OCUP / Opus Genetics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Opus Genetics, Inc.
US ˙ NasdaqCM ˙ US67577R1023
HINDI NA ACTIVE ANG SIMBONG ITO

Jumlah Saham Beredar 63,046,393 shares
Saham Orang Dalam40,932,022 shares
Kepemilikan oleh Orang Dalam64.92 %
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Opus Genetics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OCUP / Opus Genetics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-12-26 Magrath George 100,000 0.9760 100,000 0.9760 97,600 13 1.4500 47,400 48.57
2024-11-21 YERXA BENJAMIN R 10,000 0.9834 10,000 0.9834 9,834
2024-11-18 Magrath George 9,706 1.0244 9,706 1.0244 9,943
2024-11-15 Magrath George 90,294 1.0102 90,294 1.0102 91,215
2024-05-22 Jayagopal Ashwath 3,500 1.7650 3,500 1.7650 6,178
2024-05-17 Magrath George 5,000 1.7545 5,000 1.7545 8,772
2024-03-21 Jhaveri Nirav S. 10,000 2.1000 10,000 2.1000 21,000
2024-03-21 SCHACHLE JOSEPH K 2,000 2.0500 2,000 2.0500 4,100
2024-03-18 Magrath George 25,000 1.9620 25,000 1.9620 49,050

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

OCUP / Opus Genetics, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di OCUP / Opus Genetics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2014-06-12 Ahn Chang Ho 136,193 0.9871 136,193 0.9871 134,436 731
2013-09-09 Jeong Tae Heum 71,139 0.4565 71,139 0.4565 32,475

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

OCUP / Opus Genetics, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-27 2025-08-25 4 Gallagher Cam IRD Common Stock A - Award D 1.1500 869,565 1,000 1,810,430
2025-08-27 2025-08-25 4 Ainsworth Sean IRD Common Stock A - Award D 1.1500 86,956 100 254,818
2025-05-06 2025-05-05 4 Foundation Fighting Blindness Retinal Degeneration Fund IRD Common Stock C - Conversion D 6,927,419 9,492,171
2025-05-02 2025-04-30 4 Rodgers Richard J IRD Common Stock A - Award D 79,504 318,655
2025-05-02 2025-04-30 4 MANUSO JAMES S J IRD Common Stock A - Award D 79,504 261,763
2025-05-02 2025-04-30 4 Graves Adrienne L IRD Common Stock A - Award D 79,504 79,504
2025-05-02 2025-04-30 4 Gallagher Cam IRD Common Stock A - Award D 79,504 940,865
2025-05-02 2025-04-30 4 Benton Susan IRD Common Stock A - Award D 79,504 219,527
2025-05-02 2025-04-30 4 Bennett Jean IRD Common Stock A - Award D 79,504 213,525
2025-05-02 2025-04-30 4 Ainsworth Sean IRD Common Stock A - Award D 79,504 167,862
2025-03-26 2025-03-24 4 Gallagher Cam IRD Common Stock A - Award D 784,314 861,361
2025-03-26 2025-03-24 4 Magrath George IRD Common Stock A - Award D 392,157 1,322,004
2025-03-17 2025-03-13 4 SCHACHLE JOSEPH K IRD Common Stock A - Award D 52,500 54,500
2025-03-17 2025-03-13 4 Zaremba Rabourn Amy IRD Common Stock A - Award D 39,500 113,968
2025-03-17 2025-03-13 4 Magrath George IRD Common Stock A - Award D 330,697 929,847
2025-03-17 2025-03-13 4 Jhaveri Nirav S. IRD Common Stock A - Award D 52,500 194,293
2025-03-17 2025-03-13 4 Jayagopal Ashwath IRD Common Stock A - Award D 52,500 125,807
2025-03-17 2025-03-13 4 Hoffmann Bernhard IRD Common Stock A - Award D 29,500 185,446
2025-02-18 2025-02-13 4 Jayagopal Ashwath IRD Common Stock F - Taxes D 1.1500 -5,193 -6 73,307
2025-02-18 2025-02-13 4 Jhaveri Nirav S. IRD Common Stock F - Taxes D 1.1500 -8,207 -9 141,793
2025-02-06 2025-02-04 4 Zaremba Rabourn Amy IRD Common Stock F - Taxes D 1.1400 -8,190 -9 74,468
2025-02-06 2025-02-04 4 Hoffmann Bernhard IRD Common Stock F - Taxes D 1.1400 -6,751 -8 155,946
2025-01-06 2025-01-02 4 MANUSO JAMES S J IRD Common Stock A - Award D 50,222 182,259
2025-01-06 2025-01-02 4 Bennett Jean IRD Common Stock A - Award D 34,021 134,021
2024-12-30 2024-12-26 4 Magrath George IRD Common Stock P - Purchase D 0.9760 100,000 98 599,150
2024-12-23 2024-12-23 4 Magrath George IRD Common Stock A - Award D 6,200 499,150
2024-11-25 2024-11-21 4 YERXA BENJAMIN R IRD Common Stock P - Purchase D 0.9834 10,000 10 342,800
2024-11-19 2024-11-18 4 Magrath George IRD Common Stock P - Purchase D 1.0244 9,706 10 492,950
2024-11-19 2024-11-15 4 Magrath George IRD Common Stock P - Purchase D 1.0102 90,294 91 483,244
2024-11-12 2024-11-07 4 YERXA BENJAMIN R IRD Common Stock A - Award D 332,800 332,800
2024-11-05 2024-11-01 4 Magrath George IRD Common Stock F - Taxes D 1.1800 -37,050 -44 392,950
2024-10-29 3 Foundation Fighting Blindness Retinal Degeneration Fund IRD Common Stock D 2,564,752
2024-10-24 2024-10-22 4 Bennett Jean IRD Common Stock A - Award D 100,000 100,000
2024-06-13 2024-06-11 4 Rodgers Richard J OCUP Common Stock A - Award D 41,143 239,151
2024-06-13 2024-06-11 4 Pepose Jay OCUP Common Stock A - Award D 41,143 180,458
2024-06-13 2024-06-11 4 Gallagher Cam OCUP Common Stock A - Award D 41,143 77,047
2024-06-13 2024-06-11 4 MANUSO JAMES S J OCUP Common Stock A - Award D 41,143 132,037
2024-06-13 2024-06-11 4 Benton Susan OCUP Common Stock A - Award D 41,143 140,023
2024-06-13 2024-06-11 4 Ainsworth Sean OCUP Common Stock A - Award D 41,143 88,358
2024-05-24 2024-05-22 4 Jayagopal Ashwath OCUP Common Stock P - Purchase D 1.7650 3,500 6 78,500
2024-05-21 2024-05-17 4 Magrath George OCUP Common Stock P - Purchase D 1.7545 5,000 9 430,000
2024-04-15 2024-04-11 4 Pepose Jay OCUP Common Stock A - Award D 32,000 139,315
2024-03-25 2024-03-21 4 SCHACHLE JOSEPH K OCUP Common Stock P - Purchase D 2.0500 2,000 4 2,000
2024-03-25 2024-03-21 4 Jhaveri Nirav S. OCUP Common Stock P - Purchase D 2.1000 10,000 21 150,000
2024-03-20 2024-03-18 4 Magrath George OCUP Common Stock P - Purchase D 1.9620 25,000 49 425,000
2024-02-14 2024-02-12 4 Jhaveri Nirav S. OCUP Common Stock A - Award D 140,000 140,000
2024-02-14 2024-02-12 4 Jayagopal Ashwath OCUP Common Stock A - Award D 75,000 75,000
2024-01-22 2024-01-18 4 Hoffmann Bernhard OCUP Common Stock A - Award D 20,000 162,697
2024-01-22 2024-01-18 4 Zaremba Rabourn Amy OCUP Common Stock A - Award D 40,000 82,658
2024-01-12 2024-01-10 4 Hoffmann Bernhard OCUP Common Stock F - Taxes D 3.2650 -4,031 -13 142,697
2024-01-12 2024-01-10 4 Zaremba Rabourn Amy OCUP Common Stock F - Taxes D 3.2650 -3,950 -13 42,658
2024-01-12 2024-01-10 4 Patel Ronil A. OCUP Common Stock F - Taxes D 3.2650 -1,282 -4 90,714
2024-01-03 2024-01-01 4 Pepose Jay OCUP Common Stock A - Award D 14,964 107,315
2024-01-03 2024-01-01 4 MANUSO JAMES S J OCUP Common Stock A - Award D 22,090 90,894
2024-01-03 2024-01-01 4 Rodgers Richard J OCUP Common Stock A - Award D 24,762 198,008
2024-01-03 2024-01-01 4 Benton Susan OCUP Common Stock A - Award D 19,418 98,880
2023-12-05 2023-12-01 4 Patel Ronil A. OCUP Common Stock A - Award D 49,692 91,996
2023-11-13 2023-11-01 4 Pepose Jay OCUP Common Stock A - Award D 35,000 92,351
2023-11-13 2023-11-01 4 Rodgers Richard J OCUP Common Stock A - Award D 35,000 173,246
2023-11-03 2023-11-01 4 Magrath George OCUP Common Stock A - Award D 400,000 400,000
2023-06-08 2023-06-06 4 Benton Susan OCUP Common Stock A - Award D 10,976 79,462
2023-06-08 2023-06-06 4 MANUSO JAMES S J OCUP Common Stock A - Award D 10,976 68,804
2023-06-08 2023-06-06 4 Ainsworth Sean OCUP Common Stock A - Award D 10,976 47,215
2023-06-08 2023-06-06 4 Gallagher Cam OCUP Common Stock A - Award D 10,976 35,904
2023-06-08 2023-06-06 4 Pepose Jay OCUP Common Stock A - Award D 10,976 57,351
2023-04-26 2023-04-24 4 Patel Ronil A. OCUP Common Stock A - Award D 20,000 42,304
2023-04-26 3 Patel Ronil A. OCUP Common Stock D 22,304
2023-04-21 2023-04-19 4 Rodgers Richard J OCUP Common Stock A - Award D 50,000 138,246
2023-04-21 2023-04-19 4 Benton Susan OCUP Common Stock A - Award D 1,053 68,486
2023-04-21 2023-04-19 4 Pepose Jay OCUP Common Stock A - Award D 468 46,375
2023-04-21 2023-04-19 4 MANUSO JAMES S J OCUP Common Stock A - Award D 2,819 57,828
2023-02-14 2022-12-27 5 Sooch Mina Held by Daughter OCUP Common Stock G - Gift I 50,000 50,000
2023-02-14 2022-12-27 5 Sooch Mina OCUP Common Stock G - Gift D -100,000 296,045
2023-02-14 2022-12-23 5 Sooch Mina OCUP Common Stock G - Gift D -30,000 396,045
2023-02-14 2022-12-27 5 Ainsworth Sean OCUP Common Stock G - Gift D -5,000 36,239
2023-01-12 2023-01-10 4 Sooch Mina OCUP Common Stock A - Award D 134,456 430,501
2023-01-12 2023-01-11 4 MANUSO JAMES S J OCUP Common Stock A - Award D 18,544 55,009
2023-01-12 2023-01-10 4 Hoffmann Bernhard OCUP Common Stock A - Award D 46,608 146,728
2023-01-12 2023-01-11 4 Rodgers Richard J OCUP Common Stock A - Award D 20,822 88,246
2023-01-12 2023-01-11 4 Pepose Jay OCUP Common Stock A - Award D 13,013 45,907
2023-01-12 2023-01-10 4 Zaremba Rabourn Amy OCUP Common Stock A - Award D 46,608 46,608
2023-01-12 2023-01-11 4 Benton Susan OCUP Common Stock A - Award D 16,267 67,433
2023-01-06 2023-01-04 4 Gallagher Cam OCUP Common Stock X - Other D 0.0001 1,574 0 24,928
2022-10-20 2022-10-19 4 Ainsworth Sean OCUP Common Stock X - Other D 0.0001 1,574 0 41,239
2022-10-12 2022-10-11 4 MANUSO JAMES S J OCUP Common Stock X - Other D 0.0001 787 0 36,465
2022-10-04 2022-10-03 4 Rodgers Richard J OCUP Common Stock X - Other D 0.0001 3,148 0 67,424
2022-09-08 2022-09-06 4 Sooch Mina OCUP Common Stock X - Other D 0.0001 1,023 0 426,045
2022-07-06 2022-07-01 4 Benton Susan OCUP Common Stock A - Award D 12,376 51,166
2022-07-06 2022-07-01 4 Benton Susan OCUP Common Stock A - Award D 6,335 38,790
2022-07-06 2022-07-01 4 Rodgers Richard J OCUP Common Stock A - Award D 15,841 64,276
2022-07-06 2022-07-01 4 Rodgers Richard J OCUP Common Stock A - Award D 7,812 48,435
2022-07-06 2022-07-01 4 MANUSO JAMES S J OCUP Common Stock A - Award D 14,108 35,678
2022-07-06 2022-07-01 4 Pepose Jay OCUP Common Stock A - Award D 9,900 32,894
2022-05-24 2022-05-20 4 MANUSO JAMES S J OCUP Common Stock P - Purchase D 1.9900 5,000 10 21,570
2022-05-23 2022-05-20 4 Sooch Mina OCUP Common Stock P - Purchase D 2.0240 12,500 25 425,022
2022-05-23 2022-05-19 4 Sooch Mina OCUP Common Stock P - Purchase D 2.0703 12,500 26 412,522
2022-04-13 2022-04-08 4 Pepose Jay OCUP Stock Option (right to buy) A - Award D 2.90 50,000 50,000
2022-04-05 2022-04-01 4 Benton Susan OCUP Common Stock A - Award D 3,395 32,455
2022-04-05 2022-04-01 4 Rodgers Richard J OCUP Common Stock A - Award D 4,629 40,623
2022-02-14 2021-12-23 5 Ainsworth Sean OCUP Common Stock G - Gift D -5,000 39,665
2022-02-01 2022-01-28 4 Hoffmann Bernhard OCUP Employee Stock Option (right to buy) A - Award D 2.90 42,500 42,500
2022-02-01 2022-01-28 4 Sooch Mina OCUP Employee Stock Option (right to buy) A - Award D 2.90 200,000 200,000
2022-02-01 2022-01-28 4 Zaremba Rabourn Amy OCUP Employee Stock Option (right to buy) A - Award D 2.90 50,000 50,000
2022-01-05 2022-01-03 4 Rodgers Richard J OCUP Common Stock A - Award D 4,021 35,994
2022-01-05 2022-01-03 4 Benton Susan OCUP Common Stock A - Award D 2,949 29,060
2021-12-14 2021-12-13 4 Pepose Jay OCUP Common Stock P - Purchase D 3.6500 8,250 30 22,994
2021-11-22 2021-11-18 4 MANUSO JAMES S J OCUP Common Stock P - Purchase D 3.5000 2,000 7 16,570
2021-10-04 2021-10-01 4 Rodgers Richard J OCUP Common Stock A - Award D 2,912 31,973
2021-10-04 2021-10-01 4 Benton Susan OCUP Common Stock A - Award D 2,135 26,111
2021-09-15 2021-09-13 4 Pepose Jay OCUP Common Stock P - Purchase D 4.7500 12,631 60 14,744
2021-09-03 2021-09-02 4 Benton Susan OCUP Common Stock P - Purchase D 4.5700 20,000 91 23,976
2021-07-02 2021-07-01 4 Rodgers Richard J OCUP Common Stock A - Award D 2,840 29,061
2021-07-02 2021-07-01 4 Benton Susan OCUP Common Stock A - Award D 2,083 3,976
2021-06-09 2021-06-07 4 Gallagher Cam OCUP Stock Option (right to buy) A - Award D 5.74 20,000 20,000
2021-06-09 2021-06-07 4 Ainsworth Sean OCUP Stock Option (right to buy) A - Award D 5.74 20,000 20,000
2021-06-09 2021-06-07 4 Pepose Jay OCUP Stock Option (right to buy) A - Award D 5.74 40,000 40,000
2021-06-09 2021-06-07 4 Rodgers Richard J OCUP Stock Option (right to buy) A - Award D 5.74 20,000 20,000
2021-06-09 2021-06-07 4 MANUSO JAMES S J OCUP Stock Option (right to buy) A - Award D 5.74 20,000 20,000
2021-06-09 2021-06-07 4 Benton Susan OCUP Stock Option (right to buy) A - Award D 5.74 20,000 20,000
2021-06-09 3 Pepose Jay OCUP Common Stock D 2,113
2021-04-05 2021-04-01 4 Benton Susan OCUP Common Stock A - Award D 1,893 1,893
2021-04-05 2021-04-01 4 Rodgers Richard J OCUP Common Stock A - Award D 2,581 26,221
2020-11-25 2020-11-19 4 Rodgers Richard J OCUP Series B Warrant (right to buy) P - Purchase D 0.00 3,148 3,148
2020-11-25 2020-11-19 4 Rodgers Richard J OCUP Series A Warrant (right to buy) P - Purchase D 4.48 26,789 26,789
2020-11-25 2020-11-19 4 Rodgers Richard J OCUP Common Stock P - Purchase D 17,730 23,640
2020-11-25 2020-11-19 4 Gallagher Cam OCUP Series B Warrant (right to buy) P - Purchase D 0.00 1,574 1,574
2020-11-25 2020-11-19 4 Gallagher Cam OCUP Series A Warrant (right to buy) P - Purchase D 4.48 13,394 13,394
2020-11-25 2020-11-19 4 Gallagher Cam OCUP Common Stock P - Purchase D 8,865 23,354
2020-11-25 2020-11-19 4 MANUSO JAMES S J OCUP Series B Warrant (right to buy) P - Purchase D 0.00 787 787
2020-11-25 2020-11-19 4 MANUSO JAMES S J OCUP Series A Warrant (right to buy) P - Purchase D 4.48 6,697 6,697
2020-11-25 2020-11-19 4 MANUSO JAMES S J OCUP Common Stock P - Purchase D 4,434 14,570
2020-11-25 2020-11-19 4 MEYER ALAN R OCUP Series B Warrant (right to buy) P - Purchase D 0.00 315 315
2020-11-25 2020-11-19 4 MEYER ALAN R OCUP Series A Warrant (right to buy) P - Purchase D 4.48 2,679 2,679
2020-11-25 2020-11-19 4 MEYER ALAN R OCUP Common Stock P - Purchase D 1,771 487,029
2020-11-25 2020-11-19 4 Sooch Mina OCUP Series B Warrant (right to buy) P - Purchase D 0.00 2,046 2,046
2020-11-25 2020-11-19 4 Sooch Mina OCUP Series A Warrant (right to buy) P - Purchase D 4.48 17,413 17,413
2020-11-25 2020-11-19 4 Sooch Mina OCUP Common Stock P - Purchase D 11,524 800,044
2020-11-25 2020-11-19 4 Ainsworth Sean OCUP Series B Warrant (right to buy) P - Purchase D 0.00 1,574 1,574
2020-11-25 2020-11-19 4 Ainsworth Sean OCUP Series A Warrant (right to buy) P - Purchase D 4.48 13,394 13,394
2020-11-25 2020-11-19 4 Ainsworth Sean OCUP Common Stock P - Purchase D 8,865 44,665
2020-11-16 2020-11-11 4 Zaremba Rabourn Amy OCUP Employee Stock Option (right to buy) A - Award D 4.05 75,000 75,000
2020-11-13 2020-11-11 4 MANUSO JAMES S J OCUP Stock Option (right to buy) A - Award D 4.05 5,000 5,000
2020-11-13 2020-11-11 4 Sooch Mina OCUP Employee Stock Option (right to buy) A - Award D 4.05 130,000 130,000
2020-11-13 2020-11-11 4 Ainsworth Sean OCUP Stock Option (right to buy) A - Award D 4.05 5,000 5,000
2020-11-13 2020-11-11 4 Benton Susan OCUP Stock Option (right to buy) A - Award D 4.05 50,000 50,000
2020-11-13 2020-11-11 4 Rodgers Richard J OCUP Stock Option (right to buy) A - Award D 4.05 50,000 50,000
2020-11-13 2020-11-11 4 Gallagher Cam OCUP Stock Option (right to buy) A - Award D 4.05 5,000 5,000
2020-11-13 2020-11-11 4 Hoffmann Bernhard OCUP Employee Stock Option (right to buy) A - Award D 4.05 20,000 20,000
2020-11-13 2020-11-11 4 MEYER ALAN R OCUP Stock Option (right to buy) A - Award D 4.05 7,500 7,500
2020-11-09 2020-11-05 4 MEYER ALAN R OCUP Stock Option (right to buy) A - Award D 1.21 31,695 31,695
2020-11-09 2020-11-05 4 MEYER ALAN R OCUP Stock Option (right to buy) A - Award D 0.90 35,663 35,663
2020-11-09 2020-11-05 4 MEYER ALAN R OCUP Common Stock A - Award D 485,258 485,258
2020-11-09 2020-11-05 4 MANUSO JAMES S J OCUP Stock Option (right to buy) A - Award D 1.21 52,825 52,825
2020-11-09 2020-11-05 4 MANUSO JAMES S J OCUP Stock Option (right to buy) A - Award D 0.90 35,663 35,663
2020-11-09 2020-11-05 4 MANUSO JAMES S J OCUP Common Stock A - Award D 10,136 10,136
2020-11-09 2020-11-05 4 Gallagher Cam OCUP Stock Option (right to buy) A - Award D 1.21 52,825 52,825
2020-11-09 2020-11-05 4 Gallagher Cam OCUP Stock Option (right to buy) A - Award D 0.90 35,663 35,663
2020-11-09 2020-11-05 4 Gallagher Cam OCUP Common Stock A - Award D 14,489 14,489
2020-11-09 2020-11-05 4 Ainsworth Sean OCUP Stock Option (right to buy) A - Award D 1.21 52,825 52,825
2020-11-09 2020-11-05 4 Ainsworth Sean OCUP Stock Option (right to buy) A - Award D 0.90 35,663 35,663
2020-11-09 2020-11-05 4 Ainsworth Sean OCUP Common Stock A - Award D 35,800 35,800
2020-11-09 2020-11-05 4 Hoffmann Bernhard OCUP Employee Stock Option (right to buy) A - Award D 1.65 4,226 4,226
2020-11-09 2020-11-05 4 Hoffmann Bernhard OCUP Employee Stock Option (right to buy) A - Award D 1.21 30,110 30,110
2020-11-09 2020-11-05 4 Hoffmann Bernhard OCUP Employee Stock Option (right to buy) A - Award D 0.90 42,867 42,867
2020-11-09 2020-11-05 4 Hoffmann Bernhard OCUP Common Stock A - Award D 100,120 100,120
2020-11-09 2020-11-05 4 Sooch Mina OCUP Employee Stock Option (right to buy) A - Award D 1.21 158,475 158,475
2020-11-09 2020-11-05 4 Sooch Mina OCUP Employee Stock Option (right to buy) A - Award D 0.90 178,284 178,284
2020-11-09 2020-11-05 4 Sooch Mina OCUP Common Stock A - Award D 788,520 788,520
2020-11-09 2020-11-05 4 Rodgers Richard J OCUP Common Stock A - Award D 5,910 5,910
2019-06-07 2019-06-06 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-06-07 2019-06-06 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-06-07 2019-06-06 4 Beever Charles RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-06-07 2019-06-06 4 Price Ben Gil RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-06-07 2019-06-06 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-06-07 2019-06-06 4 Sullivan Lara RNN Stock Option (right to buy) A - Award D 5.23 3,537 3,537
2019-03-01 2019-02-28 4 Nolan Lisa RNN Restricted Stock Units M - Exercise D -1,625 3,250
2019-03-01 2019-02-28 4 Nolan Lisa RNN Common Stock M - Exercise D 1,625 23,250
2019-03-01 2019-02-27 4 Sullivan Lara RNN Stock Option (right to buy) A - Award D 0.53 84,968 84,968
2019-03-01 2019-02-28 4 Benaim Ely RNN Restricted Stock Units M - Exercise D -2,375 4,750
2019-03-01 2019-02-28 4 Benaim Ely RNN Common Stock M - Exercise D 2,375 4,750
2019-02-04 2019-01-31 4 Beever Charles RNN Common Stock P - Purchase D 0.6380 10,000 6 11,000
2019-01-31 2019-01-29 4 Price Ben Gil RNN Common Stock P - Purchase D 0.6094 15,000 9 15,000
2019-01-31 2019-01-30 4 Nolan Lisa RNN Common Stock P - Purchase D 0.6480 20,000 13 21,625
2019-01-30 2019-01-29 4 Swirsky Douglas J RNN Common Stock P - Purchase D 0.6344 50,000 32 50,000
2019-01-25 2019-01-25 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 0.62 100,000 100,000
2019-01-25 2019-01-25 4 Nolan Lisa RNN Stock Option (right to buy) A - Award D 0.62 130,000 130,000
2018-12-03 2018-11-29 4 Price Ben Gil RNN Stock Option (right to buy) A - Award D 1.10 112,878 112,878
2018-11-16 2018-11-14 4 Swirsky Douglas J RNN Stock Option (right to buy) A - Award D 1.09 500,000 500,000
2018-06-29 2018-06-28 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 1.46 39,742 39,742
2018-06-29 2018-06-28 4 Beever Charles RNN Stock Option (right to buy) A - Award D 1.46 39,742 39,742
2018-06-29 2018-06-28 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 1.46 39,742 39,742
2018-06-29 2018-06-28 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 1.46 39,742 39,742
2018-03-09 2018-03-07 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 1.78 200,000 200,000
2018-03-02 2018-02-28 4 Nolan Lisa RNN Restricted Stock Units M - Exercise D 1,625 4,875
2018-03-02 2018-02-28 4 Nolan Lisa RNN Common Stock M - Exercise D 1,625 1,625
2018-03-02 2018-02-28 4 Suzdak Peter David RNN Restricted Stock Units M - Exercise D 6,250 18,750
2018-03-02 2018-02-28 4 Suzdak Peter David RNN Common Stock M - Exercise D 6,250 22,250
2018-03-02 2018-02-28 4 Benaim Ely RNN Restricted Stock Units M - Exercise D 2,375 7,125
2018-03-02 2018-02-28 4 Benaim Ely RNN Common Stock M - Exercise D 2,375 2,375
2018-01-30 2018-01-26 4 Nolan Lisa RNN Stock Option (right to buy) A - Award D 2.29 42,101 42,101
2018-01-30 2018-01-26 4 Suzdak Peter David RNN Stock Option (right to buy) A - Award D 2.29 112,271 112,271
2018-01-30 2018-01-26 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 2.29 45,443 45,443
2018-01-04 2018-01-02 4 Swirsky Douglas J RNN Stock Option (right to buy) A - Award D 2.10 250,000 250,000
2017-08-16 2017-08-16 4 Suzdak Peter David RNN Common Stock A - Award D 1.9872 10,000 20 16,000
2017-04-12 2017-04-11 4 CARTHY MARK RNN Stock Option (right to buy) A - Award D 0.62 110,000 110,000
2017-04-12 2017-04-11 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 0.62 110,000 110,000
2017-04-12 2017-04-10 4 Ahn Chang Ho RNN Stock Option (right to purchase) M - Exercise D 0.31 -250,000 0
2017-04-12 2017-04-10 4 Ahn Chang Ho RNN Common Stock S - Sale D 0.7015 -250,000 -175 6,010,000
2017-04-12 2017-04-10 4 Ahn Chang Ho RNN Common Stock M - Exercise D 0.3100 250,000 78 6,260,000
2017-04-12 2017-04-11 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 0.62 110,000 110,000
2017-04-12 2017-04-11 4 Beever Charles RNN Stock Option (right to buy) A - Award D 0.62 110,000 110,000
2017-04-12 2017-04-11 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 0.62 110,000 110,000
2017-01-24 2017-01-20 4 Suzdak Peter David RNN Restricted Stock Units A - Award D 250,000 250,000
2017-01-24 2017-01-20 4 Suzdak Peter David RNN Stock Option (right to buy) A - Award D 0.18 1,175,000 1,175,000
2017-01-24 2017-01-20 4 Ahn Chang Ho RNN Restricted Stock Units A - Award D 70,000 70,000
2017-01-24 2017-01-20 4 Ahn Chang Ho RNN Stock Option (right to buy) A - Award D 0.18 330,000 330,000
2017-01-24 2017-01-20 4 Jeong Tae Heum RNN Restricted Stock Units A - Award D 63,000 63,000
2017-01-24 2017-01-20 4 Jeong Tae Heum RNN Stock Option (right to buy) A - Award D 0.18 300,000 300,000
2017-01-24 2017-01-20 4 Benaim Ely RNN Restricted Stock Units A - Award D 95,000 95,000
2017-01-24 2017-01-20 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 0.18 450,000 450,000
2017-01-24 2017-01-20 4 Nolan Lisa RNN Restricted Stock Units A - Award D 65,000 65,000
2017-01-24 2017-01-20 4 Nolan Lisa RNN Stock Option (right to buy) A - Award D 0.18 315,000 315,000
2016-07-08 2016-07-06 4 Nolan Lisa RNN Stock Option (right to buy) A - Award D 0.26 1,200,000 1,200,000
2016-06-10 2016-06-09 4 CARTHY MARK RNN Stock Option (right to buy) A - Award D 0.28 225,000 225,000
2016-06-10 2016-06-09 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 0.28 225,000 225,000
2016-06-10 2016-06-09 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 0.28 225,000 225,000
2016-06-10 2016-06-09 4 Beever Charles RNN Stock Option (right to buy) A - Award D 0.28 225,000 225,000
2016-06-10 2016-06-09 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 0.28 225,000 225,000
2016-03-21 2016-03-18 4 Suzdak Peter David RNN Common Stock A - Award D 0.3231 60,000 19 60,000
2016-02-01 2016-01-28 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 0.35 500,000 500,000
2016-02-01 2016-01-28 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 0.35 98,734 98,734
2016-02-01 2016-01-28 4 Jeong Tae Heum RNN Stock Option (right to buy) A - Award D 0.35 100,000 100,000
2016-02-01 2016-01-28 4 Jeong Tae Heum RNN Stock Option (right to buy) A - Award D 0.35 98,853 98,853
2016-02-01 2016-01-28 4 Suzdak Peter David RNN Stock Option (right to buy) A - Award D 0.35 1,000,000 1,000,000
2016-02-01 2016-01-28 4 Suzdak Peter David RNN Stock Option (right to buy) A - Award D 0.35 411,689 411,689
2016-02-01 2016-01-28 4 Ahn Chang Ho RNN Stock Option (right to buy) A - Award D 0.35 200,000 200,000
2016-02-01 2016-01-28 4 Ahn Chang Ho RNN Stock Option (right to buy) A - Award D 0.35 214,461 214,461
2015-09-18 2015-09-16 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 0.54 90,000 90,000
2015-09-18 2015-09-16 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 0.54 90,000 90,000
2015-09-18 2015-09-16 4 CARTHY MARK RNN Stock Option (right to buy) A - Award D 0.54 90,000 90,000
2015-09-18 2015-09-16 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 0.54 90,000 90,000
2015-09-18 2015-09-16 4 Beever Charles RNN Stock Option (right to buy) A - Award D 0.54 90,000 90,000
2015-02-04 2015-02-02 4 Benaim Ely RNN Stock Option (right to buy) A - Award D 0.71 1,200,000 1,200,000
2015-01-27 2015-01-23 4 Suzdak Peter David RNN Stock Option (right to purchase) A - Award D 0.71 1,100,000 1,100,000
2015-01-27 2015-01-23 4 Jeong Tae Heum RNN Stock Option (right to purchase) A - Award D 0.71 333,332 333,332
2015-01-27 2015-01-23 4 Ahn Chang Ho RNN Stock Option (right to purchase) A - Award D 0.71 333,332 333,332
2015-01-12 2015-01-12 4 Ahn Chang Ho RNN Stock Option (right to purchase) M - Exercise D 0.80 -48,444 549,151
2015-01-12 2015-01-12 4 Ahn Chang Ho RNN Common Stock S - Sale D 0.9137 -48,444 -44 6,010,000
2015-01-12 2015-01-12 4 Ahn Chang Ho RNN Common Stock M - Exercise D 0.8000 48,444 39 6,058,444
2015-01-12 2015-01-09 4 Ahn Chang Ho RNN Stock Option (right to purchase) M - Exercise D 0.80 -186,212 597,595
2015-01-12 2015-01-09 4 Ahn Chang Ho RNN Common Stock S - Sale D 0.9155 -186,212 -170 6,010,000
2015-01-12 2015-01-09 4 Ahn Chang Ho RNN Common Stock M - Exercise D 0.8000 186,212 149 6,196,212
2015-01-12 2015-01-08 4 Ahn Chang Ho RNN Stock Option (right to purchase) M - Exercise D 0.80 -80,000 783,807
2015-01-12 2015-01-08 4 Ahn Chang Ho RNN Common Stock S - Sale D 0.9004 -80,000 -72 6,010,000
2015-01-12 2015-01-08 4 Ahn Chang Ho RNN Common Stock M - Exercise D 0.8000 80,000 64 6,090,000
2015-01-12 2015-01-12 4 Jeong Tae Heum RNN Stock Option (right to purchase) M - Exercise D 0.80 -49,800 182,728
2015-01-12 2015-01-12 4 Jeong Tae Heum RNN Common Stock S - Sale D 0.9135 -49,800 -45 505,000
2015-01-12 2015-01-12 4 Jeong Tae Heum RNN Common Stock M - Exercise D 0.8000 49,800 40 554,800
2015-01-12 2015-01-09 4 Jeong Tae Heum RNN Stock Option (right to purchase) M - Exercise D 0.80 -188,690 232,528
2015-01-12 2015-01-09 4 Jeong Tae Heum RNN Common Stock S - Sale D 0.9153 -188,690 -173 505,000
2015-01-12 2015-01-09 4 Jeong Tae Heum RNN Common Stock M - Exercise D 0.8000 188,690 151 693,690
2015-01-12 2015-01-08 4 Jeong Tae Heum RNN Stock Option (right to purchase) M - Exercise D 0.80 -78,782 421,218
2015-01-12 2015-01-08 4 Jeong Tae Heum RNN Common Stock S - Sale D 0.9004 -78,782 -71 505,000
2015-01-12 2015-01-08 4 Jeong Tae Heum RNN Common Stock M - Exercise D 0.8000 78,782 63 583,782
2014-12-22 2014-12-18 4 Ahn Chang Ho RNN Common Stock G - Gift D -803,924 6,010,000
2014-12-03 2014-12-02 4 Rodgers Richard J RNN Stock Option (right to buy) A - Award D 0.68 30,000 30,000
2014-09-05 2014-09-04 4 Suzdak Peter David RNN Stock Option (right to purchase) A - Award D 0.83 1,000,000 1,000,000
2014-06-16 2014-06-12 4 Ahn Chang Ho RNN Stock Option (right to purchase) M - Exercise D 0.80 -136,193 863,807
2014-06-16 2014-06-12 4 Ahn Chang Ho RNN Common Stock S - Sale D 0.9871 -136,193 -134 6,813,924
2014-06-16 2014-06-12 4 Ahn Chang Ho RNN Common Stock M - Exercise D 0.8000 136,193 109 6,950,117
2014-06-11 2014-06-09 4 CARTHY MARK RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-06-11 2014-06-09 4 McIntosh David M RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-06-11 2014-06-09 4 Cheong Kwang Soo RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-06-11 2014-06-09 4 Beever Charles RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-06-11 2014-06-09 4 Brandt Peter C. RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-06-11 2014-06-09 4 Hwang Si Moon RNN Stock Option (right to buy) A - Award D 0.90 60,000 60,000
2014-04-16 2014-04-14 4 McIntosh David M RNN Stock Options (right-to-buy) M - Exercise D 0.80 125,000 0
2014-04-16 2014-04-14 4 McIntosh David M RNN Common Stock F - Taxes D 1.0100 -99,010 -100 25,990
2014-04-16 2014-04-14 4 McIntosh David M RNN Common Stock M - Exercise D 0.8000 125,000 100 125,000
2014-03-03 2014-02-27 4 CARTHY MARK RNN Stock Options (right to buy) A - Award D 1.35 20,000 20,000
2014-01-14 2014-01-12 4 Suzdak Peter David RNN Stock Option (right to purchase) A - Award D 1.14 350,000 350,000
2014-01-14 2014-01-12 4 Ahn Chang Ho RNN Stock Option (right to purchase) A - Award D 1.14 125,000 125,000
2014-01-14 2014-01-12 4 Jeong Tae Heum RNN Stock Option (right to purchase) A - Award D 1.14 175,000 175,000
2014-01-14 2014-01-12 4 Soni Rakesh RNN Stock Option (right to purchase) A - Award D 1.14 85,000 85,000
2013-09-11 2013-09-09 4 Jeong Tae Heum RNN Stock Option (right to purchase) M - Exercise D 0.24 -150,000 0
2013-09-11 2013-09-09 4 Jeong Tae Heum RNN Common Stock S - Sale D 0.4565 -71,139 -32 505,000
2013-09-11 2013-09-09 4 Jeong Tae Heum RNN Common Stock F - Taxes D 0.4565 -78,861 -36 576,139
2013-09-11 2013-09-09 4 Jeong Tae Heum RNN Common Stock M - Exercise D 0.2400 150,000 36 655,000
2013-06-13 2013-06-11 4 McIntosh David M RNN Stock Options (right-to-buy) A - Award D 0.50 60,000 60,000
2013-06-13 2013-06-11 4 Cheong Kwang Soo RNN Stock Options (right-to-buy) A - Award D 0.50 60,000 60,000
2013-06-13 2013-06-11 4 Beever Charles RNN Stock Options (right-to-buy) A - Award D 0.50 60,000 60,000
2013-06-13 2013-06-11 4 Brandt Peter C. RNN Stock Options (right-to-buy) A - Award D 0.50 60,000 60,000
2013-06-13 2013-06-11 4 Hwang Si Moon RNN Stock Options (right-to-buy) A - Award D 0.50 60,000 60,000
2013-03-05 2013-03-01 4 Ahn Chang Ho RNN Stock Option (right to purchase) A - Award D 0.31 250,000 250,000
2013-03-05 2013-03-01 4 Jeong Tae Heum RNN Stock Option (right to purchase) A - Award D 0.31 250,000 250,000
2013-03-05 2013-03-01 4 Soni Rakesh RNN Stock Option (right to purchase) A - Award D 0.31 50,000 50,000
2013-02-06 2013-02-04 4 Suzdak Peter David RNN Stock Option (right to purchase) A - Award D 0.37 1,200,000 1,200,000
2012-06-26 2012-06-18 4 Hwang Si Moon RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-06-26 3 Hwang Si Moon By daughter RNN Common Stock I 7,000
2012-06-26 3 Hwang Si Moon By daughter RNN Common Stock I 7,000
2012-06-26 3 Hwang Si Moon RNN Common Stock D 341,198
2012-06-26 3 Hwang Si Moon By son RNN Common Stock I 7,000
2012-06-20 2012-06-18 4 McIntosh David M RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-06-20 2012-06-18 4 Cheong Kwang Soo RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-06-20 2012-06-18 4 Beever Charles RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-06-20 2012-06-18 4 Brandt Peter C. RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-06-20 2012-06-18 4 Kivel Richard RNN Stock Options (right-to-buy) A - Award D 0.38 20,000 20,000
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,813,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,838,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,863,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,888,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,913,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,938,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,963,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 6,988,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,013,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,038,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,063,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,088,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,113,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,138,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,163,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,188,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,213,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,238,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,263,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,288,924
2012-02-03 2011-12-20 5 Ahn Chang Ho RNN Common Stock G - Gift D -25,000 7,313,924
2012-02-03 2011-05-31 5 Ahn Chang Ho RNN Common Stock G - Gift D -4,000,000 7,338,924
2010-10-19 3 Kivel Richard RNN Common Stock D 0
2008-07-18 3 Soni Rakesh RNN Common Stock D 2,700
2007-06-13 3 Hoffman Freddie Ann RXHN No securities beneficially owned. D 0
2005-05-17 3 Kwon Suk Hyung RXHN No securities are beneficially owned D 0
2005-05-17 3 Rhee Jang Han RXHN No securities are beneficially owned D 0
2005-05-17 3 McIntosh David M RXHN No securities are beneficially owned D 0
2005-05-17 3 Steinfels George F RXHN No securities are beneficially owned D 0
2005-05-17 3 Park Young Soon RXHN Common Stock D 2,909,000
2005-05-17 3 Park Young Soon Held through Korean Rexahn Investors Voting Trust RXHN Common Stock I 166,000
2005-05-17 3 HOLADAY JOHN W DR RXHN No securities are beneficially owned D 0
2005-05-17 3 Korean Rexahn Investors Voting Trust RXHN No securities are beneficially owned D 0
2005-05-17 3 Ahn Chang Ho Held by wife, Inok Ahn RXHN Common Stock I 500,000
2005-05-17 3 Ahn Chang Ho RXHN Common Stock D 13,500,000
2005-05-17 3 Ahn Inok Held by husband, Chang H. Ahn RXHN Common Stock I 13,500,000
2005-05-17 3 Ahn Inok RXHN Common Stock D 500,000
2005-05-17 3 Rexgene Biotech Co., Ltd. RXHN Common Stock D 4,791,670
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
US:IRD US$ 1.27
DE:R3X1 € 1.07
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