2025-08-15 |
NP |
SSIJX - American Beacon SSI Alternative Income Fund Institutional Class
|
|
|
|
38,332 |
0.00 |
2,325 |
9.62 |
|
2025-08-14 |
13F |
Lazard Asset Management Llc
|
|
|
|
1,312 |
0.00 |
0 |
|
|
2025-08-14 |
13F |
State Street Corp
|
|
|
|
90,090 |
-18.90 |
5,484 |
-10.87 |
|
2025-07-25 |
NP |
CFIAX - Columbia Flexible Capital Income Fund Class A
|
|
|
|
82,500 |
0.00 |
4,846 |
-16.35 |
|
2025-05-22 |
NP |
MXHYX - Great-West High Yield Bond Fund Investor Class
|
|
|
|
10,557 |
-37.30 |
584 |
-51.01 |
|
2025-08-15 |
13F |
Morgan Stanley
|
|
|
|
735,943 |
28.08 |
44,451 |
41.24 |
|
2025-06-27 |
NP |
Calamos ETF Trust - Calamos Convertible Equity Alternative ETF
|
|
|
|
1,033 |
-12.53 |
55 |
-40.66 |
|
2025-09-04 |
13F/A |
Advisor Group Holdings, Inc.
|
|
|
|
10,559 |
|
638 |
|
|
2025-03-25 |
NP |
CCVIX - Calamos Convertible Fund Class A
|
|
|
|
65,320 |
-24.87 |
5,079 |
18.37 |
|
2025-08-14 |
13F |
Ssi Investment Management Llc
|
|
|
|
108,320 |
-24.91 |
6,570 |
-17.69 |
|
2025-08-04 |
13F |
Wolverine Asset Management Llc
|
|
|
|
203,768 |
7.93 |
12,417 |
18.88 |
|
2025-08-12 |
13F |
Magnetar Financial LLC
|
|
|
|
310,000 |
0.00 |
18,877 |
9.54 |
|
2025-08-29 |
NP |
Ellsworth Growth & Income Fund Ltd
|
|
|
|
29,606 |
0.00 |
1,788 |
10.30 |
|
2025-08-14 |
13F |
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.
|
|
|
|
36,080 |
0.21 |
2,179 |
10.55 |
|
2025-06-25 |
NP |
Allianzgi Convertible & Income Fund
|
|
|
|
11,300 |
-28.32 |
598 |
-51.27 |
|
2025-06-25 |
NP |
Allianzgi Nfj Dividend, Interest & Premium Strategy Fund
|
|
|
|
9,615 |
-28.19 |
509 |
-51.20 |
|
2025-08-14 |
13F |
Css Llc/il
|
|
|
|
29,831 |
-78.20 |
1,814 |
-76.05 |
|
2025-08-26 |
NP |
EQ ADVISORS TRUST - 1290 VT Convertible Securities Portfolio Class IB
|
|
|
|
1,500 |
0.00 |
91 |
9.76 |
|
2025-05-15 |
13F |
Millennium Management Llc
|
|
|
|
0 |
-100.00 |
0 |
-100.00 |
|
2025-03-25 |
NP |
CVTRX - Calamos Growth & Income Fund Class A
|
|
|
|
56,341 |
0.00 |
4,381 |
57.55 |
|
2025-08-14 |
13F |
Susquehanna Advisors Group, Inc.
|
|
|
|
140,397 |
60.45 |
8,480 |
76.94 |
|
2025-04-23 |
13F |
Oppenheimer & Co Inc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-26 |
NP |
GFSYX - Strategic Alternatives Fund Institutional
|
|
|
|
|
|
627 |
10.21 |
|
2025-08-11 |
13F |
Citigroup Inc
|
|
|
|
41,837 |
0.00 |
2,527 |
10.26 |
|
2025-05-15 |
13F |
Hrt Financial Lp
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-15 |
13F |
Morse Asset Management, Inc
|
|
|
|
10,975 |
3.05 |
665 |
13.10 |
|
2025-03-11 |
13F/A |
Elequin Capital Lp
|
|
|
|
644 |
|
42 |
|
|
2025-08-14 |
13F |
Bank Of America Corp /de/
|
|
|
|
14,452 |
-48.19 |
873 |
-42.89 |
|
2025-07-24 |
NP |
LACFX - Lord Abbett Convertible Fund Class A
|
|
|
|
51,000 |
0.00 |
3,002 |
-16.33 |
|
2025-03-25 |
NP |
Calamos Strategic Total Return Fund
|
|
|
|
46,187 |
0.00 |
3,591 |
57.57 |
|
2025-08-12 |
13F |
American Century Companies Inc
|
|
|
|
15,679 |
10.47 |
953 |
20.97 |
|
2025-08-14 |
13F |
UBS Group AG
|
|
|
|
9,497 |
-21.23 |
574 |
-13.18 |
|
2025-06-27 |
NP |
CVSIX - Calamos Market Neutral Income Fund Class A
|
|
|
|
396,461 |
0.00 |
20,981 |
-31.94 |
|
2025-08-08 |
13F |
Calamos Advisors LLC
|
|
|
|
397,494 |
-0.37 |
24,009 |
9.87 |
|
2025-08-12 |
13F |
Steward Partners Investment Advisory, Llc
|
|
|
|
26 |
-80.15 |
2 |
-85.71 |
|
2025-08-14 |
13F |
Weiss Asset Management LP
|
|
|
|
615,000 |
-5.38 |
37,470 |
3.94 |
|
2025-07-15 |
13F |
Td Private Client Wealth Llc
|
|
|
|
10 |
0.00 |
1 |
|
|
2025-08-13 |
13F |
Gabelli Funds Llc
|
|
|
|
76,206 |
-4.39 |
4,603 |
5.43 |
|
2025-05-30 |
NP |
WEIAX - TETON Convertible Securities Fund CLASS A
|
|
|
|
3,500 |
0.00 |
192 |
-22.36 |
|
2025-08-14 |
13F |
Comerica Bank
|
|
|
|
259 |
-3.72 |
16 |
7.14 |
|
2025-03-25 |
NP |
Calamos Dynamic Convertible & Income Fund
|
|
|
|
52,595 |
-20.29 |
4,089 |
25.58 |
|
2025-08-01 |
13F |
Aequim Alternative Investments LP
|
|
|
|
465,000 |
-7.00 |
28,086 |
2.56 |
|
2025-03-25 |
NP |
Calamos Convertible Opportunities & Income Fund
|
|
|
|
60,775 |
-19.64 |
4,725 |
26.61 |
|
2025-08-15 |
13F |
Tower Research Capital LLC (TRC)
|
|
|
|
234 |
|
14 |
|
|
2025-08-12 |
13F |
BlackRock, Inc.
|
|
|
|
635,059 |
-6.03 |
38,358 |
3.63 |
|
2025-08-12 |
13F |
Warberg Asset Management LLC
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-12 |
13F |
Proequities, Inc.
|
|
|
|
0 |
|
0 |
|
|
2025-08-14 |
13F |
D. E. Shaw & Co., Inc.
|
|
|
|
727,000 |
37.95 |
44,237 |
51.43 |
|
2025-08-29 |
NP |
Bancroft Fund Ltd
|
|
|
|
33,600 |
0.00 |
2,029 |
10.27 |
|
2025-06-26 |
NP |
MSTVX - Morningstar Alternatives Fund
|
|
|
|
|
|
471 |
-31.98 |
|
2025-05-12 |
13F |
Fmr Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-04-29 |
NP |
PHYIX - PUTNAM HIGH YIELD FUND Class Y Shares
|
|
|
|
35,272 |
0.00 |
2,463 |
-2.96 |
|
2025-05-14 |
13F |
Teton Advisors, Inc.
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-14 |
13F |
Raymond James Financial Inc
|
|
|
|
29,805 |
2.35 |
1,800 |
12.85 |
|
2025-08-14 |
13F |
Ameriprise Financial Inc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-07-28 |
NP |
QCON - American Century Quality Convertible Securities ETF
|
|
|
|
4,446 |
0.00 |
262 |
-16.35 |
|
2025-06-18 |
13F/A |
Voya Investment Management Llc
|
|
|
|
125,000 |
-28.57 |
6,846 |
-44.49 |
|
2025-05-13 |
13F |
Bank Of Montreal /can/
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-12 |
13F |
Franklin Resources Inc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-06-25 |
NP |
Allianzgi Diversified Income & Convertible Fund
|
|
|
|
6,750 |
-28.31 |
357 |
-51.23 |
|
2025-08-21 |
NP |
CONIX - Lazard US Convertibles Portfolio Institutional Shares
|
|
|
|
656 |
0.00 |
40 |
11.43 |
|
2025-08-13 |
13F |
Invesco Ltd.
|
|
|
|
63,000 |
0.00 |
3,805 |
10.29 |
|
2025-06-27 |
NP |
HACSX - Harbor Convertible Securities Fund Institutional Class
|
|
|
|
1,300 |
0.00 |
69 |
-32.67 |
|
2025-03-26 |
NP |
FCVT - First Trust SSI Strategic Convertible Securities ETF
|
|
|
|
6,700 |
0.00 |
521 |
57.58 |
|
2025-08-14 |
13F |
Lord, Abbett & Co. Llc
|
|
|
|
|
|
6 |
20.00 |
|
2025-05-13 |
13F |
Sei Investments Co
|
|
|
|
2,950 |
0.00 |
208 |
0.00 |
|
2025-08-14 |
13F |
Van Eck Associates Corp
|
|
|
|
240,638 |
-9.24 |
15 |
0.00 |
|
2025-08-14 |
13F |
Palisade Capital Management Llc/nj
|
|
|
|
24,607 |
0.00 |
1,499 |
10.06 |
|
2025-08-28 |
NP |
CWB - SPDR(R) Bloomberg Barclays Convertible Securities ETF
|
|
|
|
88,590 |
-19.16 |
5,351 |
-10.86 |
|
2025-08-14 |
13F |
Susquehanna International Group, Llp
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-13 |
13F |
Mount Yale Investment Advisors, LLC
|
|
|
|
127 |
|
8 |
|
|
2025-07-24 |
13F |
Mackay Shields Llc
|
|
|
|
400,972 |
-0.49 |
24,350 |
9.14 |
|
2025-07-28 |
NP |
QPFF - American Century Quality Preferred ETF
|
|
|
|
9,250 |
-6.33 |
545 |
-21.61 |
|
2025-08-14 |
13F |
Nicholas Investment Partners, LP
|
|
|
|
|
|
1,941 |
136.87 |
|
2025-06-25 |
NP |
Allianzgi Equity & Convertible Income Fund
|
|
|
|
8,600 |
-28.95 |
455 |
-51.65 |
|
2025-08-12 |
13F |
Jpmorgan Chase & Co
|
|
|
|
65,612 |
-35.39 |
3,963 |
-28.77 |
|
2025-08-14 |
13F |
Royal Bank Of Canada
|
|
|
|
|
|
6 |
-70.00 |
|
2025-04-29 |
13F |
Envestnet Asset Management Inc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-05-29 |
NP |
PUTNAM VARIABLE TRUST - Putnam VT High Yield Fund Class IA Shares
|
|
|
|
5,389 |
0.00 |
295 |
-22.16 |
|
2025-08-28 |
NP |
FSMSX - FS Multi-Strategy Alternatives Fund Class I
|
|
|
|
95,720 |
0.00 |
5,781 |
10.28 |
|
2025-06-26 |
NP |
Advent Claymore Convertible Securities & Income Fund
|
|
|
|
113,681 |
1,873.97 |
5,996 |
1,232.22 |
|
2025-03-31 |
NP |
Putnam ETF Trust - Putnam ESG High Yield ETF -
|
|
|
|
2,927 |
0.00 |
228 |
57.64 |
|
2025-08-14 |
13F |
Wells Fargo & Company/mn
|
|
|
|
133,776 |
570.79 |
8,080 |
639.93 |
|
2025-08-11 |
13F |
Rothschild Investment Llc
|
|
|
|
20 |
0.00 |
1 |
0.00 |
|
2025-08-14 |
13F |
BlueCrest Capital Management Ltd
|
|
|
|
75,925 |
-6.24 |
4,586 |
3.38 |
|
2025-06-25 |
NP |
Allianzgi Convertible & Income Fund Ii
|
|
|
|
8,960 |
-28.32 |
474 |
-51.18 |
|
2025-06-27 |
NP |
SPFF - Global X SuperIncome Preferred ETF
|
|
|
|
26,033 |
-28.17 |
1,378 |
-51.12 |
|
2025-05-22 |
NP |
ANZAX - AllianzGI Convertible Fund Class A
|
|
|
|
45,300 |
-28.38 |
2,481 |
-44.33 |
|
2025-07-24 |
13F |
Us Bancorp \de\
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-12 |
13F |
Nuveen, LLC
|
|
|
|
139,585 |
-26.77 |
8,431 |
-19.25 |
|
2025-08-13 |
13F |
Cutler Capital Management, LLC
|
|
|
|
11,810 |
0.00 |
713 |
10.37 |
|
2025-08-14 |
13F |
Two Sigma Investments, Lp
|
|
|
|
414,525 |
36.82 |
25,037 |
50.89 |
|
2025-08-13 |
13F |
Gamco Investors, Inc. Et Al
|
|
|
|
4,000 |
-20.00 |
242 |
-11.72 |
|
2025-06-25 |
NP |
PFFA - Virtus InfraCap U.S. Preferred Stock ETF
|
|
|
|
16,513 |
78.60 |
874 |
21.59 |
|
2025-07-28 |
13F |
BRYN MAWR TRUST Co
|
|
|
|
200 |
0.00 |
12 |
20.00 |
|
2025-08-26 |
NP |
PFF - iShares Preferred and Income Securities ETF
|
|
|
|
637,134 |
-8.24 |
38,483 |
1.19 |
|
2025-05-27 |
NP |
Tri-continental Corp
|
|
|
|
65,000 |
-7.14 |
3,596 |
-27.44 |
|
2025-08-14 |
13F/A |
Barclays Plc
|
|
|
|
14,601 |
-77.40 |
1 |
-100.00 |
|
2025-06-24 |
NP |
MCOAX - MainStay MacKay Convertible Fund Class A
|
|
|
|
163,900 |
0.00 |
8,674 |
-31.94 |
|
2025-08-14 |
13F |
Infrastructure Capital Advisors, Llc
|
|
|
|
148,862 |
|
8,991 |
|
|
2025-07-29 |
NP |
NWQAX - Nuveen NWQ Flexible Income Fund Class A
|
|
|
|
35,950 |
42.66 |
2,099 |
19.27 |
|
2025-06-24 |
NP |
PCONX - PUTNAM CONVERTIBLE SECURITIES FUND Class C Shares
|
|
|
|
24,590 |
-59.20 |
1,301 |
-72.24 |
|
2025-05-09 |
13F |
Chicago Capital Management, LLC
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-14 |
13F |
Uniplan Investment Counsel, Inc.
|
|
|
|
17,149 |
-10.14 |
1,036 |
-0.96 |
|
2025-07-15 |
13F |
Fifth Third Bancorp
|
|
|
|
464 |
0.00 |
28 |
12.00 |
|
2025-07-25 |
NP |
PACIX - Columbia Convertible Securities Fund Class A
|
|
|
|
125,000 |
0.00 |
7,342 |
-16.36 |
|
2025-03-25 |
NP |
Calamos Convertible & High Income Fund
|
|
|
|
65,465 |
-19.67 |
5,090 |
26.56 |
|
2025-07-02 |
13F |
Central Pacific Bank - Trust Division
|
|
|
|
2,495 |
-40.88 |
151 |
-35.06 |
|
2025-08-14 |
13F |
Jane Street Group, Llc
|
|
|
|
0 |
-100.00 |
0 |
|
|
2025-08-13 |
13F |
Advent Capital Management /de/
|
|
|
|
236,552 |
33.18 |
14,310 |
46.10 |
|
2025-08-21 |
NP |
PFXF - VanEck Vectors Preferred Securities ex Financials ETF
|
|
|
|
246,432 |
-10.81 |
14,884 |
-1.65 |
|
2025-07-28 |
NP |
ICAP - InfraCap Equity Income Fund ETF
|
|
|
|
17 |
0.00 |
1 |
-100.00 |
|
2025-08-29 |
NP |
Gabelli Convertible & Income Securities Fund Inc
|
|
|
|
13,000 |
0.00 |
785 |
10.25 |
|
2025-08-28 |
NP |
CNSAX - Invesco Convertible Securities Fund Class A
|
|
|
|
63,000 |
0.00 |
3,805 |
10.29 |
|
2025-08-25 |
NP |
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Convertible Portfolio Initial Class
|
|
|
|
172,700 |
0.00 |
10,431 |
10.29 |
|