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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hanmi Financial Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
Exhibit 3.1 Delaware Page 1 The First State I, CHARUNI PATIBANDA-SANCHEZ, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “HANMI FINANCIAL CORPORATION”, FILED IN THIS OFFICE ON THE TWENTY-EIGHTH DAY OF MAY, A.D. 2025, AT 3:33 O`CLOCK P.M. 3190250 8100 SR# 20252740101 Authentication: 203806941 You may verify t |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| July 29, 2025 |
Exhibit 99.1 California | Colorado | Georgia | Illinois | New Jersey | New York | Texas | Virginia | Washington 26 th Annual KBW Community Bank Investor Conference July 2025 NASDAQ | HAFC TABLE OF CONTENTS HANMI PROFILE 5 – 20 2Q25 PERFORMANCE RESULTS 21 – 37 LOAN PORTFOLIO DETAILS 2Q25 FINANCIAL SUMMARY NON - GAAP RECONCILIATION 49 – 50 38 – 47 48 – 48 2 FORWARD - LOOKING STATEMENTS 3 Hanmi Finan |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissio |
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| July 24, 2025 |
Hanmi Financial Declares Cash Dividend of $0.27 per share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.27 per share LOS ANGELES, July 24, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2025 third quarter of $0.27 per share. The dividend will be paid on August 20, 2025 |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 22, 2025 |
Hanmi Reports 2025 Second Quarter Results EXHIBIT 99.1 Hanmi Reports 2025 Second Quarter Results LOS ANGELES, July 22, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the second quarter of 2025. Net income for the second quarter of 2025 was $15.1 million, or $0.50 per diluted share, compared with $17.7 million, or $0.58 per |
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| July 22, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 22, 2025 |
EXHIBIT 99.2 California | Colorado | Georgia | Illinois | New Jersey | New York | Texas | Virginia | Washington 2 Q 2 5 Ea rning s S u pp l e m en ta l Pre s en tat i o n July 22, 2025 NASDAQ | HAFC 2 TABLE OF CONTENTS 2Q25 PERFORMANCE RESULTS 5 – 21 LOAN PORTFOLIO DETAILS 22 – 31 2Q25 FINANCIAL SUMMARY 32 – 32 NON - GAAP RECONCILIATION 33 – 34 3 FORWARD - LOOKING STATEMENTS Hanmi Financial Corpor |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| May 6, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2025 |
Exhibit 99.1 California | Colorado | Georgia | Illinois | New Jersey | New York | Texas | Virginia | Washington D.A. Davidson’s 27 th Annual Financial Institutions Conference May 5 - 7, 2025 NASDAQ | HAFC 2 TABLE OF CONTENTS HANMI PROFILE 05 – 20 1Q25 PERFORMANCE RESULTS 21 – 37 LOAN PORTFOLIO DETAILS 1Q25 FINANCIAL SUMMARY NON - GAAP RECONCILIATION 49 – 50 38 – 47 48 – 48 3 FORWARD - LOOKING STAT |
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| April 24, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 24, 2025 |
Hanmi Financial Declares Cash Dividend of $0.27 per share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.27 per share LOS ANGELES, April 24, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2025 second quarter of $0.27 per share. The dividend will be paid on May 21, 2025, |
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| April 22, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 22, 2025 |
Hanmi Reports 2025 First Quarter Results EXHIBIT 99.1 Hanmi Reports 2025 First Quarter Results LOS ANGELES, April 22, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the first quarter of 2025. Net income for the first quarter of 2025 was $17.7 million, or $0.58 per diluted share, unchanged from the fourth quarter of 2024. T |
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| April 22, 2025 |
EXHIBIT 99.2 California | Colorado | Georgia | Illinois | New Jersey | New York | Texas | Virginia | Washington 1 Q 2 5 Ea rning s S u pp l e m en ta l Pre s en tat i o n April 22, 2025 NASDAQ | HAFC 2 TABLE OF CONTENTS 1Q25 PERFORMANCE RESULTS 05 – 21 LOAN PORTFOLIO DETAILS 22 – 31 1Q25 FINANCIAL SUMMARY 32 – 32 NON - GAAP RECONCILIATION 33 – 34 3 FORWARD - LOOKING STATEMENTS Hanmi Financial Corp |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 16, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi |
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| March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| March 11, 2025 |
Exhibit 99.1 |
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| March 11, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissi |
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| March 5, 2025 |
Exhibit 10.1 March 4, 2025 Bonita I. Lee Re: First Amendment to Amended and Restated Employment Agreement Dear Ms. Lee: This is to memorialize the FIRST AMENDMENT (the “First Amendment”) to your AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated February 25, 2022 (the “Agreement”) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated under the l |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2025 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 5, 2025 |
Exhibit 10.2 March 4, 2025 Romolo C. Santarosa Re: Second Amendment to Amended and Restated Employment Agreement Dear Mr. Santarosa: This is to memorialize the SECOND AMENDMENT (the “Second Amendment”) to your AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated February 26, 2020, as amended by the FIRST AMENDMENT dated July 7, 2022 (the “Agreement”) with Hanmi Financial Corporation, a Delaware corpora |
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| March 3, 2025 |
Christine P. Ball Appointed to the Board of Hanmi Financial Corporation EXHIBIT 99.1 Christine P. Ball Appointed to the Board of Hanmi Financial Corporation LOS ANGELES, March 03, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), and its wholly-owned subsidiary, Hanmi Bank (the “Bank”), today announced that Christine P. Ball has been appointed to the Board of Directors of the Company and the Bank effective March 1, 2025. The addition of M |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| February 28, 2025 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| February 28, 2025 |
Exhibit 19.1 INSIDER TRADING POLICY 1. Introduction U.S. federal securities laws (the “Securities Laws”) prohibit the purchase or sale of a company’s securities by persons who are in possession of material information about that company that has not been adequately disclosed to the public (as further discussed below, “Material Nonpublic Information”). These laws also prohibit persons who are aware |
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| February 20, 2025 |
Exhibit 99.1 BlackRock Engagement February 20, 2025 Forward - Looking Statements Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 , including, but not limited to, those statements |
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| February 20, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commi |
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| January 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commis |
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| January 29, 2025 |
Exhibit 99.1 Janney CEO Forum January 2025 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 199 |
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| January 28, 2025 |
Exhibit 99.2 4Q24 Earnings Supplemental Presentation January 28, 2025 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities L |
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| January 28, 2025 |
Hanmi Financial Increases Cash Dividend 8% to $0.27 per share EXHIBIT 99.1 Hanmi Financial Increases Cash Dividend 8% to $0.27 per share LOS ANGELES, Jan. 28, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2025 first quarter of $0.27 per share, up 8% from the prior quarter. The divide |
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| January 28, 2025 |
Hanmi Reports 2024 Fourth Quarter and Full Year Results EXHIBIT 99.1 Hanmi Reports 2024 Fourth Quarter and Full Year Results LOS ANGELES, Jan. 28, 2025 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the fourth quarter of 2024 and full year. Net income for the fourth quarter of 2024 was $17.7 million, or $0.58 per diluted share, compared with |
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| January 28, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commi |
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| November 18, 2024 |
Exhibit 99.1 KBW Virtual West Coast Bank Field Trip November 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litig |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* Hanmi Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 24, 2024 |
Hanmi Financial Declares Cash Dividend of $0.25 per share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.25 per share LOS ANGELES, Oct. 24, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2024 fourth quarter of $0.25 per share. The dividend will be paid on November 20, 2 |
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| October 24, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 22, 2024 |
Hanmi Reports 2024 Third Quarter Results EXHIBIT 99.1 Hanmi Reports 2024 Third Quarter Results LOS ANGELES, Oct. 22, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the third quarter of 2024. Net income for the third quarter of 2024 was $14.9 million, or $0.49 per diluted share, compared with $14.5 million, or $0.48 per dil |
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| October 22, 2024 |
Exhibit 99.2 3Q24 Earnings Supplemental Presentation October 22, 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities L |
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| October 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| September 16, 2024 |
Exhibit 99.1 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Janney Financial Services Conference September 2024 Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litiga |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Comm |
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| August 22, 2024 |
Exhibit 99.1 Strategy and Governance Update August 26, 2024 Forward - Looking Statements Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 , including, but not limited to, those st |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commiss |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| July 29, 2024 |
Exhibit 99.1 KBW Annual Community Bank Investor Conference July 29 - 31, 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Secu |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissio |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 25, 2024 |
Hanmi Financial Declares Cash Dividend of $0.25 per share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.25 per share LOS ANGELES, July 25, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2024 third quarter of $0.25 per share. The dividend will be paid on August 21, 2024 |
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| July 23, 2024 |
Hanmi Reports 2024 Second Quarter Results EXHIBIT 99.1 Hanmi Reports 2024 Second Quarter Results LOS ANGELES, July 23, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the second quarter of 2024. Net income for the second quarter of 2024 was $14.5 million, or $0.48 per diluted share, compared with $15.2 million, or $0.50 per |
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| July 23, 2024 |
Exhibit 99.2 2Q24 Earnings Supplemental Presentation July 23, 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Liti |
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| July 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| May 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2024 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2024 |
Exhibit 99.1 D.A. Davidson’s 26 th Annual Financial Institutions Conference May 8 - 10, 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of t |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| April 25, 2024 |
EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.25 per share and Announces New Share Repurchase Authorization LOS ANGELES, April 25, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today announced that its Board of Directors declared a cash dividend on its common stock for the 2024 second quarter of $0.25 per |
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| April 25, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 23, 2024 |
Exhibit 99.2 1Q24 Earnings Supplemental Presentation April 23, 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Lit |
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| April 23, 2024 |
Hanmi Reports 2024 First Quarter Results EXHIBIT 99.1 Hanmi Reports 2024 First Quarter Results LOS ANGELES, April 23, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the first quarter of 2024. Net income for the first quarter of 2024 was $15.2 million, or $0.50 per diluted share, compared with $18.6 million, or $0.61 per di |
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| April 17, 2024 |
As filed with the Securities and Exchange Commission on April 17, 2024 As filed with the Securities and Exchange Commission on April 17, 2024 Registration No. |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy |
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| April 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 18, 2024 |
Exhibit 99.1 2024 Virtual Bank Conference March 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 18, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissi |
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| February 29, 2024 |
Exhibit 97.1 HANMI FINANCIAL CORPORATION CLAWBACK POLICY The Board of Directors (the “Board”) of Hanmi Financial Corporation (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an accounting restatement. The Company has adopted t |
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| February 29, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Hanmi Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1)(2) Proposed Maximum Aggregate Offering Price Per Share (1)(2) Maximum Aggregate Offering Price (1)(2)(3) Fee Rate Amount of Registration Fee (3) Debt Debt securities Equity Common stock, $0. |
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| February 29, 2024 |
As filed with the Securities and Exchange Commission on February 29, 2024 Table of Contents As filed with the Securities and Exchange Commission on February 29, 2024 Registration No. |
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| February 29, 2024 |
As filed with the Securities and Exchange Commission on February 29, 2024 Table of Contents As filed with the Securities and Exchange Commission on February 29, 2024 Registration No. |
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| February 29, 2024 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| February 26, 2024 |
Exhibit 99.1 Wedbush 2024 Virtual Bank Conference February 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigat |
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| February 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2024 |
HAFC / Hanmi Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01070-hanmifinancialcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Hanmi Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 410495204 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to desi |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Hanmi Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| January 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commis |
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| January 31, 2024 |
Exhibit 99.1 1Q24 Investor Presentation February 2024 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2024 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 23, 2024 |
Hanmi Reports 2023 Fourth Quarter and Full Year Results EXHIBIT 99.1 Hanmi Reports 2023 Fourth Quarter and Full Year Results LOS ANGELES, Jan. 23, 2024 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the 2023 fourth quarter and full year. Net income for the fourth quarter of 2023 was $18.6 million, or $0.61 per diluted share, compared to $18.8 |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL |
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| November 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commis |
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| November 6, 2023 |
Exhibit 99.1 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego 3Q23 Investor Presentation November 6, 2023 Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Ref |
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| October 24, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 24, 2023 |
Hanmi Reports 2023 Third Quarter Results EXHIBIT 99.1 Hanmi Reports 2023 Third Quarter Results LOS ANGELES, Oct. 24, 2023 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the third quarter of 2023. Net income for the third quarter of 2023 was $18.8 million, or $0.62 per diluted share, compared with $20.6 million, or $0.67 per dil |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2023 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissi |
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| August 7, 2023 |
Exhibit 99.1 2Q23 Investor Presentation August 8 - 9, 2023 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation R |
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| July 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 25, 2023 |
Hanmi Reports 2023 Second Quarter Results EXHIBIT 99.1 Hanmi Reports 2023 Second Quarter Results LOS ANGELES, July 25, 2023 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the second quarter of 2023. Net income for the second quarter of 2023 was $20.6 million, or $0.67 per diluted share, compared with $22.0 million, or $0.72 per |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| April 25, 2023 |
Hanmi Reports 2023 First Quarter Results EXHIBIT 99.1 Hanmi Reports 2023 First Quarter Results LOS ANGELES, April 25, 2023 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the first quarter of 2023. Net income for the first quarter of 2023 was $22.0 million, or $0.72 per diluted share, compared with $28.5 million, or $0.93 per di |
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| April 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defi |
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| March 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Hanmi Financial Corp. |
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| March 24, 2023 |
EX-4.6 Exhibit 4.6 HANMI FINANCIAL CORPORATION, AS ISSUER AND [ ], AS TRUSTEE SENIOR INDENTURE DATED AS OF [ ], 20[ ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [ ], 20[ ]. SECTION OF TRUST INDENTURE ACT SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4 |
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| March 24, 2023 |
EX-4.7 Exhibit 4.7 HANMI FINANCIAL CORPORATION, AS ISSUER AND [ ], AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ], 20[ ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [ ], 20[ ]. SECTION OF TRUST INDENTURE ACT SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310( |
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| March 24, 2023 |
Power of Attorney (included on signature page) S-3ASR 1 d488553ds3asr.htm S-3ASR Table of Contents As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 95-4788120 (State or other |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| February 28, 2023 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| February 10, 2023 |
HAFC / Hanmi Financial Corp / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Hanmi Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 9, 2023 |
HAFC / Hanmi Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01035-hanmifinancialcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Hanmi Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 410495204 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to des |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 24, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 24, 2023 |
EXHIBIT 99.1 Hanmi Reports 2022 Fourth Quarter and Full Year Results Record full year earnings, loan production, and significant improvements in asset quality LOS ANGELES, Jan. 24, 2023 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or “Hanmi”), the parent company of Hanmi Bank (the “Bank”), today reported financial results for the 2022 fourth quarter and full year. Net income for t |
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| January 4, 2023 |
[HANMI FINANCIAL CORPORATION LETTERHEAD] CORRESP 1 filename1.htm [HANMI FINANCIAL CORPORATION LETTERHEAD] January 4, 2023 Lory Empie Staff Accountant U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-0303 Re: Hanmi Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Filed February 28, 2022 File No. 000-30421 Dear Mr. Empie: On behalf of Hanmi Financial Corporation (the “Company”) set |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL |
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| October 31, 2022 |
Exhibit 99.1 Piper Sandler California Community Bank Tour October 2022 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the ?Company?) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the ?safe harbor? provisions of the Private Securities |
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| October 31, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commis |
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| October 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 25, 2022 |
Hanmi Reports Third Quarter 2022 Results EXHIBIT 99.1 Hanmi Reports Third Quarter 2022 Results LOS ANGELES, Oct. 25, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today reported financial results for the third quarter of 2022. Net income for the third quarter of 2022 was $27.2 million, or $0.89 per diluted share, up 8.5% from $25.1 million, or $0.82 per dilu |
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| August 9, 2022 |
Exhibit 10.1 July 7, 2022 Romolo C. Santarosa Re: First Amendment to Amended and Restated Employment Agreement Dear Mr. Santarosa: This is to memorialize the FIRST AMENDMENT (the ?First Amendment?) to your AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated February 26, 2020 (the ?Agreement?) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| August 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commissi |
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| August 1, 2022 |
Exhibit 99.1 Community Bank Investor Conference August 2022 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the ?Company?) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation |
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| July 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 28, 2022 |
Hanmi Financial Increases Cash Dividend 13.6% to $0.25 per share EXHIBIT 99.1 Hanmi Financial Increases Cash Dividend 13.6% to $0.25 per share LOS ANGELES, July 28, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today announced that its Board of Directors declared a cash dividend on its common stock for the 2022 third quarter of $0.25 per share, up 13.6% from the prior quarter. The |
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| July 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 26, 2022 |
Hanmi Reports Second Quarter 2022 Results EXHIBIT 99.1 Hanmi Reports Second Quarter 2022 Results LOS ANGELES, July 26, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today reported financial results for the second quarter of 2022. Net income for the second quarter of 2022 was $25.1 million, or $0.82 per diluted share, up 21.0% from $20.7 million, or $0.68 per |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2022 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| July 8, 2022 |
Exhibit 10.1 June 30, 2022 Romolo C. Santarosa Re: First Amendment to Amended and Restated Employment Agreement Dear Mr. Santarosa: This is to memorialize the FIRST AMENDMENT (the ?First Amendment?) to your AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated February 26, 2020 (the ?Agreement?) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated |
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| June 8, 2022 |
Exhibit 99.1 Janney Non - Deal Roadshow June 2022 Los Angeles New York/ New Jersey Virginia Chicago Dallas Houston San Francisco San Diego Hanmi Financial Corporation (the ?Company?) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act |
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| June 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 8, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or other jurisdiction of incorporation) (Commission |
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| May 26, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2022 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| April 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 28, 2022 |
Hanmi Financial Declares Cash Dividend of $0.22 per share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.22 per share LOS ANGELES, April 28, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today announced that its Board of Directors declared a cash dividend on its common stock for the 2022 second quarter of $0.22 per share. The dividend will be paid on May 25, 2022, |
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| April 26, 2022 |
Hanmi Reports First Quarter 2022 Results EXHIBIT 99.1 Hanmi Reports First Quarter 2022 Results LOS ANGELES, April 26, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today reported financial results for the first quarter of 2022. Net income for the first quarter of 2022 was $20.7 million, or $0.68 per diluted share, compared with $33.3 million, or $1.09 per di |
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| April 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 15, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 28, 2022 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| February 28, 2022 |
Exhibit 10.9 February 25, 2022 Bonita I. Lee Re: Amended and Restated Employment Agreement Dear Ms. Lee: This is your AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated under the laws of the State of California (together, the ?Company?). It sets forth the terms of your employment |
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| February 10, 2022 |
HAFC / Hanmi Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Hanmi Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 410495204 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 8, 2022 |
HAFC / Hanmi Financial Corp / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Hanmi Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 27, 2022 |
Hanmi Financial Increases Quarterly Cash Dividend by 10% to $0.22 per share EXHIBIT 99.1 Hanmi Financial Increases Quarterly Cash Dividend by 10% to $0.22 per share LOS ANGELES, Jan. 27, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today announced that its Board of Directors declared a cash dividend on its common stock for the 2022 first quarter of $0.22 per share, up 10% from $0.20 per shar |
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| January 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2022 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 25, 2022 |
EXHIBIT 99.1 Hanmi Reports 2021 Fourth Quarter and Full Year Results Reports strong earnings, record loan production, and significant improvements in asset quality LOS ANGELES, Jan. 25, 2022 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC, or ?Hanmi?), the parent company of Hanmi Bank (the ?Bank?), today reported financial results for the 2021 fourth quarter and full year. Net income |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Comm |
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| November 9, 2021 |
Exhibit 10.2 HANMI FINANCIAL CORPORATION Performance Share UNIT AGREEMENT FOR NAME 1.Award of Performance Share Units . The Committee hereby grants to Name (the ?Recipient?), as of [DATE] (the ?Date of Grant?), [XXXXX] Performance Share Units (the ?Award?). The number of Performance Share Units above assumes achievement of the performance measures set forth herein at the Target level. This Perform |
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| November 9, 2021 |
Exhibit 10.3 HANMI FINANCIAL CORPORATION NON-QUALIFIED STOCK OPTION AGREEMENT FOR Name 1.Grant of Option. HANMI FINANCIAL CORPORATION (the ?Company?) hereby grants, as of Date (?Date of Grant?), to Name (the ?Optionee?) an option (the ?Option?) to purchase up to shares of the Company?s common stock (the ?Shares?), at an exercise price per share equal to $ (the ?Exercise Price?). The Option shall b |
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| November 9, 2021 |
Form of Restricted Stock Agreement for the Hanmi Financial Corporation 2021 Equity Compensation Plan Exhibit 10.1 HANMI FINANCIAL CORPORATION RESTRICTED STOCK AGREEMENT FOR [NAME] 1.Award of Restricted Stock . The Committee hereby grants, as of [DATE] (?Date of Grant?), to [NAME] (the ?Recipient?), [NUMBER] restricted shares of the Company?s common stock (collectively the ?Restricted Stock?). The Restricted Stock shall be subject to the terms, provisions and restrictions set forth in this Agreeme |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL |
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| October 28, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 28, 2021 |
Hanmi Financial Increases Quarterly Cash Dividend By 67% EXHIBIT 99.1 Hanmi Financial Increases Quarterly Cash Dividend By 67% LOS ANGELES, Oct. 28, 2021 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (?Hanmi?), the holding company for Hanmi Bank, today announced that its Board of Directors declared a cash dividend on its common stock for the 2021 fourth quarter of $0.20 per share, up 67% from $0.12 per share in the prior quarter. The div |
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| October 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 26, 2021 |
Hanmi Reports Third Quarter 2021 Results EXHIBIT 99.1 Hanmi Reports Third Quarter 2021 Results 2021 Third Quarter Highlights: Third quarter net income of $26.6 million, or $0.86 per diluted share, up 20.1% from $22.1 million, or $0.72 per diluted share from the prior quarter and up 62.5% from the same quarter last year. Loans receivable were $4.86 billion at quarter-end and third quarter loan production reached $500.0 million; loans rece |
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| October 18, 2021 |
aUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commis |
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| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 1, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 20, 2021 |
Exhibit 4.2 HANMI FINANCIAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of August 20, 2021 to SUBORDINATED INDENTURE Dated as of August 20, 2021 3.750% Fixed-to-Floating Rate Subordinated Notes Due 2031 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01. Relation to Base Indenture 1 Section 1.02. Definition of Terms 1 |
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| August 20, 2021 |
Exhibit 4.1 HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF AUGUST 20, 2021 SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the ?Trust Indenture Act?), and the Indenture dated as of August 20, 2021. SECTION OF TRUST INDENTURE ACT SECTION OF |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 20, 2021 |
Hanmi Announces Closing of $110 Million Subordinated Debt Offering Exhibit 99.1 NEWS RELEASE Hanmi Announces Closing of $110 Million Subordinated Debt Offering LOS ANGELES ? August 20, 2021 ? Hanmi Financial Corporation (NASDAQ: HAFC) (?Hanmi?), the holding company for Hanmi Bank, today announced the closing of its underwritten public offering of $110 million aggregate principal amount of its 3.750% Fixed-to-Floating Rate subordinated notes (the ?Notes?) due 2031 |
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| August 19, 2021 |
Hanmi Announces Pricing of $110 Million Subordinated Debt Offering Exhibit 99.1 NEWS RELEASE Hanmi Announces Pricing of $110 Million Subordinated Debt Offering LOS ANGELES ? August 18, 2021 ? Hanmi Financial Corporation (NASDAQ: HAFC) (?Hanmi?), the holding company for Hanmi Bank (the ?Bank?), today announced that it has priced an underwritten public offering of $110 million aggregate principal amount of its fixed-to-floating rate subordinated notes (the ?Notes?) |
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| August 19, 2021 |
Exhibit 1.1 HANMI FINANCIAL CORPORATION $110,000,000 3.750% Fixed-to-Floating Rate Subordinated Notes due 2031 UNDERWRITING AGREEMENT August 18, 2021 PIPER SANDLER & CO. KEEFE, BRUYETTE & WOODS, INC., A Stifel Company As Representatives of the Underwriters named in Schedule 1 hereto, c/o Piper Sandler & Co. 1251 Avenue of the Americas, 6th Floor New York, New York 10022 Keefe, Bruyette & Woods, In |
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| August 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 19, 2021 |
$110,000,000 3.750% Fixed-to-Floating Rate Subordinated Notes due 2031 Table of Contents Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-251393 PROSPECTUS SUPPLEMENT (To Prospectus dated December 30, 2020) $110,000,000 3.750% Fixed-to-Floating Rate Subordinated Notes due 2031 We are offering $110,000,000 aggregate principal amount of 3.750% fixed-to-floating rate subordinated notes due 2031 (the “Notes”) pursuant to this prospectus supplement and the |
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| August 18, 2021 |
Issuer Free Writing Prospectus dated August 18, 2021 Filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement dated August 17, 2021 Registration No. |
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| August 18, 2021 |
As filed with the Securities and Exchange Commission on August 18, 2021 As filed with the Securities and Exchange Commission on August 18, 2021 Registration No. |
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| August 17, 2021 |
SUBJECT TO COMPLETION, DATED AUGUST 17, 2021 Table of Contents Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-251393 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities to be sold by the issuer has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying base prospect |
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| August 17, 2021 |
Subordinated Notes Offering August 2021 Filed Pursuant to Rule 433 Supplementing the Preliminary Prospectus Dated December 30, 2020 Registration No. |
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| August 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 11, 2021 |
August 2021 Exhibit 99.1 This presentation supplement contains forward-looking statements within the meaning of the federal securities laws. These statements include statements with respect to our beliefs, plans, objectives, goals, expectations, anticipations, assumptions, estimates, intentions and future performance and involve known and unknown risks, uncertainties and other factors, many of whi |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| August 2, 2021 |
Exhibit 10.1 July 28, 2021 Bonita I. Lee Re: First Amendment to Amended and Restated Employment Agreement Dear Ms. Lee: This is to memorialize a FIRST AMENDMENT to your AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated February 26, 2020 (the ?Agreement?) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated under the laws of the State of Califo |
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| July 29, 2021 |
Hanmi Financial Declares Cash Dividend of $0.12 per Share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.12 per Share LOS ANGELES, July 29, 2021 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (?Hanmi?), the holding company for Hanmi Bank, today announced that its Board of Directors declared a cash dividend on its common stock for the 2021 third quarter of $0.12 per share. The dividend will be paid on August 26, 2021 to stockhold |
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| July 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 27, 2021 |
Hanmi Reports Second Quarter 2021 Results EXHIBIT 99.1 Hanmi Reports Second Quarter 2021 Results 2021 Second Quarter Highlights: Second quarter net income of $22.1 million, or $0.72 per diluted share, up from $16.7 million, or $0.54 per diluted share from the prior quarter and up from $9.2 million or $0.30 per diluted share for the same quarter a year ago. Loans receivable of $4.82 billion, were unchanged from the prior quarter; up 2.5% w |
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| July 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 23, 2021 |
Registration No. 333- As filed with the Securities and Exchange Commission July 23, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hanmi Financial Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 95-4788120 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2021 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| April 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 29, 2021 |
Hanmi Financial Increases Quarterly Cash Dividend By 20% EXHIBIT 99.1 Hanmi Financial Increases Quarterly Cash Dividend By 20% LOS ANGELES, April 29, 2021 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (?Hanmi?), the holding company for Hanmi Bank, today announced that its Board of Directors declared a cash dividend on its common stock for the 2021 second quarter of $0.12 per share, up 20% from $0.10 per share in the prior quarter. The di |
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| April 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 27, 2021 |
Hanmi Reports First Quarter 2021 Results EXHIBIT 99.1 Hanmi Reports First Quarter 2021 Results 2021 First Quarter Highlights: First quarter net income of $16.7 million, or $0.54 per diluted share, up from $14.3 million, or $0.47 per diluted share from the prior quarter and up from $2.4 million or $0.08 per diluted share for the same quarter a year ago. Loans receivable of $4.82 billion, down slightly from the prior quarter; when excludin |
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| April 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| March 1, 2021 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Hanmi Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Hanmi Financial Corp. Title of Class of Securities: Common Stock CUSIP Number: 410495204 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 28, 2021 |
Hanmi Financial Increases Quarterly Cash Dividend By 25% EXHIBIT 99.1 Hanmi Financial Increases Quarterly Cash Dividend By 25% LOS ANGELES, Jan. 28, 2021 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (“Hanmi”), the holding company for Hanmi Bank, today announced that its Board of Directors declared a cash dividend on its common stock for the 2021 first quarter of $0.10 per share, up 25% from $0.08 per share in the prior quarter. The divi |
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| January 28, 2021 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 28, 2021 |
Hanmi Names Gideon Yu to its Board of Directors EXHIBIT 99.1 Hanmi Names Gideon Yu to its Board of Directors LOS ANGELES, Jan. 28, 2021 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (Nasdaq: HAFC) (“Hanmi”), the holding company for Hanmi Bank (the “Bank”), today announced that Mr. Gideon Yu has been appointed to its Board of Directors, effective January 27, 2021. “I am delighted to welcome Gideon Yu to Hanmi’s Board of Directors,” said Hanmi’s |
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| January 26, 2021 |
Hanmi Reports Fourth Quarter 2020 Results EXHIBIT 99.1 Hanmi Reports Fourth Quarter 2020 Results 2020 Fourth Quarter and Full Year Highlights: Fourth quarter net income of $14.3 million, or $0.47 per diluted share, down 12.3% from $16.3 million, or $0.53 per diluted share from the prior quarter; full year 2020 net income of $42.2 million, or $1.38 per diluted share, up 28.7% from $32.8 million, or $1.06 per diluted share in 2019. Loans re |
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| January 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2021 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| December 23, 2020 |
HANMI FINANCIAL CORPORATION 3660 Wilshire Boulevard, Penthouse Suite A Los Angeles, California 90010 HANMI FINANCIAL CORPORATION 3660 Wilshire Boulevard, Penthouse Suite A Los Angeles, California 90010 December 23, 2020 Via Edgar Securities and Exchange Commission 100 F Street, N. |
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| December 16, 2020 |
EX-4.2 Exhibit 4.2 HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SENIOR INDENTURE DATED AS OF [ ], 20[ ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [ ], 20[ ]. SECTION OF TRUST INDENTURE ACT SECTION OF INDENTURE 310( |
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| December 16, 2020 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of pr |
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| December 16, 2020 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on December 16, 2020 Registration No. |
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| December 16, 2020 |
EX-4.3 Exhibit 4.3 HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ], 20[ ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [ ], 20[ ]. SECTION OF TRUST INDENTURE ACT SECTION OF IN |
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| December 16, 2020 |
EX-25.2 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of pr |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL |
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| November 5, 2020 |
Hanmi Financial Declares Cash Dividend of $0.08 per Share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.08 per Share LOS ANGELES, Nov. 05, 2020 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (“Hanmi”), the holding company for Hanmi Bank, today announced that its Board of Directors has declared a cash dividend on its common shares for the fourth quarter of $0.08 per share. The dividend will be paid on November 30, 2020, to stock |
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| November 5, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 27, 2020 |
Hanmi Reports Third Quarter 2020 Results EXHIBIT 99.1 Hanmi Reports Third Quarter 2020 Results 2020 Third Quarter Highlights: Net income of $16.3 million, or $0.53 per diluted share, up 78.1% from net income of $9.2 million, or $0.30 per share, for the prior quarter and up 32.1% from net income of $12.4 million, or $0.40 per share, from the same quarter a year ago. Loans receivable were $4.83 billion, relatively unchanged compared with t |
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| October 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2020 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Com |
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| September 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2020 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Comm |
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| September 8, 2020 |
Exhibit 99.1 2020 U.S. Bank Conference September 9 - 10, 2020 Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 , including, but not limited to, those statements regarding operatin |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPO |
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| July 29, 2020 |
Hanmi Financial Declares Cash Dividend of $0.08 per Share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.08 per Share LOS ANGELES, July 29, 2020 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (“Hanmi”), the holding company for Hanmi Bank, today announced that in response to the continued uncertainty surrounding the COVID-19 pandemic, its Board of Directors has reduced its quarterly cash dividend on its common shares for the thir |
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| July 29, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 28, 2020 |
Hanmi Reports Second Quarter 2020 Results EXHIBIT 99.1 Hanmi Reports Second Quarter 2020 Results 2020 Second Quarter Highlights: Net income of $9.2 million, or $0.30 per diluted share, up from net income of $2.4 million, or $0.08 per diluted share, for the prior quarter and up from net income of $2.7 million, or $0.09 per diluted share, from the same quarter a year ago. Loans receivable of $4.83 billion, up 6.2% from the end of the prior |
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| July 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| June 11, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2020 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| June 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2020 HANMI FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commissi |
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| June 10, 2020 |
Exhibit 99.1 Hanmi Financial Corporation 2020 Annual Stockholders’ Meeting June 10, 2020 Hanmi Financial Corporation Safe Harbor Statement Hanmi Financial Corporation (the “Company”) cautions investors that any statements contained herein that are not historical facts are forward - looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act |
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| June 1, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORP |
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| May 1, 2020 |
Hanmi Financial Declares Cash Dividend of $0.12 per Share EXHIBIT 99.1 Hanmi Financial Declares Cash Dividend of $0.12 per Share LOS ANGELES, May 01, 2020 (GLOBE NEWSWIRE) - Hanmi Financial Corporation (NASDAQ: HAFC) (“Hanmi”), the holding company for Hanmi Bank, today announced that in response to the uncertainty surrounding the COVID-19 pandemic, its Board of Directors has decided to reduce its quarterly cash dividend on its common shares for the secon |
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| May 1, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 30, 2020 |
Hanmi Reports First Quarter 2020 Results EXHIBIT 99.1 Hanmi Reports First Quarter 2020 Results 2020 First Quarter Highlights: Net income of $2.4 million, or $0.08 per diluted share, down from $3.1 million, or $0.10 per diluted share for the prior quarter and down from $14.7 million or $0.48 per diluted share from the same quarter a year ago; 2020 first quarter results included credit loss expense of $15.7 million. Loans receivable of $4. |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 28, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| April 28, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
Exhibit 21.1 Hanmi Financial Corporation List of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation or Organization Hanmi Bank California Central Bancorp Statutory Trust Texas |
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| March 2, 2020 |
Exhibit 10.9 February 26, 2020 Bonita I. Lee Re:Amended and Restated Employment Agreement Dear Ms. Lee: This is your AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated under the laws of the State of California (together, the “Company”). It sets forth the terms of your employment w |
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| March 2, 2020 |
Exhibit 4.7 DESCRIPTION OF CAPITAL STOCK As of December 31, 2019, the common stock of Hanmi Financial Corporation (the “Company”) is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our capital stock, certain provisions of our certificate of incorporation and bylaws and certain provisions of Delaware law is a summa |
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| March 2, 2020 |
Exhibit 10.10 February 26, 2020 Romolo C. Santarosa Re:Amended and Restated Employment Agreement Dear Mr. Santarosa: This is your AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state chartered bank incorporated under the laws of the State of California (together, the “Company”). It sets forth the terms of your |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From To Commission File Number: 000-30421 HANMI FINANCIAL CORPORATI |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 12, 2020 |
HAFC / Hanmi Financial Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* HANMI FINANCIAL CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 410495204 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 12, 2020 |
HAFC / Hanmi Financial Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Hanmi Financial Corp Title of Class of Securities: Common Stock CUSIP Number: 410495204 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 28, 2020 |
Hanmi Reports Fourth Quarter 2019 Results EXHIBIT 99.1 Hanmi Reports Fourth Quarter 2019 Results 2019 Fourth Quarter and Full Year Highlights: Fourth quarter net income of $3.1 million, or $0.10 per diluted share, down from $12.4 million, or $0.40 per diluted share from the prior quarter; Full year 2019 net income of $32.8 million, or $1.06 per diluted share, compared with $57.9 million, or $1.79 per diluted share in 2018. Net income for |
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| January 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
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| January 23, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 HANMI FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-30421 95-4788120 (State or Other Jurisdiction of Incorporation) (Commi |
