SUNS / Sunrise Realty Trust, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Sunrise Realty Trust, Inc.
US ˙ NasdaqCM ˙ US83416M1053

Mga Batayang Estadistika
LEI 5299003DR3SMTPVUTK41
CIK 1508171
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sunrise Realty Trust, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
May 4, 2022 SC 13G/A

SUNS / Solar Senior Capital Ltd. / JPMORGAN CHASE & CO - FILING SLR SENIOR INVESTMENT CORP Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* SLR Senior Investment Corp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83416M105 (CUSIP Number) April 29, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

April 11, 2022 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

15-12B 1 d287364d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35093 SLR Senior Investment Corp.* (Ex

April 11, 2022 SC 13D/A

SUNS / Solar Senior Capital Ltd. / GROSS MICHAEL S - SC 13D/A Activist Investment

SC 13D/A 1 d206762dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) SLR Senior Investment Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83416M105 (CUSIP Number) Michael S. Gross Bruce J. Spohler Co-Chief Executive Officers SLR Senior

April 1, 2022 8-K

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissi

April 1, 2022 EX-99.1

SLR Investment Corp. Completes Merger with SLR Senior Investment Corp.

Exhibit 99.1 SLR Investment Corp. Completes Merger with SLR Senior Investment Corp. NEW YORK ? April 1, 2022?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) is pleased to announce the closing of the previously announced merger with SLR Senior Investment Corp. (?SUNS?), with SLRC as the surviving company. The combined company will operate as SLR Investment Corp. and continue to trade on the NASDAQ Glo

April 1, 2022 N-54C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT

N-54C 1 d334626dn54c.htm N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission

April 1, 2022 RW

SLR Senior Investment Corp. 500 Park Avenue New York, New York 10022 (212) 993-1670

RW 1 d303668drw.htm RW SLR Senior Investment Corp. 500 Park Avenue New York, New York 10022 (212) 993-1670 April 1, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington D.C. 20549 Re: SLR Senior Investment Corp. – Request for Withdrawal of Registration Statement on Form N-2 (File No. 333-255516) Ladies and Gentlemen: Pursuant to Rule 477 pr

March 21, 2022 EX-99.1

SLR Investment Corp. and SLR Senior Investment Corp. Announce Stockholder Approval of Merger

Exhibit 99.1 SLR Investment Corp. and SLR Senior Investment Corp. Announce Stockholder Approval of Merger NEW YORK ? March 21, 2022?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) and SLR Senior Investment Corp. (NASDAQ: SUNS) (?SUNS?) are pleased to announce that each company obtained stockholder approval of the proposals related to the previously announced merger of SLRC and SUNS (the ?Merger?) at

March 21, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 SLR Senior Investm

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O

March 21, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 SLR Investment Cor

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

March 21, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 d316956d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction o

March 14, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 SLR Investment Cor

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

March 14, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 SLR Senior Investm

425 1 d330475d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE

March 14, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commiss

March 7, 2022 425

SUPPORT YOUR COMPANY

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been completed in connection with the Mar

March 7, 2022 425

SUPPORT YOUR COMPANY

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been completed in connection with the Mar

March 7, 2022 425

VOTE FOR THE MERGER

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been completed in connection with

March 7, 2022 425

VOTE FOR THE MERGER

425 1 d178361d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been com

March 4, 2022 425

Please support the merger by voting now in favor of the merger proposal.

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 1, 2022 Dear SLR Senior Investment Corp. Stockholder: As of the date of this letter we have not received your vote in connection with the SLR Senior Inves

March 4, 2022 425

Filed by SLR Investment Corp.

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 1, 2022 Dear SLR Investment Corp. Stockholder: As of the date of this letter we have not received your vote in connection with the SLR Investment Corp. (the “Com

March 3, 2022 425

SLR Senior Investment Corp. (Q4 2021 Earnings) March 02, 2022

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLR Senior Investment Corp. (Q4 2021 Earnings) March 02, 2022 Corporate Speakers: • Michael Gross; SLR Senior Investment Corp.; Chairman, President & Co-CEO • B

March 3, 2022 425

SLR Investment Corp.(Q4 2021 Earnings) March 02, 2022

425 1 d298343d425.htm 425 Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLR Investment Corp.(Q4 2021 Earnings) March 02, 2022 Corporate Speakers: • Michael Gross; SLR Investment Corp.; Chairman, President & Co-CEO

March 2, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 SLR Investment Corp

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

March 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or other jurisdiction of incorporation) (Commissi

March 2, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 SLR Senior Investme

425 1 d289902d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the

March 2, 2022 EX-99.1

SLR Senior Investment Corp. Announces Year Ended December 31, 2021 Financial Results; Record Originations Volume Drove a 36% Year-Over-Year Increase in Comprehensive Portfolio

Exhibit 99.1 SLR Senior Investment Corp. Announces Year Ended December 31, 2021 Financial Results; Record Originations Volume Drove a 36% Year-Over-Year Increase in Comprehensive Portfolio NEW YORK ? March 1, 2022 ? SLR Senior Investment Corp. (NASDAQ: SUNS) (the ?Company? or ?SUNS?) today reported net investment income of $3.5 million, or $0.22 per average share, for the quarter ended December 31

March 1, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00849 SLR SEN

March 1, 2022 EX-4.2

Description of Securities*

Exhibit 4.2 DESCRIPTION OF SECURITIES The following is a brief description of the securities of SLR Senior Investment Corp. (the ?Company,? ?we,? ?our? or ?us?), registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description of the terms of our stock does not purport to be complete and is subject to and qualified in its entirety by refer

March 1, 2022 EX-99.2

North Mill Holdco LLC and Subsidiaries Consolidated Financial Report years ended December 31, 2021 and December 31, 2020*

Exhibit 99.2 North Mill Holdco LLC and Subsidiaries Consolidated Financial Report December 31, 2021 North Mill Holdco LLC and Subsidiaries Independent Auditor?s Report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Income 4 Consolidated Statements of Members? Equity 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7 RSM US LLP Independent Auditor?s

March 1, 2022 EX-21.1

Subsidiaries of SLR Senior Investment Corp.*

Exhibit 21.1 Subsidiaries of SLR Senior Investment Corp. The following list sets forth each of our consolidated subsidiaries, the state or country under whose laws the subsidiary is organized, and the percentage of voting securities or membership interests owned by us in such subsidiary: ESP SSC Corporation (Delaware) ? 100% SUNS SPV LLC (Delaware) ? 100% The subsidiaries listed above are consolid

March 1, 2022 EX-99.3

Report of Independent Registered Public Accounting Firm on Supplemental Information*

Exhibit 99.3 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors SLR Senior Investment Corp. (formerly, Solar Senior Capital Ltd.): We have audited and reported separately herein on the consolidated financial statements of SLR Senior Investment Corp. (and subsidiaries) (the Company) as of December 31, 2021 and 2020 and for

March 1, 2022 EX-99.1

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements years ended December 31, 2021 and December 31, 2020*

Exhibit 99.1 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Consolidated Financial Statements Years Ended December 31, 2021 and 2020 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Table of Contents Years Ended December 31, 2021 and 2020 Page Independent Auditors? Report 1 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Conso

February 17, 2022 425

[Slides from Video Follow]

425 1 d192955d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SUNS Video Transcript Hello, I am Rick Pivirotto, Co-Head of Investor Relations of SUNS and of SLR Investment Corp., ticker “SLRC”, an

February 17, 2022 425

[Slides from Video Follow]

425 1 d302879d425.htm 425 Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLRC Video Transcript Hello, I am Rick Pivirotto, Co-Head of Investor Relations of SLRC and of SLR Senior Investment Corp., ticker “SUNS”, an

February 15, 2022 425

Filed by SLR Investment Corp.

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 February 15, 2022 Dear SLR Investment Corp. Stockholder: We recently sent you proxy materials in connection with the SLR Investment Corp. Special Meeting of Stockholde

February 15, 2022 425

Filed by SLR Senior Investment Corp.

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 February 15, 2022 Dear SLR Senior Investment Corp. Stockholder: We recently sent you proxy materials in connection with the SLR Senior Investment Corp. Special

February 9, 2022 425

MERGER PROPOSED – YOUR VOTE IS IMPORTANT Our Board of Directors unanimously recommends that you vote FOR the merger proposal.

425 1 d303246d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 MERGER PROPOSED – YOUR VOTE IS IMPORTANT Our Board of Directors unanimously recommends that you vote FOR the merger proposal. Dear Fel

February 9, 2022 425

Filed by SLR Investment Corp.

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 MERGER OF SLRC AND SUNS Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchan

February 9, 2022 425

MERGER PROPOSED – YOUR VOTE IS IMPORTANT

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 MERGER PROPOSED – YOUR VOTE IS IMPORTANT Our Board of Directors unanimously recommends that you vote FOR the proposal to authorize the issuance of shares of SLR Invest

February 8, 2022 425

Filed by SLR Senior Investment Corp.

Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SUNS Voice Message “Hello, this is Rick Pivirotto, Co-Head of Investor Relations of SLR Senior Investment Corp. Our records show that you are a shareholder in o

February 8, 2022 425

Filed by SLR Investment Corp.

Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLRC Voice Message “Hello, this is Rick Pivirotto, Co-Head of Investor Relations & Business Development of SLR Investment Corp. or SLRC. Our records show that you are

February 3, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k020322.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 3, 2022 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction

February 3, 2022 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for February 2022

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for February 2022 NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS), today declared a distribution of $0.10 per share for the month of February 2022. The distribution is payable on March 1, 2022 to stockholders of record as of February 17, 2022. The specifi

February 3, 2022 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

January 28, 2022 SC 13G

SUNS / Solar Senior Capital Ltd. / JPMORGAN CHASE & CO - FILING SLR SENIOR INVESTMENT CORP Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SLR Senior Investment Corp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83416M105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

January 5, 2022 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for January 2022

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for January 2022 NEW YORK, Jan. 05, 2022 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of January 2022. The distribution is payable on February 2, 2022 to stockholders of record as of January 20, 2022. The specific tax c

January 5, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 5, 2022 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

December 3, 2021 425

Filed by SLR Investment Corp.

425 1 d245266d425.htm 425 Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 On December 2, 2021, SLR Investment Corp. (“SLRC”) and SLR Senior Investment Corp. (“SUNS”) held a joint conference call to discuss the trans

December 1, 2021 EX-2.1

Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), dated as of December 1, 2021.

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among SLR INVESTMENT CORP., SLR SENIOR INVESTMENT CORP., SOLSTICE MERGER SUB, INC. and SLR CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) Dated as of December 1, 2021 TABLE OF CONTENTS Page Article I THE MERGER 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 1.4. Effects of the Merger 2 1.5. Conversion of Capita

December 1, 2021 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 SLR Senior Inve

425 1 d124323d425.htm 425 Filed by SLR Senior Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE

December 1, 2021 EX-99.1

SLR Investment Corp. and SLR Senior Investment Corp. Announce Entry into Merger Agreement

Exhibit 99.1 SLR Investment Corp. and SLR Senior Investment Corp. Announce Entry into Merger Agreement NEW YORK ? December 1, 2021?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) and SLR Senior Investment Corp. (NASDAQ: SUNS) (?SUNS?) today announced that they have entered into an agreement to merge together, with SLRC as the surviving company, subject to stockholder approval and customary closing co

December 1, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 1, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissio

December 1, 2021 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 SLR Investment

425 1 d133100d425.htm 425 Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI

December 1, 2021 EX-99.2

Disclaimer Forward-Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events, future performance or financial condition or the two-step merger (the “Mergers”) of SLR Seni

Merger of SLRC and SUNS December 2, 2021 Exhibit 99.2 Disclaimer Forward-Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events, future performance or financial condition or the two-step merger (the ?Mergers?) of SLR Senior Investment Corp. (?SUNS?) with and into SLR Investment Corp. (?SLRC?). The forward-looking st

December 1, 2021 EX-3.1

Exhibit 3.1

Exhibit 3.1 SLR SENIOR INVESTMENT CORP. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Boa

December 1, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for December 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for December 2021 NEW YORK, Dec. 01, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of December 2021. The distribution is payable on January 5, 2022 to stockholders of record as of December 16, 2021. The specific tax

December 1, 2021 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Comm

November 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 3, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissio

November 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00849 SLR SENIOR INVESTMENT CORP. (Exact name of r

November 3, 2021 EX-99.1

SLR Senior Investment Corp. Announces Quarter Ended September 30, 2021 Financial Results; Strong Pipeline Expected to Drive Earnings Growth

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Quarter Ended September 30, 2021 Financial Results; Strong Pipeline Expected to Drive Earnings Growth NEW YORK, Nov. 03, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (NASDAQ: SUNS) (the ?Company? ?SLR Senior? or ?SUNS?) today reported net investment income of $3.7 million, or $0.23 per average share, for the quarter ended September 30, 2021

October 29, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2021 SLR Senior Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commi

October 6, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 6, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

October 6, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for October 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for October 2021 NEW YORK, Oct. 06, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of October 2021. The distribution is payable on November 3, 2021 to stockholders of record as of October 21, 2021. The specific tax c

September 9, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for September 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for September 2021 NEW YORK, Sept. 09, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of September 2021. The distribution is payable on October 1, 2021 to stockholders of record as of September 23, 2021. The specific

September 9, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 9, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissi

September 9, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule14a-12 SLR Senior Investment Corp.

September 9, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule14a-12 SLR SENIOR INVESTMENT CORP.

August 3, 2021 EX-99.1

SLR Senior Investment Corp. Announces Quarter Ended June 30, 2021 Financial Results Comprehensive Portfolio Grows 15% Net Investment Income Increases 25%

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Quarter Ended June 30, 2021 Financial Results Comprehensive Portfolio Grows 15% Net Investment Income Increases 25% NEW YORK, Aug. 03, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (NASDAQ: SUNS) (the ?Company? ?SLR Senior? or ?SUNS?) today reported net investment income of $4.0 million, or $0.25 per average share, for the quarter ended June

August 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00849 SLR SENIOR INVESTMENT CORP. (Exact name of regist

August 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

July 7, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for July 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for July 2021 NEW YORK, July 07, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of July 2021. The distribution is payable on August 3, 2021 to stockholders of record as of July 22, 2021. The specific tax characterist

July 7, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 7, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 11, 2021 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 7, 2021 SLR SENIOR INVESTMENT CORP. (Exact name of Registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissio

June 4, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 4, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 4, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for June 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for June 2021 NEW YORK, June 04, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of June 2021. The distribution is payable on July 2, 2021 to stockholders of record as of June 23, 2021. The specific tax characteristic

May 5, 2021 EX-99.1

SLR Senior Investment Corp. Announces Quarter Ended March 31, 2021 Financial Results 100% Performing Portfolio Stable Net Asset Value

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Quarter Ended March 31, 2021 Financial Results 100% Performing Portfolio Stable Net Asset Value NEW YORK, May 05, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (NASDAQ: SUNS) (the ?Company? ?SLR Senior? or ?SUNS?) today reported net investment income of $3.2 million, or $0.20 per average share, for the quarter ended March 31, 2021. At March

May 5, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 5, 2021 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2021 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00849 SLR SENIOR INVESTMENT CORP. (Exact name of regis

April 6, 2021 EX-99.1

SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for April 2021

EXHIBIT 99.1 SLR Senior Investment Corp. Announces Monthly Distribution of $0.10 Per Share for April 2021 NEW YORK, April 06, 2021 (GLOBE NEWSWIRE) - SLR Senior Investment Corp. (the ?Company?) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of April 2021. The distribution is payable on April 30, 2021 to stockholders of record as of April 21, 2021. The specific tax characte

April 6, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 6, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

February 25, 2021 EX-99.1

Solar Senior Capital Ltd. to Change Name to SLR Senior Investment Corp.; Investment Advisor Rebrands Platform

Exhibit 99.1 Solar Senior Capital Ltd. to Change Name to SLR Senior Investment Corp.; Investment Advisor Rebrands Platform NEW YORK, February 24, 2021? Solar Senior Capital Ltd. (Nasdaq: SUNS) today announced that it will change its name to SLR Senior Investment Corp (?SLR Senior Investment,? ?SUNS,? or the ?Company?), effective February 25, 2021. This will reflect the concurrent platform rebrandi

February 25, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 24, 2021 SLR SENIOR INVESTMENT CORP. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commissi

February 25, 2021 EX-3.1

Articles of Amendment(11)

Exhibit 3.1 SOLAR SENIOR CAPITAL LTD. ARTICLES OF AMENDMENT Solar Senior Capital Ltd., a Maryland corporation (the ?Corporation?), having its principal office in the State of Maryland, hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation desires to, and does hereby, amend its charter (the ?Articles?) immediately upon the Effective Time (as d

February 25, 2021 EX-10.1

First Amended and Restated Trademark License Agreement, dated February 25, 2021, by and between SLR Senior Investment Corp. and SLR Capital Partners, LLC(11)

Exhibit 10.1 FIRST AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (this ?Agreement?) is made and effective as of February 25, 2021 (the ?Effective Date?) by and between SLR CAPITAL PARTNERS, LLC (f/k/a SOLAR CAPITAL PARTNERS, LLC), a Delaware limited liability company (the ?Licensor?), and SLR SENIOR INVESTMENT CORP. (f/k/a SOLAR SENIOR CAPIT

February 24, 2021 EX-99.1

Solar Senior Capital Ltd. Announces Year Ended December 31, 2020 Financial Results Net Investment Income of $0.30 Per Share, Covers Distribution 100% Performing Portfolio

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Year Ended December 31, 2020 Financial Results Net Investment Income of $0.30 Per Share, Covers Distribution 100% Performing Portfolio NEW YORK, Feb. 24, 2021 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the ?Company? ?Solar Senior? or ?SUNS?) today reported net investment income of $4.8 million, or $0.30 per average share, for the q

February 24, 2021 EX-4.2

Exhibit 4.2

EX-4.2 2 d118674dex42.htm EX-4.2 Exhibit 4.2 DESCRIPTION OF SECURITIES The following is a brief description of the securities of Solar Senior Capital Ltd. (the “Company,” “we,” “our” or “us”), registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description of the terms of our stock does not purport to be complete and is subject to and qua

February 24, 2021 10-K

Annual Report - FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00849 SOLAR S

February 24, 2021 EX-14.1

Joint Code of Ethics and Insider Trading Policy(10)

Exhibit 14.1 JOINT CODE OF ETHICS AND INSIDER TRADING POLICY I. INTRODUCTION Solar Capital Partners, LLC (the ?Adviser?) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the ?Code?) in accordance

February 24, 2021 EX-99.2

North Mill Holdco LLC and Subsidiaries Consolidated Financial Report years ended December 31, 2020 and December 31, 2019*

Exhibit 99.2 North Mill Holdco LLC and Subsidiaries Consolidated Financial Report December 31, 2020 North Mill Holdco LLC and Subsidiaries Independent Auditor?s Report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Members? Equity 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7 Independent Auditor?s Report

February 24, 2021 EX-99.3

Report of Independent Registered Public Accounting Firm on Supplemental Information(10)

Exhibit 99.3 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors Solar Senior Capital Ltd.: We have audited and reported separately herein on the consolidated financial statements of Solar Senior Capital Ltd. (and subsidiaries) (the Company) as of December 31, 2020 and 2019 and for each of the years in the three-year period

February 24, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 24, 2021 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 24, 2021 EX-21.1

Subsidiaries of Solar Senior Capital Ltd.*

Exhibit 21.1 Subsidiaries of Solar Senior Capital Ltd. The following list sets forth each of our consolidated subsidiaries, the state or country under whose laws the subsidiary is organized, and the percentage of voting securities or membership interests owned by us in such subsidiary: ESP SSC Corporation (Delaware) ? 100% SUNS SPV LLC (Delaware) ? 100% FLLP 2015-1, LLC (Delaware) ? 100% The subsi

February 24, 2021 EX-99.1

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements years ended December 31, 2020 and December 31, 2019(10)

Exhibit 99.1 Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements December 31, 2020 and 2019 Gemino Healthcare Finance, LLC and Subsidiary Table of Contents December 31, 2020 and 2019 Page Independent Auditors? Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Operations 4 Consolidated Statement of Changes in Members? Equit

February 3, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 3, 2021 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 3, 2021 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for February 2021

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for February 2021 NEW YORK, Feb. 03, 2021 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of February 2021. The distribution is payable on March 2, 2021 to stockholders of record as of February 18, 2021. The specific tax chara

January 8, 2021 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for January 2021

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for January 2021 NEW YORK, Jan. 08, 2021 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of January 2021. The distribution is payable on February 2, 2021 to stockholders of record as of January 25, 2021. The specific tax chara

January 8, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 8, 2021 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

December 8, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 8, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

December 8, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for December 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for December 2020 NEW YORK, Dec. 08, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of December 2020. The distribution is payable on January 5, 2021 to stockholders of record as of December 22, 2020. The specific tax cha

November 5, 2020 10-Q

Quarterly Report - 10-Q

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00849 SOLAR SENIOR CAPITAL LTD. (Exact name of registrant as sp

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

November 5, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2020 Financial Results; Net Investment Income of $0.30 Per Share, Covers Distribution Net Asset Value up 2% 100% Performing Portfolio

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2020 Financial Results; Net Investment Income of $0.30 Per Share, Covers Distribution Net Asset Value up 2% 100% Performing Portfolio NEW YORK, Nov. 05, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”) today reported net investment income of $4.8 million, or $0.30 p

October 9, 2020 8-K

Submission of Matters to a Vote of Security Holders - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2020 Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Comm

October 7, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 6, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

October 7, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for October 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for October 2020 NEW YORK, Oct. 06, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of October 2020. The distribution is payable on October 30, 2020 to stockholders of record as of October 22, 2020. The specific tax chara

October 2, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

September 21, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

September 14, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

September 9, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for September 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for September 2020 NEW YORK, Sept. 09, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of September 2020. The distribution is payable on October 2, 2020 to stockholders of record as of September 24, 2020. The specific tax

September 9, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 9, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

August 31, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

August 21, 2020 DEF 14A

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

August 21, 2020 CORRESP

* * *

CORRESP 1 filename1.htm Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D:+1 202.383.0815 F:+1 202.637.3593 vladbulkin@ eversheds-sutherland.com August 21, 2020 VIA EDGAR Karen Rossotto, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Solar Senior Capital L

August 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 4, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 4, 2020 PRE 14A

- PRE 14A

PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

August 4, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2020 Financial Results; Reports Net Asset Value Per Share Increase of 6.6% Net Investment Income of $0.32 Per Share Net Debt-to-Equity of 0.68x 100% of Portfolio Performing

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2020 Financial Results; Reports Net Asset Value Per Share Increase of 6.6% Net Investment Income of $0.32 Per Share Net Debt-to-Equity of 0.68x 100% of Portfolio Performing NEW YORK, Aug. 04, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”) today reported net investment

August 4, 2020 10-Q

Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 7, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for July 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for July 2020 NEW YORK, July 07, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of July 2020. The distribution is payable on July 31, 2020 to stockholders of record as of July 22, 2020. The specific tax characteristics o

July 7, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 7, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

June 4, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 4, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

June 4, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for June 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.10 Per Share for June 2020 NEW YORK, June 04, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.10 per share for the month of June 2020. The distribution is payable on July 1, 2020 to stockholders of record as of June 18, 2020. The specific tax characteristics of

May 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

May 7, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2020 Financial Results; Reports Net Investment Income of $0.35 Per Share Available Liquidity of $220 Million Net Leverage of 0.69x 100% of Portfolio Performing

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2020 Financial Results; Reports Net Investment Income of $0.35 Per Share Available Liquidity of $220 Million Net Leverage of 0.69x 100% of Portfolio Performing NEW YORK , May 07, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $

May 7, 2020 EX-10.12

Note Purchase Agreement, dated as of March 31, 2020, between SLR Senior Investment Corp. and the purchasers party thereto(6)

EX-10.12 Exhibit 10.12 EXECUTION COPY SOLAR SENIOR CAPITAL LTD. $85,000,000 3.90% Series 2020A Senior Notes, due March 31, 2025 NOTE PURCHASE AGREEMENT Dated as of March 31, 2020 TABLE OF CONTENTS (Not a part of the Agreement) SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF NOTES; INTEREST RATE 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 SECTION 2. SALE AND PUR

May 7, 2020 10-Q

Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 2, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 2, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fil

April 2, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2020 NEW YORK, April 02, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of April 2020. The distribution is payable on May 1, 2020 to stockholders of record as of April 23, 2020. The specific tax characteris

April 1, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2020 Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commi

April 1, 2020 EX-99.1

1

EX-99.1 2 d912063dex991.htm EX-99.1 Exhibit 99.1 Solar Senior Capital Ltd. Issues Letter to Stakeholders NEW YORK — April 1, 2020— Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” or “Solar Senior”) announces today that it issued an open letter to its stakeholders regarding a business update amid the coronavirus (“COVID-19”) pandemic. The full text of the letter follows: April 1, 2020 Dear

April 1, 2020 EX-99.1

1

EX-99.1 2 d851682dex991.htm EX-99.1 Exhibit 99.1 Solar Senior Capital Ltd. Issues $85 Million of Senior Unsecured 5 Year Notes NEW YORK, NY March 31, 2020 – Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company”) announces the issuance of $85 million of 3.90% senior unsecured notes in a private placement due March 31, 2025 (the “Notes”). Interest on the Notes will be payable semi-annually. The pr

April 1, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2020 Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 21, 2020 SC 13G/A

SUNS / Solar Senior Capital Ltd. / Jordan John W Ii - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Under the Securities Exchange Act of 1934 (Amendment No. 1) Solar Senior Capital Ltd. (Name of Issuer) Common Stock, $0.01 p

February 20, 2020 EX-21.1

Subsidiaries of Solar Senior Capital Ltd.*

EX-21.1 Exhibit 21.1 Subsidiaries of Solar Senior Capital Ltd. The following list sets forth each of our consolidated subsidiaries, the state or country under whose laws the subsidiary is organized, and the percentage of voting securities or membership interests owned by us in such subsidiary: ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC (Delaware) – 100% FLLP 2015-1, LLC (Delaware) – 100% T

February 20, 2020 EX-14.1

Code of Ethics*

EX-14.1 Exhibit 14.1 JOINT CODE OF ETHICS AND INSIDER TRADING POLICY I. INTRODUCTION Solar Capital Partners, LLC (the “Adviser”) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the “Code”) in ac

February 20, 2020 EX-99.1

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements years ended December 31, 2019 and December 31, 2018*

EX-99.1 Exhibit 99.1 Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements December 31, 2019 and 2018 Gemino Healthcare Finance, LLC and Subsidiary Table of Contents December 31, 2019 and 2018 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Operations 4 Consolidated Statement of Changes in Member

February 20, 2020 EX-99.2

North Mill Holdco LLC Consolidated Financial Statements year ended December 31, 2019 and period ended December 31, 2018*

EX-99.2 Exhibit 99.2 North Mill Holdco LLC and Subsidiaries Consolidated Financial Report December 31, 2019 North Mill Holdco LLC and Subsidiaries Independent auditor’s report 3-4 Consolidated Balance Sheets 5 Consolidated Statements of Operations 6 Consolidated Statements of Members’ Equity 7 Consolidated Statements of Cash Flows 8 Notes to Consolidated Financial Statements 9 2 Independent Audito

February 20, 2020 10-K

SUNS / Solar Senior Capital Ltd. 10-K - Annual Report - FORM 10-K

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

February 20, 2020 EX-4.2

Description of Securities*

EX-4.2 Exhibit 4.2 DESCRIPTION OF SECURITIES The following is a brief description of the securities of Solar Senior Capital Ltd. (the “Company,” “we,” “our” or “us”), registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description of the terms of our stock does not purport to be complete and is subject to and qualified in its entirety by

February 20, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 20, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 20, 2020 EX-99.3

Report of Independent Registered Public Accounting Firm on Supplemental Information*

EX-99.3 Exhibit 99.3 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors Solar Senior Capital Ltd.: We have audited and reported separately herein on the consolidated financial statements of Solar Senior Capital Ltd. (and subsidiaries) (the Company) as of December 31, 2019 and 2018 and for each of the years in the three-yea

February 20, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2019 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2019 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2020 NEW YORK, Feb. 20, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company” “Solar Senior” or “SUNS”) (NASDAQ: SUNS), today reported net investment income of $5.7 million, or $0.35 per average share, for the qu

February 4, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 4, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 4, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2020 NEW YORK, Feb. 04, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of February 2020. The distribution is payable on February 28, 2020 to stockholders of record as of February 20, 2020. The specific t

January 8, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 8, 2020 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

January 8, 2020 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for January 2020

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for January 2020 NEW YORK, Jan. 08, 2020 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of January 2020. The distribution is payable on January 31, 2020 to stockholders of record as of January 23, 2020. The specific tax c

December 5, 2019 SC 13G/A

SUNS / Solar Senior Capital Ltd. / JP Morgan Chase & Co - FILING SOLAR SENIOR CAPITAL LTD. Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* SOLAR SENIOR CAPITAL LTD. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83416M105 (CUSIP Number) November 29, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t

December 5, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 5, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

December 5, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for December 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for December 2019 NEW YORK, Dec. 05, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of December 2019. The distribution is payable on January 3, 2020 to stockholders of record as of December 19, 2019. The specific tax

November 4, 2019 10-Q

SUNS / Solar Senior Capital Ltd. 10-Q - Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 4, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for November 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for November 2019 NEW YORK, Nov. 04, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.7 million, or $0.35 per average share, for the quarter ended

November 4, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 4, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

October 11, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2019 Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Comm

October 3, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 3, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

October 3, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for October 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for October 2019 NEW YORK, Oct. 03, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of October 2019. The distribution is payable on November 1, 2019 to stockholders of record as of October 17, 2019. The specific tax c

September 23, 2019 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A - - DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 16, 2019 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A - - DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 13, 2019 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A - - DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 3, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for September 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for September 2019 NEW YORK, Sept. 03, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of September 2019. The distribution is payable on October 2, 2019 to stockholders of record as of September 20, 2019. The specific

September 3, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 3, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

August 15, 2019 DEF 14A

SUNS / Solar Senior Capital Ltd. DEF 14A - - DEF 14A

DEF 14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

August 15, 2019 CORRESP

-

CORRESP August 15, 2019 VIA EDGAR Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D:+1 202.

August 5, 2019 PRE 14A

SUNS / Solar Senior Capital Ltd. PRE 14A - - PRE 14A

PRE 14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 Solar Senior Capital Ltd.

August 5, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for August 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for August 2019 NEW YORK, Aug. 05, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.7 million, or $0.35 per average share, for the quarter ended June 30

August 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 5, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 5, 2019 10-Q

SUNS / Solar Senior Capital Ltd. 10-Q - Quarterly Report - 10-Q

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 2, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for July 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for July 2019 NEW YORK, July 02, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of July 2019. The distribution is payable on August 1, 2019 to stockholders of record as of July 25, 2019. The specific tax characterist

July 2, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 2, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

June 21, 2019 EX-99.N.11

Consent of Independent Auditor*

EX-99.n.11 Exhibit n.11 Consent of Independent Registered Public Accounting Firm We consent to the use in this Post-Effective Amendment No. 2 to the Registration Statement (No. 333-223830) on Form N-2 of Solar Senior Capital, Ltd. of our report dated February 18, 2019, relating to the consolidated financial statements of North Mill Capital LLC and Subsidiaries as of December 31, 2018 and 2017 and

June 21, 2019 EX-99.N.12

Awareness Letter of Independent Registered Public Accounting Firm*

EX-99.n.12 Exhibit n.12 (Firm Letterhead) June 21, 2019 Solar Senior Capital Ltd. New York, New York Re: Registration Statement No. 333-223830 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated May 6, 2019 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such

June 21, 2019 EX-99.N.9

Consent of Independent Registered Public Accounting Firm*

EX-99.n.9 Exhibit n.9 Consent of Independent Registered Public Accounting Firm The Board of Directors Solar Senior Capital Ltd.: We consent to the use of our reports with respect to the consolidated financial statements and the effectiveness of internal control over financial reporting and the senior securities table included herein, and to the references to our firm under the heading “Selected Fi

June 21, 2019 EX-99.N.10

Consent of Independent Auditor*

EX-99.n.10 Exhibit n.10 Consent of Independent Auditor Solar Senior Capital Ltd. New York, New York We hereby consent to the use of our report dated February 14, 2019 on the consolidated financial statements of Gemino Healthcare Finance, LLC and Subsidiary in this Registration Statement on Form N-2 (No. 333-223830) of Solar Senior Capital Ltd. /s/ Baker Tilly Virchow Krause, LLP Philadelphia, Penn

June 21, 2019 POS 8C

SUNS / Solar Senior Capital Ltd. POS 8C - - POS 8C

POS 8C Table of Contents As filed with the Securities and Exchange Commission on June 21, 2019 Securities Act File No.

June 21, 2019 EX-99.4

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements years ended December 31, 2018 and December 31, 2017*

EX-99.4 Exhibit 99.4 Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements December 31, 2018 and 2017 Gemino Healthcare Finance, LLC and Subsidiary Table of Contents December 31, 2018 and 2017 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Operations 4 Consolidated Statement of Changes in Member

June 21, 2019 EX-99.5

North Mill Capital LLC Consolidated Financial Statements year ended December 31, 2018 and period ended December 31, 2017*

EX-99.5 Exhibit 99.5 North Mill Capital LLC and Subsidiaries (Formerly NorthMill LLC) Consolidated Financial Report December 31, 2018 North Mill Capital LLC and Subsidiaries Independent auditor’s report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Members’ Equity 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statem

June 21, 2019 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP - -

CORRESP Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.

June 21, 2019 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP - -

CORRESP SOLAR SENIOR CAPITAL LTD. 500 Park Avenue New York, NY 10022 (212) 993-1670 June 21, 2019 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Raymond Be, Esq. Re: Solar Senior Capital Ltd. Post-Effective Amendment No. 2 to the Registration Statement on Form N-2 Filed on June 21, 2019 (File No. 333-223830) Dear Mr. Be: In ac

June 12, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2019 Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commis

June 12, 2019 EX-99.1

PRESS RELEASE

EX-99.1 Exhibit 99.1 PRESS RELEASE SOLAR SENIOR CAPITAL LTD. AND SOLAR CAPITAL LTD. ANNOUNCE BRUCE SPOHLER NAMED CO-CEO NEW YORK— June 11, 2019 —Solar Capital Ltd. (“Solar Capital”) (NASDAQ-GS: SLRC) and Solar Senior Capital Ltd. (“Solar Senior Capital”) (NASDAQ-GS: SUNS) (together “the Companies”) today announce that Bruce Spohler has been named Co-Chief Executive Officer of Solar Capital and Sol

June 5, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 5, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

June 5, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for June 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for June 2019 NEW YORK, June 05, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of June 2019. The distribution is payable on July 2, 2019 to stockholders of record as of June 20, 2019. The specific tax characteristic

May 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 6, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

May 6, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for May 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2019 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for May 2019 NEW YORK, May 06, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.7 million, or $0.35 per average share, for the quarter ended March 31,

May 6, 2019 10-Q

Form 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 6, 2019 EX-14.1

Code of Ethics(8)

EX-14.1 Exhibit 14.1 JOINT CODE OF ETHICS AND INSIDER TRADING POLICY I. INTRODUCTION Solar Capital Partners, LLC (the “Adviser”) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the “Code”) in ac

April 8, 2019 EX-99.N.8

Report of Independent Registered Public Accounting Firm

EX-99.(n)(8) Exhibit n.8 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors Solar Senior Capital Ltd.: We have audited and reported separately herein on the consolidated financial statements of Solar Senior Capital Ltd. (and subsidiaries) (the Company) as of December 31, 2018 and 2017 and for each of the years in the three

April 8, 2019 EX-99.N.9

Consent of Independent Registered Public Accounting Firm

EX-99.(n)(9) Exhibit n.9 Consent of Independent Registered Public Accounting Firm The Board of Directors Solar Senior Capital Ltd.: We consent to the use of our reports with respect to the consolidated financial statements and the effectiveness of internal control over financial reporting and the senior securities table included herein and to the references to our firm under the headings “Selected

April 8, 2019 POS 8C

SUNS / Solar Senior Capital Ltd. POS 8C

POS 8C Table of Contents As filed with the Securities and Exchange Commission on April 8, 2019 Securities Act File No.

April 8, 2019 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP - -

CORRESP Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.

April 4, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fil

April 4, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2019 NEW YORK, April 04, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of April 2019. The distribution is payable on May 1, 2019 to stockholders of record as of April 18, 2019. The specific tax characteris

February 21, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 21, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 21, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2018 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2018 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2019 NEW YORK, Feb. 21, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company” “Solar Senior” or “SUNS”) (NASDAQ: SUNS), today reported net investment income of $5.6 million, or $0.35 per average share, for the qu

February 21, 2019 EX-99.1

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements years ended December 31, 2018 and December 31, 2017*

EX-99.1 Exhibit 99.1 Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements December 31, 2018 and 2017 Gemino Healthcare Finance, LLC and Subsidiary Table of Contents December 31, 2018 and 2017 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Operations 4 Consolidated Statement of Changes in Member

February 21, 2019 EX-10.11

Consent and Omnibus Amendment to Transaction Documents by and among the Registrant, FLLP 2015-1, LLC, each of the Conduit Lenders and Institutional Lenders and Wells Fargo Bank, N.A., as administrative agent and collateral agent(7)

EX-10.11 Exhibit 10.11 EXECUTION VERSION CONSENT AND OMNIBUS AMENDMENT THIS CONSENT AND OMNIBUS AMENDMENT TO TRANSACTION DOCUMENTS (this “Amendment”) is made as of December 19, 2018, by and among: (1) FLLP 2015-1, LLC, a Delaware limited liability company, as the borrower (together with its successors and assigns in such capacity, the “Borrower”); (2) SOLAR SENIOR CAPITAL LTD., a Maryland corporat

February 21, 2019 EX-99.2

North Mill Capital LLC Consolidated Financial Statements year ended December 31, 2018 and period ended December 31, 2017*

EX-99.2 Exhibit 99.2 North Mill Capital LLC and Subsidiaries (Formerly NorthMill LLC) Consolidated Financial Report December 31, 2018 North Mill Capital LLC and Subsidiaries Independent auditor’s report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Members’ Equity 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statem

February 21, 2019 EX-21.1

Subsidiaries of Solar Senior Capital Ltd.*

EX-21.1 Exhibit 21.1 Subsidiaries of Solar Senior Capital Ltd. The following list sets forth each of our consolidated subsidiaries, the state or country under whose laws the subsidiary is organized, and the percentage of voting securities or membership interests owned by us in such subsidiary: ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC (Delaware) – 100% FLLP 2015-1, LLC (Delaware) – 100% T

February 21, 2019 10-K

Form 10-K

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

February 6, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2019 NEW YORK, Feb. 06, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of February 2019. The distribution is payable on March 1, 2019 to stockholders of record as of February 21, 2019. The specific tax c

February 6, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 6, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

January 14, 2019 SC 13G

SUNS / Solar Senior Capital Ltd. / JP Morgan Chase & Co - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* SOLAR SENIOR CAPITAL LTD. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83416M105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

January 8, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 8, 2019 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

January 8, 2019 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for January 2019

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for January 2019 NEW YORK, Jan. 08, 2019 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of January 2019. The distribution is payable on February 1, 2019 to stockholders of record as of January 24, 2019. The specific tax c

December 6, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 6, 2018 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

December 6, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for December 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for December 2018 NEW YORK, Dec. 06, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of December 2018. The distribution is payable on January 4, 2019 to stockholders of record as of December 20, 2018. The specific tax

November 5, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2018 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for November 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended September 30, 2018 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for November 2018 NEW YORK, Nov. 05, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.8 million, or $0.36 per average share, for the quarter ended

November 5, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2018 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

November 5, 2018 10-Q

SUNS / Solar Senior Capital Ltd. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2018 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00849 SOLAR SENIOR CAPITAL LTD. (Exact name of reg

October 11, 2018 8-K

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2018 (October 11, 2018) SOLAR SENIOR CAPITAL LTD. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or other jurisdictio

October 4, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 4, 2018 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission F

October 4, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for October 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for October 2018 NEW YORK, Oct. 04, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of October 2018. The distribution is payable on November 1, 2018 to stockholders of record as of October 24, 2018. The specific tax c

October 1, 2018 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 25, 2018 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 13, 2018 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A

DEFA14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

September 6, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for September 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for September 2018 NEW YORK, Sept. 06, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ: SUNS) declared a distribution of $0.1175 per share for the month of September 2018. The distribution is payable on October 2, 2018 to stockholders of record as of September 25, 2018. The specific

September 6, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 6, 2018 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

August 17, 2018 DEF 14A

SUNS / Solar Senior Capital Ltd. DEF 14A

DEF 14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

August 17, 2018 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP

CORRESP [Letterhead of Eversheds Sutherland (US) LLP] August 17, 2018 VIA EDGAR Alison White, Esq.

August 6, 2018 DEFA14A

SUNS / Solar Senior Capital Ltd. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 (August 2, 2018) Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or other jurisdiction of

August 6, 2018 EX-99.1

Solar Senior Capital’s Board Approves Reduction in the Asset

EX-99.1 Exhibit 99.1 Solar Senior Capital’s Board Approves Reduction in the Asset Coverage Requirement; Provides Flexibility to Expand Specialty Finance Platform NEW YORK, Aug. 06, 2018 (GLOBE NEWSWIRE) — Solar Senior Capital Ltd. (NASDAQ:SUNS) (the “Company” or “Solar Senior Capital”), an externally managed business development company (“BDC”), today announced that effective August 2, 2018, its B

August 6, 2018 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 (August 2, 2018) Solar Senior Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or other jurisdiction of

August 6, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 6, 2018 SOLAR SENIOR CAPITAL LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 6, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2018 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for August 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended June 30, 2018 Financial Results; Declares Monthly Distribution of $0.1175 Per Share for August 2018 NEW YORK, Aug. 06, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ: SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.7 million, or $0.35 per average share, for the quarter ended June 30

August 6, 2018 PRER14A

SUNS / Solar Senior Capital Ltd. PRER14A

PRER14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

August 6, 2018 10-Q

SUNS / Solar Senior Capital Ltd. FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 6, 2018 EX-10.10

Form of Loan and Servicing Agreement, dated as of August 26, 2011 (as amended through the Sixth Amendment dated as of June 1, 2018), by and among the Registrant, as the servicer and the transferor, SUNS SPV LLC, as the borrower, each of the conduit lenders from time to time party thereto, each of the liquidity banks from time to time party thereto, each of the lender agents from time to time party thereto, Citibank, N.A., as the administrative agent and collateral agent, and Wells Fargo Bank, N.A., as the account bank, the backup servicer and the collateral custodian(6)

EX-10.10 Exhibit 10.10 EXECUTION VERSION LOAN AND SERVICING AGREEMENT among SUNS SPV LLC, as the Borrower, SOLAR SENIOR CAPITAL LTD., as the Servicer and the Transferor, Each of the Conduit Lenders from time to time party hereto, Each of the Liquidity Banks from time to time party hereto, Each of the Lender Agents from time to time party hereto, CITIBANK, N.A., as the Collateral Agent, WELLS FARGO

July 3, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for July 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for July 2018 NEW YORK, July 03, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ:SUNS) declared a distribution of $0.1175 per share for the month of July 2018. The distribution is payable on July 31, 2018 to stockholders of record as of July 19, 2018. The specific tax characteristic

July 3, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 3, 2018 Solar Senior Capital Ltd. (Exact Name of Registrant as Specified in Charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

June 7, 2018 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2018 (June 1, 2018) SOLAR SENIOR CAPITAL LTD. (Exact name of registrant as specified in its charter) Maryland 814-00849 27-4288022 (State or other jurisdiction of incorpor

June 6, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for June 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for June 2018 NEW YORK, June 06, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ:SUNS) declared a distribution of $0.1175 per share for the month of June 2018. The distribution is payable on July 3, 2018 to stockholders of record as of June 21, 2018. The specific tax characteristics

June 6, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 6, 2018 Solar Senior Capital Ltd. (Exact Name of Registrant as Specified in Charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

May 24, 2018 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP

Response Letter [Letterhead of Eversheds Sutherland (US) LLP] May 24, 2018 VIA EDGAR Christina DiAngelo Fettig Karen Rossotto, Esq.

May 24, 2018 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP

CORRESP 1 filename1.htm SOLAR SENIOR CAPITAL LTD. 500 Park Avenue New York, NY 10022 (212) 993-1670 May 24, 2018 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, DC 20549 Attn: Karen Rossotto, Esq. Re: Solar Senior Capital Ltd. Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 Filed on May 24, 2018 (File No. 333-223830) D

May 7, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2018 Financial Results; Declares Monthly Distribution of $0.1175 per Share for May 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter Ended March 31, 2018 Financial Results; Declares Monthly Distribution of $0.1175 per Share for May 2018 NEW YORK, May 07, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (NASDAQ:SUNS) (the “Company” “Solar Senior” or “SUNS”), today reported net investment income of $5.7 million, or $0.35 per average share, for the quarter ended March 31, 2

May 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2018 Solar Senior Capital Ltd. (Exact Name of Registrant as Specified in Charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission File

May 7, 2018 10-Q

SUNS / Solar Senior Capital Ltd. FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 26, 2018 10-K/A

SUNS / Solar Senior Capital Ltd. 10-K/A (Annual Report)

10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 3, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2018

EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for April 2018 NEW YORK, April 03, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the “Company”) (NASDAQ:SUNS) declared a distribution of $0.1175 per share for the month of April 2018. The distribution is payable on May 2, 2018 to stockholders of record as of April 19, 2018. The specific tax characterist

April 3, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 3, 2018 Solar Senior Capital Ltd. (Exact Name of Registrant as Specified in Charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 28, 2018 SC 13G

SUNS / Solar Senior Capital Ltd. / Jordan John W Ii - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Under the Securities Exchange Act of 1934 Solar Senior Capital Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of

March 21, 2018 CORRESP

SUNS / Solar Senior Capital Ltd. CORRESP

Correspondence Eversheds Sutherland (US) LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 D: +1 202.

March 12, 2018 PRE 14A

SUNS / Solar Senior Capital Ltd. PRE 14A

PRE 14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Solar Senior Capital Ltd.

February 22, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2017 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2018

EdgarFiling EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2017 Financial Results; Declares Monthly Distribution of $0.1175 per Share for March 2018 NEW YORK, Feb. 22, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the ?Company? ?Solar Senior? or ?SUNS?) (NASDAQ:SUNS), today reported net investment income of $5.7 million, or $0.35 per average share,

February 22, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 22, 2018 Solar Senior Capital Ltd. (Exact Name of Registrant as Specified in Charter) MARYLAND 814-00849 27-4288022 (State or Other Jurisdiction of Incorporation) (Commission

February 22, 2018 EX-99.2

First Lien Loan Program LLC Consolidated Financial Statements year ended December 31, 2017*

EX-99.2 Exhibit 99.2 First Lien Loan Program LLC (FLLP) Consolidated Financial Statements December 31, 2017 (With Independent Auditors’ Report Thereon) First Lien Loan Program LLC Table of Contents PAGE Independent Auditors’ Report 1 Consolidated Financial Statements: Consolidated Statements of Assets and Liabilities as of December 31, 2017 and December 31, 2016 2 Consolidated Statements of Operat

February 22, 2018 EX-99.3

NorthMill LLC Consolidated Financial Statements year ended December 31, 2017*

EX-99.3 Exhibit 99.3 NorthMill LLC and Subsidiaries Consolidated Financial Report October 20, 2017 (Date of Acquisition) to December 31, 2017 NorthMill LLC and Subsidiaries Independent auditor’s report 1-2 Consolidated Balance Sheet 3 Consolidated Statement of Income 4 Consolidated Statement of Members’ Equity 5 Consolidated Statement of Cash Flows 6 Notes to Consolidated Financial Statements 7 RS

February 22, 2018 10-K

SUNS / Solar Senior Capital Ltd. FORM 10-K (Annual Report)

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

February 22, 2018 EX-21.1

Subsidiaries of Solar Senior Capital Ltd.*

EX-21.1 Exhibit 21.1 Subsidiaries of Solar Senior Capital Ltd. The following list sets forth each of our consolidated subsidiaries, the state or country under whose laws the subsidiary is organized, and the percentage of voting securities or membership interests owned by us in such subsidiary: ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC (Delaware) – 100% The subsidiaries listed above are co

February 22, 2018 EX-11.1

Computation of Per Share Earnings*

EX-11.1 Exhibit 11.1 STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS The following information sets forth the computation of basic and diluted net increase in net assets per share resulting from operations for the year ended December 31, 2017: Numerator for increase in net assets per share – basic and diluted: $ 23,386 Denominator for basic weighted average shares: 16,031,303 Earnings per sh

February 22, 2018 EX-99.1

Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements year ended December 31, 2017*

EX-99.1 Exhibit 99.1 Gemino Healthcare Finance, LLC and Subsidiary Consolidated Financial Statements December 31, 2017 and 2016 Gemino Healthcare Finance, LLC and Subsidiary Table of Contents December 31, 2017 and 2016 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Operations 4 Consolidated Statement of Changes in Member

February 7, 2018 EX-99.1

Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2018

EdgarFiling EXHIBIT 99.1 Solar Senior Capital Ltd. Announces Monthly Distribution of $0.1175 Per Share for February 2018 NEW YORK, Feb. 07, 2018 (GLOBE NEWSWIRE) - Solar Senior Capital Ltd. (the ?Company?) (NASDAQ:SUNS) today declared a distribution of $0.1175 per share for the month of February 2018. The distribution is payable on March 1, 2018 to stockholders of record as of February 22, 2018. T

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