NEPH / Nephros, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Nephros, Inc.
US ˙ NasdaqCM ˙ US6406714005

Jumlah Saham Beredar 10,600,604 shares
Saham Orang Dalam12,220,243 shares
Orang Dalam Sejati29
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

1008 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

1009 out of 11244

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Nephros, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Arthur H Amron Director - [D] 125,881 125,881
Andrew Astor President, CEO & CFO, Director - [D] [O] 92,773 92,773
Banks Robert R. Jr. President and CEO, Director - [D] [O] 70,000 70,000
Lawrence J Centella Director - [D] 218,467 24,274
Charles E Davidson 10% Owner - [10%] 3,544,492 3,600,552
Enso Capital Management LLC 10% Owner - [10%] 1,228,587 1,228,587
Daron Evans CEO Specialty Renal Products - [O] 8,669 8,669
Joshua A Fink 10% Owner - [10%] 1,228,587 1,228,587
Howard Golden 10% Owner - [10%] 525,079 525,079
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Tom Gwydir Director - [D] 43,226 43,226
Joseph Michael Harris Director - [D] 17,693 17,693
Houghton John C. President, CEO and Acting CFO, Director - [D] [O] 74,139 8,238
Joseph Jacobs 10% Owner - [10%] 3,544,492 3,600,552
Gerald John SR Kochanski CFO, Secretary and Treasurer - [O] 45,929 5,103
Lambda Investors LLC Director, 10% Owner - [D] [10%] 29,800,424 3,311,158
Alisa Lask Director - [D] 48,629 48,629
Lobo Wesley S. Chief Marketing Officer - [O] 35,168 35,168
Paul A Mieyal Director - [D] 3,448 3,448
Malcolm C Persen Director - [D] 48,774 48,774
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Moshe Pinto Director - [D] 204,118 22,680
Matthew Rosenberg Director - [D] 847,935 94,215
James S Scibetta Director - [D] 64,134 7,126
Southpaw Asset Management LP 10% Owner - [10%] 525,079 525,079
Spandow Oliver J. Director - [D] 114,845 114,845
Stagg Capital Group LLC 10% Owner - [10%] 4,166,558 4,166,558
Scott A Stagg 10% Owner - [10%] 4,166,558 4,166,558
Wexford Capital Lp 10% Owner - [10%] 3,600,552 3,600,552
Bruce Wasserstein 10% Owner - [10%] 1,928,725 1,928,725
Wexford GP LLC 10% Owner - [10%] 3,544,492 3,600,552

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di NEPH / Nephros, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-05-30 AMRON ARTHUR H 3,000 2.2449 3,000 2.2449 6,735 363 2.9400 2,086 30.98
2024-05-28 AMRON ARTHUR H 2,000 2.2207 2,000 2.2207 4,441
2024-05-16 Banks Robert R. Jr. 50,000 2.2410 50,000 2.2410 112,050
2024-03-12 AMRON ARTHUR H 7,000 2.4471 7,000 2.4471 17,130
2023-12-07 Banks Robert R. Jr. 18,000 2.2026 18,000 2.2026 39,647
2023-08-15 Banks Robert R. Jr. 1,901 1.6869 1,901 1.6869 3,207
2023-08-14 Banks Robert R. Jr. 99 1.5000 99 1.5000 148
2021-08-20 Lobo Wesley S. 1,000 7.9200 1,000 7.9200 7,920
2021-08-18 Gwydir Tom 5,000 7.6400 5,000 7.6400 38,200

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

NEPH / Nephros, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di NEPH / Nephros, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2009-09-02 Southpaw Asset Management LP 200,000 1.9459 22,222 17.5131 389,180 329 0.16 -385,624 -99.09
2009-09-01 Southpaw Asset Management LP 92,000 1.9459 10,222 17.5131 179,023
2009-08-31 Southpaw Asset Management LP 101,000 1.8561 11,222 16.7049 187,466
2009-08-28 Southpaw Asset Management LP 200,000 1.9695 22,222 17.7255 393,900
2009-08-27 Southpaw Asset Management LP 200,000 2.0162 22,222 18.1458 403,240
2009-08-26 Southpaw Asset Management LP 27,600 2.0306 3,067 18.2754 56,045
2009-08-20 Southpaw Asset Management LP 2,390 2.5508 266 22.9572 6,096
2009-08-20 Southpaw Asset Management LP 27,610 2.5508 3,068 22.9572 70,428
2008-10-17 Enso Capital Management LLC 21,317 0.1522 2,369 1.3698 3,244

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

NEPH / Nephros, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-01-03 2025-01-01 4 AMRON ARTHUR H NEPH Common Stock A - Award D 22,418 125,881
2025-01-03 2025-01-01 4 Spandow Oliver J. NEPH Common Stock A - Award D 33,241 114,845
2024-05-30 2024-05-30 4 AMRON ARTHUR H NEPH Common Stock P - Purchase D 2.2449 3,000 7 103,463
2024-05-30 2024-05-28 4 AMRON ARTHUR H NEPH Common Stock P - Purchase D 2.2207 2,000 4 100,463
2024-05-16 2024-05-16 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 2.2410 50,000 112 70,000
2024-03-14 2024-03-13 4 WEXFORD CAPITAL LP NEPH Common Stock J - Other D -91,463 56,060
2024-03-14 2024-03-13 4 AMRON ARTHUR H NEPH Common stock J - Other D 91,463 98,463
2024-03-14 2024-03-12 4 AMRON ARTHUR H NEPH Common stock P - Purchase D 2.4471 7,000 17 7,000
2023-12-15 2023-12-13 4 Spandow Oliver J. NEPH Common Stock A - Award D 14,294 81,604
2023-12-15 2023-12-13 4 Harris Joseph Michael NEPH Common Stock A - Award D 9,291 17,693
2023-12-15 2023-12-13 4 Lask Alisa NEPH Common Stock A - Award D 9,291 48,629
2023-12-15 2023-12-13 4 AMRON ARTHUR H NEPH Common Stock A - Award D 9,291 9,291
2023-12-11 2023-12-07 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 2.2026 18,000 40 20,000
2023-08-15 2023-08-15 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 1.6869 1,901 3 2,000
2023-08-15 2023-08-14 4 Banks Robert R. Jr. NEPH Common Stock P - Purchase D 1.5000 99 0 99
2023-01-09 2023-01-05 4 Gwydir Tom NEPH Common Stock A - Award D 27,613 43,226
2023-01-09 2023-01-05 4 Spandow Oliver J. NEPH Common Stock A - Award D 42,481 67,310
2023-01-09 2023-01-05 4 Lask Alisa NEPH Common Stock A - Award D 27,613 39,338
2023-01-09 2023-01-05 4 AMRON ARTHUR H NEPH Common Stock A - Award D 27,613 27,613
2023-01-09 2023-01-05 4 Harris Joseph Michael NEPH Common Stock A - Award D 8,402 8,402
2022-03-07 2022-03-05 4 Astor Andrew NEPH Warrants (right to buy) M - Exercise D 2.70 -14,815 0
2022-03-07 2022-03-05 4 Astor Andrew NEPH Common Stock M - Exercise D 2.7000 14,815 40 92,773
2022-02-18 2022-02-16 4 Lobo Wesley S. NEPH Common Stock F - Taxes D 4.8000 -6,389 -31 35,168
2021-12-16 2021-12-14 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Gwydir Tom NEPH Common Stock A - Award D 4,582 15,613
2021-12-16 2021-12-14 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Lask Alisa NEPH Common Stock A - Award D 4,582 11,725
2021-12-16 2021-12-14 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 6.82 38,612 38,612
2021-12-16 2021-12-14 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 AMRON ARTHUR H NEPH Common Stock A - Award D 4,582 4,582
2021-12-16 2021-12-14 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 6.82 7,062 7,062
2021-12-16 2021-12-14 4 Spandow Oliver J. NEPH Common Stock A - Award D 5,429 24,829
2021-09-03 2021-09-01 4 Lobo Wesley S. NEPH Stock Option (right to buy) A - Award D 8.47 57,368 57,368
2021-08-23 2021-08-20 4 Lobo Wesley S. NEPH Common Stock P - Purchase D 7.9200 1,000 8 41,557
2021-08-19 2021-08-18 4 Gwydir Tom NEPH Common Stock P - Purchase D 7.6400 5,000 38 11,031
2021-08-18 2021-08-18 4 Astor Andrew NEPH Common Stock P - Purchase D 7.7733 2,500 19 77,958
2021-08-18 2021-08-17 4 Astor Andrew NEPH Common Stock P - Purchase D 7.6687 2,500 19 75,458
2021-06-03 2021-06-01 4 WEXFORD CAPITAL LP NEPH Common Stock Warrants X - Other I 2.70 2.7000 -66,667 -180 0
2021-06-03 2021-06-01 4 WEXFORD CAPITAL LP See footnotes NEPH Common Stock X - Other I 2.7000 66,667 180 3,544,492
2021-06-01 2021-05-27 4/A Evans Daron By UTMA #1 NEPH Common Stock F - Taxes I 2.7000 -349 -1 8,669
2021-06-01 2021-05-27 4/A Evans Daron By UTMA #2 NEPH Common Stock F - Taxes I 2.7000 -349 -1 8,669
2021-05-25 2021-05-24 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) X - Other I 2.70 -1,111 0
2021-05-25 2021-05-24 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) X - Other I 2.70 -1,111 0
2021-05-25 2021-05-24 4 Evans Daron By UTMA #1 NEPH Common Stock X - Other I 2.7000 1,111 3 9,018
2021-05-25 2021-05-24 4 Evans Daron By UTMA #2 NEPH Common Stock X - Other I 2.7000 1,111 3 9,018
2021-02-18 2021-02-16 4 Lobo Wesley S. NEPH Stock Optoin (right to buy) A - Award D 8.66 114,178 114,178
2021-02-18 2021-02-16 4 Lobo Wesley S. NEPH Common Stock A - Award D 40,557 40,557
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.50 -4,477 4,477
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 3.60 -3,765 3,765
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.14 -2,956 2,956
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Stock Option (Right to Buy) M - Exercise D 4.59 -3,556 3,556
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.5000 4,477 20 106,037
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 3.6000 3,765 14 101,560
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.1400 2,956 12 97,795
2021-01-29 2021-01-27 4 WEXFORD CAPITAL LP NEPH Common Stock M - Exercise D 4.5900 3,556 16 94,839
2021-01-08 2021-01-06 4 WEXFORD CAPITAL LP NEPH Common Stock A - Award D 3,196 3,196
2021-01-08 2021-01-06 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Gwydir Tom NEPH Common Stock A - Award D 3,666 6,031
2021-01-08 2021-01-06 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Spandow Oliver J. NEPH Common Stock A - Award D 3,666 19,400
2021-01-08 2021-01-06 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 5,921 48,774
2021-01-08 2021-01-06 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 Lask Alisa NEPH Common Stock A - Award D 3,666 7,143
2021-01-08 2021-01-06 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 8.06 6,850 6,850
2021-01-08 2021-01-06 4 AMRON ARTHUR H NEPH Common Stock A - Award D 3,666 3,666
2020-11-20 2020-11-18 4 Spandow Oliver J. NEPH Common Stock P - Purchase D 5.8328 1,500 9 15,734
2020-11-19 2020-11-19 4 Astor Andrew NEPH Common Stock P - Purchase D 5.8669 1,000 6 72,958
2020-10-16 2020-10-15 4 WEXFORD CAPITAL LP See footnotes NEPH Common Stock, par value $0.001 A - Award I 6.0000 166,667 1,000 3,605,471
2020-08-26 2020-08-24 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 7.07 152,064 152,064
2020-08-19 2020-08-19 4 Astor Andrew NEPH Common Stock P - Purchase D 7.4000 950 7 71,958
2020-05-29 2020-05-28 4 Astor Andrew NEPH Common Stock P - Purchase D 6.9600 1,000 7 71,008
2020-05-13 2020-05-11 4 PERSEN MALCOLM C By spouse NEPH Warrants (right to buy) X - Other I 7.65 -1,732 0
2020-05-13 2020-05-11 4 PERSEN MALCOLM C By spouse NEPH Common Stock X - Other I 7.6500 1,732 13 5,194
2020-03-12 2020-03-12 4 Evans Daron NEPH Common Stock P - Purchase D 6.6500 2,500 17 134,215
2020-03-12 2020-03-12 4 Astor Andrew NEPH Common Stock P - Purchase D 6.7000 1,000 7 70,008
2020-03-05 2020-03-05 4 Evans Daron NEPH Common Stock P - Purchase D 8.4436 2,500 21 131,715
2020-03-05 2020-03-05 4 Astor Andrew NEPH Common Stock P - Purchase D 8.4567 700 6 69,008
2020-02-05 2020-02-01 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 5.40 97,076 242,690
2020-02-05 2020-02-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 2.64 13,958 46,525
2020-02-05 2020-02-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 4.14 19,320 64,399
2019-12-18 2019-12-16 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 AMRON ARTHUR H NEPH Common Stock A - Award D 3,448 3,448
2019-12-18 2019-12-16 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 5,437 42,853
2019-12-18 2019-12-16 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Gwydir Tom NEPH Common Stock A - Award D 2,365 2,365
2019-12-18 2019-12-16 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Spandow Oliver J. NEPH Common Stock A - Award D 3,448 14,234
2019-12-18 2019-12-16 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Lask Alisa NEPH Common Stock A - Award D 3,227 3,477
2019-12-18 2019-12-16 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 8.57 20,000 20,000
2019-12-18 2019-12-16 4 Evans Daron NEPH Common Stock A - Award D 9,282 129,215
2019-12-18 2019-12-16 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 8.30 20,000 20,000
2019-12-18 2019-12-16 4 Astor Andrew NEPH Common Stock A - Award D 6,848 68,308
2019-12-18 2019-12-16 4 Mieyal Paul A NEPH Stock Option (Right to Buy) A - Award D 8.57 5,568 5,568
2019-12-18 2019-12-16 4 Mieyal Paul A NEPH Common Stock A - Award D 3,448 3,448
2019-11-26 2019-11-25 4 Spandow Oliver J. NEPH Common Stock P - Purchase D 8.1700 1,000 8 10,786
2019-11-18 2019-11-18 4 Evans Daron NEPH Common Stock P - Purchase D 8.3500 1,000 8 119,933
2019-11-18 2019-11-18 4 Astor Andrew NEPH Common Stock P - Purchase D 8.3756 750 6 61,460
2019-09-13 2019-09-11 4 Lask Alisa NEPH Common Stock P - Purchase D 6.4500 250 2 250
2019-08-22 2019-08-22 4 Astor Andrew NEPH Common Stock P - Purchase D 6.9700 1,500 10 60,710
2019-08-22 2019-08-22 4 Evans Daron NEPH Common Stock P - Purchase D 6.9227 2,000 14 118,933
2019-08-13 2019-08-09 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 5.40 36,404 145,614
2019-08-13 2019-08-09 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 2.64 9,305 32,567
2019-08-13 2019-08-09 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 4.14 12,880 45,079
2019-06-14 2019-06-14 4 Evans Daron By UTMA #4 NEPH Common Stock P - Purchase I 0.6037 8,000 5 8,000
2019-06-14 2019-06-14 4 Evans Daron By UTMA #3 NEPH Common Stock P - Purchase I 0.6094 8,000 5 8,000
2019-06-14 2019-06-14 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.5900 8,000 5 71,166
2019-06-14 2019-06-14 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.5816 8,000 5 73,666
2019-06-14 2019-06-14 4 Evans Daron NEPH Common Stock P - Purchase D 0.5982 11,172 7 1,052,426
2019-06-14 2019-06-14 4 Astor Andrew NEPH Common Stock P - Purchase D 0.6400 35,000 22 532,903
2019-05-02 2019-02-08 4/A Lask Alisa NEPH Stock Option (right to buy) A - Award D 0.58 86,546 86,546
2019-05-01 2019-04-29 4 Gwydir Tom NEPH Stock Option (right to buy) A - Award D 0.59 86,641 86,641
2019-02-12 2019-02-08 4 Lask Alisa NEPH Stock Option (right to buy) A - Award D 0.58 70,817 70,817
2018-12-21 2018-12-19 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.65 200,000 200,000
2018-12-21 2018-12-19 4 AMRON ARTHUR H NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-21 2018-12-19 4 Mieyal Paul A NEPH Stock Option (Right to Buy) A - Award D 0.65 46,457 46,457
2018-12-20 2018-12-14 4/A Pinto Moshe NEPH Common Stock A - Award D 47,673 204,118
2018-12-18 2018-12-14 4 Astor Andrew NEPH Common Stock A - Award D 44,111 497,903
2018-12-18 2018-12-14 4 Evans Daron NEPH Common Stock A - Award D 108,296 1,001,254
2018-12-18 2018-12-14 4 Mieyal Paul A NEPH Common Stock A - Award D 47,673 47,673
2018-12-18 2018-12-14 4 AMRON ARTHUR H NEPH Common Stock A - Award D 47,673 47,673
2018-12-18 2018-12-14 4 Spandow Oliver J. NEPH Common Stock A - Award D 18,030 88,080
2018-12-18 2018-12-14 4 Pinto Moshe NEPH Common Stock A - Award D 73,343 229,788
2018-12-18 2018-12-14 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 71,509 336,750
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 3 Spandow Oliver J. NEPH Common Stock D 140,100
2018-08-13 2018-08-10 4 Spandow Oliver J. NEPH Stock Option (Right to Buy) A - Award D 0.62 85,199 85,199
2018-05-14 2018-05-14 4 Astor Andrew NEPH Warrants (right to buy) X - Other D 0.30 -33,333 133,333
2018-05-14 2018-05-14 4 Astor Andrew NEPH Common Stock X - Other D 0.3000 33,333 10 453,792
2018-05-14 2018-05-14 4 Evans Daron By PoC Capital, LLC NEPH Common Stock Warrants (Right to Buy) X - Other I 0.30 -40,000 0
2018-05-14 2018-05-14 4 Evans Daron By PoC Capital, LLC NEPH Common Stock X - Other I 0.3000 40,000 12 95,000
2018-04-12 2018-04-10 4 Astor Andrew NEPH Common Stock P - Purchase D 0.4500 80,000 36 420,459
2018-04-12 2018-04-10 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.4500 12,000 5 63,166
2018-04-12 2018-04-10 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.4500 12,000 5 63,166
2018-04-12 2018-04-10 4 Evans Daron By PoC Capital, LLC NEPH Common Stock P - Purchase I 0.4500 55,000 25 55,000
2018-03-13 2018-03-09 4 Astor Andrew NEPH Common Stock P - Purchase D 0.4750 5,000 2 340,459
2018-02-27 2017-12-20 4/A Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2018-02-27 2017-12-20 4/A Pinto Moshe NEPH Common Stock A - Award D 73,864 156,445
2018-02-22 2018-02-01 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.60 218,419 982,887
2017-12-22 2017-12-20 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.50 837,125 837,125
2017-12-22 2017-12-20 4 Evans Daron NEPH Common Stock A - Award D 180,000 892,958
2017-12-22 2017-12-20 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.50 50,000 50,000
2017-12-22 2017-12-20 4 Astor Andrew NEPH Common Stock A - Award D 120,417 335,459
2017-12-22 2017-12-20 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 Pinto Moshe NEPH Common Stock A - Award D 73,864 156,445
2017-12-22 2017-12-20 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 113,636 265,241
2017-12-22 2017-12-20 4 Mieyal Paul A NEPH Non-qualified stock option A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 Mieyal Paul A NEPH Common Stock A - Award D 73,864 73,864
2017-12-22 2017-12-20 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option A - Award D 0.50 40,284 40,284
2017-12-22 2017-12-20 4 AMRON ARTHUR H NEPH Common Stock A - Award D 73,864 73,864
2017-12-05 2017-12-04 4 Astor Andrew NEPH Common Stock P - Purchase D 0.5000 8,333 4 215,042
2017-12-05 2017-12-01 4 Astor Andrew NEPH Common Stock P - Purchase D 0.5000 10,000 5 206,709
2017-09-06 2017-09-06 4 Evans Daron NEPH Common Stock P - Purchase D 0.2435 28,000 7 712,958
2017-09-06 2017-09-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.2350 1,580 0 684,958
2017-08-28 2017-08-28 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2729 4,000 1 196,709
2017-08-28 2017-08-28 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2700 6,000 2 192,709
2017-08-28 2017-06-16 4 Astor Andrew NEPH Common Stock L - Other D 0.2650 43 0 186,709
2017-08-23 2017-08-22 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.2500 2,000 0 51,166
2017-08-23 2017-08-22 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.2500 2,000 0 1,417,922
2017-08-11 2017-08-11 4 Astor Andrew NEPH Common Stock P - Purchase D 0.2599 20,000 5 186,666
2017-08-11 2017-08-11 4 Evans Daron NEPH Common Stock P - Purchase D 0.2600 70,000 18 683,378
2017-06-13 2017-06-12 4 Evans Daron NEPH Common Stock P - Purchase D 0.2600 3,961 1 613,378
2017-06-13 2017-06-09 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 0.2600 7,500 2 49,166
2017-06-13 2017-06-09 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 0.2600 10,000 3 51,666
2017-05-19 2017-05-19 4 Evans Daron NEPH Common Stock P - Purchase D 0.2550 7,500 2 609,417
2017-05-19 2017-05-18 4 Evans Daron NEPH Common Stock P - Purchase D 0.2550 22,500 6 601,917
2017-05-15 2017-05-01 4/A Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.29 209,355 209,355
2017-05-02 2017-05-01 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.29 209,355 209,355
2017-04-04 2017-03-31 4 Evans Daron NEPH Common Stock A - Award D 17,756 579,417
2017-03-21 2017-03-17 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #2 NEPH Common Stock P - Purchase I 41,666 41,666
2017-03-21 2017-03-17 4 Evans Daron By UTMA #1 NEPH Common Stock P - Purchase I 41,666 41,666
2017-03-21 2017-03-17 4 Astor Andrew NEPH Warrants (right to buy) P - Purchase D 0.30 166,666 166,666
2017-03-21 2017-03-17 4 Astor Andrew NEPH Common Stock P - Purchase D 166,666 166,666
2017-02-15 2017-02-13 4 Astor Andrew NEPH Stock Option (right to buy) A - Award D 0.46 289,785 289,785
2016-12-23 2016-12-23 4 Evans Daron NEPH Common Stock A - Award D 213,068 561,661
2016-12-15 2016-12-14 4 Evans Daron NEPH Common Stock A - Award D 9,165 348,593
2016-12-09 2016-12-07 4 Evans Daron NEPH Common Stock P - Purchase D 0.3200 4,069 1 339,428
2016-12-06 2016-12-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.3400 6,020 2 335,359
2016-12-06 2016-12-05 4 Evans Daron NEPH Common Stock P - Purchase D 0.3399 4,600 2 329,339
2016-12-02 2016-12-01 4 Evans Daron NEPH Common Stock P - Purchase D 0.3206 40,599 13 324,739
2016-12-02 2016-11-30 4 Evans Daron NEPH Common Stock P - Purchase D 0.2900 931 0 284,140
2016-08-26 2016-08-24 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.40 33,880 33,880
2016-08-26 2016-08-24 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 113,636 151,605
2016-08-26 2016-08-24 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.40 33,880 33,880
2016-08-26 2016-08-24 4 Pinto Moshe NEPH Common Stock A - Award D 73,864 82,581
2016-08-25 2016-08-24 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option A - Award D 0.40 33,880 33,880
2016-08-25 2016-08-24 4 AMRON ARTHUR H NEPH Common Stock A - Award D 73,864 73,864
2016-08-25 2016-08-24 4 Mieyal Paul A NEPH Non-Qualified Stock Option A - Award D 0.40 33,880 33,880
2016-08-25 2016-08-24 4 Mieyal Paul A NEPH Common Stock A - Award D 73,864 73,864
2016-06-07 2016-06-03 4 Evans Daron By UTMA #1 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 10,000 10,000
2016-06-07 2016-06-03 4 Evans Daron By UTMA #2 NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 10,000 10,000
2016-06-07 2016-06-03 4 Evans Daron By PoC Capital, LLC NEPH Common Stock Warrants (Right to Buy) P - Purchase I 0.30 40,000 40,000
2016-06-07 2016-06-03 4 Lambda Investors LLC Held directly by Lamdba Investors LLC NEPH Common Stock Warrant A - Award I 0.30 600,000 600,000
2015-12-22 2015-12-18 4 Lambda Investors LLC Held directly by Lamdba Investors LLC NEPH Common Stock Warrants X - Other I 0.40 -2,782,576 0
2015-12-22 2015-12-18 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 X - Other I 2,782,576 29,800,424
2015-12-18 2015-12-17 4 Evans Daron NEPH Common Stock A - Award D 42,840 283,209
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants X - Other I 0.15 -11,742,100 0
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Class D Warrants (Common Stock) A - Award I 0.15 11,742,100 11,742,100
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants D - Sale to Issuer I 0.30 -11,742,100 0
2015-10-01 2015-09-29 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 X - Other I 11,742,100 27,017,848
2015-09-11 2015-09-09 4 Mieyal Paul A NEPH Common Stock A - Award D 58,240 58,240
2015-09-11 2015-09-09 4 Pinto Moshe NEPH Common Stock A - Award D 8,717 8,717
2015-09-11 2015-09-09 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 97,135 218,467
2015-09-11 2015-09-09 4 AMRON ARTHUR H NEPH Common Stock A - Award D 58,240 58,240
2015-09-11 2015-09-09 4 ROSENBERG MATTHEW NEPH Common Stock A - Award D 58,240 847,935
2015-09-11 2015-09-09 4 PERSEN MALCOLM C NEPH Common Stock A - Award D 16,951 16,951
2015-09-11 2015-09-09 4 Evans Daron NEPH Common Stock A - Award D 70,610 240,369
2015-08-31 2015-08-31 4 Evans Daron NEPH Common Stock P - Purchase D 0.5700 10,000 6 169,759
2015-08-31 2015-08-28 4 Evans Daron NEPH Common Stock P - Purchase D 0.6000 10,000 6 159,759
2015-08-31 2015-08-28 4 Evans Daron NEPH Common Stock P - Purchase D 0.5800 5,000 3 149,759
2015-08-31 2015-08-27 4 Evans Daron NEPH Common Stock P - Purchase D 0.5600 19,175 11 144,759
2015-08-20 2015-08-20 4 Evans Daron NEPH Common Stock P - Purchase D 0.5600 27,000 15 125,584
2015-08-20 2015-08-19 4 Evans Daron NEPH Common Stock P - Purchase D 0.5000 24,500 12 98,584
2015-08-18 2015-08-14 4 Pinto Moshe NEPH Stock Option (Right to Buy) A - Award D 0.45 59,155 59,155
2015-05-14 2015-05-12 4 PERSEN MALCOLM C By spouse NEPH Warrants (right to buy) P - Purchase I 0.85 15,580 15,580
2015-05-14 2015-05-12 4 PERSEN MALCOLM C By spouse NEPH Common Stock P - Purchase I 31,160 31,160
2015-05-14 2015-05-12 4 ROSENBERG MATTHEW NEPH Warrants (right to buy) P - Purchase D 0.85 100,000 100,000
2015-05-14 2015-05-12 4 ROSENBERG MATTHEW NEPH Common Stock P - Purchase D 200,000 789,695
2015-05-11 2015-05-07 4 PERSEN MALCOLM C NEPH Stock Option (Right to Buy) A - Award D 0.79 56,981 56,981
2015-04-17 2015-04-15 4 Evans Daron NEPH Stock Option (Right to Buy) A - Award D 0.60 764,468 764,468
2014-12-22 2014-12-18 4 CENTELLA LAWRENCE J NEPH Common Stock J - Other D 0.6000 10,202 6 121,332
2014-12-22 2014-12-18 4 ROSENBERG MATTHEW NEPH Common Stock J - Other D 0.6000 374,997 225 589,695
2014-12-22 2014-12-18 4 Houghton John C. NEPH Common Stock J - Other D 0.6000 7,885 5 74,139
2014-12-22 2014-12-18 4 Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 J - Other I 14,853 190,446
2014-12-22 2014-12-18 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 J - Other I 3,303,808 15,275,748
2014-12-22 2014-12-18 4 Evans Daron NEPH Common Stock J - Other D 0.6000 21,239 13 74,084
2014-11-07 2014-11-06 4 AMRON ARTHUR H NEPH Common Stock A - Award D 25,395 25,395
2014-11-07 2014-11-06 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 25,395 111,130
2014-11-07 2014-11-06 4 Evans Daron NEPH Common Stock A - Award D 43,194 52,845
2014-11-07 2014-11-06 4 Mieyal Paul A NEPH Common Stock A - Award D 25,395 25,395
2014-11-07 2014-11-06 4 ROSENBERG MATTHEW NEPH Common Stock A - Award D 12,698 214,698
2014-05-19 3 ROSENBERG MATTHEW NEPH.OB Nephros, Inc. Common Stock D 404,000
2014-05-19 3 ROSENBERG MATTHEW NEPH.OB Nephros, Inc. Common Stock D 404,000
2014-05-19 2014-05-16 4 ROSENBERG MATTHEW NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.79 48,864 48,864
2014-03-27 2014-03-26 4 AMRON ARTHUR H NEPH Non Qualiffied Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-27 2014-03-26 4 CENTELLA LAWRENCE J NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-27 2014-03-26 4 Evans Daron NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.46 75,361 75,361
2014-03-27 2014-03-21 4 Evans Daron NEPH Common Stock J - Other D 0.3000 2,151 1 9,651
2014-03-27 2014-03-26 4 Mieyal Paul A NEPH Non Qualified Stock Option (right to buy) A - Award D 0.46 26,598 26,598
2014-03-24 2014-03-21 4 CENTELLA LAWRENCE J NEPH Common Stock J - Other D 0.3000 19,105 6 85,735
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Lambda Investors LCC NEPH Class D Warrants J - Other I 2,935,525 11,742,100
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 J - Other I 27,811 124,803
2014-03-18 2014-03-14 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 J - Other I 5,250,264 11,971,940
2014-02-07 2014-02-05 4 Houghton John C. NEPH Incentive Stock Option (right to buy) A - Award D 0.33 35,000 35,000
2014-01-07 2013-12-31 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 19,733 66,630
2014-01-07 2013-12-31 4 Scibetta James S NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.42 60,440 60,440
2014-01-06 2013-12-31 4 AMRON ARTHUR H NEPH Common Stock A - Award D 19,733 19,733
2014-01-06 2013-12-31 4 Mieyal Paul A NEPH Common Stock A - Award D 19,733 19,733
2013-12-04 3 Evans Daron NEPH.OB Nephros, Inc. Common Stock D 7,500
2013-08-22 2013-08-20 4 AMRON ARTHUR H NEPH Common Stock A - Award D 5,417 28,763
2013-08-22 2013-08-20 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 5,417 46,897
2013-08-22 2013-08-20 4 Scibetta James S NEPH Common Stock A - Award D 12,078 64,134
2013-08-22 2013-08-20 4 Mieyal Paul A NEPH Common Stock A - Award D 5,417 28,763
2013-06-11 2013-05-23 4 Kochanski Gerald John SR NEPH Incentive Stock Option (right to buy) A - Award D 0.71 25,000 25,000
2013-06-11 2013-05-23 4 Kochanski Gerald John SR NEPH Common Stock A - Award D 45,929 45,929
2013-06-11 2013-05-23 4 CENTELLA LAWRENCE J NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-11 2013-05-23 4 CENTELLA LAWRENCE J NEPH Common Stock A - Award D 23,346 41,480
2013-06-11 2013-05-23 4 Scibetta James S NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 12,500 12,500
2013-06-11 2013-05-23 4 Scibetta James S NEPH Common Stock A - Award D 52,056 52,056
2013-06-11 2013-05-23 4 Houghton John C. NEPH Incentive Stock Option (right to buy) A - Award D 0.71 37,500 37,500
2013-06-11 2013-05-23 4 Houghton John C. NEPH Common Stock A - Award D 66,254 66,254
2013-06-05 2013-05-23 4/A Lambda Investors LLC Held directly by Wexford Capital LP NEPH Common Stock, par value $0.001 A - Award I 46,692 46,692
2013-06-05 2013-05-23 4/A Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 P - Purchase I 2,992,884 6,721,676
2013-06-04 2013-05-23 4 AMRON ARTHUR H NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-04 2013-05-23 4 AMRON ARTHUR H NEPH Common Stock A - Award D 23,346 23,346
2013-06-04 2013-05-23 4 Mieyal Paul A NEPH Non-Qualified Stock Option (right to buy) A - Award D 0.71 10,000 10,000
2013-06-04 2013-05-23 4 Mieyal Paul A NEPH Common Stock A - Award D 23,346 23,346
2013-06-04 2013-05-23 4 Lambda Investors LLC Held directly by Lambda Investors LLC NEPH Common Stock, par value $0.001 P - Purchase I 2,992,884 6,721,676
2012-07-06 2012-07-03 4 Houghton John C. NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 1.89 331,550 331,550
2012-04-25 2012-04-20 4 Houghton John C. NEPH.OB Incentive Stock Option (right to buy) A - Award D 0.95 675,000 675,000
2012-03-20 2012-02-16 4 Scibetta James S NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 0.83 12,500 12,500
2012-03-16 2012-02-16 4 Kochanski Gerald John SR NEPH.OB Incentive Stock Option (right to buy) A - Award D 0.83 20,000 20,000
2012-03-16 2012-02-16 4 CENTELLA LAWRENCE J NEPH.OB Non-Qualified Stock Option (right to buy) A - Award D 0.83 10,000 10,000
2012-03-15 2012-02-16 4 AMRON ARTHUR H NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.83 10,000 10,000
2012-03-15 2012-02-16 4 Mieyal Paul A NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.83 10,000 10,000
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Class D Warrants J - Other I 0.40 1 1
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Common Stock Warrants P - Purchase I 0.40 10,404,862 10,404,862
2011-03-24 2011-03-10 4 Southpaw Asset Management LP NEPHD Common Stock, par value $0.001 per share P - Purchase I 520,242 525,079
2010-01-26 2010-01-08 4 CENTELLA LAWRENCE J NEPH.OB Non-qualified stock option (right to buy) A - Award D 0.95 20,000 20,000
2009-09-02 2009-09-02 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.9459 -200,000 -389 96,730
2009-09-02 2009-09-01 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.9459 -92,000 -179 296,730
2009-09-02 2009-08-31 4 Southpaw Asset Management LP NEPH Common Stock S - Sale I 1.8561 -101,000 -187 388,730
2009-08-28 2009-08-28 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 1.9695 -200,000 -394 489,730
2009-08-28 2009-08-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.0162 -200,000 -403 689,730
2009-08-28 2009-08-26 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.0306 -27,600 -56 889,730
2009-08-26 2009-08-20 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.5508 -2,390 -6 73,068
2009-08-26 2009-08-20 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 2.5508 -27,610 -70 844,262
2008-10-21 2008-10-17 4 Enso Capital Management LLC NEP Common Stock S - Sale I 0.1522 -21,317 -3 1,228,587
2008-10-21 2008-10-17 4 Enso Capital Management LLC NEP Common Stock S - Sale I 0.1522 -58,772 -9 3,387,229
2008-06-12 2008-06-11 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7000 -2,550 -2 4,166,558
2008-06-12 2008-06-10 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7000 -4,600 -3 4,169,108
2008-06-12 2008-06-09 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.7438 -50,550 -38 4,173,708
2008-06-12 2008-06-06 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8298 -67,300 -56 4,224,258
2008-06-12 2008-06-05 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8444 -50,000 -42 4,291,558
2008-06-12 2008-06-03 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8500 -1,200 -1 4,341,558
2008-06-12 2008-06-02 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8500 -3,600 -3 4,342,758
2008-06-12 2008-05-30 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8071 -24,500 -20 4,346,358
2008-06-12 2008-05-29 4 Stagg Capital Group LLC NEP Common Stock S - Sale I 0.8412 -26,600 -22 4,370,858
2008-05-30 2008-05-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 0.7000 -150,431 -105 103,336
2008-05-30 2008-05-27 4 Southpaw Asset Management LP NEP Common Stock S - Sale I 0.7000 -1,737,644 -1,216 1,193,994
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71 0
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Common Stock C - Conversion I 0.7060 2,198,729 1,552 4,397,458
2008-05-20 2007-11-14 4 Stagg Capital Group LLC NEP Common Stock C - Conversion I 0.7060 2,198,729 1,552 2,198,729
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Class D Warrant for the Purchase of Shares of Common Stock C - Conversion I 0.90 125,000 125,000
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Series B 10% Secured Convertible Note due 2008 C - Conversion I 0.71 0
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Series A 10% Secured Convertible Note due 2008 C - Conversion I 0.71
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Common Stock C - Conversion I 0.7060 2,931,638 2,070 3,185,405
2007-12-11 2007-11-14 4 Southpaw Asset Management LP NEP Common Stock C - Conversion I 0.7060 253,767 179 253,767
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -729,672 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -571,178 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series D Convertible Preferred Stock C - Conversion I -948,244 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series C Convertible Preferred Stock C - Conversion I -150,000 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series C Convertible Preferred Stock C - Conversion I -410,250 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series B Convertible Preferred Stock C - Conversion I -1,866,666 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Series A Convertible Preferred Stock C - Conversion I -200,000 0
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 319,095 1,928,725
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 253,547 1,609,630
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 426,370 1,356,083
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 50,204 929,713
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 146,459 879,509
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 676,230 733,050
2004-09-28 2004-09-24 4 Wasserstein Bruce See Footnotes NEP Common Stock C - Conversion I 56,820 56,820
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
DE:NPJP
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