeMoss Trust HGBL Common Stock I 1,000
2018-01-31 3 DEMOSS EMMETT By DeMoss Trust HGBL Common Stock I 1,000
2017-12-04 2017-12-04 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.3700 22,300 8 1,559,600
2017-05-11 2017-05-10 4 West Scott Allen HGBL Common stock P - Purchase D 0.3380 24,950 8 264,900
2017-04-04 2017-03-31 4 SILBER ALLAN C HGBL Option to purchase common stock A - Award D 0.48 10,000 295,000
2017-04-04 2017-03-31 4 Perlis Morris HGBL Option to purchase common stock A - Award D 0.48 10,000 295,000
2017-04-04 2017-03-31 4 Hexner Michael HGBL Option to purchase common stock A - Award D 0.48 10,000 35,000
2017-04-04 2017-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.48 10,000 95,000
2017-04-04 2017-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.48 10,000 85,000
2017-03-30 2017-03-28 4 SHIMER SAMUEL L HGBL Option to purchase common stock M - Exercise D 0.08 -10,000 85,000
2017-03-30 2017-03-28 4 SHIMER SAMUEL L HGBL Common Stock M - Exercise D 0.0800 10,000 1 113,389
2017-01-03 2016-12-30 4 SILBER ALLAN C HGBL Common Stock P - Purchase I 0.4900 2,928,462 1,435 4,413,645
2016-12-22 2016-12-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.2700 7,500 2 239,950
2016-12-22 2016-12-22 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.3100 80,000 25 1,534,300
2016-12-12 2016-12-09 4 Ludwig David Van HGBL Option to purchase common stock A - Award D 0.45 200,000 200,000
2016-12-12 2016-12-09 4 DOVE KIRK HGBL Option to purchase common stock A - Award D 0.45 325,000 637,500
2016-12-12 2016-12-09 4 West Scott Allen HGBL Option to purchase common stock A - Award D 0.45 180,000 230,000
2016-12-12 2016-12-09 4 Sklar James Edward HGBL Option to purchase common stock A - Award D 0.45 180,000 180,000
2016-12-12 2016-12-09 4 DOVE ROSS HGBL Option to purchase common stock A - Award D 0.45 325,000 637,500
2016-12-12 2016-12-09 4 MANN KENNETH WILLIAM HGBL Option to purchase common stock A - Award D 0.45 300,000 650,000
2016-12-12 2016-12-09 4 SILBER ALLAN C HGBL Option to purchase common stock A - Award D 0.45 25,000 285,000
2016-12-12 2016-12-09 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.45 25,000 75,000
2016-12-12 2016-12-09 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.45 25,000 95,000
2016-12-12 2016-12-09 4 Perlis Morris HGBL Option to purchase common stock A - Award D 0.45 25,000 285,000
2016-12-01 2016-12-01 4 West Scott Allen HGBL Common stock P - Purchase D 0.2300 12,450 3 232,450
2016-12-01 2016-12-01 4 Sklar James Edward HGBL Common stock P - Purchase D 0.2900 35,000 10 150,000
2016-05-20 2016-05-19 4 DOVE KIRK Dove Family Trust HGBL Common Stock P - Purchase I 0.1700 50,000 8 1,083,200
2016-05-20 2016-05-19 4 DOVE ROSS Dove Family Trust HGBL Common Stock P - Purchase I 0.1700 50,000 8 1,454,300
2016-05-18 2016-05-18 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.1900 155,000 29 1,404,300
2016-05-12 2016-05-12 4 Sklar James Edward HGBL Common stock P - Purchase D 0.1800 15,000 3 115,000
2016-05-12 2016-05-12 4 West Scott Allen HGBL Common stock P - Purchase D 0.1610 20,000 3 220,000
2016-05-11 2016-05-11 4 West Scott Allen HGBL Common stock P - Purchase D 0.1660 30,000 5 200,000
2016-04-01 2016-03-31 4 HEATON HAL B HGBL Option to purchase common stock A - Award D 0.24 10,000 70,000
2016-04-01 2016-03-31 4 TUROCK DAVID HGBL Option to purchase common stock A - Award D 0.24 10,000 70,000
2016-04-01 2016-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.24 10,000 50,000
2016-04-01 2016-03-31 4 SILBER ALLAN C HGBL Option to purchase common stock A - Award D 0.24 10,000 260,000
2016-04-01 2016-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.24 10,000 70,000
2016-04-01 2016-03-31 4 TOH HENRY Y L HGBL Option to purchase common stock A - Award D 0.24 10,000 70,000
2016-04-01 2016-03-31 4 TOH HENRY Y L HGBL Option to purchase common stock M - Exercise D 0.15 -10,000 60,000
2016-04-01 2016-03-31 4 TOH HENRY Y L HGBL Common Stock M - Exercise D 0.1500 10,000 2 40,000
2016-04-01 2016-03-31 4 Perlis Morris HGBL Option to purchase common stock A - Award D 0.24 10,000 260,000
2016-03-28 2016-03-28 4 Sklar James Edward HGBL Common stock P - Purchase D 0.1800 25,000 4 100,000
2016-03-24 2016-03-24 4 West Scott Allen HGBL Common stock P - Purchase D 0.1500 25,000 4 170,000
2016-03-23 2016-03-22 4 DOVE KIRK Dove Family Trust HGBL Common Stock P - Purchase I 0.1400 100,000 14 1,033,200
2016-03-23 2016-03-22 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.1400 30,000 4 1,249,300
2016-03-23 2016-03-22 4 DOVE ROSS Dove Family Trust HGBL Common Stock P - Purchase I 0.1400 100,000 14 1,219,300
2016-03-22 2016-03-21 4 HEATON HAL B HGBL Option to purchase common stock M - Exercise D 0.15 -10,000 60,000
2016-03-22 2016-03-21 4 HEATON HAL B HGBL Common Stock M - Exercise D 0.1500 10,000 2 41,750
2015-12-21 2015-12-21 4 DOVE ROSS HGBL Common Stock P - Purchase D 0.1300 191,800 25 1,119,300
2015-12-17 2015-12-17 4 West Scott Allen HGBL Common stock P - Purchase D 0.1200 20,000 2 145,000
2015-09-04 2015-09-03 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.1800 100,200 18 292,500
2015-09-04 2015-09-02 4 Ludwig David Van HGBL Common Stock P - Purchase D 0.1800 11,300 2 192,300
2015-06-23 2015-06-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.2100 5,000 1 125,000
2015-06-01 2015-05-28 4 DOVE ROSS Dove Family Trust HGBL Common Stock P - Purchase I 0.3600 160,000 58 927,500
2015-06-01 2015-05-28 4 SHIMER SAMUEL L HGBL Common Stock P - Purchase D 0.3600 75,000 27 103,389
2015-06-01 2015-05-28 4 RYAN JAMES BRENDAN HGBL Common Stock P - Purchase D 0.3600 100,000 36 100,000
2015-06-01 2015-05-28 4 DOVE KIRK Dove Family Trust HGBL Common Stock P - Purchase I 0.3600 160,000 58 933,200
2015-06-01 2015-05-28 4 SILBER ALLAN C HGBL Common Stock P - Purchase I 0.3600 155,000 56 1,485,183
2015-05-13 3 Sklar James Edward HGBL Common Stock D 150,000
2015-05-13 3 Sklar James Edward HGBL Common Stock D 150,000
2015-04-02 2015-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.42 10,000 40,000
2015-04-02 2015-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.42 10,000 80,000
2015-04-02 2015-03-31 4 TOH HENRY Y L HGBL Option to purchase common stock A - Award D 0.42 10,000 80,000
2015-04-02 2015-03-31 4 TUROCK DAVID HGBL Option to purchase common stock A - Award D 0.42 10,000 80,000
2015-04-02 2015-03-31 4 HEATON HAL B HGBL Option to purchase common stock A - Award D 0.42 10,000 80,000
2014-12-18 3 Ludwig David Van HGBL Common stock D 362,000
2014-12-18 3 Ludwig David Van HGBL Common stock D 362,000
2014-12-16 2014-12-15 4 MANN KENNETH WILLIAM HGBL Common stock P - Purchase D 0.3500 50,000 18 131,967
2014-12-16 2014-12-15 4 DOVE KIRK Dove Family Trust HGBL Common stock P - Purchase I 0.3500 145,000 51 767,500
2014-12-16 2014-12-15 4 SILBER ALLAN C HGBL Common stock P - Purchase I 0.3500 287,000 100 1,330,183
2014-12-16 2014-12-15 4 DOVE ROSS Dove Family Trust HGBL Common stock P - Purchase I 0.3500 145,000 51 767,500
2014-12-16 2014-12-15 4 Perlis Morris HGBL Common stock P - Purchase D 0.3500 287,000 100 287,000
2014-12-04 2014-12-03 4 West Scott Allen HGBL Common stock P - Purchase D 0.2000 25,000 5 120,000
2014-11-19 2014-11-17 4 West Scott Allen HGBL Common stock P - Purchase D 0.2500 20,000 5 95,000
2014-09-18 2014-09-16 4 DOVE ROSS Dove Family Trust HGBL Common stock P - Purchase I 0.4073 122,500 50 622,500
2014-09-18 2014-09-16 4 DOVE KIRK Dove Family Trust HGBL Common stock P - Purchase I 0.4073 122,500 50 622,500
2014-09-05 2014-09-05 4/A West Scott Allen HGBL Common stock P - Purchase D 0.3000 5,000 2 75,000
2014-09-05 2014-09-05 4 West Scott Allen HGBL Common stock P - Purchase D 0.3000 5,000 2 75,000
2014-08-25 2014-08-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.3000 10,000 3 70,000
2014-08-25 2014-08-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.3250 5,000 2 60,000
2014-06-11 2014-06-11 4 West Scott Allen HGBL Common stock P - Purchase D 0.2800 5,000 1 55,000
2014-06-11 2014-06-09 4 West Scott Allen HGBL Common stock P - Purchase D 0.3000 10,000 3 50,000
2014-06-09 2014-06-05 4 West Scott Allen HGBL Common stock P - Purchase D 0.3200 10,000 3 40,000
2014-06-09 2014-06-05 4 West Scott Allen HGBL Common stock P - Purchase D 0.3500 10,000 4 30,000
2014-05-27 2014-05-22 4 West Scott Allen HGBL Common stock P - Purchase D 0.3300 5,000 2 20,000
2014-05-20 2014-05-20 4 West Scott Allen HGBL Common stock P - Purchase D 0.3600 5,000 2 15,000
2014-05-20 2014-05-20 4 West Scott Allen HGBL Common stock P - Purchase D 0.3750 5,000 2 10,000
2014-05-20 2014-05-19 4 West Scott Allen HGBL Common stock P - Purchase D 0.3700 5,000 2 5,000
2014-04-01 2014-03-31 4 TOH HENRY Y L HGBL Option to purchase common stock A - Award D 0.69 10,000 80,000
2014-04-01 2014-03-31 4 HEATON HAL B HGBL Option to purchase common stock A - Award D 0.69 10,000 80,000
2014-04-01 2014-03-31 4 SHIMER SAMUEL L HGBL Option to purchase common stock A - Award D 0.69 10,000 80,000
2014-04-01 2014-03-31 4 TUROCK DAVID HGBL Option to purchase common stock A - Award D 0.69 10,000 70,000
2014-04-01 2014-03-31 4 RYAN JAMES BRENDAN HGBL Option to purchase common stock A - Award D 0.69 10,000 30,000
2014-01-03 2014-01-01 4 COUNSEL COMMUNICATIONS LLC HGBL Common stock J - Other D -16,797,006 0
2014-01-03 2014-01-01 4 COUNSEL LLC HGBL Common stock J - Other D -20,644,481 0
2013-07-30 2013-07-26 4 REICH JONATHAN STEVEN CRBN Common Stock J - Other I -400,000 1,621,000
2013-07-30 2013-07-26 4 REICH ADAM MARC See footnote. CRBN Common Stock J - Other I -400,000 1,621,000
2013-05-30 2013-05-30 4 TOH HENRY Y L CRBN.OB Option to purchase common stock M - Exercise D 0.51 -10,000 70,000
2013-05-30 2013-05-30 4 TOH HENRY Y L CRBN.OB Common stock M - Exercise D 0.5100 10,000 5 30,000
2013-05-30 2013-05-30 4 SHIMER SAMUEL L CRBN.OB Option to purchase common stock M - Exercise D 0.51 -10,000 70,000
2013-05-30 2013-05-30 4 SHIMER SAMUEL L CRBN.OB Common stock F - Taxes D 0.6000 -8,500 -5 13,803
2013-05-30 2013-05-30 4 SHIMER SAMUEL L CRBN.OB Common stock M - Exercise D 0.5100 10,000 5 22,303
2013-05-23 2013-05-22 4 HEATON HAL B CRBN.OB Option to purchase common stock M - Exercise D 0.51 -10,000 70,000
2013-05-23 2013-05-22 4 HEATON HAL B CRBN.OB Common stock M - Exercise D 0.5100 10,000 5 31,750
2013-04-03 2013-04-01 4 HEATON HAL B CRBN.OB Option to purchase common stock A - Award D 1.00 10,000 81,750
2013-04-03 2013-04-01 4 RYAN JAMES BRENDAN CRBN.OB Option to purchase common stock A - Award D 1.00 10,000 20,000
2013-04-03 2013-04-01 4 SHIMER SAMUEL L CRBN.OB Option to purchase common stock A - Award D 1.00 10,000 80,000
2013-04-03 2013-04-01 4 TOH HENRY Y L CRBN.OB Option to purchase common stock A - Award D 1.00 10,000 81,448
2013-04-03 2013-04-01 4 TUROCK DAVID CRBN.OB Option to purchase common stock A - Award D 1.00 10,000 60,000
2013-03-13 2013-03-11 4 MANN KENNETH WILLIAM CRBN.OB Option to purchase common stock A - Award D 1.00 150,000 350,000
2013-03-13 3 MANN KENNETH WILLIAM See footnote. CRBN.OB Common stock I 81,967
2012-12-31 2012-12-28 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 6,255 7 31,168
2012-12-31 2012-12-27 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.0600 100 0 24,913
2012-12-31 2012-12-27 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 4,528 5 24,813
2012-12-31 2012-12-26 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 2,005 2 20,285
2012-12-26 2012-12-24 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 1,513 2 18,280
2012-12-26 2012-12-21 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 740 1 16,767
2012-12-21 2012-12-20 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 150 0 16,027
2012-12-21 2012-12-19 4 SILBER ALLAN C CRBN.OB Common Stock P - Purchase D 1.1000 935 1 15,877
2012-12-17 2012-12-13 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1000 29 0 14,942
2012-10-01 2012-09-28 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 13 0 14,913
2012-09-25 2012-09-24 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 48 0 14,900
2012-09-19 2012-09-18 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 5 0 14,852
2012-09-19 2012-09-17 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 63 0 14,847
2012-09-17 2012-09-14 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 1,008 1 14,784
2012-09-14 2012-09-13 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 1,000 1 13,776
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3600 4,099 6 12,776
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.3000 900 1 8,677
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.2600 3,098 4 7,777
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.2500 2,500 3 4,679
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.2000 1,000 1 2,179
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1500 500 1 1,179
2012-09-14 2012-09-12 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1000 110 0 679
2012-09-06 2012-09-05 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1000 250 0 569
2012-09-04 2012-08-30 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1000 1 0 319
2012-08-30 2012-08-29 4 SILBER ALLAN C CRBN.OB Common stock P - Purchase D 1.1000 318 0 318
2012-08-15 2012-08-15 4 TOH HENRY Y L CRBN.OB Options to purchase common stock M - Exercise D 0.56 -10,000 71,448
2012-08-15 2012-08-15 4 TOH HENRY Y L CRBN.OB Common stock M - Exercise D 0.5600 10,000 6 20,000
2012-08-14 2012-08-10 4 REICH JONATHAN STEVEN CRBN.OB Common Stock P - Purchase D 1.3167 400,000 527 2,021,000
2012-08-14 2012-08-10 4 REICH ADAM MARC CRBN.OB Common Stock P - Purchase D 1.3167 400,000 527 2,021,000
2012-04-04 2012-04-02 4 HEATON HAL B CRBN.OB Option to purchase common stock. A - Award D 2.00 10,000 71,750
2012-04-04 2012-04-02 4 TOH HENRY Y L CRBN.OB Option to purchase common stock A - Award D 2.00 10,000 81,448
2012-04-04 2012-04-02 4 RYAN JAMES BRENDAN CRBN.OB Option to purchase common stock A - Award D 2.00 10,000 10,000
2012-04-04 2012-04-02 4 TUROCK DAVID CRBN.OB Option to purchase common stock A - Award D 2.00 10,000 50,000
2012-04-04 2012-04-02 4 SHIMER SAMUEL L CRBN.OB Option to purchase common stock A - Award D 2.00 10,000 70,000
2012-03-09 3 DOVE ROSS CRBN.OB Common stock D 500,000
2012-03-09 3 DOVE KIRK CRBN.OB Common Stock D 500,000
2012-01-19 2012-01-18 4 SHIMER SAMUEL L CRBN.OB Option to purchase common stock M - Exercise D 0.56 -10,000 60,000
2012-01-19 2012-01-18 4 SHIMER SAMUEL L CRBN.OB Common stock F - Taxes D 1.4100 -3,972 -6 12,303
2012-01-19 2012-01-18 4 SHIMER SAMUEL L CRBN.OB Common stock M - Exercise D 0.5600 10,000 6 16,275
2012-01-19 2012-01-18 4 HEATON HAL B CRBN.OB Option to purchase common stock M - Exercise D 0.56 -10,000 61,750
2012-01-19 2012-01-18 4 HEATON HAL B CRBN.OB Option to purchase common stock M - Exercise D 1.40 -1,750 71,750
2012-01-19 2012-01-18 4 HEATON HAL B CRBN.OB Common stock M - Exercise D 0.5600 10,000 6 21,750
2012-01-19 2012-01-18 4 HEATON HAL B CRBN.OB Common stock M - Exercise D 1.4000 1,750 2 11,750
2005-04-05 2005-04-01 4 SHIMER SAMUEL L ACRS.OB Option to purchase common stock A - Award D 0.56 10,000 10,000
2005-04-05 2005-04-01 4 HEATON HAL B ACRS.OB option to purchase common stock A - Award D 0.56 10,000 27,948
2005-04-04 2005-04-04 4 TOH HENRY Y L ACRS.OB option to purchase common stock A - Award D 0.56 10,000 38,575
2004-08-12 2004-08-10 4 HEATON HAL B ACRS.OB Option to purchase common stock A - Award D 0.83 10,000 17,948
2004-08-12 2004-08-10 4 LOMICKA WILLIAM H ACRS.OB option to purchase common stock A - Award D 0.83 10,000 10,000
2004-08-12 2004-08-10 4 Meenan James J ACRS.OB option to purchase common stock A - Award D 0.83 10,000 10,000
2004-08-12 2004-08-10 4 Tanki Frank J ACRS.OB option to purchase common stock A - Award D 0.83 10,000 10,000
2004-08-12 2004-08-10 4 TOH HENRY Y L ACRS.OB Option to purchase common stock A - Award D 0.83 10,000 28,575
2004-08-12 2004-08-10 4 SHIMER SAMUEL L ACRS.OB Option to purchase common stock A - Award D 0.83 10,000 10,000
2004-06-28 2004-01-02 4 TOH HENRY Y L ACRS.OB Option to purchase common stock A - Award D 2.19 1,500 18,575
2004-04-20 2004-01-02 4 HEATON HAL B ACRS.OB Option to purchase common stock A - Award D 2.19 1,750 7,948
2004-04-20 2004-01-02 4 REICHMANN ALBERT ACRS.OB Option to purchase common stock A - Award D 2.19 1,250 3,727
2004-04-13 2003-12-20 4 DUCAY JAMES G ACRS.OB Option to purchase common stock A - Award D 3.00 150,000 150,000
2004-04-13 2003-12-20 4 HILTON KENNETH L ACRS.OB Option to purchase common stock A - Award D 3.00 150,000 150,000
2004-04-13 2003-12-08 4 HILTON KENNETH L ACRS.OB Common stock P - Purchase D 3.3000 1,000 3 1,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
DE:LGC € 1.61
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