2025-06-26 |
NP |
John Hancock Premium Dividend Fund
|
|
|
|
135,000 |
0.00 |
5,727 |
-5.03 |
|
2025-08-06 |
13F |
Context Capital Management, LLC
|
|
|
|
250,000 |
0.00 |
11,062 |
-2.85 |
|
2025-08-26 |
13F/A |
Thrivent Financial For Lutherans
|
|
|
|
|
|
5 |
0.00 |
|
2025-07-30 |
13F |
Sanders Morris Harris Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-25 |
NP |
AMERICAN FUNDS INSURANCE SERIES - Capital Income Builder Class 1
|
|
|
|
31,400 |
|
1,389 |
|
|
2025-07-29 |
13F |
Portman Square Capital LLP
|
|
|
|
2,051,000 |
0.00 |
90,788 |
-2.12 |
|
2025-07-29 |
NP |
JHFIX - John Hancock Income Fund Class A
|
|
|
|
221,750 |
-6.71 |
9,906 |
-6.61 |
|
2025-06-26 |
NP |
John Hancock Tax-advantaged Dividend Income Fund
|
|
|
|
200,000 |
0.00 |
8,484 |
-5.02 |
|
2025-08-04 |
13F |
Wolverine Asset Management Llc
|
|
|
|
90,927 |
-54.14 |
4,033 |
-55.04 |
|
2025-08-29 |
NP |
JVRNX - Strategic Income Opportunities Trust NAV
|
|
|
|
56,900 |
-4.93 |
2,518 |
-7.67 |
|
2025-08-13 |
13F |
Gabelli Funds Llc
|
|
|
|
138,000 |
0.00 |
6,106 |
-2.85 |
|
2025-07-24 |
NP |
FSDIX - Fidelity Strategic Dividend & Income Fund
|
|
|
|
89,800 |
56.17 |
3,989 |
54.87 |
|
2025-05-14 |
13F |
Skaana Management L.P.
|
|
|
|
0 |
-100.00 |
0 |
-100.00 |
|
2025-05-15 |
13F |
Balyasny Asset Management Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-26 |
NP |
Franklin Templeton Variable Insurance Products Trust - Franklin Income Vip Fund Class 1
|
|
|
|
50,000 |
0.00 |
2,212 |
-2.85 |
|
2025-06-26 |
NP |
MFWTX - MFS Global Total Return Fund A
|
|
|
|
64,483 |
-0.99 |
2,735 |
-5.95 |
|
2025-08-21 |
NP |
PFXF - VanEck Vectors Preferred Securities ex Financials ETF
|
|
|
|
918,387 |
-10.82 |
40,639 |
-13.36 |
|
2025-06-25 |
NP |
PCLRX - PGIM INCOME BUILDER FUND Class R
|
|
|
|
10,076 |
0.00 |
427 |
-4.90 |
|
2025-07-29 |
NP |
JIPAX - Strategic Income Opportunities Fund Class NAV
|
|
|
|
379,950 |
0.00 |
16,972 |
0.11 |
|
2025-08-14 |
13F |
Sculptor Capital LP
|
|
|
|
283 |
-99.80 |
13 |
-99.82 |
|
2025-08-12 |
13F |
Proequities, Inc.
|
|
|
|
0 |
|
0 |
|
|
2025-08-14 |
13F |
Van Eck Associates Corp
|
|
|
|
896,803 |
-9.24 |
40 |
-13.33 |
|
2025-08-26 |
NP |
EQ ADVISORS TRUST - 1290 VT Convertible Securities Portfolio Class IB
|
|
|
|
6,000 |
0.00 |
266 |
-2.93 |
|
2025-07-28 |
NP |
QCON - American Century Quality Convertible Securities ETF
|
|
|
|
12,250 |
|
547 |
|
|
2025-08-14 |
13F |
Parallax Volatility Advisers, L.P.
|
|
|
|
787,858 |
-23.18 |
54,693 |
-24.77 |
|
2025-06-26 |
NP |
John Hancock Preferred Income Fund Iii
|
|
|
|
98,300 |
0.00 |
4,170 |
-5.03 |
|
2025-08-05 |
13F |
Bank Of Montreal /can/
|
|
|
|
1,200,000 |
0.00 |
53,100 |
-2.85 |
|
2025-08-12 |
13F |
Jpmorgan Chase & Co
|
|
|
|
208,698 |
45.33 |
9,235 |
41.17 |
|
2025-08-14 |
13F |
Comerica Bank
|
|
|
|
941 |
|
42 |
|
|
2025-08-27 |
NP |
PBXIX - Rational/Pier 88 Convertible Securities Fund -Institutional Shares
|
|
|
|
74,400 |
-62.54 |
3,292 |
-63.61 |
|
2025-07-30 |
NP |
PFFD - Global X U.S. Preferred ETF
|
|
|
|
542,625 |
|
24,239 |
|
|
2025-08-13 |
13F |
Victory Capital Management Inc
|
|
|
|
301,000 |
0.00 |
13,319 |
-2.85 |
|
2025-08-12 |
13F |
American Century Companies Inc
|
|
|
|
12,250 |
|
542 |
|
|
2025-08-14 |
13F |
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.
|
|
|
|
643,792 |
|
28,488 |
|
|
2025-07-24 |
NP |
FCVSX - Fidelity Convertible Securities Fund
|
|
|
|
172,800 |
56.66 |
7,676 |
55.36 |
|
2025-04-22 |
13F |
Bright Futures Wealth Management, LLC.
|
|
|
|
24,439 |
-7.53 |
1,031 |
-14.23 |
|
2025-08-29 |
NP |
Gabelli Convertible & Income Securities Fund Inc
|
|
|
|
40,000 |
0.00 |
1,770 |
-2.85 |
|
2025-08-14 |
13F/A |
Barclays Plc
|
|
|
|
56,437 |
25.33 |
2 |
0.00 |
|
2025-08-29 |
NP |
WEIAX - TETON Convertible Securities Fund CLASS A
|
|
|
|
4,000 |
0.00 |
177 |
-2.75 |
|
2025-07-21 |
13F/A |
Point72 Asset Management, L.P.
|
|
|
|
0 |
-100.00 |
0 |
-100.00 |
|
2025-08-14 |
13F |
Wells Fargo & Company/mn
|
|
|
|
76,101 |
116.07 |
3,367 |
109.91 |
|
2025-08-12 |
13F |
Franklin Resources Inc
|
|
|
|
5,929,577 |
17.71 |
262,384 |
14.35 |
|
2025-08-11 |
13F |
Citigroup Inc
|
|
|
|
50,500 |
0.00 |
2,235 |
-2.87 |
|
2025-08-27 |
NP |
Brighthouse Funds Trust I - JPMorgan Global Active Allocation Portfolio Class B
|
|
|
|
59,251 |
|
2,622 |
|
|
2025-08-29 |
NP |
Bancroft Fund Ltd
|
|
|
|
44,000 |
0.00 |
1,947 |
-2.84 |
|
2025-08-15 |
13F |
Morgan Stanley
|
|
|
|
38,537 |
435.91 |
1,705 |
421.41 |
|
2025-08-27 |
NP |
AAHYX - Thrivent Diversified Income Plus Fund Class A
|
|
|
|
1,992 |
31.23 |
88 |
27.54 |
|
2025-06-27 |
NP |
CVSIX - Calamos Market Neutral Income Fund Class A
|
|
|
|
500,000 |
0.00 |
21,210 |
-5.02 |
|
2025-08-14 |
13F |
D. E. Shaw & Co., Inc.
|
|
|
|
239,181 |
-92.09 |
10,618 |
-92.23 |
|
2025-08-12 |
13F |
BlackRock, Inc.
|
|
|
|
2,345,512 |
-5.75 |
103,789 |
-8.44 |
|
2025-07-25 |
NP |
PACIX - Columbia Convertible Securities Fund Class A
|
|
|
|
250,000 |
-58.33 |
11,105 |
-58.68 |
|
2025-08-13 |
13F |
Camden Asset Management L P /ca
|
|
|
|
43,755 |
-83.09 |
1,934 |
-83.44 |
|
2025-05-12 |
13F |
Mizuho Securities Usa Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-05-15 |
13F |
Millennium Management Llc
|
|
|
|
0 |
-100.00 |
0 |
-100.00 |
|
2025-08-12 |
13F |
Global Retirement Partners, LLC
|
|
|
|
58 |
|
3 |
|
|
2025-08-22 |
NP |
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Dividend Opportunity Fund Class 3
|
|
|
|
102,000 |
0.00 |
4,507 |
-2.06 |
|
2025-08-14 |
13F |
Manufacturers Life Insurance Company, The
|
|
|
|
3,586,600 |
-0.16 |
158,761 |
-2.22 |
|
2025-05-15 |
13F |
Paloma Partners Management Co
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-22 |
NP |
Tri-continental Corp
|
|
|
|
110,000 |
0.00 |
4,861 |
-2.08 |
|
2025-08-08 |
13F |
Massachusetts Financial Services Co /ma/
|
|
|
|
909,082 |
0.22 |
40,227 |
-2.64 |
|
2025-08-28 |
NP |
CWB - SPDR(R) Bloomberg Barclays Convertible Securities ETF
|
|
|
|
400,000 |
-8.26 |
17,700 |
-10.87 |
|
2025-05-15 |
13F |
BlueCrest Capital Management Ltd
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-14 |
13F |
Two Sigma Investments, Lp
|
|
|
|
195,378 |
-66.54 |
8,645 |
-67.49 |
|
2025-06-27 |
NP |
Calamos ETF Trust - Calamos Convertible Equity Alternative ETF
|
|
|
|
3,725 |
41.21 |
158 |
35.04 |
|
2025-08-01 |
13F |
Jennison Associates Llc
|
|
|
|
10,076 |
0.00 |
446 |
-2.84 |
|
2025-08-14 |
13F |
Sona Asset Management (us) Llc
|
|
|
|
350,000 |
-36.36 |
15,478 |
-37.77 |
|
2025-06-26 |
NP |
John Hancock Preferred Income Fund Ii
|
|
|
|
73,800 |
0.00 |
3,131 |
-5.01 |
|
2025-08-14 |
13F |
Fmr Llc
|
|
|
|
325,100 |
61.42 |
14,366 |
58.09 |
|
2025-08-14 |
13F |
Ameriprise Financial Inc
|
|
|
|
857,400 |
-21.15 |
37,889 |
-22.78 |
|
2025-08-14 |
13F |
Bank Of America Corp /de/
|
|
|
|
155,880 |
455.35 |
6,898 |
439.67 |
|
2025-08-07 |
13F |
Pier 88 Investment Partners Llc
|
|
|
|
256,330 |
-29.43 |
11,343 |
-31.45 |
|
2025-08-27 |
NP |
Jnl Series Trust - Jnl/franklin Templeton Income Fund (a)
|
|
|
|
150,000 |
500.00 |
6,638 |
483.22 |
|
2025-06-26 |
NP |
John Hancock Preferred Income Fund
|
|
|
|
92,050 |
0.00 |
3,905 |
-5.01 |
|
2025-08-27 |
NP |
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A
|
|
|
|
819 |
0.00 |
36 |
-2.70 |
|
2025-08-13 |
13F |
Walleye Capital LLC
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-26 |
NP |
PFF - iShares Preferred and Income Securities ETF
|
|
|
|
2,374,469 |
-8.09 |
105,070 |
-10.71 |
|
2025-07-16 |
13F |
Formidable Asset Management, LLC
|
|
|
|
15,315 |
0.00 |
695 |
0.00 |
|
2025-07-31 |
13F |
Rational Advisors Llc
|
|
|
|
74,400 |
-62.54 |
3,292 |
-63.61 |
|
2025-05-15 |
13F |
Hrt Financial Lp
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-08 |
13F |
Calamos Advisors LLC
|
|
|
|
503,461 |
-1.10 |
22,278 |
-3.92 |
|
2025-08-14 |
13F |
Jane Street Group, Llc
|
|
|
|
6,544 |
-90.69 |
290 |
-90.97 |
|
2025-08-14 |
13F |
State Street Corp
|
|
|
|
406,000 |
-8.14 |
17,970 |
-9.96 |
|
2025-08-28 |
NP |
WIORX - Wilshire Income Opportunities Fund Investment Class
|
|
|
|
8,650 |
0.00 |
383 |
-3.05 |
|
2025-08-13 |
13F |
Capital Research Global Investors
|
|
|
|
4,261,472 |
|
188,570 |
|
|
2025-08-25 |
NP |
AMERICAN FUNDS INSURANCE SERIES - Global Balanced Fund Class 1
|
|
|
|
27,600 |
|
1,221 |
|
|
2025-05-08 |
13F |
Algebris (uk) Ltd
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-25 |
NP |
MFS VARIABLE INSURANCE TRUST II - MFS Global Tactical Allocation Portfolio Initial Class
|
|
|
|
10,232 |
-1.33 |
453 |
-4.24 |
|
2025-08-28 |
NP |
SBFCX - Victory INCORE Investment Grade Convertible Fund Class A
|
|
|
|
68,521 |
0.00 |
3,032 |
-2.85 |
|
2025-06-24 |
NP |
FBLAX - Franklin Managed Income Fund CLASS A
|
|
|
|
475,000 |
|
20,150 |
|
|
2025-08-08 |
13F |
Westwood Holdings Group Inc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-14 |
13F |
Royal Bank Of Canada
|
|
|
|
|
|
23 |
9.52 |
|
2025-08-13 |
13F |
Gamco Investors, Inc. Et Al
|
|
|
|
8,000 |
0.00 |
354 |
-2.75 |
|
2025-07-25 |
NP |
CFIAX - Columbia Flexible Capital Income Fund Class A
|
|
|
|
135,000 |
|
5,997 |
|
|
2025-07-11 |
13F/A |
Financiere des Professionnels - Fonds d,investissement inc.
|
|
|
|
11,100 |
0.00 |
491 |
-2.77 |
|
2025-08-29 |
NP |
Ellsworth Growth & Income Fund Ltd
|
|
|
|
50,000 |
0.00 |
2,212 |
-2.85 |
|
2025-05-13 |
13F |
UBS Group AG
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-26 |
NP |
FKINX - Franklin Income Fund Class A1
|
|
|
|
4,500,000 |
0.00 |
199,125 |
-2.85 |
|
2025-06-26 |
NP |
JHPI - John Hancock Preferred Income ETF
|
|
|
|
14,450 |
52.91 |
613 |
45.02 |
|
2025-06-26 |
NP |
AABFX - Thrivent Balanced Income Plus Fund Class A
|
|
|
|
316 |
|
13 |
|
|
2025-06-24 |
NP |
EQNAX - MFS Equity Income Fund A
|
|
|
|
181,893 |
0.00 |
7,716 |
-5.02 |
|
2025-08-14 |
13F |
Susquehanna Advisors Group, Inc.
|
|
|
|
350,000 |
-53.33 |
15,488 |
-54.67 |
|
2025-08-14 |
13F |
Goldman Sachs Group Inc
|
|
|
|
23,400 |
|
1,035 |
|
|
2025-08-14 |
13F |
Raymond James Financial Inc
|
|
|
|
500 |
|
22 |
|
|
2025-06-26 |
NP |
AAINX - Thrivent Opportunity Income Plus Fund Class A
|
|
|
|
2,264 |
33.65 |
96 |
28.00 |
|
2025-07-22 |
13F |
Wealthcare Advisory Partners LLC
|
|
|
|
7,720 |
29.42 |
342 |
26.30 |
|
2025-07-25 |
NP |
DIFAX - MFS Diversified Income Fund A
|
|
|
|
92,748 |
-10.98 |
4,143 |
-10.86 |
|
2025-08-14 |
13F |
Janus Henderson Group Plc
|
|
|
|
130,000 |
0.00 |
5,767 |
-1.28 |
|
2025-07-25 |
NP |
INUTX - Columbia Dividend Opportunity Fund Class A
|
|
|
|
240,000 |
0.00 |
10,661 |
-0.83 |
|
2025-08-26 |
NP |
Franklin Templeton ETF Trust - Franklin Income Focus ETF
|
|
|
|
69,523 |
20.69 |
3,076 |
17.27 |
|
2025-08-27 |
NP |
THRIVENT SERIES FUND INC - Thrivent Opportunity Income Plus Portfolio Class A
|
|
|
|
69 |
0.00 |
3 |
0.00 |
|
2025-07-25 |
NP |
CZAMX - Multi-Manager Alternative Strategies Fund Institutional Class
|
|
|
|
20,400 |
0.00 |
906 |
-0.77 |
|
2025-08-11 |
13F |
Monashee Investment Management LLC
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-05-12 |
13F |
Highbridge Capital Management Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|