Mga Batayang Estadistika
LEI | 549300WV6GIDOZJTV909 |
CIK | 1730168 |
SEC Filings
SEC Filings (Chronological Order)
September 4, 2025 |
Broadcom Inc. Announces Third Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Third Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend •Revenue of $15,952 million for the third quarter, up 22 percent from the prior year period •GAAP net income of $4,140 million for the third quarter; Non-GAAP net income of $8,404 million for the third quarter •Adjusted EBITDA of $10,702 million for the third quarter, or 67 percent of reven |
|
September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number |
|
July 11, 2025 |
EX-1.1 Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT July 7, 2025 J.P. MORGAN SECURITIES LLC MORGAN STANLEY & CO. LLC WELLS FARGO SECURITIES, LLC c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floor Charlotte, North Carolina 28202 Ladies |
|
July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
July 11, 2025 |
Exhibit 4.2 Execution Version BROADCOM INC. and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 4 Dated as of July 11, 2025 to INDENTURE Dated as of July 12, 2024 Relating to 4.600% Senior Notes due 2030 4.900% Senior Notes due 2032 5.200% Senior Notes due 2035 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01 Refe |
|
July 9, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Broadcom Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing |
|
July 9, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-280715 PROSPECTUS SUPPLEMENT (To prospectus dated July 8, 2024) $6,000,000,000 $1,750,000,000 4.600% Senior Notes due 2030 $1,750,000,000 4.900% Senior Notes due 2032 $2,500,000,000 5.200% Senior Notes due 2035 Broadcom Inc. (the “Issuer,” “we,” “us” or “our”), a Delaware corporation, is offering three series of notes consisti |
|
July 8, 2025 |
FWP Filed Pursuant to Rule 433 Registration No. 333-280715 Issuer Free Writing Prospectus dated July 7, 2025 Relating to Preliminary Prospectus Supplement dated July 7, 2025 PRICING TERM SHEET DATED JULY 7, 2025 $1,750,000,000 4.600% SENIOR NOTES DUE 2030 $1,750,000,000 4.900% SENIOR NOTES DUE 2032 $2,500,000,000 5.200% SENIOR NOTES DUE 2035 The information in this pricing term sheet supplements B |
|
July 7, 2025 |
Subject to Completion Preliminary Prospectus Supplement dated July 7, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280715 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to |
|
June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 4, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as spe |
|
June 5, 2025 |
Broadcom Inc. Announces Second Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Second Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend •Revenue of $15,004 million for the second quarter, up 20 percent from the prior year period •GAAP net income of $4,965 million for the second quarter; Non-GAAP net income of $7,787 million for the second quarter •Adjusted EBITDA of $10,001 million for the second quarter, or 67 percent of |
|
June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
June 2, 2025 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. Exhibit 1.01 Broadcom Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2024 This Conflict Minerals Report (this “Report”) of Broadcom Inc. for the calendar year ended December 31, 2024 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Specialized Disclosure Report o |
|
June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Inc. (Exact name of the registrant as specified in its charter) Delaware 001-38449 (State or other jurisdiction of incorporation) (Commission file number) 3421 Hillview Avenue, Palo Alto, California 94304-1320 (Address of principal executive offices) (Zip code) Mark Brazeal Chief |
|
April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 2, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant a |
|
March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
March 6, 2025 |
Broadcom Inc. Announces First Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces First Quarter Fiscal Year 2025 Financial Results and Quarterly Dividend •Revenue of $14,916 million for the first quarter, up 25 percent from the prior year period •GAAP net income of $5,503 million for the first quarter; Non-GAAP net income of $7,823 million for the first quarter •Adjusted EBITDA of $10,083 million for the first quarter, or 68 percent of reven |
|
March 3, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
|
March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
|
January 13, 2025 |
Termination of a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
January 10, 2025 |
Exhibit 4.2 EXECUTION VERSION BROADCOM INC. and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 3 Dated as of January 10, 2025 to INDENTURE Dated as of July 12, 2024 Relating to 4.800% Senior Notes due 2028 5.050% Senior Notes due 2030 5.200% Senior Notes due 2032 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01 R |
|
January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2025 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
January 10, 2025 |
Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT January 6, 2025 Wells Fargo Securities, LLC Citigroup Global Markets Inc. PNC Capital Markets LLC Scotia Capital (USA) Inc. As Representatives of the Underwriters c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floor Charlotte, North Carolina 28202 c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 c/o PN |
|
January 8, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-280715 PROSPECTUS SUPPLEMENT (To prospectus dated July 8, 2024) $3,000,000,000 $1,100,000,000 4.800% Senior Notes due 2028 $800,000,000 5.050% Senior Notes due 2030 $1,100,000,000 5.200% Senior Notes due 2032 Broadcom Inc. (the “Issuer,” “we,” “us” or “our”), a Delaware corporation, is offering three series of notes consisting |
|
January 8, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Broadcom Inc. |
|
January 7, 2025 |
Filed Pursuant to Rule 433 Registration No. 333-280715 Issuer Free Writing Prospectus dated January 6, 2025 Relating to Preliminary Prospectus Supplement dated January 6, 2025 PRICING TERM SHEET DATED JANUARY 6, 2025 $1,100,000,000 4.800% SENIOR NOTES DUE 2028 $800,000,000 5.050% SENIOR NOTES DUE 2030 $1,100,000,000 5.200% SENIOR NOTES DUE 2032 The information in this pricing term sheet supplement |
|
January 6, 2025 |
Subject to Completion Preliminary Prospectus Supplement dated January 6, 2025 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280715 Subject to Completion Preliminary Prospectus Supplement dated January 6, 2025 PRELIMINARY PROSPECTUS SUPPLEMENT (To prospectus dated July 8, 2024) $ $ % Senior Notes due 20 $ % Senior Notes due 20 $ % Senior Notes due 20 Broadcom Inc. (the “Issuer,” “we,” “us” or “our”), a Delaware corporation, is |
|
December 20, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 3, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. |
|
December 20, 2024 |
Exhibit 4.2 DESCRIPTION OF BROADCOM INC. COMMON STOCK The following description of Broadcom Inc.’s common stock is a summary. This summary does not purport to be complete and is subject to, and qualified in its entirety by, the General Corporation Law of the State of Delaware (“DGCL”), as well as our amended and restated certificate of incorporation, as may be amended from time to time (“Certifica |
|
December 20, 2024 |
Exhibit 19.1 BROADCOM INC. INSIDER TRADING COMPLIANCE POLICY I.POLICY This Insider Trading Compliance Policy (this “Policy”) applies to Broadcom Inc. and each of its subsidiaries (collectively, “Broadcom”) and all of its employees, officers, board members and contractors (“Insiders”). This Policy also applies to: (i)Family members who reside or live with you, (ii)Family members who do not live wit |
|
December 20, 2024 |
EXHIBIT 21.1 List of Significant Subsidiaries As of November 3, 2024 Name of Subsidiary Country of Incorporation Avago Technologies International Sales Pte. Limited Singapore Avago Technologies U.S. Inc. Delaware (U.S.A.) Broadcom Corporation California (U.S.A.) Broadcom Singapore Pte Ltd Singapore Broadcom Technologies, Inc. Delaware (U.S.A.) CA, Inc. Delaware (U.S.A.) CA Europe Sárl Switzerland |
|
December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number |
|
December 12, 2024 |
Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2024 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2024 Financial Results and Quarterly Dividend •Revenue of $14,054 million for the fourth quarter, up 51 percent from the prior year period •GAAP net income of $4,324 million for the fourth quarter; Non-GAAP net income of $6,965 million for the fourth quarter •Adjusted EBITDA of $9,089 million for the fourth quarter, or 65 percent |
|
November 13, 2024 |
AVGO / Broadcom Inc. / Capital World Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
|
October 2, 2024 |
due 2028 (included in Exhibit 4.54). EX-4.2 Exhibit 4.2 EXECUTION VERSION BROADCOM INC. and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 2 Dated as of October 2, 2024 to INDENTURE Dated as of July 12, 2024 Relating to 4.150% Senior Notes due 2028 4.350% Senior Notes due 2030 4.550% Senior Notes due 2032 4.800% Senior Notes due 2034 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF |
|
October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 2, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 2, 2024 |
EX-1.1 Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT September 26, 2024 J.P. MORGAN SECURITIES LLC TD SECURITIES (USA) LLC TRUIST SECURITIES, INC. As Representatives of the Underwriters c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o TD Securities (USA) LLC 1 Vanderbilt Avenue, 11th Floor New York, New York 10017 c/o Truist Securities, Inc. 3333 Peachtree Road |
|
September 30, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Broadcom Inc. |
|
September 30, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-280715 PROSPECTUS SUPPLEMENT (To prospectus dated July 8, 2024) $5,000,000,000 $875,000,000 4.150% Senior Notes due 2028 $1,500,000,000 4.350% Senior Notes due 2030 $875,000,000 4.550% Senior Notes due 2032 $1,750,000,000 4.800% Senior Notes due 2034 Broadcom Inc. (the “Issuer,” “we,” “us” or “our”), a Delaware corporation, is |
|
September 27, 2024 |
FWP Filed Pursuant to Rule 433 Registration No. 333-280715 Issuer Free Writing Prospectus dated September 26, 2024 Relating to Preliminary Prospectus Supplement dated September 26, 2024 PRICING TERM SHEET DATED SEPTEMBER 26, 2024 $875,000,000 4.150% SENIOR NOTES DUE 2028 $1,500,000,000 4.350% SENIOR NOTES DUE 2030 $875,000,000 4.550% SENIOR NOTES DUE 2032 $1,750,000,000 4.800% SENIOR NOTES DUE 203 |
|
September 26, 2024 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280715 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to |
|
September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 4, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as |
|
September 11, 2024 |
Amended and Restated Certificate of Incorporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROADCOM INC. Broadcom Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of the Corporation is Broadcom Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on J |
|
September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number |
|
September 5, 2024 |
Broadcom Inc. Announces Third Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Third Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend •Revenue of $13,072 million for the third quarter, up 47 percent from the prior year period •GAAP net loss of $1,875 million for the third quarter (1); Non-GAAP net income of $6,120 million for the third quarter •Adjusted EBITDA of $8,223 million for the third quarter, or 63 percent of reve |
|
July 12, 2024 |
Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT July 8, 2024 BofA Securities, Inc. BNP Paribas Securities Corp. HSBC Securities (USA) Inc. As Representatives of the Underwriters c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 c/o BNP Paribas Securities Corp. 787 Seventh Avenue 3rd Floor New York, New York 10019 c/o HSBC Securities (USA) Inc. 66 Hudson Boulevard New York, Ne |
|
July 12, 2024 |
Exhibit 4.2 EXECUTION VERSION BROADCOM INC. and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 1 Dated as of July 12, 2024 to INDENTURE Dated as of July 12, 2024 Relating to 5.050% Senior Notes due 2027 5.050% Senior Notes due 2029 5.150% Senior Notes due 2031 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.01 Refe |
|
July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
July 12, 2024 |
Exhibit 4.1 EXECUTION VERSION BROADCOM INC., as the Company and WILMINGTON TRUST, NATIONAL ASSOCIATION, As Trustee INDENTURE Dated as of July 12, 2024 CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: TRUST INDENTURE INDENTURE SECTION(S) ACT SECTION Section 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b |
|
July 12, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROADCOM INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) The name of the corporation is Broadcom Inc. (the “Corporation”). The Corporation, duly organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify |
|
July 10, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Broadcom Inc. |
|
July 10, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-280715 PROSPECTUS SUPPLEMENT (To prospectus dated July 8, 2024) $5,000,000,000 $1,250,000,000 5.050% Senior Notes due 2027 $2,250,000,000 5.050% Senior Notes due 2029 $1,500,000,000 5.150% Senior Notes due 2031 Broadcom Inc. (the “Issuer,” “we,” “us” or “our”), a Delaware corporation, is offering three series of notes consis |
|
July 9, 2024 |
Filed Pursuant to Rule 433 Registration No. 333-280715 Issuer Free Writing Prospectus dated July 8, 2024 Relating to Preliminary Prospectus Supplement dated July 8, 2024 PRICING TERM SHEET DATED JULY 8, 2024 $1,250,000,000 5.050% SENIOR NOTES DUE 2027 $2,250,000,000 5.050% SENIOR NOTES DUE 2029 $1,500,000,000 5.150% SENIOR NOTES DUE 2031 The information in this pricing term sheet supplements Broad |
|
July 8, 2024 |
Exhibit 4.5 BROADCOM INC., as the Company and WILMINGTON TRUST, NATIONAL ASSOCIATION, As Trustee INDENTURE Dated as of [●], 2024 CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: TRUST INDENTURE ACT SECTION INDENTURE SECTION(S) Section 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608, 610 Section 311 |
|
July 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3ASR (Form Type) Broadcom Inc. |
|
July 8, 2024 |
false000173016800017301682024-07-082024-07-08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2024 Broadcom Inc. |
|
July 8, 2024 |
Subject to Completion Preliminary Prospectus Supplement dated July 8, 2024 424B5 1 ny20032136x3424b5.htm 424B5 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-280715 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying |
|
July 8, 2024 |
As filed with the Securities and Exchange Commission on July 8, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 8, 2024 Registration No. |
|
July 8, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of principal |
|
July 8, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information presents the pro forma effects of the acquisition of VMware, Inc. (“VMware”) by Broadcom Inc. (“Broadcom”). On May 26, 2022, Broadcom entered into an Agreement and Plan of Merger (the “Merger Agreement”) with: ● VMware; ● Verona Holdco, Inc., a Delawa |
|
June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 5, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as spe |
|
June 12, 2024 |
Broadcom Inc. Announces Second Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Second Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend •Revenue of $12,487 million for the second quarter, up 43 percent from the prior year period •GAAP net income of $2,121 million for the second quarter; Non-GAAP net income of $5,394 million for the second quarter •Adjusted EBITDA of $7,429 million for the second quarter, or 59 percent of r |
|
June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
May 31, 2024 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. Exhibit 1.01 Broadcom Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2023 This Conflict Minerals Report (this “Report”) of Broadcom Inc. for the calendar year ended December 31, 2023 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Specialized Disclosure Report o |
|
May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Inc. (Exact name of the registrant as specified in its charter) Delaware 001-38449 (State or other jurisdiction of incorporation) (Commission file number) 3421 Hillview Avenue, Palo Alto, California 94304-1320 (Address of principal executive offices) (Zip code) Mark Brazeal Chief |
|
April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) ( |
|
March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 4, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant a |
|
March 14, 2024 |
Exhibit 10.5 FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of December 1, 2023 (this “Amendment”), among Broadcom Inc., as Borrower (the “Borrower”), Bank of America, N.A., as administrative agent (the “Administrative Agent”) and the lenders party hereto (the “Consenting Lenders”), amending that certain Credit Agreement, dated as of August 15, 2023, among the Borrower, the Administrative Agent and |
|
March 7, 2024 |
Broadcom Inc. Announces First Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces First Quarter Fiscal Year 2024 Financial Results and Quarterly Dividend •Revenue of $11,961 million for the first quarter, up 34 percent from the prior year period •Cash from operations of $4,815 million for the first quarter, less capital expenditures of $122 million, resulted in $4,693 million of free cash flow, or 39 percent of revenue •GAAP net income of $1 |
|
March 7, 2024 |
March 7, 2024 Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Kevin Stertzel Anne McConnell Re: Broadcom Inc. Form 10-K Filed December 14, 2023 Form 8-K Filed December 7, 2023 File No. 001-38449 Dear Mr. Stertzel and Ms. McConnell: Broadcom Inc. (the “Company”) submits this letter in response to the com |
|
March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
February 27, 2024 |
February 27, 2024 Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Kevin Stertzel Anne McConnell Re: Broadcom Inc. Form 10-K Filed December 14, 2023 Form 8-K Filed December 7, 2023 File No. 001-38449 Dear Mr. Stertzel and Ms. McConnell: Broadcom Inc. (the “Company”) would like to request an extension of |
|
February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
|
February 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
|
February 13, 2024 |
AVGO / Broadcom Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Broadcom Inc Title of Class of Securities: Common Stock CUSIP Number: 11135F101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
|
February 9, 2024 |
AVGO / Broadcom Inc. / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
February 9, 2024 |
AVGO / Broadcom Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2024 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
February 9, 2024 |
AVGO / Broadcom Inc. / Capital World Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Numb |
|
February 8, 2024 |
Exhibit 99.2 VMware, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (amounts in millions, except per share amounts, and shares in thousands) (unaudited) Three Months Ended Nine Months Ended November 3, 2023 October 28, 2022 November 3, 2023 October 28, 2022 Revenue(1): License $ 540 $ 621 $ 1,676 $ 1,990 Subscription and SaaS 1,398 988 3,875 2,830 Services 1,514 1,602 4,586 4,815 Total revenue 3 |
|
February 8, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information presents the pro forma effects of the acquisition of VMware, Inc. (“VMware”) by Broadcom Inc. (“Broadcom”). On May 26, 2022, Broadcom entered into an Agreement and Plan of Merger (the “Merger Agreement”) with: • VMware; • Verona Holdco, Inc., a Delawa |
|
December 14, 2023 |
Form of Performance Stock Unit Agreement under Broadcom Inc. 2023 Inducement Plan. Exhibit 99.3 Form of Notice of Grant of Performance Stock Unit Award BROADCOM INC. Under the Broadcom Inc. 2023 Inducement Plan 3421 Hillview Avenue Palo Alto, CA 94304 GRANTEE NAME: Grant Date: GRANTEE ID: GRANT NUMBER: Number of Performance Stock Units: The maximum number of shares of the Company common stock (the “Shares”) that may be issued with respect to the Performance Stock Units is Shares |
|
December 14, 2023 |
Form of Restricted Stock Unit Agreement under Broadcom Inc. 2023 Inducement Plan. Exhibit 99.2 Form of Notice of Grant of Restricted Stock Unit Award BROADCOM INC. Under the Broadcom Inc. 3421 Hillview Avenue 2023 Inducement Plan Palo Alto, CA 94304 GRANTEE NAME: Grant Date: GRANTEE ID: GRANT NUMBER: Number of Restricted Stock Units: On the grant date shown above, Broadcom Inc., a Delaware corporation (the “Company”), granted to the grantee identified above (“you”) the number o |
|
December 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 29, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. |
|
December 14, 2023 |
Exhibit 97.1 Broadcom Inc. CLAWBACK POLICY December 1, 2023 The Board of Directors (the “Board”) of Broadcom Inc. (“Broadcom”) adopted this Clawback Policy, as it may be further amended or restated from time to time (this “Policy”), to be effective as of the date first written above. Capitalized terms have the meanings set forth in Section 7 of this Policy, unless otherwise defined herein. 1.Recou |
|
December 14, 2023 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADCOM INC. (Exact Name of Registrant as Specified in its Charter) Delaware 35-2617337 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 3421 Hillview Avenue Palo Alto, California 94304 (Ad |
|
December 14, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Broadcom Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.001 |
|
December 14, 2023 |
EXHIBIT 21.1 List of Significant Subsidiaries As of October 29, 2023 Name of Subsidiary Country of Incorporation Avago Technologies International Sales Pte. Limited Singapore Avago Technologies U.S. Inc. Delaware (U.S.A.) Avago Technologies Wireless (U.S.A.) Manufacturing LLC Delaware (U.S.A.) Broadcom Corporation California (U.S.A.) Broadcom Singapore Pte. Ltd. Singapore Broadcom Technologies, In |
|
December 14, 2023 |
Broadcom Inc. 2023 Inducement Plan. Exhibit 99.1 BROADCOM INC. 2023 INDUCEMENT PLAN ARTICLE ONE GENERAL PROVISIONS I. PURPOSE OF THE PLAN This 2023 Inducement Plan (this “Plan”) is intended to promote the interests of Broadcom Inc., a Delaware corporation, by inducing highly qualified prospective employees not previously employed by or following a bona fide period of non-employment with the Corporation (or any Parent or Subsidiary) |
|
December 7, 2023 |
Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2023 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2023 Financial Results and Quarterly Dividend •Revenue of $9,295 million for the fourth quarter, up 4 percent from the prior year period •Cash from operations of $4,828 million for the fourth quarter, less capital expenditures of $105 million, resulted in $4,723 million of free cash flow, or 51 percent of revenue •Quarterly common |
|
December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
November 22, 2023 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADCOM INC. (Exact Name of Registrant as Specified in its Charter) Delaware 35-2617337 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 1320 Ridder Park Drive San Jose, California 95131-23 |
|
November 22, 2023 |
Broadcom Completes Acquisition of VMware Exhibit 99.1 Broadcom Completes Acquisition of VMware SAN JOSE, Calif., November 22, 2023 – Broadcom Inc. (NASDAQ: AVGO), a global technology leader that designs, develops, and supplies semiconductor and infrastructure software solutions, today announced that it has completed its acquisition of VMware, Inc. VMware’s common stock will now cease to be traded on the New York Stock Exchange (NYSE). Ho |
|
November 22, 2023 |
VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan. Exhibit 99.1 VMWARE, INC. AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN 1. PURPOSE; TYPES OF AWARDS; CONSTRUCTION. The purpose of the VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan is to attract, motivate and retain employees and independent contractors of the Company and any Subsidiary and Affiliate and non-employee directors of the Company, any Subsidiary or any Affiliate |
|
November 22, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Broadcom Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
|
November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number |
|
October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 30, 2023 |
Exhibit 99.1 Broadcom and VMware Provide Update on Pending Transaction Companies Will Close Transaction Promptly Following Satisfaction of Remaining Condition SAN JOSE, Calif. and PALO ALTO, Calif., Oct. 30, 2023 — Broadcom Inc. (NASDAQ: AVGO) and VMware, Inc. (NYSE: VMW) today announced their expectation that Broadcom’s acquisition of VMware (the “Transaction”) will close soon, but in any event p |
|
October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 18, 2023 |
Broadcom and VMware Announce Election Deadline for VMware Stockholders to Elect Merger Consideration Exhibit 99.1 Broadcom and VMware Announce Election Deadline for VMware Stockholders to Elect Merger Consideration SAN JOSE AND PALO ALTO, Calif., October 18, 2023 – Broadcom Inc. (NASDAQ: AVGO) and VMware, Inc. (NYSE: VMW) today announced that the deadline for VMware stockholders of record to elect the form of merger consideration they wish to receive in connection with Broadcom’s acquisition of V |
|
September 6, 2023 |
Policy on Acceleration of Equity Awards in Exhibit 10.2 Broadcom Inc. (the “Company”) Policy on Acceleration of Equity Awards in the Event of Death January 1, 2023 This policy (the “Policy”) applies in the event of the death of an employee, director or other service provider of the Company or its subsidiaries (collectively, “Broadcom”). This Policy shall be effective as of the date first written above. The Board of Directors of the Company |
|
September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as s |
|
August 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
August 31, 2023 |
Broadcom Inc. Announces Third Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Third Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend •Revenue of $8,876 million for the third quarter, up 5 percent from the prior year period •Adjusted EBITDA of $5,801 million for the third quarter •Non-GAAP diluted EPS of $10.54 for the third quarter; GAAP diluted EPS of $7.74 for the third quarter •Quarterly common stock dividend of $4.60 |
|
August 28, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 28, 2023 On August 28, 2023, Broadcom Inc. published the following post on LinkedIn: On August 28, 2023, Broadcom Inc. published the following post on Twitter: On Au |
|
August 21, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 21, 2023 [The following is a press release issued by Broadcom Inc. on August 21, 2023] Broadcom Inc. Provides Regulatory Update on VMware Transaction Continues to Ex |
|
August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2023 BROADCOM INC. |
|
August 16, 2023 |
Exhibit 10.1 Execution Version PUBLISHED DEAL CUSIP NO. 11134NAS4 PUBLISHED TERM A-2 FACILITY CUSIP NO. 11134NAT2 PUBLISHED TERM A-3 FACILITY CUSIP NO. 11134NAU9 PUBLISHED TERM A-5 FACILITY CUSIP NO. 11134NAV7 CREDIT AGREEMENT Dated as of August 15, 2023 among BROADCOM INC., as the Borrower, The Guarantors From Time to Time Party Hereto, Bank of America, N.A., as Administrative Agent, and The Othe |
|
July 12, 2023 |
European Commission Approves Broadcom’s Acquisition of VMware Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: July 12, 2023 [The following is a press release issued by Broadcom Inc. on July 12, 2023.] European Commission Approves Broadcom’s Acquisition of VMware SAN JOSE, Calif., J |
|
June 30, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 29, 2023 [The following is an employee newsletter posted on VMware's employee website on June 29, 2023] June 29th, 2023 Employee Newsletter VMWARE EMPLOYEES: May 26th |
|
June 27, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 26, 2023 [The following is an excerpt of remarks by Hock Tan, President and Chief Executive Officer of Broadcom Inc., at the Six Five Summit 2023 that is available on |
|
June 26, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 26, 2023 On June 26, 2023, Broadcom Inc. published the following post on LinkedIn: On June 26, 2023, Broadcom Inc. published the following post on Twitter: On June 26, |
|
June 7, 2023 |
Exhibit 10.1 AMENDMENT NO. 1 THIS AMENDMENT NO. 1 (this “Amendment”), dated as of April 18, 2023, is entered into among Broadcom Inc., a Delaware corporation (the “Borrower”), the Lenders and L/C Issuers party hereto, and BANK OF AMERICA, N.A., as administrative agent (the “Administrative Agent”). RECITALS WHEREAS, the Borrower, the Guarantors from time to time party thereto, the Lenders from time |
|
June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as |
|
June 7, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 7, 2023 [The following is an excerpt from an interview that was conducted at the Bank of America 2023 Global Technology Conference, held on June 6, 2023] Transcript Vi |
|
June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
June 1, 2023 |
Broadcom Inc. Announces Second Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Second Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend •Revenue of $8,733 million for the second quarter, up 8 percent from the prior year period •Adjusted EBITDA of $5,686 million for the second quarter •Non-GAAP diluted EPS of $10.32 for the second quarter; GAAP diluted EPS of $8.15 for the second quarter •Quarterly common stock dividend of |
|
May 31, 2023 |
SD 1 a2022-formsd.htm SD UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Inc. (Exact name of registrant as specified in its charter) Delaware 001-38449 (State or other jurisdiction of incorporation) (Commission File Number) 1320 Ridder Park Drive, San Jose, California 95131-2313 (Address of principal executive offices) (Zip code) M |
|
May 31, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. Exhibit 1.01 Broadcom Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2022 This Conflict Minerals Report (this “Report”) of Broadcom Inc. for the calendar year ended December 31, 2022 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Specialized Disclosure Report o |
|
May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
May 4, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: May 3, 2023 On May 3, 2023, Broadcom Inc. published the following post on LinkedIn: On May 3, 2023, Broadcom Inc. published the following post on Twitter: On May 3, 2023, B |
|
May 4, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: May 4, 2023 On May 4, 2023, Broadcom Inc. published the following post on LinkedIn: On May 4, 2023, Broadcom Inc. published the following post on Twitter: On May 4, 2023, B |
|
April 25, 2023 |
425 1 brhc20051941425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: April 25, 2023 On April 25, 2023, Broadcom Inc. published the following post on LinkedIn: On April 25, 2023, Broadcom Inc. published the follo |
|
April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
March 30, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 30, 2023 [The following is an employee newsletter posted on VMware's employee website on March 30, 2023] March 30, 2023 Employee Newsletter VMWARE EMPLOYEES: At Broad |
|
March 16, 2023 |
425 1 brhc10049896425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 16, 2023 On March 16, 2023, Broadcom Inc. published the following post on LinkedIn: On March 16, 2023, Broadcom Inc. published the follo |
|
March 15, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 15, 2023 On March 15, 2023, Broadcom Inc. published the following post on LinkedIn: On March 15, 2023, Broadcom Inc. published the following post on Twitter: On March |
|
March 10, 2023 |
DEFA14A 1 a2023proxysupplement.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
|
March 9, 2023 |
425 1 brhc10049574425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 9, 2023 On March 9, 2023, Hock Tan published the following post on LinkedIn: Cautionary Statement Regarding Forward-Looking Statements T |
|
March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 29, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant a |
|
March 2, 2023 |
Broadcom Inc. Announces First Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces First Quarter Fiscal Year 2023 Financial Results and Quarterly Dividend •Revenue of $8,915 million for the first quarter, up 16 percent from the prior year period •Adjusted EBITDA of $5,678 million for the first quarter •Non-GAAP diluted EPS of $10.33 for the first quarter; GAAP diluted EPS of $8.80 for the first quarter •Quarterly common stock dividend of $4.6 |
|
March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
February 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
|
February 17, 2023 |
DEFA14A 1 ny20006245x501defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Onl |
|
February 15, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: February 15, 2023 On February 15, 2023, Broadcom Inc. published the following post on LinkedIn: On February 15, 2023, Broadcom Inc. published the following post on Twitter: |
|
February 13, 2023 |
AVGO / Broadcom Inc / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
February 13, 2023 |
AVGO / Broadcom Inc / Capital World Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
February 13, 2023 |
AVGO / Broadcom Inc / Capital International Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
February 9, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: February 9, 2023 On February 9, 2023, Broadcom Inc. published the following post on LinkedIn: On February 9, 2023, Broadcom Inc. published the following post on Twitter: On |
|
February 9, 2023 |
AVGO / Broadcom Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Broadcom Inc. Title of Class of Securities: Common Stock CUSIP Number: 11135F101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
|
January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 [The following is an employee newsletter posted on VMware's employee website on January 31, 2023] Since announcing Broadcom’s intent to acquire VMware more |
|
January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 On January 31, 2023, Broadcom Inc. published the following post on LinkedIn: On January 31, 2023, Broadcom Inc. published the following post on Twitter: On |
|
January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 On January 31, 2023, Broadcom Inc. published the following post on LinkedIn: On January 31, 2023, Broadcom Inc. published the following post on Twitter: On |
|
January 23, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 23, 2023 On January 23, 2023, Broadcom Inc. published the following post on LinkedIn: On January 23, 2023, Broadcom Inc. published the following post on Twitter: On |
|
January 12, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 12, 2023 On January 12, 2023, Broadcom Inc. published the following post on LinkedIn: On January 12, 2023, Broadcom Inc. published the following post on Twitter: On |
|
January 9, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 9, 2023 [The following is a blog post posted on January 9, 2023 on both Broadcom Inc.’s “Broadcom Blogs” and Broadcom Software Group’s “Broadcom Software Blog”] Hel |
|
December 16, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. |
|
December 16, 2022 |
Broadcom Inc. – List of Significant Subsidiaries As of October 30, 2022 Name of Subsidiary Country of Incorporation Avago Technologies International Sales Pte. Limited Singapore Avago Technologies Wireless (U.S.A.) Manufacturing LLC Delaware (U.S.A.) Broadcom Corporation California (U.S.A.) Broadcom Singapore Pte. Ltd. Singapore Broadcom Technologies, Inc. Delaware (U.S.A.) CA, Inc. Delaware (U.S. |
|
December 14, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 14, 2022 On December 14, 2022, Hock Tan published the following post on LinkedIn: Cautionary Statement Regarding Forward-Looking Statements This communication rela |
|
December 8, 2022 |
Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2022 Financial Results and Quarterly Dividend Exhibit 99.1 Broadcom Inc. Announces Fourth Quarter and Fiscal Year 2022 Financial Results and Quarterly Dividend •Cash from operations of $4,583 million for the fourth quarter, less capital expenditures of $122 million, resulted in $4,461 million of free cash flow, or 50 percent of revenue •Quarterly common stock dividend increased by 12 percent to $4.60 from the prior quarter •Revenue of $8,930 |
|
December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
December 6, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 6, 2022 [The following is a letter from Hock Tan, Broadcom Inc., President and Chief Executive Officer, distributed to the VMware User Group on December 6, 2022] B |
|
December 5, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 5, 2022 On December 5, 2022, Broadcom Inc. published the following post on LinkedIn: On December 5, 2022, Broadcom Inc. published the following post on Twitter: On |
|
December 1, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 1, 2022 On December 1, 2022, Broadcom Inc. published the following post on LinkedIn: On December 1, 2022, Broadcom Inc. published the following post on Twitter: On |
|
November 30, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 30, 2022 On November 30, 2022, Broadcom Inc. published the following post on LinkedIn: On November 30, 2022, Broadcom Inc. published the following post on Twitter: |
|
November 23, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 22, 2022 On November 21, 2022, Broadcom Inc. published the following post on LinkedIn: On November 21, 2022, Broadcom Inc. published the following post on Twitter: |
|
November 16, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 16, 2022 On November 16, 2022, Broadcom Inc. published the following post on LinkedIn: On November 16, 2022, Broadcom Inc. published the following post on Twitter: |
|
November 15, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 14, 2022 [The following is an employee newsletter posted on VMware's employee website on November 14, 2022] |
|
November 7, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 7, 2022 On November 7, 2022, Broadcom Inc. published the following post on LinkedIn: On November 7, 2022, Broadcom Inc. published the following post on Twitter: On |
|
November 3, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 3, 2022 On November 3, 2022, Broadcom Inc. published the following post on LinkedIn: On November 3, 2022, Broadcom Inc. published the following post on Twitter: On |
|
November 2, 2022 |
Exhibit 10.1 Notice of Grant of Performance Stock Unit Award Under the Broadcom Inc. 2012 Stock Incentive Plan BROADCOM INC. 1320 Ridder Park Drive San Jose, CA 95131 GRANTEE NAME: Grant Date: GRANTEE ID: GRANT NUMBER: Number of Performance Stock Units: Starting Share Price: On the grant date shown above (the “Grant Date”), Broadcom Inc., a Delaware corporation (the “Company”), granted to the gran |
|
November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
|
October 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: October 26, 2022 On October 26, 2022, Broadcom Inc. published the following post on LinkedIn: On October 26, 2022, Broadcom Inc. published the following post on Twitter: On |
|
October 3, 2022 |
TRANSACTIONS PROPOSED—YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-266181 ? TRANSACTIONS PROPOSED?YOUR VOTE IS VERY IMPORTANT Dear VMware, Inc. Stockholder: On May 26, 2022, VMware, Inc. (referred to as VMware), Broadcom Inc. (referred to as Broadcom), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware (referred to as Holdco), Verona Merger Sub, Inc., a direct wholly owned subsid |
|
September 29, 2022 |
[Letterhead of Broadcom Inc.] September 29, 2022 [Letterhead of Broadcom Inc.] September 29, 2022 Via EDGAR Geoffrey Kruczek U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Re: Broadcom Inc. Registration Statement on Form S-4 Filed on July 15, 2022 File No. 333-266181 Request for Effectiveness Dear Mr. Kruczek: Reference is made to the Registration Statement |
|
September 20, 2022 |
CORRESP 1 filename1.htm September 20, 2022 Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Sergio Chinos Re: Broadcom Inc. Form 10-K for the fiscal year ended October 31, 2021 Filed December 17, 2021 File No. 001-38449 Dear Ms. Donahue and Mr. Chinos: Broadcom Inc. (the “Company”) submits t |
|
September 16, 2022 |
Exhibit 99.4 September 16, 2022 Board of Directors VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 Re: Amendment No. 2 to the Registration Statement on Form S-4 of Broadcom Inc. (File No. 333-266181), filed September 16, 2022 (the ?Registration Statement?) Ladies and Gentlemen: Reference is made to our opinion letter, dated May 26, 2022 (?Opinion Letter?), with respect to the fairness from a |
|
September 16, 2022 |
[Letterhead of Wachtell, Lipton, Rosen & Katz] September 16, 2022 [Letterhead of Wachtell, Lipton, Rosen & Katz] September 16, 2022 Via EDGAR Sherry Haywood Geoffrey Kruczek U. |
|
September 16, 2022 |
425 1 ny20004409x21425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 16, 2022 [The following is an employee newsletter posted on VMware's employee website on September 16, 2022] |
|
September 16, 2022 |
Exhibit 99.3 |
|
September 16, 2022 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.5 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 26, 2022 to the Board of Directors of VMware, Inc. (the ?Company?) included in Annex E to Amendment No. 2 to the Proxy Statement/Prospectus relating to the proposed acquisition of the Company by Broadcom Inc., and (ii) the references to such opinion in such Amendment No. 2 to the Pro |
|
September 16, 2022 |
As filed with the Securities and Exchange Commission on September 16, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 16, 2022 Registration No. |
|
September 14, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 14, 2022 On September 14, 2022, Broadcom Inc. published the following post on LinkedIn: On September 14, 2022, Broadcom Inc. published the following post on Twitt |
|
September 13, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 13, 2022 [The following is an excerpt of an interview that was conducted at Digital X 2022 on September 13, 2022] Transcript ? Hock Tan, Broadcom Inc., President |
|
September 12, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 9, 2022 Broadcom Software published the following two posts on LinkedIn: The text of the CRN interview with Hock Tan, Broadcom Inc., President and Chief Executive |
|
September 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as s |
|
September 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number |
|
September 1, 2022 |
Broadcom Inc. Announces Third Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends Exhibit 99.1 Broadcom Inc. Announces Third Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends ?Cash from operations of $4,424 million for the third quarter, less capital expenditures of $116 million resulted in $4,308 million of free cash flow, or 51 percent of revenue ?Quarterly common stock dividend of $4.10 per share, FY22 annual common stock dividend of $16.40 per share ?Revenu |
|
August 31, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 30, 2022 On August 30, 2022, Broadcom Inc. published the following post on LinkedIn: On August 30, 2022, Hock E. Tan, President and Chief Executive Officer of Broadc |
|
August 29, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 26, 2022 On August 25, 2022, Hock E. Tan, President and Chief Executive Officer of Broadcom Inc., published the following post on LinkedIn: The text of the Informati |
|
August 26, 2022 |
Exhibit 99.4 August 26, 2022 Board of Directors VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 Re: Amendment No. 1 to the Registration Statement on Form S-4 of Broadcom Inc. (File No. 333-266181), filed August 26, 2022 (the ?Registration Statement?) Ladies and Gentlemen: Reference is made to our opinion letter, dated May 26, 2022 (?Opinion Letter?), with respect to the fairness from a finan |
|
August 26, 2022 |
As filed with the Securities and Exchange Commission on August 26, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 26, 2022 Registration No. |
|
August 26, 2022 |
[Letterhead of Wachtell, Lipton, Rosen & Katz] August 26, 2022 [Letterhead of Wachtell, Lipton, Rosen & Katz] August 26, 2022 Via EDGAR and Courier Sherry Haywood Geoffrey Kruczek U. |
|
August 26, 2022 |
Exhibit 99.3 |
|
August 26, 2022 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.5 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 26, 2022 to the Board of Directors of VMware, Inc. (the ?Company?) included in Annex E to Amendment No. 1 to the Proxy Statement/Prospectus relating to the proposed acquisition of the Company by Broadcom Inc., and (ii) the references to such opinion in such Amendment No. 1 to the Pro |
|
August 24, 2022 |
August 24, 2022 Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Sergio Chinos Re: Broadcom Inc. Form 10-K for the fiscal year ended October 31, 2021 Filed December 17, 2021 File No. 001-38449 Dear Ms. Donahue and Mr. Chinos: Broadcom Inc. (the ?Company?) submits this letter in response to t |
|
July 28, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: July 28, 2022 As you know, July 5th marked the last day of the 40-day ?go-shop? period. While there are still customary closing conditions, including receipt of regulatory a |
|
July 18, 2022 |
Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com July 18, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Asia Timmons-Pierce Re: Broadcom Inc. Registration Statement on Form S-4 (File No. 333-266181) Dear Ms. Timmons-Pierce: Reference is made to the Registration Statement on Form S-4 (Fi |
|
July 15, 2022 |
Calculation of Filing Fee Tables Form S-4 Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Broadcom Inc. (Exact Name of Registrant Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry For |
|
July 15, 2022 |
Exhibit 99.4 July 15, 2022 Board of Directors VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 Re: Initially Filed Registration Statement on Form S-4 of Broadcom Inc., filed July 15, 2022 (the ?Registration Statement?) Ladies and Gentlemen: Reference is made to our opinion letter, dated May 26, 2022 (?Opinion Letter?), with respect to the fairness from a financial point of view to the holders |
|
July 15, 2022 |
Exhibit 99.3 |
|
July 15, 2022 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.5 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 26, 2022 to the Board of Directors of VMware, Inc. (the ?Company?) included in Annex E to the Proxy Statement/Prospectus relating to the proposed acquisition of the Company by Broadcom Inc., and (ii) the references to such opinion in such Proxy Statement/Prospectus. In giving such co |
|
July 15, 2022 |
As filed with the Securities and Exchange Commission on July 15, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 15, 2022 Registration No. |
|
July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
July 11, 2022 |
July 11, 2022 Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Sergio Chinos Re: Broadcom Inc. Form 10-K for the fiscal year ended October 31, 2021 Filed December 17, 2021 File No. 001-38449 Dear Ms. Donahue and Mr. Chinos: Broadcom Inc. (the ?Company?) submits this letter in response to the |
|
July 11, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: July 11, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: Important Leadership Updates at Broadcom July 11, 2022 To All VMware Employees: While |
|
June 22, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 22, 2022 [The following is a blog post posted on June 22, 2022 on both Broadcom Inc.?s ?Broadcom Blogs? and Broadcom Software Group?s ?Broadcom Software Blog?] Broadcom |
|
June 22, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 22, 2022 Broadcom Inc. LinkedIn Post Broadcom Inc. Twitter Post Broadcom Software LinkedIn Post Broadcom Software Twitter Post Tom Krause, President of the Broadcom Sof |
|
June 9, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 8, 2022 Broadcom Inc. LinkedIn Post Broadcom Software LinkedIn Post Broadcom Inc. Twitter Post Cautionary Note Regarding Forward-Looking Statements This communication r |
|
June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant as spe |
|
June 9, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 8, 2022 [The following in an excerpt of an interview that was conducted on CNBC on June 7, 2022] Transcript ? Hock Tan, Broadcom Inc., President and Chief Executive Off |
|
June 8, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 7, 2022 [The following is an excerpt of an interview that was conducted at the BofA Securities 2022 Global Technology Conference, held June 7, 2022] Transcript Vivek Ar |
|
June 2, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 2, 2022 Broadcom Inc. LinkedIn Post Broadcom Software LinkedIn Post Broadcom Inc. Twitter Post Broadcom Software Twitter Post Cautionary Note Regarding Forward-Looking |
|
June 2, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 2, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: A Follow Up From Broadcom June 2, 2022 To All VMware Employees: It?s been an exciting w |
|
May 31, 2022 |
UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Broadcom Inc. (Exact name of registrant as specified in its charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 1320 Ridder Park Drive, San Jose, California 95131 (Address of principal |
|
May 31, 2022 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. Exhibit 1.01 Broadcom Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2021 This Conflict Minerals Report (this ?Report?) of Broadcom Inc. for the calendar year ended December 31, 2021 (the ?Reporting Period?) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?), and pursuant to the Company?s Specialized Disclosure Report o |
|
May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 Broadcom Software LinkedIn Post Cautionary Note Regarding Forward-Looking Statements This communication relates to a proposed business combination transaction b |
|
May 26, 2022 |
Broadcom Inc. Announces Second Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends Exhibit 99.1 Broadcom Inc. Announces Second Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends ? Revenue of $8,103 million for the second quarter, up 23 percent from the prior year period ? GAAP net income of $2,590 million for the second quarter; Adjusted EBITDA of $5,111 million for the second quarter ? GAAP diluted EPS of $5.93 for the second quarter; Non-GAAP diluted EPS of $9. |
|
May 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
May 26, 2022 |
Broadcom to Acquire VMware Investor Presentation May 26, 2022 Exhibit 99.2 2 Forward-Looking Statements This communication relates to a proposed business combination transaction between Broadcom Inc. (?Broadcom?) and VMware, Inc. (?VMware?). This communication includes forward-looking statements within the meaning of Section 21E of the U.S. Securities Exchange Act of 1934, as amended, and Section |
|
May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
May 26, 2022 |
Exhibit 99.2 EXECUTION VERSION This VOTING AGREEMENT, dated as of May 26, 2022 (this ?Agreement?), is by and among Broadcom Inc., a Delaware corporation (?Broadcom?), Silver Lake Partners IV, L.P., a Delaware limited partnership (?SLP IV?), Silver Lake Technology Investors IV, L.P., a Delaware limited partnership (?SLTI IV?), Silver Lake Partners V DE (AIV), L.P., a Delaware limited partnership (? |
|
May 26, 2022 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among BROADCOM INC., VMWARE, INC., VERONA HOLDCO, INC., VERONA MERGER SUB, INC., BARCELONA MERGER SUB 2, INC. and BARCELONA MERGER SUB 3, LLC dated as of May 26, 2022 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1. Definitions 2 Section 1.2. Terms Defined Elsewhere 16 ARTICLE II THE TRANSACTIONS 19 Section 2.1. T |
|
May 26, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
May 26, 2022 |
Exhibit 99.1 EXECUTION VERSION This VOTING AGREEMENT, dated as of May 26, 2022 (this ?Agreement?), is by and among Broadcom Inc., a Delaware corporation (?Broadcom?), Michael S. Dell (?MSD?), and Susan Lieberman Dell Separate Property Trust (the ?SLD Trust,? and together with MSD, the ?MSD Stockholders?). Broadcom, MSD and the SLD Trust are each sometimes referred to herein as a ?Party? and collec |
|
May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: A Note From Broadcom May 26, 2022 To All VMware Employees: On behalf of all of us at Br |
|
May 26, 2022 |
425 1 d221115d425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 The following is an excerpt of Broadcom Inc.’s second fiscal quarter 2022 earnings call on May 26, 2022. BROADCOM INC. PARTICIPANTS Ho |
|
May 26, 2022 |
Exhibit 99.1 Broadcom to Acquire VMware for Approximately $61 Billion in Cash and Stock Advances Broadcom?s strategy to build the world?s leading infrastructure technology company, with track record of acquiring established, mission-critical platforms Brings together two engineering-first, innovation-centric cultures Broadcom Software Group to rebrand and operate as VMware The new VMware, as part |
|
May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 BROADCOM TO ACQUIRE VMWARE FOR $61 BILLION IN CASH AND STOCK Advances strategy to build the world?s leading infrastructure technology company, with a track reco |
|
May 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
|
April 18, 2022 |
Exhibit 4.1 BROADCOM INC. 4.926% SENIOR NOTES DUE 2037 INDENTURE Dated as of April 18, 2022 WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.10 (b) 7.10 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.05 (b) 12.03 (c) 12.03 313(a) 7.06 (b)(2) 7.06; 7.07 (c) 7.06; 12.02 (d) |
|
April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 BROADCOM INC. |
|
April 18, 2022 |
Exhibit 4.3 Execution Version REGISTRATION RIGHTS AGREEMENT by and among Broadcom Inc. and Barclays Capital Inc., BBVA Securities Inc., BNP Paribas Securities Corp. and J.P. Morgan Securities LLC as Dealer-Managers Dated as of April 18, 2022 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of April 18, 2022, by and among Broadcom Inc., |
|
April 15, 2022 |
Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of April 14, 2022, by and among Broadcom Inc., a Delaware corporation (the ?Issuer?), BofA Securities, Inc. (?BofA?), HSBC Securities (USA) Inc. (?HSBC?) and RBC Capital Markets, LLC (?RBC?) as the representatives (the ?Representatives?) of the several Initial Purchasers name |
|
April 15, 2022 |
Exhibit 99.1 Broadcom Inc. Announces Early Participation Results and Early Settlement Election of its Private Exchange Offers of Certain Outstanding Notes for New Notes SAN JOSE, Calif. ? April 14, 2022 ? Broadcom Inc. (Nasdaq: AVGO) (?Broadcom? or the ?Company?) announced today the results, as of the Early Participation Date of 5:00 p.m., New York City time, on April 13, 2022, of its offers to el |
|
April 15, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2022 BROADCOM INC. |
|
April 15, 2022 |
Exhibit 99.2 Broadcom Inc. Announces Pricing Terms of its Private Exchange Offers of Certain Outstanding Notes for New Notes SAN JOSE, Calif. ? April 14, 2022 ? Broadcom Inc. (Nasdaq: AVGO) (?Broadcom? or the ?Company?) announced today the pricing terms of the Company?s new notes due 2037 (the ?New Notes?) to be issued in connection with its offers to eligible holders (the ?Exchange Offers?) of th |
|
April 15, 2022 |
Exhibit 4.1 INDENTURE dated as of April 14, 2022 between Broadcom Inc., a Delaware corporation, as issuer (the ?Issuer?) and Wilmington Trust, National Association, as trustee (as further defined below, the ?Trustee?). The Issuer and the Trustee agree as follows for the benefit of each other and for the equal and ratable benefit of the Holders (as defined below) of the Issuer?s 4.00% Senior Notes |
|
April 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
April 1, 2022 |
Broadcom Inc. Announces Private Exchange Offers of Certain Outstanding Notes for New Notes EX-99.2 3 d329956dex992.htm EX-99.2 Exhibit 99.2 Broadcom Inc. Announces Private Exchange Offers of Certain Outstanding Notes for New Notes SAN JOSE, Calif. – March 31, 2022 – Broadcom Inc. (Nasdaq: AVGO) (“Broadcom” or the “Company”) announced today the commencement of offers to all eligible holders (together, the “Exchange Offers”) of the Company’s or its subsidiaries’ Existing Notes listed in t |
|
April 1, 2022 |
Broadcom Inc. Announces Pricing of Private Offering of Senior Notes Exhibit 99.1 Broadcom Inc. Announces Pricing of Private Offering of Senior Notes SAN JOSE, Calif. ? March 31, 2022 ? Broadcom Inc. (Nasdaq: AVGO) (?Broadcom?) announced today that it has priced its previously announced offering (the ?Offering?) of $750,000,000 of 4.00% Senior Notes due 2029 and $1,200,000,000 of 4.15% Senior Notes due 2032 (together, the ?New Notes?). The New Notes will be unsecur |
|
April 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 BROADCOM INC. |
|
March 31, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 BROADCOM INC. |
|
March 31, 2022 |
Broadcom Inc. Announces Commencement of Private Offering of Senior Notes Exhibit 99.1 Broadcom Inc. Announces Commencement of Private Offering of Senior Notes SAN JOSE, Calif. ? March 31, 2022 ? Broadcom Inc. (Nasdaq: AVGO) (?Broadcom?) announced today that it intends to offer senior notes due 2029 and senior notes due 2032 (together, the ?New Notes?), subject to market conditions and other factors. The New Notes will be unsecured obligations of the Company and will ra |
|
March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Broadcom Inc. (Exact name of registrant a |
|
March 3, 2022 |
Broadcom Inc. Announces First Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends Exhibit 99.1 Broadcom Inc. Announces First Quarter Fiscal Year 2022 Financial Results and Quarterly Dividends ?Revenue of $7,706 million for the first quarter, up 16 percent from the prior year period ?GAAP net income of $2,472 million for the first quarter; Adjusted EBITDA of $4,818 million for the first quarter ?GAAP diluted EPS of $5.59 for the first quarter; Non-GAAP diluted EPS of $8.39 for t |
|
March 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I |
|
February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
February 18, 2022 |
DEFA14A 1 a2022noticeofinternetavail.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio |
|
February 11, 2022 |
AVGO / Broadcom Inc / Capital International Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
February 11, 2022 |
AVGO / Broadcom Inc / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
February 11, 2022 |
AVGO / Broadcom Inc / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Broadcom Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11135F101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
February 9, 2022 |
AVGO / Broadcom Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Broadcom Inc. Title of Class of Securities: Common Stock CUSIP Number: 11135F101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule |
|
January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |