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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PennantPark Floating Rate Capital Ltd.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| September 3, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Sept. 03, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for September 2025 of $0.1025 per share, payable on October 1, 2025 to stockholders of record as of September 15, 2025. The distribution is expected to b |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| September 2, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Acquisition of $250 Million Asset Portfolio EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Acquisition of $250 Million Asset Portfolio MIAMI, Sept. 02, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the “Company”) (NYSE: PFLT) today announced that it has acquired a portfolio of approximately $250 million of assets, including from TSO Puma SPV, LLC, an affiliate of Towerbrook Capital Partners. This portfolio w |
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| August 13, 2025 |
Exhibit 10.1 PENNANTPARK SENIOR SECURED LOAN FUND II LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT THE SECURITIES REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATES OR OTHER JURISDICTIONS. THEY ARE BEING OFFERED AND SOLD IN RELIANCE ON EXEM |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 8, 2025 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commiss |
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| August 11, 2025 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Third Quarter Ended June 30, 2025 MIAMI, Aug. 11, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) announced today its financial results for the third fiscal quarter ended June 30, 2025. HIGHLIGHTS Quarter ended June 30, 2025 (Unaudited) ($ in millions, except per share amounts) Asset |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q pssl UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)ps ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PEN |
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| August 11, 2025 |
Exhibit 10.2 Fifth Amendment to Revolving Credit and Security Agreement This Fifth Amendment to Revolving Credit and Security Agreement, dated as of August 4, 2025 (the “Amendment”), is made pursuant to that certain Revolving Credit and Security Agreement dated as of August 12, 2021 (as renewed, amended or restated from time to time, the “Credit Agreement”), among PennantPark Floating Rate Funding |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| August 4, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Aug. 04, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for August 2025 of $0.1025 per share, payable on September 2, 2025 to stockholders of record as of August 15, 2025. The distribution is expected to be pai |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| July 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| July 3, 2025 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Third Fiscal Quarter 2025 Results MIAMI, July 03, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the third fiscal quarter ended June 30, 2025 on Monday, August 11, 2025 after the close of the financial markets. The Company will als |
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| July 2, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, July 02, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for July 2025 of $0.1025 per share, payable on August 1, 2025 to stockholders of record as of July 15, 2025. The distribution is expected to be paid from |
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| July 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| June 3, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, June 03, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for June 2025 of $0.1025 per share, payable on July 1, 2025 to stockholders of record as of June 16, 2025. The distribution is expected to be paid from ta |
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| June 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPA |
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| May 12, 2025 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Second Quarter Ended March 31, 2025 MIAMI, May 12, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) announced today its financial results for the second quarter ended March 31, 2025. HIGHLIGHTS Quarter ended March 31, 2025 (Unaudited) ($ in millions, except per share amounts) Assets a |
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| May 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 2, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, May 02, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for May 2025 of $0.1025 per share, payable on June 2, 2025 to stockholders of record as of May 15, 2025. The distribution is expected to be paid from taxab |
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| April 22, 2025 |
EX-10.1 Exhibit 10.1 FOURTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of April 16, 2025 (the “Amendment”), is made pursuant to that certain Revolving Credit and Security Agreement dated as of August 12, 2021 (as renewed, amended or restated from time to time, the “Credit Agreement”), among PENNANTPARK FLOATING RA |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of Registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporatio |
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| April 22, 2025 |
EX-99.1 Exhibit 99.1 PennantPark Floating Rate Capital Ltd. Amends Credit Facility, Lowering Spread and Extending Maturity April 22, 2025 MIAMI, April. 22, 2025 (GLOBE NEWSWIRE) — PennantPark Floating Rate Capital Ltd. (“PFLT”) (NYSE: PFLT) announced that it amended its credit facility agreement led by Truist Bank (the “Credit Facility”). As part of the amendment, PFLT decreased pricing to SOFR pl |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| April 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| April 3, 2025 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Second Fiscal Quarter 2025 Results MIAMI, April 03, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the second fiscal quarter ended March 31, 2025 on Monday, May 12, 2025 after the close of the financial markets. The Company will al |
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| April 2, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, April 02, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for April 2025 of $0.1025 per share, payable on May 1, 2025 to stockholders of record as of April 15, 2025. The distribution is expected to be paid from |
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| April 2, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| March 4, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| March 4, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, March 04, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for March 2025 of $0.1025 per share, payable on April 1, 2025 to stockholders of record as of March 14, 2025. The distribution is expected to be paid fro |
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| February 24, 2025 |
Exhibit 99.5 EXECUTION VERSION MASTER LOAN SALE AGREEMENT by and among PENNANTPARK FLOATING RATE CAPITAL LTD., as the Seller, PennantPark CLO 11, Llc, as the Buyer and PennantPark FLOATING RATE FUNDING I, LLC as the Financing Subsidiary Dated as of February 20, 2025 Table of Contents Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions. 1 Section 1.02 Other Terms. 5 Section 1.03 Computation of Ti |
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| February 24, 2025 |
Exhibit 99.4 EXECUTION VERSION COLLATERAL MANAGEMENT AGREEMENT dated as of February 20, 2025 by and between PENNANTPARK CLO 11, LLC, as Issuer and PENNANTPARK INVESTMENT ADVISERS, LLC, as Collateral Manager Table of Contents Page 1. Definitions. 1 2. General Duties and Authority of the Collateral Manager. 5 3. Purchase and Sale Transactions; Brokerage. 11 4. Additional Activities of the Collateral |
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| February 24, 2025 |
Exhibit 99.3 EXECUTION VERSION CLASS A-1L-B CREDIT AGREEMENT dated as of February 20, 2025 among PENNANTPARK CLO 11, LLC, as Borrower, the LENDERS party hereto, and WESTERN ALLIANCE TRUST COMPANY, N.A., as Loan Agent and as Collateral Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.1 Defined Terms 1 Section 1.2 Use of Defined Terms 1 Section 1.3 Interpretation 2 |
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| February 24, 2025 |
Exhibit 99.2 EXECUTION VERSION February 20, 2025 Pennantpark clo 11, llc, as Borrower western alliance trust company, n.a., as Collateral Trustee western alliance trust company, n.a., as Loan Agent and EACH OF THE CLASS A-1L-A LENDERS PARTY HERETO CLASS A-1L-A CREDIT AGREEMENT Table of Contents Page ARTICLE I DEFINITIONS 1 Section 1.01. Defined Terms 1 Section 1.02. Terms Generally 3 Section 1.03. |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 20, 2025 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Comm |
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| February 24, 2025 |
Exhibit 99.1 EXECUTION VERSION INDENTURE AND SECURITY AGREEMENT between PENNANTPARK CLO 11, LLC, Issuer and WESTERN ALLIANCE TRUST COMPANY, N.A., Collateral Trustee Dated as of February 20, 2025 TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.1 Definitions 2 Section 1.2 Usage of Terms 73 Section 1.3 Assumptions as to Assets 73 ARTICLE II The Notes Section 2.1 Forms Generally 76 Section 2.2 |
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| February 10, 2025 |
Exhibit 10.1 Facility Amount Increase Request December 11, 2024 To: Truist Bank, as Administrative Agent for the Lenders parties to the Revolving Credit and Security Agreement dated as of August 12, 2021 (as extended, renewed, amended or restated from time to time, the “Credit Agreement”), among PennantPark Floating Rate Funding I, LLC, a Delaware limited liability company, as borrower (together w |
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| February 10, 2025 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the First Quarter Ended December 31, 2024 MIAMI, Feb. 10, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) announced today its financial results for the first quarter ended December 31, 2024. HIGHLIGHTS Quarter ended December 31, 2024 (Unaudited) ($ in m |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q res UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PE |
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| February 10, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| February 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 4, 2025 Date of Report (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporati |
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| February 5, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Feb. 05, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for February 2025 of $0.1025 per share, payable on March 3, 2025 to stockholders of record as of February 18, 2025. The distribution is expected to be pai |
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| February 5, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| January 16, 2025 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 16, 2025 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commi |
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| January 8, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 8, 2025 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of First Fiscal Quarter 2025 Results MIAMI, Jan. 08, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the first fiscal quarter ended December 31, 2024 on Monday, February 10, 2025 after the close of the financial markets. The Company wi |
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| January 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2025 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 3, 2025 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Jan. 03, 2025 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for January 2025 of $0.1025 per share, payable on February 3, 2025 to stockholders of record as of January 15, 2025. The distribution is expected to be pa |
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| December 26, 2024 |
PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $736 Million EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $736 Million MIAMI, Dec. 26, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (“PFLT”) (NYSE: PFLT) announced that it has upsized its credit facility, led by Truist Bank (the “Credit Facility”) to $736 million from $636 million. Pricing on this facility remained unchanged at SOFR plus 225 basis points. “We |
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| December 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————— SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 —————————— Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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| December 3, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Dec. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for December 2024 of $0.1025 per share, payable on January 2, 2025 to stockholders of record as of December 16, 2024. The distribution is expected to be p |
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| December 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| November 26, 2024 |
Report of RSM US LLP on Senior Securities Table EXHIBIT 99.2 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Floating Rate Capital Ltd. and Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our report dated November 25, 2024, (appearing in the accompanying Form 10-K) also included an audit of the senior securities |
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| November 26, 2024 |
Exhibit 99.4 PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2023 and 2022 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2023 and 2022 3 Consolidated Statements of Operations for the years ended September 30, 2023 and 202 |
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| November 26, 2024 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PennantPark Floating Rate Funding I, LLC (Delaware) 100 % PennantPark Floating Rate Funding II, LLC (Delaware) 100 % PennantPark CLO I, LLC (Delaware) 100 % PennantPark CLO I, Ltd. (Cayman Islands) 100 % PennantPark CLO I Depositor, LLC (Delaware) 100 % PennantPark CLO VIII, LLC |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPARK F |
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| November 26, 2024 |
Exhibit 99.3 PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2024 and 2023 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2024 and 2023 3 Consolidated Statements of Operations for the years ended September 30, 2024 and 202 |
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| November 25, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2024 MIAMI, Nov. 25, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (the "Company") announced today financial results for the fourth quarter and fiscal year ended September 30, 2024. HIGHLIGHTS Year ended September 30, 2024 ($ in mi |
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| November 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| November 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| November 4, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Nov. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for November 2024 of $0.1025 per share, payable on December 2, 2024 to stockholders of record as of November 15, 2024. The distribution is expected to be |
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| October 21, 2024 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 21, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commi |
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| October 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| October 3, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Fourth Fiscal Quarter 2024 Results MIAMI, Oct. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the fourth fiscal quarter ended September 30, 2024 on Monday, November 25, 2024 after the close of the financial markets. The Company |
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| October 2, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| October 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Oct. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for October 2024 of $0.1025 per share, payable on November 1, 2024 to stockholders of record as of October 16, 2024. The distribution is expected to be pa |
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| September 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| September 4, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Sept. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for September 2024 of $0.1025 per share, payable on October 1, 2024 to stockholders of record as of September 16, 2024. The distribution is expected to b |
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| August 9, 2024 |
Exhibit 10.1 THIRD AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of August 8, 2024 (the “Amendment”), is made pursuant to that certain Revolving Credit and Security Agreement dated as of August 12, 2021 (as renewed, amended or restated from time to time, the “Credit Agreement”), among PENNANTPARK FLOATING RATE FUNDING |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of Registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporatio |
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| August 7, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Quarter Ended June 30, 2024 MIAMI, Aug. 07, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) announced today its financial results for the third quarter ended June 30, 2024. HIGHLIGHTS Quarter ended June 30, 2024 (Unaudited) ($ in millions, except per share amounts) Assets and Liabili |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q res UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)r ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNA |
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| August 7, 2024 |
EXHIBIT 3.2 PENNANTPARK FLOATING RATE CAPITAL LTD. ARTICLES OF AMENDMENT PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the “Charter”) is hereby amended by deleting therefrom the first two sentences of Section 5.1 of Article V and insert |
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| August 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Aug. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for August 2024 of $0.1025 per share, payable on September 3, 2024 to stockholders of record as of August 16, 2024. The distribution is expected to be pai |
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| August 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| July 29, 2024 |
Exhibit 10.1 EXECUTION VERSION SECOND SUPPLEMENTAL INDENTURE to the INDENTURE dated as of September 19, 2019 by and among PENNANTPARK CLO I, LTD., as Issuer, PENNANTPARK CLO I, LLC, as Co-Issuer, and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee and Collateral Agent This SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of July 25, 2024 (the “Refinancing Date”) to |
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| July 29, 2024 |
Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED MASTER LOAN SALE AGREEMENT by and among PENNANTPARK FLOATING RATE CAPITAL LTD., as the Seller, PENNANTPARK CLO I DEPOSITOR, LLC, as the Intermediate Seller, and PENNANTPARK CLO I, LTD., as the Buyer Dated as of July 25, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Terms 6 Section 1.03 Computati |
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| July 29, 2024 |
Exhibit 10.4 EXECUTION VERSION AMENDED AND RESTATED COLLATERAL MANAGEMENT AGREEMENT dated as of July 25, 2024 by and between PENNANTPARK CLO I, LTD., as Issuer and PENNANTPARK INVESTMENT ADVISERS, LLC, as Collateral Manager TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. GENERAL DUTIES AND AUTHORITY OF THE COLLATERAL MANAGER 5 3. PURCHASE AND SALE TRANSACTIONS; BROKERAGE 10 4. ADDITIONAL ACTIVITIES OF |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of Registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporation |
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| July 29, 2024 |
Exhibit 10.2 EXECUTION VERSION CREDIT AGREEMENT dated as of July 25, 2024 among PENNANTPARK CLO I, LTD., as Borrower, PENNANTPARK CLO I, LLC, as Co-Borrower, VARIOUS FINANCIAL INSTITUTIONS AND OTHER PERSONS, as Lenders, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Loan Agent and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRE |
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| July 18, 2024 |
Exhibit 1.1 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Citizens JMP Securities, LLC 600 Montgomery Street, Suite 1100 San Francisco, California 94111 La |
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| July 18, 2024 |
Exhibit 1.2 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Ladies and Ge |
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| July 18, 2024 |
Exhibit 1.3 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Truist Securities, Inc. 3333 Peachtree Road, NE, 11th Floor Atlanta, Georgia 30326 Ladies and Gen |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporation |
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| July 17, 2024 |
Up to $500 million Common Stock Filed Pursuant to Rule 424(b)(2) File No. 333-279726 Prospectus Supplement To the Prospectus dated July 17, 2024 Up to $500 million Common Stock PennantPark Floating Rate Capital Ltd. (“we”, “our”, or “us”) has entered into separate equity distribution agreements, each dated July 17 , 2024, with Citizens JMP Securities, LLC, Raymond James & Associates, Inc. and Truist Securities, Inc., each, a sal |
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| July 12, 2024 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 12, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporation |
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| July 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| July 3, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Third Fiscal Quarter 2024 Results MIAMI, July 03, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the third fiscal quarter ended June 30, 2024 on Wednesday, August 7, 2024 after the close of the financial markets. The Company will a |
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| July 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, July 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for July 2024 of $0.1025 per share, payable on August 1, 2024 to stockholders of record as of July 15, 2024. The distribution is expected to be paid from |
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| July 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| June 21, 2024 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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| June 4, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, June 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) declares its monthly distribution for June 2024 of $0.1025 per share, payable on July 1, 2024 to stockholders of record as of June 14, 2024. The distribution is expected to be paid from ta |
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| June 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| June 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| June 4, 2024 |
PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $611 Million EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $611 Million MIAMI, June 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that as result of expanded lender partner relationships, it has upsized its credit facility, led by Truist Bank (the “Credit Facility”) to $611 million from $436 million. Pricing on this fac |
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| May 21, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd.’s Unconsolidated Joint Venture, PennantPark Senior Secured Loan Fund I LLC Completes the Refinancing of $300.7 Million CLO, Marking Continued Support of PennantPark’s Middle Market CLO Platform MIAMI, May 21, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the “Company”) (NYSE: PFLT) today announced that PennantPark Senior Secured |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q res UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)r ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENN |
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| May 8, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Quarter Ended March 31, 2024 MIAMI, May 08, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) announced today its financial results for the second quarter ended March 31, 2024. HIGHLIGHTS Quarter ended March 31, 2024 (Unaudited) ($ in millions, except per share amounts) Assets and Liab |
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| May 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, May 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for May 2024 of $0.1025 per share, payable on June 3, 2024 to stockholders of record as of May 15, 2024. The distribution is expected to be pa |
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| April 18, 2024 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 18, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commiss |
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| April 3, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Second Fiscal Quarter 2024 Results MIAMI, April 03, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the second fiscal quarter ended March 31, 2024 on Wednesday, May 8, 2024 after the close of the financial markets. The C |
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| April 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| April 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| April 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, April 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for April 2024 of $0.1025 per share, payable on May 1, 2024 to stockholders of record as of April 15, 2024. The distribution is expected to |
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| March 4, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| March 4, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, March 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for March 2024 of $0.1025 per share, payable on April 1, 2024 to stockholders of record as of March 18, 2024. The distribution is expected t |
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| February 27, 2024 |
Exhibit 10.2 EXECUTION VERSION CREDIT AGREEMENT dated as of February 22, 2024 among PENNANTPARK CLO VIII, LLC, as Borrower, VARIOUS FINANCIAL INSTITUTIONS AND OTHER PERSONS, as Lenders, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Loan Agent and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Collateral Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.1 Defined Terms 1 |
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| February 27, 2024 |
Exhibit 10.1 EXECUTION VERSION INDENTURE AND SECURITY AGREEMENT between PENNANTPARK CLO VIII, LLC, Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, Collateral Trustee Dated as of February 22, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 2 Section 1.2 Usage of Terms 72 Section 1.3 Assumptions as to Assets 73 ARTICLE II THE NOTES Section 2.1 Forms Generally 76 Section |
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| February 27, 2024 |
Exhibit 10.4 EXECUTION VERSION MASTER LOAN SALE AGREEMENT by and among PENNANTPARK FLOATING RATE CAPITAL LTD., as the Seller, PENNANTPARK CLO VIII, LLC, as the Buyer and PENNANTPARK FLOATING RATE FUNDING I, LLC as the Financing Subsidiary Dated as of February 22, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Other Terms 5 Section 1.03 Computation of Ti |
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| February 27, 2024 |
Exhibit 10.3 EXECUTION VERSION COLLATERAL MANAGEMENT AGREEMENT dated as of February 22, 2024 by and between PENNANTPARK CLO VIII, LLC, as Issuer and PENNANTPARK INVESTMENT ADVISERS, LLC, as Collateral Manager TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. GENERAL DUTIES AND AUTHORITY OF THE COLLATERAL MANAGER 5 3. PURCHASE AND SALE TRANSACTIONS; BROKERAGE 11 4. ADDITIONAL ACTIVITIES OF THE COLLATERAL |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 22, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| February 9, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 6, 2024 Date of Report (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporati |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 7, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Commi |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q res UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)r ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 P |
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| February 7, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the First Quarter Ended December 31, 2023 MIAMI, Feb. 07, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today its financial results for the first quarter ended December 31, 2023. HIGHLIGHTS Quarter ended December 31, 2023 (Unaudited) ($ in millions, except per sh |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| February 2, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Feb. 02, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for February 2024 of $0.1025 per share, payable on March 1, 2024 to stockholders of record as of February 15, 2024. The distribution is expec |
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| February 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 12, 2024 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commi |
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| January 4, 2024 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of First Fiscal Quarter 2024 Results MIAMI, Jan. 04, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the first fiscal quarter ended December 31, 2023 on Wednesday, February 7, 2024 after the close of the financial markets. |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2024 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 3, 2024 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Jan. 03, 2024 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for January 2024 of $0.1025 per share, payable on February 1, 2024 to stockholders of record as of January 16, 2024. The distribution is expe |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————— SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 —————————— Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPARK F |
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| December 8, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PennantPark Floating Rate Funding I, LLC (Delaware) 100 % PennantPark Floating Rate Funding II, LLC (Delaware) 100 % PennantPark CLO I, LLC (Delaware) 100 % PennantPark CLO I, Ltd. (Cayman Islands) 100 % PennantPark CLO I Depositor, LLC (Delaware) 100 % PFLT Investment Holdings, |
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| December 8, 2023 |
Exhibit 99.3 PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2022 and 2021 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2022 and 2021 3 Consolidated Statements of Operations for the years ended September 30, 2022 and 202 |
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| December 8, 2023 |
Joint Code of Ethics of the Registrant. JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. |
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| December 8, 2023 |
PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. CLAWBACK POLICY The Board of Directors (the “Board”) of each of PennantPark Investment Corporation, a Maryland corporation (“PNNT”), and PennantPark Floating Rate Capital Ltd., a Maryland corporation (“PFLT”, and collectively with PNNT, the “Company”), believes that it is in the best interests of the Company and its stockhol |
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| December 8, 2023 |
PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor’s Report September 30, 2023 and 2022 Contents Independent Auditor’s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members’ Equity as of September 30, 2023 and 2022 3 Consolidated Statements of Operations for the years ended September 30, 2023 and 2022 4 Consolida |
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| December 8, 2023 |
Report of RSM US LLP on Senior Securities Table EXHIBIT 99.2 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Floating Rate Capital Ltd. and its Subsidiaries Our audits of the consolidated financial statements and internal control over financial reporting referred to in our reports dated December 7, 2023, (appearing in the accompanying Form 10-K) also included an audit of the senior securit |
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| December 8, 2023 |
Privacy Policy of the Registrant. EXHIBIT 99.1 PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PRIVACY POLICY To PennantPark Investment Corporation and PennantPark Floating Rate Capital Ltd. Investors: We take precautions to maintain the privacy of personal information concerning our investors. These precautions include the adoption of certain procedures designed to maintain and secure your nonpublic pers |
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| December 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| December 4, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Dec. 04, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for December 2023 of $0.1025 per share, payable on January 2, 2024 to stockholders of record as of December 18, 2023. The distribution is exp |
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| November 15, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023 Miami, FL — (GLOBE NEWSWIRE — November 15, 2023) — PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today financial results for the fourth quarter and fiscal year ended September 30, 2023. HIGHLIGHTS Quarter ended September 30, 20 |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2023 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Comm |
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| November 15, 2023 |
EXHIBIT 99. PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENTS SEPTEMBER 30, 2023 (Unaudited) (in thousands, except share data) Issuer Name Maturity Industry Current Coupon Basis Point Spread Above Index (1) Par / Shares Cost Fair Value (2) Investments in Non-Controlled, Non-Affiliated Portfolio Companies—118.1% (3), (4) First Lien Secured Debt—101.9% A1 G |
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| November 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| November 2, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Nov. 02, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for November 2023 of $0.1025 per share, payable on December 1, 2023 to stockholders of record as of November 16, 2023. The distribution is ex |
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| October 13, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Fourth Fiscal Quarter 2023 Results MIAMI, Oct. 13, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the fourth fiscal quarter ended September 30, 2023 on Wednesday, November 15, 2023 after the close of the financial marke |
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| October 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| October 3, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Oct. 03, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for October 2023 of $0.1025 per share, payable on November 1, 2023 to stockholders of record as of October 17, 2023. The distribution is expe |
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| September 5, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Sept. 05, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for September 2023 of $0.1025 per share, payable on October 2, 2023 to stockholders of record as of September 18, 2023. The distribution is |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| August 11, 2023 |
Exhibit 1.2 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Raymond James & Associates, Inc. 880 Carillon Parkway |
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| August 11, 2023 |
Exhibit 1.1 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Citizens JMP Securities, LLC 600 Montgomery Street, S |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporati |
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| August 11, 2023 |
Up to $250 million Common Stock Filed Pursuant to Rule 424(b)(2) File No. 333-268813 Prospectus Supplement To the Prospectus dated January 9, 2023 Up to $250 million Common Stock PennantPark Floating Rate Capital Ltd. (“we”, “our”, or “us”) has entered into separate amended and restated equity distribution agreements, each dated August 11, 2023, with Citizens JMP Securities, LLC, Raymond James & Associates, Inc. and Truist Secur |
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| August 11, 2023 |
Exhibit 1.3 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Truist Securities, Inc. 3333 Peachtree Road, NE Atlan |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| August 9, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Its Financial Results for the Quarter Ended June 30, 2023 MIAMI, Aug. 09, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today its financial results for the third quarter ended June 30, 2023. HIGHLIGHTS Quarter ended June 30, 2023 (unaudited) ($ in millions, except per share amounts) O |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q s UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One)r ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANT |
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| August 2, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, Aug. 02, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for August 2023 of $0.1025 per share, payable on September 1, 2023 to stockholders of record as of August 16, 2023. The distribution is expec |
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| August 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| July 6, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Third Fiscal Quarter 2023 Results MIAMI, July 06, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the third fiscal quarter ended June 30, 2023 on Wednesday, August 9, 2023 after the close of the financial markets. The Co |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| July 5, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share MIAMI, July 05, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for July 2023 of $0.1025 per share, payable on August 1, 2023 to stockholders of record as of July 17, 2023. The distribution is expected to |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPA |
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| May 10, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces 2.5% Increase of Its Monthly Distribution to $0.1025 Per Share and Financial Results for the Quarter Ended March 31, 2023 Miami, FL — (GLOBE NEWSWIRE — May 10, 2023) — PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today its financial results for the second quarter ended March 31, 2023. HIGHLIGHTS Quarter end |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 10, 2023 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Commissio |
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| May 10, 2023 |
Exhibit 99.2 PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENTS MARCH 31, 2023 (in thousands, except share data) (Unaudited) Issuer Name Maturity Industry Current Coupon Basis Point Spread Above Index (1) Par / Shares Cost Fair Value (2) Investments in Non-Controlled, Non-Affiliated Portfolio Companies—156.8% (3), (4) First Lien Secured Debt—138.1% A1 Gara |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| May 2, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.10 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.10 per Share MIAMI, May 02, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for May 2023 of $0.10 per share, payable on June 1, 2023 to stockholders of record as of May 16, 2023. The distribution is expected to be paid f |
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| April 13, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd.’s Unconsolidated Joint Venture, PennantPark Senior Secured Loan Fund I, LLC Completes $297.8 Million CLO, Marking Continued Growth in PennantPark’s Middle Market CLO Platform with Six CLOs Under Management MIAMI, April 13, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the “Company”) (NYSE: PFLT) (TASE: PFLT) today announced that |
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| April 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporatio |
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| April 5, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Second Fiscal Quarter 2023 Results MIAMI, April 05, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the second fiscal quarter ended March 31, 2023 on Wednesday, May 10, 2023 after the close of the financial markets. The |
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| April 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation |
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| April 4, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.10 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.10 per Share MIAMI, April 04, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for April 2023 of $0.10 per share, payable on May 1, 2023 to stockholders of record as of April 18, 2023. The distribution is expected to be p |
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| March 31, 2023 |
Filed Pursuant to Rule 424(b)(2) File No. 333-268813 Prospectus Supplement To the Prospectus dated January 9, 2023 Up to $100 million Common Stock PennantPark Floating Rate Capital Ltd. (“we”, “our”, or “us”) has entered into separate equity distribution agreements, each dated March 31, 2023 , with JMP Securities LLC, Raymond James & Associates, Inc. and Truist Securities, Inc., each, a sales agen |
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| March 31, 2023 |
Exhibit 1.1 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT JMP Securities LLC 600 Montgomery Street, Suite 1100 San Francisco, California 94111 Ladies and |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporatio |
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| March 31, 2023 |
Exhibit 1.2 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Ladies and G |
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| March 31, 2023 |
EX-1.3 Exhibit 1.3 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Truist Securities, Inc. 3333 Peachtree Road, NE Atlanta, Georgia 30326 Ladies and Gentlem |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00891 (Commiss |
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| February 10, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) of The Securities Exchange Act of 1934 February 7, 2023 Date of Report (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or other jurisdiction of incorporati |
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| February 8, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces 5.3% Increase of Its Monthly Distribution to $0.10 per Share and Financial Results for the Quarter Ended December 31, 2022 Miami, FL — (GLOBE NEWSWIRE — February 8, 2023) — PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today financial results for the first fiscal quarter ended December 31, 2022. HIGHLIGHTS Q |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 8, 2023 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Commi |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNAN |
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| February 2, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Feb. 02, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for February 2023 of $0.095 per share, payable on March 1, 2023 to stockholders of record as of February 16 |
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| February 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| January 26, 2023 |
EX-1.1 Exhibit 1.1 PENNANTPARK FLOATING RATE CAPITAL LTD. 4,250,000 Shares of Common Stock ($0.001 Par Value Per Share) UNDERWRITING AGREEMENT January 23, 2023 Morgan Stanley & Co. LLC UBS Securities LLC Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Keefe, Bruyette & Woods, Inc. As Representatives of the Several Underwriters c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| January 25, 2023 |
Filed Pursuant to Rule 424(b)(2) File No. 333-268813 Prospectus Supplement To the Prospectus dated January 9, 2023 4,250,000 Shares Common Stock This is a public offering of common stock of PennantPark Floating Rate Capital Ltd. (“we”, “our”, or “us”). We are a Maryland corporation and a closed-end, externally managed, non-diversified investment company that has elected to be treated as a business |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| January 23, 2023 |
SUBJECT TO COMPLETION, DATED JANUARY 23, 2023 Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-268813 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where |
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| January 23, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Public Offering of Common Stock Exhibit 99.1 PennantPark Floating Rate Capital Ltd. Announces Public Offering of Common Stock MIAMI, January 23, 2023 – PennantPark Floating Rate Capital Ltd. (the “Company”) (NYSE: PFLT) (TASE: PFLT) today announced that it has commenced an underwritten primary offering of 4,250,000 shares of its common stock (the “Offering”). The Company also expects to grant the underwriters an option to purcha |
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| January 5, 2023 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of First Fiscal Quarter 2023 Results MIAMI, Jan. 05, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the first fiscal quarter ended December 31, 2022 on Wednesday, February 8, 2023 after the close of the financial markets. |
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| January 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| January 4, 2023 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Jan. 04, 2023 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the ?Company?) (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for January 2023 of $0.095 per share, payable on February 1, 2023 to stockholders of record as of January 19, 2023. The distribution is expect |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????????? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ?????????? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| December 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| December 2, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Dec. 02, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for December 2022 of $0.095 per share, payable on January 3, 2023 to stockholders of record as of December 19, 2022. The distribution is expec |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: |
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| November 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction |
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| November 17, 2022 |
Exhibit 99.3 PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor?s Report September 30, 2022 and 2021 Contents Independent Auditor?s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members? Equity as of September 30, 2022 and 2021 3 Consolidated Statements of Operations for the years ended September 30, 2022 and 202 |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPARK F |
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| November 17, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage PennantPark Floating Rate Funding I, LLC (Delaware) 100 % PennantPark Floating Rate Funding II, LLC (Delaware) 100 % PennantPark CLO I, LLC (Delaware) 100 % PennantPark CLO I, Ltd. (Cayman Islands) 100 % PennantPark CLO I Depositor, LLC (Delaware) 100 % PFLT Investment Holdings, |
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| November 17, 2022 |
Joint Code of Ethics of the Registrant. EXHIBIT 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section 1 Statement of General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark |
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| November 17, 2022 |
Report of RSM US LLP on Senior Securities Table EXHIBIT 99.2 Report of Independent Registered Public Accounting Firm Board of Directors and Stockholders PennantPark Floating Rate Capital Ltd. and its Subsidiaries Our audits of the consolidated financial statements referred to in our report dated November 17, 2022, (appearing in the accompanying Form 10-K) also included an audit of the senior securities table of PennantPark Floating Rate Capital |
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| November 17, 2022 |
Exhibit 99.4 PennantPark Senior Secured Loan Fund I LLC Consolidated Financial Statements and Independent Auditor?s Report September 30, 2021 10 Contents Independent Auditor?s Report 1 Financial Statements: Consolidated Statements of Assets, Liabilities and Members? Equity as of September 30, 2021 and 2020 2 Consolidated Statements of Operations for the years ended September 30, 2021 and 2020 3 Co |
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| November 17, 2022 |
Privacy Policy of the Registrant. EXHIBIT 99.1 PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PRIVACY POLICY To PennantPark Investment Corporation and PennantPark Floating Rate Capital Ltd. Investors: We take precautions to maintain the privacy of personal information concerning our investors. These precautions include the adoption of certain procedures designed to maintain and secure your nonpublic pers |
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| November 16, 2022 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2022 Miami, FL — (GLOBE NEWSWIRE — November 16, 2022) — PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today financial results for the fourth quarter and fiscal year ended September 30, 2022. HIGHLIGHTS Quarter ended September 30, 20 |
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| November 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 16, 2022 (Date of earliest event reported) PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Comm |
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| November 16, 2022 |
EXHIBIT 99.2 PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES CONSOLIDATED SCHEDULE OF INVESTMENTS SEPTEMBER 30, 2022 (in thousands, except share data) Issuer Name Maturity Industry Current Coupon Basis Point Spread Above Index (1) Par / Shares Cost Fair Value (2) Investments in Non-Controlled, Non-Affiliated Portfolio Companies—169.5% (3), (4) First Lien Secured Debt—149.7% Ad.net Acquisit |
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| November 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| November 3, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Nov. 02, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for November 2022 of $0.095 per share, payable on December 1, 2022 to stockholders of record as of November 17, 2022. The distribution is expe |
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| October 21, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporat |
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| October 21, 2022 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Fourth Fiscal Quarter 2022 Results MIAMI, Oct. 21, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the fourth fiscal quarter ended September 30, 2022 on Wednesday, November 16, 2022 after the close of the financial marke |
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| October 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporati |
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| October 4, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Oct. 04, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for October 2022 of $0.095 per share, payable on November 1, 2022 to stockholders of record as of October 18, 2022. The distribution is expect |
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| September 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Com |
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| September 21, 2022 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of September 15th, 2022 (the ?Amendment?), is made pursuant to that certain Revolving Credit and Security Agreement dated as of August 12, 2021 (as renewed, amended or restated from time to time, the ?Credit Agreement?), among PENNANTPA |
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| September 21, 2022 |
PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $366 Million Exhibit 99.1 PennantPark Floating Rate Capital Ltd. Upsizes Credit Facility to $366 Million MIAMI, September 21, 2022 ? PennantPark Floating Rate Capital Ltd. (the ?Company?) (NYSE: PFLT) (TASE: PFLT) announced that it increased the size of its multi-currency, senior secured credit facility (as amended, the ?Credit Facility?) from $300 million to $366 million and replaced the London interbank offe |
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| September 2, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Sept. 02, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for September 2022 of $0.095 per share, payable on October 3, 2022 to stockholders of record as of September 19, 2022. The distribution is ex |
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| September 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorpora |
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| August 11, 2022 |
Exhibit 1.1 PENNANTPARK FLOATING RATE CAPITAL LTD. 4,000,000 Shares of Common Stock ($0.001 Par Value Per Share) UNDERWRITING AGREEMENT August 8, 2022 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Keefe, Bruyette & Woods, Inc. RBC Capital Markets, LLC Truist Securities, Inc. As Representatives of the Several Underwriters c/o Morgan Stanley & Co. LLC 1585 Broadway New |
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| August 11, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation) 814-00891 (Commiss |
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| August 10, 2022 |
Filed Pursuant to Rule 424(b)(2) File No. 333-235532 Prospectus Supplement To the Prospectus dated January 29, 2020 4,000,000 Shares Common Stock This is a public offering of common stock of PennantPark Floating Rate Capital Ltd. (?we?, ?our? or ?us?). We are a Maryland corporation and a closed-end, externally managed, non-diversified investment company that has elected to be treated as a business |
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| August 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 8, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) ( |
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| August 8, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Public Offering of Common Stock EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Public Offering of Common Stock MIAMI, Aug. 08, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the ?Company?) (NYSE: PFLT) (TASE: PFLT) today announced that it has commenced an underwritten primary offering of shares of its common stock (the ?Offering?). The Company also expects to grant the underwriters an option to pu |
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| August 8, 2022 |
SUBJECT TO COMPLETION, DATED AUGUST 8, 2022 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) ( |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00891 PENNANTPAR |
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| August 3, 2022 |
Exhibit 10.1 AMENDED AND RESTATED ADMINISTRATION AGREEMENT AGREEMENT (this ?Agreement?) made as of July 1, 2022 by and between PennantPark Floating Rate Capital Ltd., a Maryland corporation (hereinafter referred to as the ?Corporation?), and PennantPark Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the ?Administrator?). W I T N E S S E T H: WHERE |
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| August 3, 2022 |
Equity Distribution Agreement – JMP Securities LLC Execution Version Exhibit 10.2 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021 28117901.1.BUSINESS Execution Version PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT JMP Securities LLC 600 Montgomery Stre |
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| August 3, 2022 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Quarter Ended June 30, 2022 MIAMI, Aug. 03, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (NYSE: PFLT) (TASE: PFLT) announced today financial results for the third fiscal quarter ended June 30, 2022. HIGHLIGHTS Quarter ended June 30, 2022 ($ in millions, except per share amounts) Assets and Lia |
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| August 3, 2022 |
Equity Distribution Agreement – Raymond James & Associates, Inc. Execution Version Exhibit 10.3 PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021 IF "1" = "1" "125213972v2" "" 125213972v2 28117909.1.BUSINESS Execution Version PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEM |
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| August 2, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, Aug. 02, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for August 2022 of $0.095 per share, payable on September 1, 2022 to stockholders of record as of August 18, 2022. The distribution is expecte |
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| August 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) ( |
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| July 7, 2022 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Third Fiscal Quarter 2022 Results MIAMI, July 06, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE:PFLT) announced that it will report results for the third fiscal quarter ended June 30, 2022 on Wednesday, August 3, 2022 after the close of the financial markets. The Co |
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| July 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 6, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) (Co |
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| July 5, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, July 05, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for July 2022 of $0.095 per share, payable on August 1, 2022 to stockholders of record as of July 18, 2022. The distribution is expected to be |
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| July 5, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 5, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) (Co |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact name of registrant as specified in its charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) |
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| June 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 2, 2022 PennantPark Floating Rate Capital Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-00891 27-3794690 (State or Other Jurisdiction of Incorporation) (Co |
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| June 2, 2022 |
PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per Share MIAMI, June 02, 2022 (GLOBE NEWSWIRE) - PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) (TASE: PFLT) declares its monthly distribution for June 2022 of $0.095 per share, payable on July 1, 2022 to stockholders of record as of June 17, 2022. The distribution is expected to be p |
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| May 6, 2022 |
Joint Code of Ethics of PennantPark Floating Rate Capital, Ltd. Exhibit 14.1 JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC Section I Statement of General Fiduciary Principles This Joint Code of Ethics (the ?Code?) has been adopted by each of PennantPark Investment Corporation, PennantPark Floating Rate Capital, Ltd. (each individually, the ?Corporation?), and PennantPark |
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| May 6, 2022 |
EXHIBIT 99.1 PennantPark Floating Rate Capital Ltd. Appoints Senior Partner of PennantPark to Its Board of Directors MIAMI, May 6, 2022 ? PennantPark Floating Rate Capital Ltd. (the ?Company?) (NYSE: PFLT) (TASE: PFLT) announced today the appointment of Mr. Jos? A. Briones, Jr. to the Company?s Board of Directors, effective May 3, 2022. Mr. Briones is a Senior Partner at PennantPark Investment Adv |
